HOUSE OF LORDS |
SESSION 2005-06 [2005] UKHL 56 on
appeal from: [2005] EWCA Civ 126
|
OPINIONS OF THE LORDS OF APPEAL for
judgment IN THE CAUSE
|
Jackson and others (Appellants) v.
Her Majesty's Attorney General (Respondent)
|
Appellate Committee
|
Lord Bingham of Cornhill Lord Nicholls of
Birkenhead Lord Steyn Lord Hope of Craighead Lord Rodger of
Earlsferry |
Lord Walker of Gestingthorpe Baroness Hale of
Richmond Lord Carswell Lord Brown of
Eaton-under-Heywood |
Counsel
|
Appellants: Sir Sydney Kentridge
QC Richard Lissack QC Martin Chamberlain Marcus
Haywood (Instructed by Allen & Overy LLP) |
Respondent: Attorney General (Lord Goldsmith
QC) Philip Sales Clive Lewis (Instructed by Treasury
Solicitor)
|
Interveners: League against Cruel
Sports David Pannick QC Gordon Nardell (Written
intervention) (Instructed by Collyer-Bristow)
|
Hearing dates: 13 and 14 July 2005 |
on Thursday 13 OCTOBER
2005
|
HOUSE OF LORDS
OPINIONS OF THE LORDS OF APPEAL FOR JUDGMENT
IN THE CAUSE
Jackson and others (Appellants) v. Her Majesty's Attorney
General (Respondent)
[2005] UKHL 56
LORD BINGHAM OF CORNHILL
My Lords,
- The appellants all, in differing
ways, have an interest in fox-hunting. They wish that activity to
continue. They challenge the legal validity of the Hunting Act 2004
which, on its face, makes it an offence to hunt a wild mammal with a dog
save in limited circumstances. The appellants acknowledge that the
legislative procedure adopted to enact the Hunting Act was in accordance
with the procedure laid down in the Parliament Act 1949. But they
contend that the 1949 Act was itself invalid: it did not, as they
correctly say, receive the consent of the House of Lords; and the
Parliament Act 1911 did not, they submit, permit an Act such as the 1949
Act to be enacted without the consent of the House of Lords. Thus,
although the Hunting Act gives rise to the present issue between the
appellants and the Attorney General, the real question turns on the
validity of the 1949 Act and that in turn depends on the true effect of
the 1911 Act. The merits and demerits of the Hunting Act, on which
opinion is sharply divided, have no bearing on the legal issue which the
House, sitting judicially, must resolve.
- In these proceedings the
appellants sought a declaration that
"1. The Parliament Act 1949 is not an Act of Parliament
and is consequently of no legal effect.
2. Accordingly, the Hunting Act 2004 is not an Act of
Parliament and is of no legal effect."
The Queen's Bench Divisional Court (Maurice Kay LJ and Collins J)
declined to make such a declaration: [2005] EWHC 94 (Admin). So, on somewhat different grounds, did Lord
Woolf CJ, Lord Phillips of Worth Matravers MR and May LJ sitting in the
Court of Appeal: [2005] EWCA Civ 126, [2005] QB 579. On the appellants' behalf Sir Sydney Kentridge QC
repeats detailed arguments advanced in the courts below. Lord Goldsmith
QC, the Attorney General, resists those arguments. The League Against
Cruel Sports make written submissions in support of the Attorney
General.
The Hunting Act
- The Hunting Act received the royal
assent on 18 November 2004. Its words of enactment are:
"Be it enacted by The Queen's most Excellent Majesty, by and with
the advice and consent of the Commons in this present Parliament
assembled, in accordance with the provisions of the Parliament Acts
1911 and 1949, and by the authority of the same, as follows …"
The House of Lords did not consent. As presented for the royal
assent, the Hunting Bill bore two certifications by the Speaker of the
House of Commons:
"I hereby certify that this Bill as compared with the Hunting Bill
2003 contains only such alteration as is necessary owing to the time
which has elapsed since the date of that Bill."
"I certify, in reference to this Bill, that the provisions of
section two of the Parliament Act 1911, as amended by section one of
the Parliament Act 1949, have been duly complied with."
Neither of these certifications is questioned or challenged in any
way. The 1949 Act
- The 1949 Act was very short. It
was described in its long title as "An Act to amend the Parliament Act,
1911." Its words of enactment were as for the Hunting Act, save that the
only statutory reference was to the 1911 Act. Its substantial effect was
to reduce the number of successive sessions referred to in section 2(1)
of the 1911 Act from three to two, and to reduce the lapse of time
referred to in the proviso to section 2(1) of the 1911 Act from two
years to one.
The 1911 Act
- The 1911 Act was described in its
long title as
"An Act to make provision with respect to the powers of the House
of Lords in relation to those of the House of Commons, and to limit
the duration of Parliament."
The words of enactment were preceded by a preamble with three
recitals, which read:
"Whereas it is expedient that provision should be made for
regulating the relations between the two Houses of Parliament:
And whereas it is intended to substitute for the House of Lords as
it at present exists a Second Chamber constituted on a popular instead
of hereditary basis, but such substitution cannot be immediately
brought into operation:
And whereas provision will require hereafter to be made by
Parliament in a measure effecting such substitution for limiting and
defining the powers of the new Second Chamber, but it is expedient to
make such provision as in this Act appears for restricting the
existing powers of the House of Lords:"
The second of these recitals has an historical explanation, given
below. The standard words of enactment were used, since both Houses had
consented to the measure:
"Be it therefore enacted by the King's most Excellent Majesty, by
and with the advice and consent of the Lords Spiritual and Temporal,
and Commons, in this present Parliament assembled, and by the
authority of the same, as follows …"
- Although this appeal turns on
section 2(1) of the 1911 Act, which is considered in more detail below,
that section must be understood in the context of the whole Act which,
save for the short title in section 8, I think it necessary to recite:
(1) If a Money Bill, having been passed by the House of Commons,
and sent up to the House of Lords at least one month before the end
of the session, is not passed by the House of Lords without
amendment within one month after it is so sent up to that House, the
Bill shall, unless the House of Commons direct to the contrary, be
presented to His Majesty and become an Act of Parliament on the
Royal Assent being signified, notwithstanding that the House of
Lords have not consented to the Bill.
(2) A Money Bill means a Public Bill which in the opinion of the
Speaker of the House of Commons contains only provisions dealing
with all or any of the following subjects, namely, the imposition,
repeal, remission, alteration, or regulation of taxation; the
imposition for the payment of debt or other financial purposes of
charges on the Consolidated Fund, or on money provided by
Parliament, or the variation or repeal of any such charges; supply;
the appropriation, receipt, custody, issue or audit of accounts of
public money; the raising or guarantee of any loan or the repayment
thereof; or subordinate matters incidental to those subjects or any
of them. In this subsection the expressions 'taxation,' 'public
money,' and 'loan' respectively do not include any taxation, money,
or loan raised by local authorities or bodies for local purposes.
(3) There shall be endorsed on every Money Bill when it is sent
up to the House of Lords and when it is presented to His Majesty for
assent the certificate of the Speaker of the House of Commons signed
by him that it is a Money Bill. Before giving his certificate, the
Speaker shall consult, if practicable, two members to be appointed
from the Chairmen's Panel at the beginning of each Session by the
Committee of Selection.
(1) If any Public Bill (other than a Money Bill or a Bill
containing any provision to extend the maximum duration of
Parliament beyond five years) is passed by the House of Commons in
three successive sessions (whether of the same Parliament or not),
and, having been sent up to the House of Lords at least one month
before the end of the session, is rejected by the House of Lords in
each of those sessions, that Bill shall, on its rejection for the
third time by the House of Lords, unless the House of Commons direct
to the contrary, be presented to His Majesty and become an Act of
Parliament on the Royal Assent being signified thereto,
notwithstanding that the House of Lords have not consented to the
Bill: Provided that this provision shall not take effect unless two
years have elapsed between the date of the second reading in the
first of those sessions of the Bill in the House of Commons and the
date on which it passes the House of Commons in the third of those
sessions.
(2) When a Bill is presented to His Majesty for assent in
pursuance of the provisions of this section, there shall be endorsed
on the Bill the certificate of the Speaker of the House of Commons
signed by him that the provisions of this section have been duly
complied with.
(3) A Bill shall be deemed to be rejected by the House of Lords
if it is not passed by the House of Lords either without amendment
or with such amendments only as may be agreed to by both Houses.
(4) A Bill shall be deemed to be the same Bill as a former Bill
sent up to the House of Lords in the preceding session if, when it
is sent up to the House of Lords, it is identical with the former
Bill or contains only such alterations as are certified by the
Speaker of the House of Commons to be necessary owing to the time
which has elapsed since the date of the former Bill, or to represent
any amendments which have been made by the House of Lords in the
former Bill in the preceding session, and any amendments which are
certified by the Speaker to have been made by the House of Lords in
the third session and agreed to by the House of Commons shall be
inserted in the Bill as presented for Royal Assent in pursuance of
this section:
Provided that the House of Commons may, if they think fit, on
the passage of such a Bill through the House in the second or third
session, suggest any further amendments without inserting the
amendments in the Bill, and any such suggested amendments shall be
considered by the House of Lords, and, if agreed to by that House,
shall be treated as amendments made by the House of Lords and agreed
to by the House of Commons; but the exercise of this power by the
House of Commons shall not affect the operation of this section in
the event of the Bill being rejected by the House of Lords.
3. Any certificate of the Speaker of the House of Commons given
under this Act shall be conclusive for all purposes, and shall not
be questioned in any court of law.
(1) In every Bill presented to His Majesty under the preceding
provisions of this Act, the words of enactment shall be as follows,
that is to say:-
'Be it enacted by the King's most Excellent Majesty, by and with
the advice and consent of the Commons in this present Parliament
assembled, in accordance with the provisions of the Parliament Act,
1911, and by authority of the same, as follows.'
(2) Any alteration of a Bill necessary to give effect to this
section shall not be deemed to be an amendment of the Bill.
5. In this Act the expression 'Public Bill' does not include any
Bill for confirming a Provisional Order.
6. Nothing in this Act shall diminish or qualify the existing
rights and privileges of the House of Commons.
7. Five years shall be substituted for seven years as the time
fixed for the maximum duration of Parliament under the Septennial Act,
1715."
The appellants' submissions
- Sir Sydney helpfully encapsulated
the appellants' submissions in a series of key propositions, which he
elaborated in written and oral argument. The propositions are these:
(1) Legislation made under the 1911 Act is delegated or
subordinate, not primary.
(2) The legislative power conferred by section 2(1) of
the 1911 Act is not unlimited in scope and must be read according to
established principles of statutory interpretation.
(3) Among these is the principle that powers conferred
on a body by an enabling Act may not be enlarged or modified by that
body unless there are express words authorising such enlargement or
modification.
(4) Accordingly, section 2(1) of the 1911 Act does not
authorise the Commons to remove, attenuate or modify in any respect
any of the conditions on which its law-making power is granted.
(5) Even if, contrary to the appellants' case, the
Court of Appeal was right to regard section 2(1) of the 1911 Act as
wide enough to authorise "modest" amendments of the Commons'
law-making powers, the amendments in the 1949 Act were not "modest",
but substantial and significant.
- Before considering these
submissions it is in my opinion important to describe in outline the
constitutional background and historical context of the 1911 Act. For it
was the product of a constitutional crisis, by some margin the most
acute to afflict this country during the twentieth century. It generated
a degree of political and personal acrimony rarely, if ever, seen
before, and never since, in the life of our parliamentary democracy. The
Act must be interpreted and understood in that context.
The constitutional background and historical context of the 1911
Act
- The bedrock of the British
constitution is, and in 1911 was, the supremacy of the Crown in
Parliament. It is, as Maurice Kay LJ observed in para 3 of his judgment,
unnecessary for present purposes to touch on the difference, if any,
made by our membership of the European Union. Then, as now, the Crown in
Parliament was unconstrained by any entrenched or codified constitution.
It could make or unmake any law it wished. Statutes, formally enacted as
Acts of Parliament, properly interpreted, enjoyed the highest legal
authority. But such Acts required the consent of both Houses, Lords and
Commons: A V Dicey, Introduction to the Study of the Law of the
Constitution, 6th edn (1902), pp 37-38, 350-351. Where such
consent was given, the royal assent to the measure had become a
constitutional formality. Where and so long as one or other House
withheld its consent, the measure could not become an Act of Parliament.
- Save for a relatively small
number of archbishops, bishops, lords of appeal in ordinary and former
lords of appeal in ordinary, the membership of the House of Lords in
1911 was wholly hereditary. The great majority of the members had either
succeeded, or been appointed, to hereditary peerages. They were
predominantly holders of Conservative opinions. Thus it was possible for
the majority in the Lords to block the legislative programme of a
government with which it disagreed. In 1831-1832 the Lords sought, in
the event unsuccessfully, to block what has become known as the Great
Reform Act. In 1893, by a majority of 419-41, it rejected a Home Rule
Bill, the heart of the government's programme, which had been approved
by the Commons. The only means which the constitution provided to ensure
that the will of the elected house prevailed over that of the upper
House where deadlock occurred was by the creation of enough new peers
supportive of the government's measure to carry it in the Lords. Advice
by the Prime Minister to create new peers was advice which a
constitutional monarch was bound, ultimately, to accept. The threat to
create new peers might, in the end, prove enough to secure the Lords'
acquiescence, as it did in 1832. But it was seen as a nuclear option.
- This situation was not regarded
as satisfactory by the Liberal leaders. Mr Gladstone himself did not
favour organic reform of the House of Lords, and wished an hereditary
House to continue for the avoidance of greater evils. But on 19 August
1884, in a paper prepared for Queen Victoria, he observed that
"The House of Lords has for a long period been the habitual and
vigilant enemy of every Liberal government …" (HCG Matthew, The
Gladstone Diaries, vol XI, OUP, 1990, p 193).
- His successors were less
passive. Lord Rosebery, as Prime Minister in October 1894, proposed in a
speech at Bradford to introduce a Commons resolution asserting the
legislative supremacy of the Commons. He wished to reform the
composition of the Lords. He had not, however, consulted his cabinet
colleagues, a majority of whom preferred in principle to abolish rather
than reform the Lords, and saw limitation of the Lords' veto as a more
practical way of clipping their wings. This option was adopted in
November, but no proposal appeared in the Queen's speech in 1895 (L
McKinstry, Rosebery (2005), pp 327-332; Davis, 'Primrose,
Archibald Philip, fifth earl of Rosebery', Oxford Dictionary of
National Biography, 2004). Sir Henry Campbell-Bannerman, Rosebery's
successor as Liberal leader, had advised the Queen in 1894 that one day
the Lords' behaviour would inevitably lead to deadlock and
constitutional chaos. But in 1907, as Prime Minister, he rejected a
proposal from a cabinet committee to reform the composition of the
Lords. Instead, recognising the need to resolve relations between the
two Houses, he persuaded the Commons on 26 June 1907 to accept, by a
large majority, a resolution that:
"in order to give effect to the will of the people as expressed by
their elected representatives, it is necessary that the power of the
other House to alter or reject Bills passed by this House should be so
restricted by Law as to secure that within the limits of a single
Parliament the final decision of the Commons shall prevail." (House of
Commons Journal, 26 June 1907).
- Sir Henry Campbell-Bannerman had
become Prime Minister on the resignation of Mr Balfour, in December
1905. A general election followed in January 1906, which the Liberal
party won with a landslide majority. But a Bill introduced to reform
education was "amended out of recognition" (G R Searle, A New England
- Peace and War 1886 - 1918, OUP (2004), p 362) by the House of
Lords and had to be dropped. The Licensing Bill 1908 was rejected. In
all, ten Liberal Bills sent to the Lords between 1906 and 1909 were
rejected or wrecked (Searle, op cit, p 409). Among these was the
1909 Finance Bill, introduced by Mr Lloyd George, which was passed by
the Commons on 4 November 1909 by 379 votes to 149, but which, at the
end of the month, the Lords rejected by 350 votes to 75. There had been
no precedent for such a course for 150 years or perhaps longer (Searle,
op cit, p 411; Ensor, England 1870-1914, (1936) p 416),
since the voting of supply had come to be recognised as the all but
exclusive preserve of the Commons. This was reflected in the enacting
words of such measures, which departed from the wording found in other
Acts and were (as in a modified form they still are) prefaced by
language such as
"We, Your Majesty's most dutiful and loyal subjects the Commons of
the United Kingdom of Great Britain and Ireland in Parliament
assembled, towards raising the necessary supplies to defray Your
Majesty's public expenses, and making an addition to the public
revenue, have freely and voluntarily [in former versions "cheerfully"]
resolved to give and grant unto Your Majesty the several duties
herein-after mentioned; and do therefore most humbly beseech Your
Majesty that it may be enacted, and be it enacted …"
In modern times the same distinction has been consistently recognised
in the speech of the monarch on opening a new session of Parliament.
This rejection was described by Mr Asquith, now the Prime Minister, as
"a breach of the Constitution and a usurpation of the rights of the
Commons". A general election followed in January 1910. The issue on the
platforms was the Lords' veto.
- That election gave the Liberals
a majority of only 2 over the Conservatives in the House of Commons. But
the Liberals enjoyed the general support of 40 Labour and 82 Irish
nationalist members. These three parties were united on two issues: they
wanted to deal with the House of Lords on Campbell-Bannerman lines, not
by altering its composition but by defining and limiting its power of
veto; and they wanted to give Home Rule to Ireland (Ensor, op cit,
p 418; Searle, op cit, p 417).
- On 29 March 1910 the government
introduced three resolutions to the House of Commons. After extensive
debate, these resolutions were approved by the House by large majorities
on 14 April 1910. The first of these resolutions began:
"That it is expedient that the House of Lords be disabled by Law
from rejecting or amending a Money Bill, but that any such limitation
by Law shall not be taken to diminish or qualify the existing rights
and privileges of the House of Commons."
The resolution went on to define the meaning of "Money Bill." The
second resolution began:
"That it is expedient that the powers of the House of Lords, as
respects Bills other than Money Bills, be restricted by Law, so that
any such Bill which has passed the House of Commons in three
successive Sessions and, having been sent up to the House of Lords at
least one month before the end of the Session, has been rejected by
that House in each of those Sessions, shall become Law without the
consent of the House of Lords on the Royal Assent being declared:
Provided that at least two years shall have elapsed between the date
of the first introduction of the Bill in the House of Commons and the
date on which it passes the House of Commons for the third time."
The resolution went on to define what amounted to rejection. In the
course of debate it was sought to amend this second resolution by
inserting, after "as respects Bills other than", the words "Bills
further affecting the constitution or powers of the House of Lords and";
"Bills affecting the duration of Parliament and"; "Bills affecting the
prerogative, rights and powers of the Crown and"; and "Bills for the
delegation of administration or legislative powers to subordinate
Parliaments within the United Kingdom and". All these amendments were
rejected by large majorities. The third resolution was
"That it is expedient to limit the duration of Parliament to five
years."
On the acceptance of the three resolutions, a Parliament Bill was
introduced, but it was not voted upon.
- Meanwhile, in the House of
Lords, Lord Rosebery had in March 1910 secured acceptance of a proposal
to change the composition of the House, a cause he had espoused for many
years and which he pursued further in November 1910. He was not alone
among leading Liberals in favouring this course. It was one favoured by
the Foreign Secretary, Sir Edward Grey, and the second recital to the
1911 Act, quoted above, was included to meet his wishes. The
introduction of the Bill was followed by reintroduction of the Finance
Bill rejected by the House of Lords. It was carried by a large majority
in the Commons and was accepted by the Lords without a division on the
following day. It used the introductory language quoted in para 13
above, and is cited as the Finance (1909-10) Act 1910.
- Following the death of King
Edward VII in May 1910, a Conference was held, in private, between four
leading members of each of the Liberal and Conservative parties.
Tentative agreement was reached on the future handling of money bills,
and also "that other bills might be rejected by the second chamber, but
that, if one was rejected two years running, a joint sitting of the two
Houses should be held to determine its fate; and lastly that the
representation for the Lords in the joint sitting should be so scaled
down that a liberal government with a Commons majority of fifty would be
able to pass its bills" (Ensor, op cit, p 423). The
Conservatives, however, concerned above all to block Home Rule, wished
to except from the joint-sitting scheme certain bills or classes of
bills variously described as "constitutional", "organic" or
"structural", which were to be the subject of a referendum. The Liberals
were willing to except bills affecting the Crown or the Protestant
succession or "the Act which is to embody this agreement", but would go
no further, and in particular would not except any bill providing for
Irish Home Rule (ibid; Searle, op cit, pp 418-419). On
this the Conference broke down.
- On 18 November 1910, following
the breakdown of the Conference, the government announced its intention
to seek the dissolution of Parliament on 28 November. The pause was to
give the House of Lords time to consider the Parliament Bill, which it
did. The first and second readings took place. At that point the
Conservative leader (Lord Lansdowne) proposed, and the House of Lords
adopted, resolutions based on the proposals made at the Conference.
Parliament was then dissolved, and a further general election took place
in December. Unsurprisingly, given that the issues had not changed, the
outcome of the election was almost exactly the same as in the preceding
January: an equality of Liberal and Conservative seats, but a small
increase for Labour and the Irish nationalists, giving a slight increase
in the majority for the Parliament Bill and Home Rule.
- The Parliament Bill was again
introduced in the House of Commons by the Prime Minister on 21 February
1911. It was approved by a large majority on each of its three readings,
the third of these on 15 May 1911. On 23 May it reached the House of
Lords, which had meanwhile been considering alternative proposals. The
Bill was debated at length in the Lords, and was very heavily amended
before its return to the Commons. But by this time, if not before, the
Conservative leaders knew of the King's willingness, if need be, to
create enough peers to secure passage of the Bill and of the
government's determination to secure passage of the Bill by that means
if no other way was open. In the Commons, the Lords' amendments were
almost all rejected. On its return to the Lords, with a threat that
rejection must be followed by "a large and prompt creation of peers",
the Bill was passed by the Lords on 10 August and the royal assent was
given, with the consent of both Houses, eight days later.
- It is not necessary to examine
in any detail the passage of the Bill through Parliament. Two points
are, however, noteworthy. First, the clause of the Bill which became
section 2(1) of the Act had at first made reference only to "any Public
Bill other than a Money Bill". The Lords amended this to read "other
than a Money Bill or a Bill containing any provisions to extend the
maximum duration of Parliament beyond five years". On 8 August 1911,
just before the final return of the Bill to the Lords, the Commons
accepted this amendment. Secondly, during the passage of the Bill
through Parliament a number of attempts were made (as they had been in
the earlier debates on the resolutions) to insert words after "other
than a Money Bill": "or a Bill to establish a separate Parliament and
Executive for Ireland" (rejected 24 April 1911, HC Hansard col 1434);
"or a Bill affecting the continued existence or the prerogative rights,
and powers of the Crown" (rejected 24 April 1911, HC Hansard col 1466);
"or Bill for modifying this Act" (rejected 24 April 1911, HC Hansard,
col 1498); "or a Bill which contains any provision affecting the
qualification for the exercise of the parliamentary franchise or
affecting the right to vote at any parliamentary election" (rejected 24
April 1911, HC Hansard col 1504); "or a Bill which contains any
provision which affects the Constitution of the House of Lords"
(rejected 24 April 1911, col 1516); "or a Bill affecting the
establishment of the Church of England or the temporalities thereof, or
the Church of Scotland and the temporalities thereof" (rejected 24 April
1911, HC Hansard col 1538); "or a Bill affecting the independence of the
judiciary or restricting the rights of the subject to trial by jury or
appeal to a higher court" (rejected 24 April 1911, HC Hansard col 1548);
"is passed with a majority of at least one hundred" (rejected 25 April
1911, HC Hansard col 1634). None of these amendments was acceptable to
the majority in the Commons.
- I can now return to the
appellants' propositions summarised in para 7 above, which I shall
consider in turn.
(1) The status of legislation passed under the 1911
Act
- Sir Sydney submits that whereas
legislation duly enacted by the Crown in Parliament commands general
obedience and recognition as such, and is the ultimate political fact
upon which the whole system of legislation hangs, legislation made under
the 1911 Act is required to state on its face that it is made by the
authority of the 1911 Act. Such legislation is not primary because it
depends for its validity on a prior enactment, and legislation is not
primary where that is so. Legislation under the 1911 Act is not similar
to other delegated or subordinate legislation, such as statutory
instruments and bylaws made under the authority of statute, but it is
delegated or subordinate or derivative in the sense that its validity is
open to investigation in the courts, which would not be permissible in
the case of primary legislation. For this submission, necessarily
abbreviated in summary, Sir Sydney cites an impressive range of
authority including HLA Hart, The Concept of Law (Oxford, 1961),
chaps 5-6; Craies on Legislation, 8th edn (2004), para 1.2.1;
Bennion, Statutory Interpretation, 4th edn (2002), section 50; H
W R Wade, Constitutional Fundamentals (1980), pp 27-28 and "The
Basis of Legal Sovereignty" [1955] CLJ 172, 193-194; Wade and Forsyth,
Administrative Law, 9th edn (2004), pp 26-27; Hood Phillips and
Jackson, Constitutional and Administrative Law (8th edn, 2001),
pp 79-80; Lord Donaldson of Lymington, formerly Master of the Rolls (HL
Hansard, 19 January 2001, col 1309); and Pickin v British Railways
Board [1974] AC 765.
- The Divisional Court rejected
this argument for reasons very clearly and succinctly given by Maurice
Kay LJ (paras 23-25 of his judgment) and Collins J (paras 39-45). The
Court of Appeal, in part at least, accepted it (paras 30-48).
- Despite the skill with which the
argument is advanced and the respect properly due to the authorities
relied on, I am of opinion that the Divisional Court was right to reject
it, for two main reasons. First, sections 1(1) and 2(1) of the 1911 Act
provide that legislation made in accordance with those provisions
respectively shall "become an Act of Parliament on the Royal Assent
being signified". The meaning of the expression "Act of Parliament" is
not doubtful, ambiguous or obscure. It is as clear and well understood
as any expression in the lexicon of the law. It is used, and used only,
to denote primary legislation. If there were room for doubt, which to my
mind there is not, it would be resolved by comparing the language of the
second resolution, quoted in para 15 above, with the language of section
2(1) as enacted. The resolution provided that a measure meeting the
specified conditions "shall become Law without the consent of the House
of Lords on the Royal Assent being declared". Section 2(1), as just
noted, provides that a measure shall become an Act of Parliament. The
change can only have been made to preclude just such an argument as the
appellants are advancing. The 1911 Act did, of course, effect an
important constitutional change, but the change lay not in authorising a
new form of sub-primary parliamentary legislation but in creating a new
way of enacting primary legislation.
- I cannot, secondly, accept that
the 1911 Act can be understood as a delegation of legislative power or
authority by the House of Lords, or by Parliament, to the House of
Commons. The implausibility of this interpretation can perhaps be most
readily seen in relation to money bills. As noted in para 13, the Lords'
rejection of the Finance Bill was a departure from convention and
precedent because supply had come to be recognised as the all but
exclusive preserve of the Commons. Section 1 of the 1911 Act involved no
delegation of legislative power and authority to the Commons but a
statutory recognition of where such power and authority in relation to
supply had long been understood to lie. It would be hard to read the
very similar language in section 2 as involving a delegation either,
since the overall object of the Act was not to enlarge the powers of the
Commons but to restrict those of the Lords. This is, in my opinion,
clear from the historical context and from the Act itself. The first
resolution (see para 15 above) was that "it is expedient that the House
of Lords be disabled by Law from …" The second resolution (para 15
above) was that "it is expedient that the powers of the House of Lords,
as respects Bills other than Money Bills, be restricted by Law …" The
effect of section 1 of the 1911 Act is to restrict the power of the
Lords to amend or reject money bills. The effect of section 2(1) is,
despite the different conditions, the same, and is aptly summarised in
the sidenote: "Restriction of the powers of the House of Lords as to
Bills other than Money Bills". The certification of a money bill by the
Speaker under section 1 and of a bill other than a money bill under
section 2 is mandatory, and the presentation of a bill to the monarch
for the royal assent to be signified under sections 1(1) and 2(1) is
automatic, "unless the House of Commons direct to the contrary". If it
be permissible to resort to the preamble of the 1911 Act, one finds
reference to the expediency of making "such provision as in this Act
appears for restricting the existing powers of the House of Lords". The
overall object of the 1911 Act was not to delegate power: it was to
restrict, subject to compliance with the specified statutory conditions,
the power of the Lords to defeat measures supported by a majority of the
Commons, and thereby obviate the need for the monarch to create (or for
any threat to be made that the monarch would create) peers to carry the
government's programme in the Lords. This was a procedure necessarily
unwelcome to a constitutional monarch, rightly anxious to avoid any
appearance of participation in politics, and one which
constitutionally-minded politicians were accordingly reluctant to
invoke.
- It is true, as the appellants
point out, that section 4 of the 1911 Act requires the words of
enactment of a Bill presented to the monarch under section 1 or section
2 of the Act, to record that the measure is enacted "in accordance with
the Parliament Act 1911, and by authority of the same", and reference is
now added to the 1949 Act also. But the inclusion of these words does
not in my opinion mean that measures so enacted should be regarded as
delegated or subordinate. The standard words of enactment make reference
to the Lords Spiritual and Temporal and Commons and provide for the
measure to be enacted "by the authority of the same". This language is
plainly inappropriate where the Lords have not consented, and it is
unsurprising that reference is instead made to the measure which makes
it lawful to enact a measure in the absence of such consent. I do not
think this reference can support the weight of argument the appellants
seek to build on it.
- Like the Court of Appeal (see
paras 11-13 of its judgment), I feel some sense of strangeness at the
exercise which the courts have (with the acquiescence of the Attorney
General) been invited to undertake in these proceedings. The authority
of Pickin v British Railways Board [1974] AC 765
is unquestioned, and it was there very clearly decided that "the courts
in this country have no power to declare enacted law to be invalid" (per
Lord Simon of Glaisdale at p 798). I am, however, persuaded that the
present proceedings are legitimate, for two reasons. First, in
Pickin, unlike the present case, it was sought to investigate the
internal workings and procedures of Parliament to demonstrate that it
had been misled and so had proceeded on a false basis. This was held to
be illegitimate: see Lord Reid at p 787, Lord Morris of Borth-y-Gest at
p 790, Lord Wilberforce at p 796, Lord Simon of Glaisdale at p 800 and
Lord Cross of Chelsea at p 802. Lord Reid quoted with approval a passage
of Lord Campbell's opinion in Edinburgh and Dalkeith Railway Co v
Wauchope (1842) 8 Cl & F 710, 725, where he said:
"All that a Court of Justice can do is to look to the
Parliamentary roll: if from that it should appear that a bill has
passed both Houses and received the Royal assent, no Court of Justice
can inquire into the mode in which it was introduced into Parliament,
nor into what was done previous to its introduction, or what passed in
Parliament during its various stages through both Houses".
Here, the court looks to the parliamentary roll and sees bills (the
1949 Act, and then the 2004 Act) which have not passed both Houses. The
issue concerns no question of parliamentary procedure such as would, and
could only, be the subject of parliamentary inquiry, but a question
whether, in Lord Simon's language, these Acts are "enacted law". My
second reason is more practical. The appellants have raised a question
of law which cannot, as such, be resolved by Parliament. But it would
not be satisfactory, or consistent with the rule of law, if it could not
be resolved at all. So it seems to me necessary that the courts should
resolve it, and that to do so involves no breach of constitutional
propriety.
(2) The scope of section 2(1)
- Sir Sydney submits that, in
accordance with long-established principles of statutory interpretation,
the courts will often imply qualifications into the literal meaning of
wide and general words in order to prevent them having some unreasonable
consequence which Parliament could not have intended. He cites such
compelling authority as Stradling v Morgan (1560) 1 Plow 199;
R (Edison First Power Limited) v Central Valuation Officer [2003] UKHL 20, [2003] 4 All ER 209, para 25; R v Secretary of State for the Home
Department, Ex p Pierson [1998] AC 539, 573-575, 588; R v Secretary of State for the Home
Department, Ex p Simms [2000] 2 AC 115, 131; and R (Morgan Grenfell & Co Ltd) v Special
Commissioner of Income Tax [2003] 1 AC 563, paras 8, 44-45. He relies on these authorities as
establishing (as it is put in the appellants' printed case)
"that general words such as section 2(1) should not be read as
authorising the doing of acts which adversely affect the basic
principles on which the law of the United Kingdom is based in the
absence of clear words authorising such acts. There is no more
fundamental principle of law in the UK than the identity of the
sovereign body. Section 2(1) should not be read as modifying the
identity of the sovereign body unless its language admits of no other
interpretation".
The Divisional Court did not accept that the 1911 Act, properly
construed, precluded use of the procedure laid down in that Act to amend
the conditions specified in section 2: see Maurice Kay LJ in paras 17-19
of his judgment, and Collins J in paras 41-44 of his. The Court of
Appeal took a different view (paras 40-41); it concluded that section
2(1) conferred powers which could be used for some purposes but not
others (paras 42-45).
- The Attorney General does not, I
think, take issue with the general principles relied on by the
appellants, which are indeed familiar and well-established. But he
invites the House to focus on the language of the 1911 Act, and in this
he is right, since a careful study of the statutory language, read in
its statutory and historical context and with the benefit of permissible
aids to interpretation, is the essential first step in any exercise of
statutory interpretation. Here, section 2(1) makes provision, subject to
three exceptions, for any public bill which satisfies the specified
conditions to become an Act of Parliament without the consent of the
Lords. The first exception relates to money bills, which are the subject
of section 1 and to which different conditions apply. The second relates
to bills containing any provision to extend the maximum duration of
Parliament beyond five years. I consider this exception in detail below.
The third relates to bills for confirming a provisional order, which do
not fall within the expression "public bill" by virtue of section 5.
Subject to these exceptions, section 2(1) applies to "any" public bill.
I cannot think of any broader expression the draftsman could have used.
Nor can I see any reason to infer that "any" is used in a sense other
than its colloquial, and also its dictionary, sense of "no matter which,
or what". The expression is repeatedly used in this sense in the 1911
Act, and it would be surprising if it were used in any other sense: see
section 1(2) ("any of the following subjects", "any such charges", "any
loan", "those subjects or any of them", "any taxation, money, or loan");
section 2(4) ("any amendments", "any further amendments", "any such
suggested amendments"); section 3 ("Any certificate", "any court of
law"); section 4(2) ("Any alteration"); section 5 ("any Bill"). "Any" is
an expression used to indicate that the user does not intend to
discriminate, or does not intend to discriminate save to such extent as
is indicated.
- Sir Sydney is of course correct
in submitting that the literal meaning of even a very familiar
expression may have to be rejected if it leads to an interpretation or
consequence which Parliament could not have intended. But in this case
it is clear from the historical background that Parliament did intend
the word "any", subject to the noted exceptions, to mean exactly what it
said. Sir Henry Campbell-Bannerman's resolution of June 1907, adopted by
the Commons before rejection of the 1909 Finance Bill, referred quite
generally to "Bills passed by this House" (para 12 above). The second of
the resolutions adopted on 14 April 1910 (para 15 above) referred to
"Bills other than Money Bills". Attempts to amend the resolution so as
to enlarge the classes of bill to which the new procedure would not
apply were all rejected (para 15 above). During the constitutional
Conference which followed the death of the King there was provisional
agreement to exclude "the Act which is to embody this agreement" from
application of the new procedure, but such a provision was never
included in the Bill (para 17 above). During the passage of the Bill
through Parliament, there were again repeated attempts to enlarge the
classes of bill to which the new procedure would not apply, but save for
the amendment related to bills extending the maximum duration of
Parliament they were uniformly rejected (para 20 above). The suggestion
that Parliament intended the conditions laid down in section 2(1) to be
incapable of amendment by use of the Act is in my opinion contradicted
both by the language of the section and by the historical record. This
was certainly the understanding of Dicey, who was no friend of the 1911
Act. In the first edition of his Introduction after 1911 (the 8th
edition, 1915), he wrote at p xxiii:
"The simple truth is that the Parliament Act has given to the
House of Commons, or, in plain language, to the majority thereof, the
power of passing any Bill whatever, provided always that the
conditions of the Parliament Act, section 2, are complied with."
- The Court of Appeal concluded
(in paras 98-100 of its judgment) that there was power under the 1911
Act to make a "relatively modest and straightforward amendment" of the
Act, including the amendment made by the 1949 Act, but not to making
"changes of a fundamentally different nature to the relationship between
the House of Lords and the Commons from those which the 1911 Act had
made". This was not, as I understand, a solution which any party
advocated in the Court of Appeal, and none supported it in the House. I
do not think, with respect, that it can be supported in principle. The
known object of the Parliament Bill, strongly resisted by the
Conservative party and the source of the bitterness and intransigence
which characterised the struggle over the Bill, was to secure the grant
of Home Rule to Ireland. This was, by any standards, a fundamental
constitutional change. So was the disestablishment of the Anglican
Church in Wales, also well known to be an objective of the government.
Attempts to ensure that the 1911 Act could not be used to achieve these
objects were repeatedly made and repeatedly defeated (paras 15 and 20
above). Whatever its practical merits, the Court of Appeal solution
finds no support in the language of the Act, in principle or in the
historical record. Had the government been willing to exclude changes of
major constitutional significance from the operation of the new
legislative scheme, it may very well be that the constitutional
Conference of 1910 would not have broken down and the 1911 Act would
never have been enacted.
- It is unnecessary for resolution
of the present case to decide whether the 1911 (and now the 1949) Act
could be relied on to extend the maximum duration of Parliament beyond
five years. It does not seem likely that such a proposal would command
popular and parliamentary support (save in a national emergency such as
led to extensions, by consent of both Houses, during both world wars),
knowledge of parliamentary tyranny during the Long Parliament would
weigh against such a proposal and article 3 of the First Protocol to the
European Convention on Human Rights now requires elections at reasonable
intervals. The Attorney General, however, submits that the 1911, and now
the 1949, Act could in principle be used to amend or delete the
reference to the maximum duration of Parliament in the parenthesis to
section 2(1), and that a further measure could then be introduced to
extend the maximum duration. Sir Sydney contends that this is a
procedure which section 2(1) very clearly does not permit, stressing
that the timetable in section 2(1) was very closely linked to the
maximum duration of Parliament which the Act laid down. It is common
ground that section 2(1) in its unamended form cannot without more be
relied on to extend the maximum duration of Parliament, because a public
bill to do so is outside the express terms of section 2(1). But there is
nothing in the 1911 Act to provide that it cannot be amended, and even
if there were such a provision it could not bind a successor Parliament.
Once it is accepted, as I have accepted, that an Act passed pursuant to
the procedures in section 2(1), as amended in 1949, is in every sense an
Act of Parliament having effect and entitled to recognition as such, I
see no basis in the language of section 2(1) or in principle for holding
that the parenthesis in that subsection, or for that matter section 7,
are unamendable save with the consent of the Lords. It cannot have been
contemplated that if, however improbably, the Houses found themselves in
irreconcilable deadlock on this point, the government should have to
resort to the creation of peers. However academic the point may be, I
think the Attorney General is right.
(3) Enlargement of powers
- Sir Sydney relies on what Hood
Phillips and Jackson describe as the general principle of logic and law
that delegates (the Queen and Commons) cannot enlarge the authority
delegated to them: Constitutional and Administrative Law, 8th edn
(2001), p 80. He also prays in aid the observations of Lord Donaldson of
Lymington speaking extra-judicially in support of his Parliament Acts
(Amendment) Bill (HL Hansard, 19 January 2001, cols 1308-1309):
"As your Lordships well know, it is a fundamental tenet of
constitutional law that, prima facie, where the
sovereign Parliament - that is to say, the Monarch acting on the
advice and with the consent of both Houses of Parliament - delegates
power to legislate, whether to one House unilaterally, to the King or
Queen in Council, to a Minister or to whomsoever, the delegate cannot
use that power to enlarge or vary the powers delegated to him. The
only exception is where the primary legislation, in this case the 1911
Act, expressly authorises the delegate to do so. In other words there
has to be a Henry VIII clause."
To support his argument Sir Sydney cites a number of cases relating
to colonial and Dominion legislatures, the most significant of these
cases perhaps being R v Burah (1878) 3 App Cas 889, 904-905;
Taylor v Attorney General of Queensland (1917) 23 CLR 457;
McCawley v The King [1920] AC 691, 703-704, 710-711; Minister
of the Interior v Harris 1952 (4) SA 769, 790; Clayton v
Heffron (1960) 105 CLR 214 and Bribery Commissioner v
Ranasinghe [1965] AC 172, 196-198. In written submissions in reply this argument was
elaborated and the authorities further analysed.
- The Divisional Court was not
persuaded by this line of argument. Maurice Kay LJ, with whom Collins J
agreed, said in para 27 of his judgment:
"Moreover, the whole line of authority relied upon by the
claimants, dealing as it does with the relationship between the
Westminster Parliament and the devolved legislatures of former
colonies with (in Lord Birkenhead's phrase - McCawley, p 703)
"controlled constitutions", is not strictly analogous to the context
of the Parliament Acts. In my judgment there is no established
principle applicable to this case which denies a power of amendment of
the earlier statute in the absence of the express conferral of one
specifically dealing with amendment. What is important is the language
of the earlier statute. I do not doubt that it is sufficient to permit
amendment in the manner that was achieved by the 1949 Act."
- The Court of Appeal (para 62)
regarded this approach as being an over-simplification, but reached the
same conclusion. It accepted (para 66) the Attorney General's submission
that, although in many instances the relevant legislation discussed in
the cases contained an express power to make amendments to the
constitution, the authorities did not establish a principle that such
constitutions may not be appropriately amended without such an express
power. It found (para 68) no constitutional principle or principle of
statutory construction which prevents a legislature from altering its
own constitution by enacting alterations to the very instrument from
which its powers derive by virtue of powers in that same instrument if
the powers, properly understood, extend that far. The Court of Appeal
adopted (para 69) the opinion of Lord Pearce on behalf of the Privy
Council in Bribery Commissioner v Ranasinghe, above, at p 198,
where he held that a constitution can be altered or amended by the
legislature
"if the regulating instrument so provides and if the terms of
those provisions are complied with: and the alteration or amendment
may include the change or abolition of those very provisions."
The question was one of construction (para 69), and the Court of
Appeal did not detect anything in the language of section 2(1) which
would prevent the amendment made by the 1949 Act.
- I cannot accept the appellants'
submissions on this issue, for three main reasons. First, for reasons
given in para 25 above, the 1911 Act did not involve a delegation of
power and the Commons, when invoking the 1911 Act, cannot be regarded as
in any sense a subordinate body. Secondly, the historical context of the
1911 Act was unique. The situation was factually and constitutionally so
remote from the grant of legislative authority to a colonial or Dominion
legislature as to render analogies drawn from the latter situation of
little if any value when considering the former. Thirdly, the Court of
Appeal distilled from the authorities what is in my judgment the correct
principle. The question is one of construction. There was nothing in the
1911 Act to preclude use of the procedure laid down by the Act to amend
the Act. As explained in paras 29-32 above, the language of the Act was
wide enough, as the Divisional Court and the Court of Appeal held, to
permit the amendment made by the 1949 Act, and also (in my opinion) to
make much more far-reaching changes. For the past half century it has
been generally, even if not universally, believed that the 1949 Act had
been validly enacted, as evidenced by the use made of it by governments
of different political persuasions. In my opinion that belief was
well-founded.
(4) The scope of the power to amend the conditions to
which section 2(1) is subject
- This submission is in essence a
conclusion drawn from the propositions which precede it: see the summary
in para 7 above. It necessarily follows from the reasons I have given
for rejecting those propositions that I cannot accept that section 2(1)
of the 1911 Act "does not authorise the Commons to remove, attenuate or
modify in any respect any of the conditions on which its law-making
power is granted". As should be clear, I reject the premises on which
that conclusion is founded. If the appellants were right, it would, I
think, follow that the 1911 Act could not be invoked, for instance, to
shorten (or even, perhaps, lengthen) the period allowed in section 1(1)
for passing money bills, or to provide that a bill for confirming a
provisional order should rank as a public bill: a government bent on
achieving such an object with a clear and recent mandate to do so would
have either to accept the veto of the Lords or resort to the creation of
peers. That would seem an extravagant, and unhistorical, intention to
attribute to Parliament.
(5) The significance of the 1949 Act
- I agree with the appellants that
the change made by the 1949 Act was not, as the Court of Appeal
described it (para 98), "relatively modest", but was substantial and
significant. But I also agree with them and also the Attorney General
that the breadth of the power to amend the 1911 Act in reliance on
section 2(1) cannot depend on whether the amendment in question is or is
not relatively modest. I have given my reasons for sharing that
conclusion in paras 29-32 above. Such a test would be vague in the
extreme, and impose on the Speaker a judgment which Parliament cannot
have contemplated imposing.
Conclusion
- I would dismiss this appeal for
the reasons I have given. The 1949 Act and the 2004 Act are Acts of
Parliament of full legal effect. In so concluding I take no account of
any challenge under the Human Rights Act 1998 to the compatibility of
the 2004 Act with the European Convention on Human Rights. That is not
before the House. I would invite the parties to make written submissions
on costs within 14 days.
- I have reached my conclusion
without reliance on statements made in the course of parliamentary
debate on the 1911 or the 1949 Act. Were the language of the 1911 Act
ambiguous or obscure it would have been necessary to decide, in the
light of Pepper v Hart [1993] AC 593
and later authority, whether resort to Hansard would be permissible. In
the event, I do not find the language of the 1911 Act to be ambiguous or
obscure. It is similarly unnecessary to consider what, if any, legal
effect flows from parliamentary approbation of the 1949 Act, as
evidenced by amendment and consolidation of Acts passed under it.
- It has been a source of concern
to some constitutionalists (among them the late Lord Scarman) that the
effect of the 1911, and more particularly the 1949, Act has been to
erode the checks and balances inherent in the British constitution when
Crown, Lords and Commons were independent and substantial bases of
power, leaving the Commons, dominated by the executive, as the
ultimately unconstrained power in the state. There is nothing novel in
this perception. What, perhaps, is novel is the willingness of
successive governments of different political colours to invoke the 1949
Act not for the major constitutional purposes for which the 1911 Act was
invoked (the Government of Ireland Act 1914, the Welsh Church Act 1914,
the 1949 Act) but to achieve objects of more minor or no constitutional
import (the War Crimes Act 1991, the European Parliamentary Elections
Act 1999, the Sexual Offences (Amendment) Act 2000 and now the 2004
Act). There are issues here which merit serious and objective thought
and study. But it would be quite inappropriate for the House in its
judicial capacity to express or appear to express any opinion upon them,
and I do not do so.
LORD NICHOLLS OF BIRKENHEAD
My Lords,
- The Hunting Act 2004 banned
hunting foxes with dogs. It was enacted amidst fierce controversy. The
Bill aroused strong feelings, both for and against. Thousands marched
through the streets of London in protest. The House of Commons and the
House of Lords could not see eye to eye. Neither would give way. So the
Commons pushed through the Hunting Bill without the consent of the
Lords, by resort to the procedure prescribed by the Parliament Act 1911
as amended by the Parliament Act 1949.
- Opposition to the new law did
not stop there. Political opposition was followed by legal challenge.
The Hunting Bill received the royal assent on 18 November 2004. On the
following day the claimants started these judicial review proceedings.
Other proceedings were also started.
- In the present proceedings the
legal challenge is not based on the content of the new Act. The
challenge is to the validity of the parliamentary procedure by which the
Act reached the statute book. This procedure appeared from the words of
enactment. The words of enactment, set out on the face of the Act,
lacked the customary reference to enactment by the Sovereign 'by and
with the advice and consent of the Lords Spiritual and Temporal and
Commons'. Instead the Hunting Act 2004 was made by the 'Queen's most
Excellent Majesty by and with the advice and consent of the Commons in
accordance with the provisions of the Parliament Acts 1911 and 1949'.
There was no mention of the advice or consent of the Lords, either
Spiritual or Temporal.
- The first claimant, Mr John
Jackson, is the chairman of the Countryside Alliance, an organisation
which campaigns on hunting with dogs and other rural issues. He brings
these proceedings in his personal capacity. The second claimant, Mr
Patrick Martin, is a professional huntsman employed by the Bicester
Hunt. The third claimant, Mrs Harriet Hughes, works with her husband and
son in a family farriery business. The claimants seek a decision that
the Parliament Act 1949 was invalid and ineffective to amend the
provisions of the Parliament Act 1911 and that, consequently, the
Hunting Act 2004, which was enacted in accordance with the 1911 Act as
amended by the 1949 Act, is invalid.
The issue in this case
- The central issue of law raised
by this appeal is a question of interpretation of section 2 of the
Parliament Act 1911. The issue can be identified quite shortly, although
the parties' submissions ranged widely. The 1911 Act, section 2,
prescribed circumstances where in future a Bill could become law without
the consent of the House of Lords. In future, with stated exceptions,
the approval of the House of Lords to a public Bill could be dispensed
with if the Bill was passed by the Commons but rejected by the Lords in
three successive sessions, two years having elapsed between the date of
the second reading in the Commons in the first of those sessions and the
date when the Bill passed the Commons in the third. In other words, the
Lords could hold up legislation for three sessions spread over a minimum
period of two years from the effective introduction of a Bill. The 1911
Act was enacted with the consent of both Houses.
- In 1949 the Parliament Act of
that year reduced from three to two the number of sessions in which a
Bill had to pass the Commons and from two to one the number of years
which had to elapse. But, unlike the 1911 Act, the 1949 Act was not
passed by both Lords and Commons. Instead the 1949 Act was passed by the
Commons alone and enacted in reliance on the procedure set in place by
section 2 of the 1911 Act.
- In these proceedings the
claimants challenge the lawfulness of the use of the 1911 Act procedure
for this purpose. The effect of the 1911 Act was to restrict the power
of the House of Lords and, correspondingly, to increase in practice the
power of the House of Commons. This enlarged power of the Commons, it is
said, did not enable the Commons to enlarge its own power still more by
further restricting the delaying power of the Lords. A power given in
limited terms cannot be used to enlarge itself. The 1911 Act contained
no provision enabling this to be done. Further restriction on the power
of the Lords required their consent. Unilateral extension of the powers
of the Commons was outside the scope of section 2 of the 1911 Act.
Otherwise the limitations set in place by the 1911 Act would be legally
meaningless. Such a unilateral extension was no more within the legal
power of the Commons than an individual is able to elevate himself by
tugging on his own bootstraps.
The jurisdiction of the courts
- Before considering this issue of
interpretation I must first say something about the jurisdiction of the
court to entertain these proceedings at all. These proceedings are
highly unusual. At first sight a challenge in court to the validity of a
statute seems to offend the fundamental constitutional principle that
courts will not look behind an Act of Parliament and investigate the
process by which it was enacted. Those are matters for Parliament, not
the courts. It is for each House to judge the lawfulness of its own
proceedings. The authorities establishing this principle can be found
gathered in Pickin v British Railways Board [1974] AC 765. This principle is a reflection of article 9 of the Bill of
Rights 1689: '… proceedings in Parliament ought not to be impeached or
questioned in any court'.
- In accordance with this
principle it would not be open to a court to investigate the conduct of
the proceedings in Parliament on the Bill for the 1949 Act to see
whether they complied with section 2 of the 1911 Act. Indeed, the 1911
Act makes express provision to this effect. Section 2(2) provides for
the Speaker to endorse on a Bill presented to His Majesty for assent
pursuant to section 2 a certificate signed by him that the provisions of
the section have been duly complied with. Section 3 provides this
certificate shall be conclusive 'for all purposes' and 'shall not be
questioned in any court of law'.
- In the present case the
claimants do not dispute this constitutional principle. Nor do they seek
to gainsay the conclusiveness of the certificate endorsed by the Speaker
on the Bill for the Parliament Act 1949 as required by section 2(2) of
the 1911 Act. Their challenge to the lawfulness of the 1949 Act is
founded on a different and prior ground: the proper interpretation of
section 2(1) of the 1911 Act. On this issue the court's jurisdiction
cannot be doubted. This question of statutory interpretation is properly
cognisable by a court of law even though it relates to the legislative
process. Statutes create law. The proper interpretation of a statute is
a matter for the courts, not Parliament. This principle is as
fundamental in this country's constitution as the principle that
Parliament has exclusive cognisance (jurisdiction) over its own affairs.
The Parliament Act 1911
- For centuries the unwritten
constitution of this country had at its heart the principle that
legislation requires the concurrence of the Sovereign, the House of
Lords and the House of Commons. As every student of modern history
knows, early in the 20th century the political imbalance in the
composition of these two chambers of Parliament gave rise to a prolonged
constitutional crisis. The legislative programme of successive Liberal
governments was thwarted time and again by sustained opposition from the
Conservative and Unionist dominated House of Lords. The Lords rejected
items as important as Gladstone's Irish 'Home Rule' Bill in 1893.
Matters came to a head with the rejection of Lloyd George's Finance Bill
('the peoples' budget') of 1909. A government cannot govern without the
supply of money.
- The crisis was resolved
eventually by the Parliament Act 1911. This Act was passed by the House
of Lords under overt threat from the government to create sufficient
Liberal peers to achieve the Bill's passage through the Lords if
opposition in that House continued.
- The new procedure was then used
to enact two important constitutional measures, on 'Home Rule' in
Ireland and the disestablishment of the Anglican Church in Wales: the
Government of Ireland Act 1914 and the Welsh Church Act 1914. The third
statute enacted by use of this procedure was the Act whose validity is
now under challenge: the Parliament Act 1949.
The scope of the 1911 Act: the exceptions
from section 2
- Against this historical
background, set out more fully by your Lordships, I turn to the
interpretation of the 1911 Act. The starting point is to note the
express limitations on the types of Bills falling within section 2. The
opening words of section 2(1) read:
'If any Public Bill (other than a Money Bill or a Bill containing
any provision to extend the maximum duration of Parliament beyond five
years) is passed by the House of Commons in three successive sessions
..[etc]'
- Thus, to be within section 2 a
Bill must be a public Bill. A private Bill is outside the scope of the
section. Section 5 clarifies that in this context a provisional order
Bill does not count as a public Bill. This type of legislation seems now
to have fallen into disuse. Further the Bill must not be a money Bill.
Money Bills are dealt with separately in section 1. Also excluded is any
Bill containing a provision extending the life of a Parliament beyond
five years. In summary, leaving aside money Bills, for which the Act
makes separate provision, the sole significant exception from the
generality of 'any public Bill' in section 2 is a Bill extending the
duration of Parliament.
- This latter exclusion is a
provision of major constitutional importance. Section 7 of the 1911 Act
substituted five years for seven years as the time fixed for the maximum
duration of Parliament under the Septennial Act 1715. The wording of
section 2(1) of the 1911 Act makes clear beyond a peradventure that when
enacting this statute Parliament intended the Commons should not be
able, by use of the new section 2 procedure, unilaterally to extend the
duration of Parliament beyond this newly-reduced limit of five years.
The political party currently in control of the House of Commons,
whichever it might be, could not use its majority in that House as the
means whereby to postpone accountability to the electorate. The
government could not, of itself, prolong its period in office beyond a
maximum of five years. Despite the 1911 Act, such an extension would
still require the approval of the House of Lords.
- So much is apparent from the
express language of the Act. But would it be open to the House of
Commons to do indirectly by two stages what the House cannot do directly
in one stage? In other words, could the section 2 procedure be used to
force through a Bill deleting from section 2 the words 'or a Bill
containing any provision to extend the maximum duration of Parliament
beyond five years'? If this were possible, the Commons could then use
the section 2 procedure to pass a Bill extending the duration of
Parliament.
- In my view the answer to these
questions is a firm 'no'. The Act setting up the new procedure expressly
excludes its use for legislation extending the duration of Parliament.
That express exclusion carries with it, by necessary implication, a like
exclusion in respect of legislation aimed at achieving the same result
by two steps rather than one. If this were not so the express
legislative intention could readily be defeated.
- Thus far, therefore, it is
apparent that in one significant respect there is to be found in section
2 an implied restriction on the type of legislation for which the new
procedure may be employed. The crucial question for the purposes of this
appeal is whether any other restriction is implicit in section 2.
- I consider there is none.
Section 2 specifically excludes from its scope legislation extending the
duration of Parliament. The implied exclusion, or restriction, discussed
above is based on the existence of this express exclusion. This
implied restriction is necessary in order to render the
express restriction effectual. It is ancillary to the express
exclusion. Section 2 contains no other significant express
restriction on the types of legislation for which the new procedure
may be employed. I can see no warrant for implying into section 2 any
further restriction in this regard.
- In particular, there is no
express exclusion of a Bill amending the terms of section 2 itself. On
the face of the Act section 2 is as much applicable to a Bill of the
latter character as it is to any other public Bill (save for those
specifically excepted). Lacking the base afforded by an express
exception, I can see no good reason for implying an exception in respect
of such a Bill. The 1911 Act marked the legal recognition of the primacy
of the House of Commons over the House of Lords. This primacy is to be
cut down only to the extent the statute so provides either expressly or
by necessary implication.
'Delegated legislation'
- This interpretation of section 2
provides the answer to the claimants' submission that legislation made
under the 1911 Act is 'delegated legislation' and that those to whom
power to make legislation is delegated cannot enlarge that power unless
there are express words of authorisation. No doubt, as a matter of
jurisprudential analysis, the source of validity of legislation made
under the 1911 Act is not quite the same as the source of validity of
legislation enacted by the monarch with the advice and consent of both
Houses of Parliament. In the latter case the validity of the legislation
does not depend on satisfying the criteria set by some identifiable
anterior legal rule. An Act passed by both Houses is accepted by the
courts as speaking for itself. In the former case, of a statute enacted
pursuant to the 1911 Act procedure, the legislation must accord with the
requirements of that Act.
- In the present context, however,
this difference in source of legal validity leads nowhere. Ultimately,
in all these cases the question is one of interpretation of the scope of
the enabling power; here, section 2 of the 1911 Act. As to that, the
product of the section 2 procedure is an Act of Parliament. Section 2 so
provides. To describe an Act of Parliament made by this procedure as
'delegated' or 'subordinate' legislation, with all the connotations
attendant on those expressions, would be an absurd and confusing
mis-characterisation. It would be equally inappropriate to liken the
House of Commons to a 'delegate' or 'agent' when applying the 1911 Act
procedure. The appropriate approach, rather, is to recognise that in
enacting section 2 the intention of Parliament was to create a second,
parallel route by which, with the stated exceptions ('other than …'),
any public Bill introduced in the Commons could become law as an Act of
Parliament. It would be inconsistent with this intention to interpret
section 2 as subject to an inherent, over-arching limitation comparable
to that applicable to delegated legislation.
Hansard: the need for transparency
- If required, confirmation of
this interpretation of section 2 is readily to hand, from two sources.
The first comprises ministerial statements, made during the
parliamentary passage of the Bill for the 1911 Act, on the purpose
sought to be achieved by section 2. In some quarters the Pepper v
Hart principle is currently under something of a judicial cloud. In
part this is due to judicial experience that references to Hansard
seldom assist. In part this seems also to be due to continuing
misunderstanding of the limited role ministerial statements have in this
field. This is a matter I explored in R v Secretary of State for the
Environment, Transport and the Regions, Ex p Spath Holme Ltd [2001] 2 AC 349, 399, and Wilson v First County Trust Ltd (No 2)
[2004] 1 AC 816, 841. Suffice to say, it would be unfortunate if
Pepper v Hart were now to be sidelined. The Pepper v Hart
ruling is sound in principle, removing as it did a self-created judicial
anomaly. There are occasions when ministerial statements are useful in
practice as an interpretive aid, perhaps especially as a confirmatory
aid.
- The present case is such an
occasion. In 1911 amendments were moved in both Houses of Parliament to
the effect that a Bill for amending the terms of the 1911 Act was
excepted from section 2. In successfully resisting these amendments
ministers made plain that, apart from money Bills, the rule laid down in
section 2 was intended to be applicable to all legislation: see, in the
House of Commons, the Prime Minister (Mr Asquith), Hansard HC 24 April
1911, cols 1473 and 1494 and, in the House of Lords, Viscount Morley of
Blackburn and Viscount Haldane, Hansard HL 29 June 1911, cols 1188 and
1196. (At a later stage the Bill was amended to add the exception in
respect of a Bill containing a provision extending the duration of
Parliament.) These ministerial statements are useful in practice as
confirmatory evidence of the object sought to be achieved by section 2.
Transparency requires this should be recognised openly.
Subsequent legislation
- The second source of
confirmation is the use Parliament has subsequently made of the amended
section 2 procedure. In addition to the Hunting Act 2004 the procedure
prescribed by the 1911 Act as amended by the 1949 Act has been used to
enact three statutes: the War Crimes Act 1991, the European
Parliamentary Elections Act 1999 and the Sexual Offences (Amendment) Act
2000. Each of these Acts has itself been recognised and treated as valid
legislation in later statutes enacted by the Sovereign with the consent
of both Houses. Details appear in the judgment of the Court of Appeal [2005] QB 579, 606, paras 93 to 96.
- In this way both Houses of
Parliament have unequivocally and repeatedly recognised the validity and
effectiveness of the 1949 Act. Both Houses have recognised that the
procedure prescribed by the 1911 Act was effectually amended by the 1949
Act. Both Houses have acted on this footing. In the ordinary course the
enactment of legislation on the basis of a particular interpretation of
earlier legislation does not preclude the courts from ruling that the
parliamentary understanding was mistaken: see West Midland Baptist
(Trust) Association Inc v Birmingham Corporation [1970] AC 874, 898,
per Lord Reid. But in the present case the involvement of the
legislature goes much deeper. In the present case the later legislation,
for instance, the legislation amending the Sexual Offences (Amendment)
Act 2000, simply could not have had effect if the earlier legislation
was not validly enacted.
- Moreover, and importantly, the
Attorney General was right when he submitted that the impact of the 1949
Act has been much wider than its use on four specific occasions. For the
last half century legislative business has been conducted in both Houses
against a background awareness that the 1911 Act procedure as amended in
1949 is available to be used should this become necessary and be
appropriate. This general understanding of the effect of the 1911 Act,
coupled with the actual use of the amended procedure on several
occasions, is a strong pointer away from the claimants' interpretation
of the 1911 Act. (There is, I might add, an analogy here with the use of
parties' subsequent conduct as an aid to the interpretation of their
contract. In principle such conduct is, or should be, admissible for
this purpose: see (2005) 121 LQR 577, 588-589.)
- For these reasons I agree with
all your Lordships that this appeal must fail. The Bill to the
Parliament Act 1949 was within the scope of section 2 of the 1911 Act.
From this it follows that the legal challenge to the enactment of the
Hunting Act 2004 also fails.
LORD STEYN
My Lords,
1. The Dominance of the Government.
- The power of a government with a
large majority in the House of Commons is redoubtable. That has been the
pattern for almost 25 years. In 1979, 1983 and 1987 Conservative
governments were elected respectively with majorities of 43, 144 and
100. In 1997, 2001 and 2005 New Labour was elected with majorities of
respectively 177, 165 and 67. As Lord Hailsham explained in The
Dilemma of Democracy (Collins, London, 1978), 126 the dominance of a
government elected with a large majority over Parliament has
progressively become greater. This process has continued and
strengthened inexorably since Lord Hailsham warned of its dangers in
1978.
II. The Hunting Act 2004.
- The New Labour government
decided that it would abolish the ancient liberty of the British people,
regularly exercised by a great many individuals up and down the land, to
take part in fox hunting. It was a deeply controversial measure. Bills
passed by the House of Commons were rejected by the House of Lords. The
government decided to use the Parliament Acts 1911 and 1949 to enact
this measure. That is how the Hunting Act 2004 came to be enrolled as a
statute passed by the United Kingdom Parliament.
III. Is the Hunting Act 2004 valid?
- The central question on this
appeal is whether the Hunting Act 2004 is a valid Act of Parliament. It
is important at the outset to explain what this appeal is about and what
falls beyond the issues presently before the House. There is a clear
distinction between two questions: (1) what Parliament may do by
legislation, and (2) what the constituent elements of Parliament must do
to legislate. The first question involves the domain of the supremacy or
sovereignty of Parliament. It is a question to which I will return at
the end of this opinion. It is, however, not directly in issue on this
appeal. The focus of this appeal is the second question, namely what the
constituent elements of Parliament must do to legislate.
IV. Did the 1949 Act validly amend the 1911 Act?
- Upon closer examination the
question before the House resolves itself into the issue whether the
Parliament Act 1949 validly amended the 1911 Act, and therefore whether
the Hunting Act 2004 was a valid statute having been enacted under the
Parliament Act procedure.
- Nobody doubts that Parliament as
ordinarily constituted, involving the House of Commons, House of Lords
and the Monarch, validly enacted the 1911 Act. This statute created a
new method of ascertaining the declared will of Parliament. It restated
the manner and form in which laws may be made in respect of what I will
call "delayed Bills", i.e. Public Bills passed three times by the House
of Commons and rejected on each occasion by the House of Lords. In
respect of such Public Bills the new method of making law involved,
subject to the precise conditions of the 1911 Act, the elimination of
the House of Lords as a constituent element of Parliament. In the words
of the 1911 Act, upon its conditions being fulfilled the "Bill shall, on
its rejection for the third time by the House of Lords, unless the House
of Commons direct to the contrary, be presented to His Majesty and
become of an Act of Parliament on the Royal Assent being signified
thereto, notwithstanding that the House of Lords have not consented to
the Bill . . .". While it will be necessary to examine how this new
method of expressing the will of Parliament should, as a matter of
constitutional law and statutory interpretation be categorised, and what
the limitations upon its use are, its essential validity is not
disputed.
V. The 1911 Act.
- The attack on the validity of
the Hunting Act 2004 asserts that the limitations contained in the 1911
Act were ignored. The restrictions on the powers of the House of Lords
in the 1911 Act, and the limitations on the use of the 1911 Act, must be
set out. Before doing so I would make a general comment on the 1911 Act.
The 1911 Act bears the hallmark of precise drafting. First Parliamentary
Counsel explained in 1997 the unique function of legislation:
"a Bill is not there to inform, to explain, to entertain or to
perform any of the other usual functions of literature. A Bill's sole
reason for existence is to change the law. The resulting Act is
the law. A consequence of this unique function is that a Bill
cannot set about communicating with the reader in the same way that
other forms of writing do. It cannot use the same range of tools. In
particular, it cannot repeat important points simply to emphasise
their importance or safely explain itself by restating a proposition
in different words. To do so would risk creating doubts and
ambiguities that would fuel litigation. As a result, legislation
speaks in a monotone and its language is compressed."
See: An Extract from a Note from First Parliamentary Counsel to the
Select Committee on the Modernisation of the House of Commons: Second
Report, HC 389 (3 December 1997), Appendix, p 2, Annex A, para 35. The
1911 Act was drafted in this traditional style. This factor makes it
prima facie likely that the 1911 Act contains all the material
provisions relevant to its operation.
- Section 2 of the 1911 Act
provides in part as follows:
"(1) If any Public Bill (other than a Money Bill or a
Bill containing any provision to extend the maximum duration of
Parliament beyond five years) is passed by the House of Commons in
three successive sessions (whether of the same Parliament or not),
and, having been sent up to the House of Lords at least one month
before the end of the session, is rejected by the House of Lords in
each of those sessions, that Bill shall, on its rejection for the
third time by the House of Lords, unless the House of Commons direct
to the contrary, be presented to His Majesty and become an Act of
Parliament on the Royal Assent being signified thereto,
notwithstanding that the House of Lords have not consented to the
Bill: Provided that this provision shall not take effect unless two
years have elapsed between the date of the second reading in the first
of those sessions of the Bill in the House of Commons and the date on
which it passes the House of Commons in the third of those sessions.
(2) When a Bill is presented to His Majesty for assent
in pursuance of the provisions of this section, there shall be
endorsed on the Bill the certificate of the Speaker of the House of
Commons signed by him that the provisions of this section have been
duly complied with."
Section 5 provides:
"In this Act the expression 'Public Bill' does not include any
Bill for confirming a Provisional Order."
Section 7 provides:
"Five years shall be substituted for seven years as the time fixed
for the maximum duration of Parliament under the Septennial Act,
1715."
- Prima facie the 1911 Act
applies to "any Public Bill". But it is a matter of controversy what the
limitations on the use of the 1911 Act are. Three points must be
mentioned. First, by long standing arrangement Money Bills were
specially provided for by placing it beyond the power of the House of
Lords to delay them: Erskine May, The Constitutional History of
England since the Accession of George The Third, 1760-1860, 11th ed
(1896), Vol II, Chapter VII, pp 98-99. Section 1 of the 1911 Act
provides that if a Money Bill is sent up to the House of Lords in due
time and not passed by them, it is to be presented to His Majesty and
become an Act of Parliament on the Royal Assent being signified,
"notwithstanding that the House of Lords have not consented to the
Bill." Secondly, the status of the limitation on the duration of
Parliament is a matter of controversy in these proceedings. Thirdly, it
is common ground that the 1911 Act could not be used for the purpose of
"confirming a Provisional Order". This refers to a bill to confirm a
provisional order issued by a Minister under the authority of an Act of
Parliament: Wilding & Laundy, An Encyclopaedia of Parliament,
4th ed (1972), 619. This procedure has now fallen in disuse:
Companion to the Standing Orders and Guide to the Proceedings of the
House of Lords, (2005), para 7.68. But its place in the scheme of
the 1911 Act is still relevant to issues of interpretation.
- There are two possible views
about the limitation on the duration of Parliament. First, it may be a
strict condition which must be complied with at all times. Secondly, it
may be possible, by use of the 1911 Act to eliminate this limitation
albeit in two stages. It is a point of construction. In the context of a
Parliamentary democracy the language of section 2(1) and section 7
supports the former interpretation. I would so rule.
VI. Is modification of the conditions of the
1911 Act permissible only by Parliament as ordinarily
constituted?
- It is argued by those who
challenge the 2004 Act that inherent in the 1911 Act there is another
fundamental limitation on its use, namely that the Parliamentary
intendment reflected in the 1911 Act precludes modification of the
conditions specified in it without the consent of Parliament as
ordinarily constituted. In other words Parliament as specially
constituted under the 1911 Act may not alter the conditions prescribed
for its use. This is an argument of substance, powerfully presented to
the House by Sir Sydney Kentridge QC. Before I examine it directly it
may be useful if I tried to state what is involved in the concept of
Parliament as ordinarily constituted legislating for its own
reconstitution for specific purposes.
VII. What is Parliament?
- The word Parliament involves
both static and dynamic concepts. The static concept refers to the
constituent elements which make up Parliament: the House of Commons, the
House of Lords, and the Monarch. The dynamic concept involves the
constituent elements functioning together as a law making body. The
inquiry is: has Parliament spoken? The law and custom of Parliament
regulates what the constituent elements must do to legislate: all three
must signify consent to the measure. But, apart from the traditional
method of law making, Parliament acting as ordinarily constituted may
functionally redistribute legislative power in different ways. For
example, Parliament could for specific purposes provide for a two-thirds
majority in the House of Commons and the House of Lords. This would
involve a redefinition of Parliament for a specific purpose. Such
redefinition could not be disregarded. Owen Dixon neatly summarised this
idea in 1935:
". . . The very power of constitutional alteration cannot be
exercised except in the form and manner which the law for the time
being prescribes. Unless the Legislature observes that manner and
form, its attempt to alter its constitution is void. It may amend or
abrogate for the future the law which prescribes that form or that
manner. But, in doing so, it must comply with its very requirements."
See: The Law and the Constitution, 51 LQR 590, 601. This
formulation can be traced to the majority judgment in Attorney
General for New South Wales v Trethowan (1931) 44 CLR 394, and in
particular to the judgment of Dixon J at 424. The Parliament of New
South Wales had amended the Constitution to require that any Bill to
abolish the Upper House had to be approved at a referendum before being
presented for Royal Assent, and that any Bill to remove this requirement
also had to be submitted to a referendum. A non-conforming statute was
held to be void.
VIII. The practical application of the theory.
- So far I have discussed a
possible theoretical approach to this case in terms which are a little
abstract. In formulating it I have drawn on the incisive analysis of
Professor D V Cowen, Parliamentary Sovereignty and the Entrenched
Sections of the South Africa Act (1951).
- The circumstances of some
important constitutional cases, and the decisions in them, give some
actuality to the analysis. In Taylor v Attorney General of
Queensland (1917) 23 CLR 457 the Parliamentary Bills Referendum Act
of 1908 in respect of Queensland provided that when a Bill passed by the
Legislative Assembly in two successive sessions had in the same two
sessions been rejected by the Legislative Council, it might be submitted
by referendum to the electors, and if affirmed by them, would require
the Governor to seek the assent of the King, and upon receiving such
assent, the Bill would become an Act of Parliament as if passed by both
Houses of Parliament. The Australian High Court held unanimously in
several judgments that there was power to abolish the Legislative
Council by an Act passed by the Legislative Assembly and affirmed by the
electors in accordance with the Parliamentary Bill Referendum Act 1908.
The decision of the Australian High Court in Clayton v Heffron,
(1960) 105 CLR 214 (which involved a referendum to abolish the Upper
House of New South Wales) is in the same line of authority.
- Possibly even more instructive
are the trilogy of cases associated with the South African
constitutional crisis in the 1950s. Under the South Africa Act there was
a provision entrenching the right of Cape Coloured voters to be on the
same voters roll as white voters. The entrenchment was achieved by
sections 63 and the proviso to section 152 of the South Africa Act which
provided that the voting rights of Cape Coloured voters could only be
removed by a two-thirds majority of both Houses of Parliament sitting
together. In furtherance of its racist ideology the Nationalist
government decided to abolish this right. Its attempt to do so was
contested. In Harris v Minister of the Interior 1952 (2) 428 (AD)
the issue came before the Appellate Division, as it was then known. The
court had in mind (at 431C) the clear distinction between what
Parliament may do by legislation and what the constituent elements must
do to legislate. Ruling unanimously that the government's attempt to
by-pass the entrenched provisions was invalid, Centlivres CJ speaking
for the Appellate Division observed (at 464E-F):
"A State can be unquestionably sovereign although it has no
legislature which is completely sovereign. As Bryce points out in his
Studies in History and Jurisprudence (1901 ed, vol II, p 53)
legal sovereignty may be divided between two authorities. In the case
of the Union, legal sovereignty is or may be divided between
Parliament as ordinarily constituted and Parliament as constituted
under section 63 and the proviso to section 152. Such a division of
legislative powers is no derogation from the sovereignty of the Union
and the mere fact that that division was enacted in a British Statute
(viz, the South Africa Act) which is still in force in the Union
cannot affect the question in issue."
Subsequently, a further attempt to elide the entrenched provisions by
the charade of a High Court of Parliament was rejected in Minister of
the Interior v Harris 1952 (4) 769. Although not strictly relevant
to the matter under discussion the Nationalist government then achieved
its objective by packing the Senate and the Appellate Division itself:
Collins v Minister of the Interior 1957 (1) 552 (AD).
- The decision of the Privy
Council in Bribery Commissioner v Ranasinghe [1965] AC 172
is also important. It was an appeal from Ceylon. An Act was passed but
not in conformity with the constitutional legislative procedure. Lord
Pearce delivered the judgment of the Privy Council. He observed, at
pp197-198:
"A legislature has no power to ignore the conditions of law-making
that are imposed by the instrument which itself regulates its power to
make law. This restriction exists independently of the question
whether the legislature is sovereign, as is the legislature of Ceylon,
or whether the constitution is 'uncontrolled,' as the board [in
McCawley's case [1920] AC 691] held the constitution of
Queensland to be. Such a constitution can, indeed, be altered or
amended by the legislature, if the regulating instrument so provides
and if the terms of those provisions are complied with: and the
alteration or amendment may include the change or abolition of those
very provisions. But the proposition which is not acceptable is that a
legislature, once established, has some inherent power derived from
the mere fact of its establishment to make a valid law by the
resolution of a bare majority which its own constituent instrument has
said shall not be a valid law unless made by a different type of
majority or by a different legislative process."
This dictum is consistent with the analysis already explained.
IX. A prima facie view.
- The Parliament Act 1911 spells
out when it may be used and what must be done in order to legislate
under it. Parliament as ordinarily constituted enacted the 1911 Act.
Acting in accordance with the conditions appearing on the face of the
1911 Act Parliament as redefined in that Act for limited and specific
purposes enacted the Parliament Act 1949. Prima facie the
Parliament Act 1949 is valid.
X. The Alleged Limitation on the Use of the Parliament Act
1911.
- Sir Sydney submits, however,
that the route of the procedure under the 1911 Act could not be used to
secure an amendment of the 1911 Act. He contends that this is so because
of an express limitation on the use of the 1911 Act. Although he eschews
reliance on an implication, I suppose the argument could alternatively
be based on a constructional implication. If such a limitation on either
basis is established, the effect would indeed be that the Parliament Act
1949 could not be used to enact the Hunting Act 2004.
- The question is whether such a
construction, express or implied, is permissible. In my view there is no
such limitation in the 1911 Act. Sir Sydney emphasises the
conditionality of the language of section 2(1) introduced by the word
"If …". That feature cannot, however, by itself support the suggested
limitation. The existence of express limitations in respect of Money
Bills, the duration of Parliament, and Provisional Orders make it
impossible to accommodate the further limitation suggested. Mention of
these three limitations by necessary implication excludes any other
limitation. Moreover, the duty placed on the Speaker under section 2(2)
to certify that "the provisions of this section have been duly complied
with" militates against a construction requiring the Speaker to act in
accordance with unstated limitations. The printed case for the League
Against Cruel Sports brought out the force of this point (para 6(3)):
"It would be very surprising were Parliament to have intended
other than that 'the provisions' there referred to are those
expressly stated in section 2(1) (as amended from time to
time). Parliament cannot have intended that the Speaker should ask
himself whether there are implicit provisions relevant to the
validity of legislation enacted under section 2(1). His task is simply
to identify whether the Act complied with the express words of section
2(1). The 1949 Act did so comply: it amended the 1911 Act by following
the procedure specified in section 2(1) of the 1911 Act. Any
obligation on the Speaker to consider other matters would introduce a
degree of uncertainty into the operation of the Act that cannot have
been intended."
In my view the substantive provisions of the 1911 Act rule out the
limitation contended for.
- Sir Sydney also relies on the
preamble of the 1911 Act. He suggested that in the second preamble the
legislature's use of the word "Parliament" denoted Parliament as
ordinarily constituted. It follows, he submitted, that any legislation
to restrict the powers of the House of Lords would have to be passed by
Parliament as ordinarily constituted. In my view this contention is
convincingly answered by the fact that in section 1(2), in the context
of Money Bills, reference is made to "money provided by Parliament".
This contemplates money provided by Parliament in its reduced form.
Moreover, by section 2(1) itself, a Bill thereby enacted becomes "an Act
of Parliament". In any event, arguments based on the preamble cannot
possibly prevail against the clear language of the substantive
provisions.
- I would, therefore, rule that
the limitations put forward by Sir Sydney are not sustainable.
XII. The conclusion of Maurice Kay LJ.
- In a precise judgment Maurice
Kay LJ in the Administrative Court summarised his central conclusion as
follows ([2005] EWHC 94 (Admin), para 24):
"In my judgment, the correct way to describe the 1911 Act is as a
statute which redefined or remodelled the legislature in such a way
that there were thenceforth two routes through which Acts of
Parliament could be enacted - the traditional way involving the
Sovereign, the House of Commons and the House of Lords and the 1911
Act way emanating from the Sovereign and the House of Commons provided
that the conditions imposed by the 1911 Act are met."
In a separate judgment Collins J expressed general agreement with the
reasoning of Maurice Kay LJ. And it is clear from his reasons that he
specifically endorsed the passage from the judgment of Maurice Kay LJ
which I have cited.
- Sir Sydney did not accept this
analysis. It would have been near fatal to his case if he had done so.
Subject to what I have said about the proper construction of the
provisions of the 1911 Act, I do not, however, detect a logical flaw in
the reasoning of the Administrative Court.
- I would respectfully endorse
this way of analysing the problem before the House.
XII. Delegated legislation?
- Sir Sydney had another string to
his bow. He relied on eminent legal scholars who described the 1911 Act
as a species of delegated legislation. If this is right, it would tend
to support his submission that the 1949 Act may not be used to enact the
Hunting Act 2004. On the other hand, other eminent lawyers have taken
the opposite view. The 1911 Act does not use the language of delegated
legislation. It has none of the attributes or trappings of delegated
legislation. Functionally, there was no reason for Parliament as
ordinarily constituted to force the Bill in question into the mould of
delegated legislation. In any event, in manner and form the 1911 Act
simply provides for an alternative mode by which Parliament, as
reconstituted for specific purposes, may make laws. Constitutionally, it
is an authentic and authoritative expression of the will of Parliament.
It is contrary to the very essence of this legislative objective of
Parliament as ordinarily constituted to describe the 1911 Act as
delegated legislation. It is also wrong to describe Parliament as
redefined as a subordinate legislature.
- Not surprisingly, A V Dicey, our
greatest constitutional lawyer, writing a few years after the events
which led to enactment Parliament Act 1911 stated that the House of
Lords "cannot prevent the House of Commons from, in effect, passing
under the Parliament Act [1911] any change of the constitution, provided
always that the requirements of the Parliament Act [1911] are complied
with": The Law of the Constitution, 8th ed (1915), p xliii. I
would respectfully follow Dicey on this point. The method of enacting
legislation authorised by Parliament, as ordinarily constituted, by
section 2(1) of the 1911 Act was validly used in the 1949 Act to amend
section 2(1) of the 1911 Act.
XIII. The decisions of the Administrative Court and the Court of
Appeal.
- It follows that I am in
agreement with the decision of the Administrative Court on the principal
point. The Court of Appeal approached the matter differently. It held:
"98 For the reasons we have given we have accepted that
there was power to amend the 1911 Act to the extent of the amendment
contained in the 1949 Act. We have not been prepared to go further
than that. This is because, to an extent, we have been prepared to
accept part of the argument that Sir Sydney advanced so eloquently.
Once the 1911 Act had made the fundamental change of allowing the
consent of the House of Lords to be dispensed with as long as the
conditions in section 2(1) of the 1911 Act were complied with, the
reduction of the period referred to in section 2(1) in its original
form to those contained in the 1949 Act, was a relatively modest and
straightforward amendment.
99 However, accepting a power of amendment of this
nature exists is quite different to allowing the power of amendment to
extend to making changes of a fundamentally different nature to the
relationship between the House of Lords and the Commons from those
which the 1911 Act had made. The 1949 Act left the relationship
between the House of Lords and the House of Commons substantially the
same as it was before the 1949 Act. It reduced the length of the
period for which the House of Lords could delay legislation proposed
by the Commons.
100 What, if any, further power of amending the 1911
Act that Act authorises should not be determined in advance of an
attempt to make a more significant amendment than that contained in
the 1949 Act. It is, however, obvious that, on our approach, the
greater the scale of the constitutional change proposed by any
amendment, the more likely it is that it will fall outside the powers
contained in the 1911 Act. Our decision is limited to indicating that
if what is involved is properly described as a modification of the
1911 Act it is legally effective. We dismiss the appeal."
This reasoning is not supported by either side. In my view the
distinction between modest and fundamental constitutional changes cannot
be achieved by a process of interpretation of the statute. In agreement
with other members of the House I also cannot accept it.
XIV. The resort to Hansard.
- The Court of Appeal made
extensive use of materials from Hansard. If it were necessary to do so,
I would be inclined to hold that the time has come to rule, as Lord Hope
of Craighead apparently did in R v Secretary of State for the
Environment, Transport and the Regions, Ex p Spath Holme Ltd [2001] 2 AC 349, that Pepper v Hart [1993] AC 593
should be confined to the situation which was before the House in
Pepper v Hart. That would leave unaffected the use of Hansard
material to identify the mischief at which legislation was directed and
its objective setting. But trying to discover the intentions of the
Government from Ministerial statements in Parliament is constitutionally
unacceptable. That was the submission made by Sir Sydney. If it were
necessary to rule on the matter I would be inclined to accept the
submission.
- I am content, however, in this
case to judge the use made by the Court of Appeal of Hansard materials
by the strict criteria of Pepper v Hart: R (Jackson) v Attorney
General [2005] QB 579, paras 73-87. Sir Sydney subjected the reliance on
references in Hansard to detailed criticism. Having taken into account
the contrary submissions of the Attorney General my view is that the
present case does not satisfy the requirements of Pepper v Hart.
In the first place the legislation is not obscure or ambiguous. No
member of the House has come to a different conclusion on this point. It
follows that the principle in Pepper v Hart is inapplicable. In
any event, the references to Hansard contain no important indications on
the very point in issue. Alternatively, if it is right to admit such
material, I would hold that its weight is minimal and cannot possibly
prevail over the words used by the Parliamentary text.
XV. The post 1911 history.
- The Court of Appeal further
relied on the history after 1911: paras 88-97. Lord Woolf CJ, observed
(in para 97):
"These are cogent examples of the general recognition by
Parliament, the Queen, the courts and the populace, that the 1949 Act
was a proper exercise of sovereign legislative power and that the same
is true of legislation enacted pursuant to the provisions of the 1949
Act. . . .
The restrictions on the exercise of the powers of the House of
Lords that the 1949 Act purported to make have been so widely
recognised and relied upon that they are today a political fact."
So far as it may be necessary to do so, I deal with the points
mentioned in the first sentence in reverse order. I cannot accept that
"the populace" manifested the general recognition attributed to it. The
courts, which have not been faced with an issue on the point, have not
expressed the view ascribed to them. Moreover, the Queen, who as a
constitutional Monarch acts in such matters on the advice of the
government, has not made known her recognition of the asserted fact.
And, beyond the relevant legislative texts, Parliament has not spoken.
This does not, however, mean that I question that, in the language of
Kelsen, political events may create for a state, and a legal system, a
new grundnorm. That is a truism but not relevant in the present
case.
XVI. The consequences of the decision.
- The Administrative Court did
not comment on the drastic implications of its decision. Rightly, the
Court of Appeal was intensely aware of the consequences of its decision.
That is the context in which the Court of Appeal held that abolishing
the House of Lords would be a constitutional change so fundamental that
it could only be enacted by Parliament as ordinarily constituted and not
by the attenuated process: paras 98-100.
- The potential consequences of
a decision in favour of the Attorney General are far-reaching. The
Attorney General said at the hearing that the government might wish to
use the 1949 Act to bring about constitutional changes such as altering
the composition of the House of Lords. The logic of this proposition is
that the procedure of the 1949 Act could be used by the government to
abolish the House of Lords. Strict legalism suggests that the Attorney
General may be right. But I am deeply troubled about assenting to the
validity of such an exorbitant assertion of government power in our
bi-cameral system. It may be that such an issue would test the relative
merits of strict legalism and constitutional legal principle in the
courts at the most fundamental level.
- But the implications are much
wider. If the Attorney General is right the 1949 Act could also be used
to introduce oppressive and wholly undemocratic legislation. For
example, it could theoretically be used to abolish judicial review of
flagrant abuse of power by a government or even the role of the ordinary
courts in standing between the executive and citizens. This is where we
may have to come back to the point about the supremacy of Parliament. We
do not in the United Kingdom have an uncontrolled constitution as the
Attorney General implausibly asserts. In the European context the second
Factortame decision made that clear: [1991] 1 AC 603. The settlement contained in the Scotland Act 1998 also point to
a divided sovereignty. Moreover, the European Convention on Human Rights
as incorporated into our law by the Human Rights Act, 1998, created a
new legal order. One must not assimilate the ECHR with multilateral
treaties of the traditional type. Instead it is a legal order in which
the United Kingdom assumes obligations to protect fundamental rights,
not in relation to other states, but towards all individuals within its
jurisdiction. The classic account given by Dicey of the doctrine of the
supremacy of Parliament, pure and absolute as it was, can now be seen to
be out of place in the modern United Kingdom. Nevertheless, the
supremacy of Parliament is still the general principle of our
constitution. It is a construct of the common law. The judges created
this principle. If that is so, it is not unthinkable that circumstances
could arise where the courts may have to qualify a principle established
on a different hypothesis of constitutionalism. In exceptional
circumstances involving an attempt to abolish judicial review or the
ordinary role of the courts, the Appellate Committee of the House of
Lords or a new Supreme Court may have to consider whether this is a
constitutional fundamental which even a sovereign Parliament acting at
the behest of a complaisant House of Commons cannot abolish. It is not
necessary to explore the ramifications of this question in this opinion.
No such issues arise on the present appeal.
XVII. Disposal.
- I would dismiss the appeal.
LORD HOPE OF CRAIGHEAD
My Lords,
- I start where my learned
friend Lord Steyn has just ended. Our constitution is dominated by the
sovereignty of Parliament. But Parliamentary sovereignty is no longer,
if it ever was, absolute. It is not uncontrolled in the sense referred
to by Lord Birkenhead LC in McCawley v The King [1920] AC 691,
720. It is no longer right to say that its freedom to legislate admits
of no qualification whatever. Step by step, gradually but surely, the
English principle of the absolute legislative sovereignty of Parliament
which Dicey derived from Coke and Blackstone is being qualified.
- For the most part these
qualifications are themselves the product of measures enacted by
Parliament. Part I of the European Communities Act 1972 is perhaps the
prime example. Although Parliament was careful not to say in terms that
it could not enact legislation which was in conflict with Community law,
that in practice is the effect of section 2(1) when read with section 2
(4) of that Act. The direction in section 2(1) that Community law is to
be recognised and available in law and is to be given legal effect
without further enactment, which is the method by which the Community
Treaties have been implemented, concedes the last word in this matter to
the courts. The doctrine of the supremacy of Community law restricts the
absolute authority of Parliament to legislate as it wants in this area.
This plainly is how the matter would be viewed in Luxembourg: see
Professor David Feldman, None, One or Several? Perspectives on the
UK's Constitution(s) [2005] CLJ 329, 346-347; see also, for the
practical effects in this country, R v Secretary of State for
Transport, Ex p Factortame Ltd (No 2) [1991] 1 AC 603. Section 3(1) of the Human Rights Act 1998 has introduced a
further qualification, as it directs the courts to read and give effect
to legislation in a way that is compatible with the Convention rights.
So long as it is possible to do so, the interpretative obligation
enables the courts to give a meaning to legislation which is compatible
even if this appears to differ from what Parliament had in mind when
enacting it.
- It has been suggested that
some of the provisions of the Acts of Union of 1707 are so fundamental
that they lie beyond Parliament's power to legislate. Lord President
Cooper in MacCormick v Lord Advocate, 1953 SC 396, 411, 412
reserved his opinion on the question whether the provisions in article
XIX of the Treaty of Union which purport to preserve the Court of
Session and the laws relating to private right which are administered in
Scotland are fundamental law which Parliament is not free to alter.
Nevertheless by expressing himself as he did he went further than Dicey,
The Law of the Constitution, 10th ed (1959), p 82 was prepared to
go when he said simply that it would be rash of Parliament to abolish
Scots law courts and assimilate the law of Scotland to that of England.
In Gibson v Lord Advocate, 1975 SC 136, 144, Lord Keith too
reserved his opinion on this question and as to the justiciability of
legislation purporting to abolish the Church of Scotland. In Pringle,
Petitioner, 1991 SLT 330, the First Division of the Court of Session
again reserved its position on the effect of the Treaty of Union in a
case which had been brought to challenge legislation which introduced
the community charge in Scotland before it was introduced in England.
But even Dicey himself was prepared to recognise that the statesmen of
1707 believed in the possibility of creating an absolutely sovereign
legislature which should yet be bound by unalterable laws: Thoughts
on the Scottish Union, pp 252-253, quoted by Lord President Cooper
in MacCormick at p 412. So here too it may be said that the
concept of a Parliament that is absolutely sovereign is not entirely in
accord with the reality.
- Nor should we overlook the
fact that one of the guiding principles that were identified by Dicey at
p 35 was the universal rule or supremacy throughout the constitution of
ordinary law. Owen Dixon, "The Law and Constitution" (1935) 51 LQR 590,
596 was making the same point when he said that it is of the essence of
supremacy of the law that the courts shall disregard as unauthorised and
void the acts of any organ of government, whether legislative or
administrative, which exceed the limits of the power that organ derives
from the law. In its modern form, now reinforced by the European
Convention on Human Rights and the enactment by Parliament of the Human
Rights Act 1998, this principle protects the individual from arbitrary
government. The rule of law enforced by the courts is the ultimate
controlling factor on which our constitution is based. The fact that
your Lordships have been willing to hear this appeal and to give
judgment upon it is another indication that the courts have a part to
play in defining the limits of Parliament's legislative sovereignty.
- Dicey at pp 47-48 said that
the Septennial Act 1715 by which the legal duration of Parliament was
extended from three to seven years, and by which an existing Parliament
by its own authority prolonged its own existence, was at once the result
and the standing proof of Parliamentary sovereignty. No-one doubts, of
course, that it was open to Parliament to restrict its maximum duration
to five years, which is the current rule: see section 7 of the
Parliament Act 1911. But what are we to make of the fact that the
restriction of the powers of the House of Lords which is set out in
section 2(1) of that Act is expressly stated not to apply to a Money
Bill and, more importantly, to a Bill containing any provision to extend
the maximum duration of Parliament beyond five years. Is this to be
regarded simply as a self-denying ordinance? Or is this another instance
where Parliament has conceded the last word as to what it can do to the
courts? And if it is the latter, how much further can the courts go in
controlling the use of the procedure that section 2(1) has enacted?
These are the questions that lie at the heart of this appeal.
- It is as well that I should
stress however, before I go further, that this case is not about a
contest between the courts and the executive. The Bill which has become
the Hunting Act 2004 was a concession by the government to prolonged and
vigorous pressure from its own back benchers, notably Mr Tony Banks MP.
It commanded a large majority in the House of Commons. The Speaker then
took his own decision to endorse the Bill with his certificate under
section 2(2) of the 1911 Act. This enabled the Bill to be presented for
the Royal Assent to Her Majesty - although, by a curious twist of
circumstances, it was in the House of Lords that the Royal Assent was
declared to both Houses together by the Lords Commissioners under the
procedure that applied immediately before Parliament was prorogued on 18
November 2004: see Erskine May, Parliamentary Practice, 23rd ed
(2004), p 653. The Speaker was not directed to endorse the Bill by the
executive. He was asserting the right of the House of Commons to get its
measure through in the face of repeated refusals by the House of Lords
to give its assent to it. What this case is about therefore is the place
which the court occupies in our constitution with regard to the
legislative sovereignty of Parliament.
Is there a justiciable issue?
- The Attorney General said that
it was for the elected legislature to have the final say in all matters
of legislation. But he has not disputed that the courts can properly
adjudicate on the issue raised in this appeal. In the Divisional Court
Maurice Kay LJ said that he was wise not to do so: [2005] EWHC 94 (Admin), para 12. Doubt was cast on his position by
the Court of Appeal. It said that the Attorney General had given no
convincing answer to its question whether the issue was justiciable: [2005] QB 579, para 11. The answer which was given was that there was
no absolute rule that the courts could not consider the validity of a
statute and that the issue as to the validity of the Hunting Act 2004
was one of statutory interpretation. For my part I would regard this as
a sufficient explanation for the position that the Attorney General has
taken. It is reinforced by an examination of sections 3 and 4 of the
1911 Act. Section 3 provides that any certificate of the Speaker of the
House of Commons given under the Act shall be conclusive for all
purposes, and shall not be questioned in any court of law. The fact that
this provision was enacted at all is an indication that Parliament
itself appreciated that the question whether a Bill passed by the House
of Commons alone was to receive effect as an Act of Parliament was in
the final analysis one for the courts. As my noble and learned friend
Lord Bingham of Cornhill has said, for the courts to entertain this
question involves no breach of constitutional propriety. The words "in
accordance with the provisions of the Parliament Act 1911 and by
authority of the same" which appear in the preamble to the 1949 Act, as
directed by section 4 of the 1911 Act, provide courts with an issue that
is justiciable.
- The debate as to whether the
Parliament Act 1949 is a species of delegated legislation, as Sir Sydney
Kentridge QC submitted, did not seem to me to be helpful in these
circumstances. It is easy to see why a measure which purports to have
been enacted in accordance with and with the authority of the 1911 Act
cannot be described as delegated legislation, despite the support which,
contrary to the position adopted by Professor de Smith, Professor Sir
William Wade and Professor Hood Phillips gave to this argument:
Constitutional Fundamentals, (1980), pp 27-28. It is declared by
section 2(1) of the 1911 Act that a Bill which has undergone the
procedure that it describes, on the Royal Assent having been signified
thereto, shall become an Act of Parliament. The status which is given to
it is the antithesis of delegated legislation, the hallmark of which is
that it is subordinate to legislation which has been enacted by
Parliament. It is primary legislation, albeit enacted in a way that is
different.
- But it does not follow from a
rejection of this part of Sir Sydney's argument that the 1949 Act is
immune from judicial scrutiny. It is enough for his purposes that the
power of enactment on which the purported Act of Parliament relies is
derived not from the common law but from another statute. If that is the
case it is essential to the validity of the measure which purports to
have been so enacted that it should indeed be what it purports to be. A
document on the Parliamentary Roll is conclusive as to its validity as
an Act if it shows on its face that everything has been done which the
common law of the United Kingdom has prescribed for the making of an Act
of Parliament - that the Queen, the Lords and the Commons have assented
to it: The Prince's Case (1606) 8 Co Rep 1a, at p 505. All the
court can do is look to the Parliamentary Roll. If it appears to have
passed both Houses and received the Royal Assent that is the end of the
inquiry, as Lord Campbell explained in Edinburgh
and Dalkeith Railway Co v Wauchope (1842) 8 Cl & F 710,
724-725. But an Act passed under the 1911 Act does not measure up to
that test. The enacting words "carry its death's wound in itself", as it
was put in R v
Countess of Arundel (1617) Hobart 109, 111; 80 ER, at p 260, in the second paragraph. This is
not to say that the law may not be changed by a measure passed by one
House of Legislature alone if this has been provided for by Parliament.
But the common law does not say that the mere fact that such a measure
asserts that it is such a measure is conclusive as its validity.
- Nor does it seem to me to be
helpful, against this background, to describe the 1911 Act as having
remodelled or re-defined Parliament. The concept is not an easy one to
grasp, because it is a fundamental aspect of the rule of sovereignty
that no Parliament can bind its successors. There are no means by
whereby, even with the assistance of the most skilful draftsman, it can
entrench an Act of Parliament. It is impossible for Parliament to enact
something which a subsequent statute dealing with the same subject
matter cannot repeal. But there is no doubt that, in practice and as a
matter of political reality, the 1911 Act did have that effect. As its
long title states, it made provision with respect to the powers of the
House of Lords in relation to those of the House of Commons. It did what
it was designed to do. It has limited the power of the House of Lords to
legislate. In practice it has altered the balance of power between the
two Houses.
- In his introduction to the
10th edition (1959) of Dicey's The Law of the Constitution, p
xcvi, Professor E C S Wade said that it was difficult to assess
the validity of Dicey's conclusion that the Act greatly increased the
share of sovereignty possessed by the House of Commons so long as the
House of Lords of its own accord accepted the rule that it is not
entitled to reject legislation which has been passed by the House of
Commons. At pp clxix-clxx he noted that, as from 1915 to 1945 coalition
or national governments held office for the greater part of the time,
the causes which produced this type of government were unlikely to
produce the conditions which would lead to a conflict between the two
Houses. More recent experience of governments elected by a substantial
majority has created the conditions for this conflict. The way the House
of Lords has reacted to this situation suggests that the sovereignty of
the elected House has indeed been strengthened, despite the fact that
since the change its composition by the exclusion of hereditary peers by
section 1 of the House of Lords Act 1999 the House of Lords has tended
to be more vigorous in its opposition to legislation of which it
disapproves.
- Nevertheless the question
still remains whether a measure which purports to have been passed into
law under the procedure, and for that reason to be an Act of Parliament,
is what it bears to be. The House of Commons, acting alone, has no
inherent power to legislate. The only power which it has to legislate on
its own is that described in section 2(1).
- The certificate of the Speaker
under section 2(2) that the provisions of that section have been duly
complied with cannot be questioned. That settles the issue as whether
the procedure that the section sets out has been complied with. In the
words of Professor J D B Mitchell, Constitutional Law, 2nd ed
(1968), p 150, such matters of parliamentary procedure are reserved for
decision by parliamentary machinery. But it does not settle the issue as
to whether the Act can be said to have been presented to Her Majesty by
authority of the 1911 Act. As Professor Denis V Cowen has suggested, the
conclusiveness of a Speaker's certificate under this Act relates only to
what it properly certifies: "Legislature and Judiciary" (1953) 16 MLR
273, 279, footnote 29. There remains the question what the 1911 Act has
authorised, and this includes the question mentioned by Professor Cowen
in the same footnote as to whether the Speaker could competently give a
certificate under that Act if an attempt were to be made to prolong the
life of Parliament beyond five years by legislation without the consent
of both Houses. This is a question which has to be resolved upon a
proper interpretation of the words used in section 2(1). This is a
question of law for the courts, not for Parliament. Indeed, as Professor
E C S Wade put it in his introduction to Dicey, pp xlvii-xlviii, by
asserting their jurisdiction in this matter the courts can say that they
are applying the express will of Parliament.
Are there limits to the use of section 2(1)?
- The procedure which section
2(1) of the 1911 Act prescribes is available, as its opening words
declare, in the case of
"any Public Bill (other than a Money Bill or a Bill containing any
provision to extend the maximum duration of Parliament beyond five
years)"
The words in parenthesis indicate that, whatever else the procedure
that section 2(1) authorises, it does not extend to Bills which are
Money Bills or to Bills extending the maximum duration of Parliament.
- The exception in favour of
Money Bills is explained by the fact that Money Bills are dealt
separately in section 1. It would make no sense for the section 2(1)
procedure to be used in their case. This is not a matter that need
concern the courts. The exception in favour of Bills extending the
maximum duration of Parliament falls into a different category. The Act
does not provide a separate procedure for use in their case. The effect
of this exception is that Bills of this kind require the consent of both
Houses before they can pass into law. It is hard to imagine that such a
measure that had not been passed by the House of Lords would receive the
Speaker's certificate, without which it could not be presented for the
Royal Assent to Her Majesty. But if it did, I think that it is clear
that the court would have jurisdiction to declare that it was not
authorised by section 2(1). I am in full agreement with what my noble
and learned friends Lord Nicholls of Birkenhead, Lord Steyn and Baroness
Hale of Richmond have said on this issue.
- Beyond this point the argument
that there are limits on what can be done under section 2(1) which are
legal and not political runs into difficulty. I mention limits which are
political here because, as Professor E C S Wade pointed out in his
introduction to the 10th edition of Dicey, p xxvii, the Parliament Acts
of 1911 and 1949 cannot be understood without reference to their
political background. Lord Bingham has provided your Lordships with a
valuable account of the constitutional background to the 1911 Act and
its historical context, but for present purposes I would suggest that
the political effects that resulted from what was done in 1911 and in
1949 are no less important. At p lxiii of his introduction Professor
Wade said that the abdication of power - which is what the House of
Lords agreed to in 1911 - is at least as much a political as a legal
event, and that it is only by accepting the political change which it
has brought about that the courts can recognise the legality of the new
situation.
- Professor Sir William Wade,
too, observed that sovereignty is a political fact for which no purely
legal authority can be constituted even though an Act of Parliament is
passed for the very purpose of transferring sovereign power: "The Basis
of Legal Sovereignty" [1955] CLJ 172, 196. The open texture of the
foundations of our legal system which Professor H L A Hart discusses in
Chapter VI of The Concept of Law (1961), especially at pp
107-114, defies precise analysis in strictly legal terms. More recently
other commentators have asserted that the rule of Parliamentary
supremacy is ultimately based on political fact: Peter Mirfield, "Can
the House of Lords Lawfully be Abolished?" (1979) 95 LQR 36, 42-44;
George Winterton, "Is the House of Lords Immortal?" (1979) 95 LQR 386,
388. It is sufficient to note at this stage that a conclusion that there
are no legal limits to what can be done under section 2(1) does not mean
that the power to legislate which it contains is without any limits
whatever. Parliamentary sovereignty is an empty principle if legislation
is passed which is so absurd or so unacceptable that the populace at
large refuses to recognise it as law.
- The Attorney General was
willing to accept that the words in parenthesis set limits to the use of
the section 2(1) procedure, but he maintained that these express
limitations did not harm his argument. Where limits were expressed, he
said, there was no room for other limitations to be implied. If what has
been done is legislation within the general scope of the words which
give power to legislate, and it violates no express condition or
restriction by which that power is limited, it is not for any court to
inquire further or to enlarge these conditions or restrictions: per Lord
Selborne, giving the judgment of the Board in R v Burah (1878) 3
App Cas 889, 905.
- There is obvious force in this
argument, but I do not think that the matter is as clear cut as he
suggested. I would not go so far as to say that the stated limitations
rule out limitations which are unstated. If that was the case, there
would be no answer to the most obvious abuse of section 2(1). This, as
Lord Nicholls has pointed out, is a two-stage approach to extending the
life of Parliament. First, a Bill would be introduced deleting the
reference in that subsection to a Bill containing any provision to
extend the life of Parliament. A Bill which sought to do this would not
be within the terms of the prohibition. Then, a second Bill would be
introduced, to run in tandem with the first, which sought to do what the
provision which was to be deleted would have prohibited. So long as the
first Bill passed into law before the second Bill was presented for the
Royal Assent, so the argument would run, it could not be said to be a
Bill that section 2(1) of the 1911 Act did not authorise. But I believe,
in agreement with a majority of your Lordships, that such an obvious
device to get round the express prohibition would be as vulnerable to a
declaration of invalidity as a direct breach of it. In other words,
there is an implied prohibition against the use of the section 2(1)
procedure in such circumstances.
- If then there is room for an
implied prohibition in that most extreme of circumstances, how much more
room is there for other prohibitions to be implied? Sir Sydney's
argument is that there is an implied prohibition against the use of the
procedure to amend the conditions which section 2(1) laid down for its
exercise. The whole subsection, he says, is conditional as it is
introduced by the word "if", and it is subject to a proviso in which it
is declared that its provisions shall not take effect unless two years
have elapsed between the two dates to which it refers. He seeks further
support for his argument from the long title and from this statement in
the preamble:
"it is expedient to make such provision as in this Act
appears for restricting the existing powers of the House of Lords."
[his emphasis added]
- These arguments are not
unattractive and, like my noble and learned friend Lord Carswell, I
would have wished to examine them in more detail had it not been for the
fact that they overlook the political reality of the situation in which
Parliament now finds itself. Three Acts were passed by reference to the
1949 Act prior to the passing of the Hunting Act. These are the War
Crimes Act 1991 passed under a Conservative government and the European
Parliamentary Elections Act 1999 and the Sexual Offences (Amendment) Act
2000, both passed under a Labour government. Each of the two main
parties has made use of the 1949 Act's timetable, and in subsequent
legislation passed by both Houses each of these Acts has been dealt with
in a way that has acknowledged its validity. The War Crimes Act was
amended by the Criminal Justice and Public Order Act 1994 and the
Criminal Procedure and Investigations Act 1996. The European
Parliamentary Elections Act was repealed by and consolidated in the
European Parliamentary Elections Act 2002. And the Sexual Offences
(Amendment) Act was amended by the Sexual Offences Act 2003. The
political reality is that of a general acceptance by all the main
parties and by both Houses of the amended timetable which the 1949 Act
introduced. I do not think that it is open to a court of law to ignore
that reality.
Conclusion
- It is not easy to identify a
legal principle which declares that, when the court is faced with a
challenge to the 1949 Act on legal grounds, it must give way to the way
Parliament itself has made use of, and accepted the use of, it. A lawyer
would say that if the 1949 Act was not validly enacted nothing that has
happened to it subsequently can cure the invalidity. That would, of
course, be true if it was delegated or subordinate legislation, in the
true sense of these words, that the court was faced with. But the 1949
Act proclaims itself to be, and appears on the Parliamentary Roll as, an
Act of Parliament. Parliament was the author of the way the powers of
the House of Lords were limited by the 1911 Act. So great weight must be
attached to the way that Parliament itself has viewed the purported
exercise of those powers when the 1949 Act was enacted. In the field of
constitutional law the delicate balance between the various institutions
whose sound and lasting quality Dicey at p 3 likened to the work of bees
when constructing a honeycomb is maintained to a large degree by the
mutual respect which each institution has for the other. In Pickin v
British Railways Board [1974] AC 765, 788A-B Lord Reid observed that for a century or more both
Parliament and the courts have been careful to act so as not to cause
conflict between them. This is as much a prescription for the future as
it was for the past.
- As Professor Hart, The
Concept of Law, p 108, indicates, the categories which the law uses
to identify what is law in these circumstances are too crude. There is a
strong case for saying that the rule of recognition, which gives way to
what people are prepared to recognise as law, is itself worth calling
"law" and for applying it accordingly. It must never be forgotten that
this rule, which is underpinned by what others have referred to as
political reality, depends upon the legislature maintaining the trust of
the electorate. In a democracy the need of the elected members to
maintain this trust is a vitally important safeguard. The principle of
parliamentary sovereignty which in the absence of higher authority, has
been created by the common law is built upon the assumption that
Parliament represents the people whom it exists to serve.
- Like others of your Lordships
I am unable to accept the distinction which the Court of Appeal drew
between what it described [2005] QB 579, para 71 as relatively modest changes and changes which
it described in para 99 as of a fundamentally different nature. The
wording of section 2(1) does not invite such a distinction. It raises
questions of fact and degree about the effect of legislation which are
quite unsuited for adjudication by a court. The argument that some
provisions of the Acts of Union of 1707 are fundamental law as they were
based on a treaty which preceded the creation of the United Kingdom
Parliament is a different argument. Of course, as Dicey at p 79
recognised, the sovereignty of Parliament is limited by the possibility
of popular resistance to its exercise. Trust will be eroded if the
section 2(1) procedure is used to enact measures which are, as Lord
Steyn puts it, exorbitant or are not proportionate. Nevertheless the
final exercise of judgment on these matters must be left to the House of
Commons as the elected chamber. It is for that chamber to decide where
the balance lies when that procedure is being resorted to.
- But I agree with the Court of
Appeal's conclusion in para 97 that the restrictions on the exercise of
the power of the House of Lords that the 1949 Act purported to make have
been so widely recognised and relied upon that these restrictions are,
today, a political fact. It is no longer open to the courts, if it ever
was, to say that that Act was not authorised by section 2(1) of the 1911
Act. I would dismiss the appeal.
LORD RODGER OF EARLSFERRY
My Lords,
- The Hunting Act 2004 affects
the appellants in different ways, all of them adverse. They have
therefore brought these proceedings to have the Act declared invalid on
the ground that the Parliament Act 1949, by virtue of which it was
enacted, was itself invalid. In the arguments of counsel the Hunting Act
and the very real political struggle that lay behind it were scarcely
mentioned. Nevertheless, that political struggle, in which the majority
view in the House of Commons eventually overcame the majority view in
the House of Lords, really lay at the heart of the argument presented by
the Attorney General. He portrayed the Parliament Act 1911 ("the 1911
Act") as a supremely important political document which secured that,
from then on, if neither side yielded, the elected House of Commons
would always prevail over the unelected House of Lords. The Act embodied
this political victory of the House of Commons. The courts should not
undermine that victory by giving the Act an unduly narrow
interpretation.
- It also suited Sir Sydney
Kentridge QC to emphasise how the 1911 Act was to be seen as a political
settlement, one under which Parliament had conferred increased powers on
the House of Commons - but powers that were to be exercised only if
certain preconditions were fulfilled. The House of Commons could not
unilaterally alter that settlement by using those powers to relax the
very conditions on which they had been conferred.
- To go back no further, one can
see that the issue of the Lords' veto on legislation had been on the
table ever since the Liberal government was elected in 1906. The Prime
Minister, Sir Henry Campbell-Bannerman, moved a resolution on the
subject in the Commons in June 1907. After his death, the tension
between the two Houses was made worse by the Lords' rejection of the
Budget in 1909. What actually brought matters to a head, however, was
the reduced majority of Mr Asquith's Liberal government after the
General Election of January 1910. The government was now dependent on
the votes of the Irish Nationalist members who insisted on Home Rule as
the price of their support for the Budget. Since the House of Lords
would not pass a Home Rule Bill, this meant that their veto had to be
removed. Hence the Veto Resolutions moved in the House of Commons in
April 1910 and the Parliament Bill introduced in the House of Lords the
following November, just before the second General Election. Hence too
Dicey's increasingly frantic letters from All Souls to the editor of The
Times: he rightly perceived that the Parliament Bill was designed to
pave the way for Home Rule, to which he was passionately opposed. It is
therefore no coincidence that the 1911 Act was immediately used to enact
the Government of Ireland Act 1914 and the Welsh Church Act 1914 -
another measure of constitutional reform which the House of Lords would
not pass. Since the effecting of major constitutional change was thus
one of the principal purposes behind the 1911 Act, there is no merit
whatever in the Court of Appeal's view, [2005] QB 579, 607, para 100, that the touchstone for determining the
scope of the power in section 2(1) to amend the 1911 Act itself should
be the scale of the constitutional change involved.
- With his emphasis on the
political significance of the 1911 Act, the Attorney General was
impatient of what he characterised as "literalist" points about its
precise wording. But the legal forms which are used to achieve peaceful
revolutions in our national life are not unimportant. The Abdication Act
1936 and the European Communities Act 1972 both brought about major
changes by a very few ingenious and meticulously crafted provisions. The
same is true of the 1911 Act. Elements of the wording were already found
in the Veto Resolutions and may well owe something to the skills of the
ubiquitous Sir Courtenay Ilbert, formerly Parliamentary Counsel to the
Treasury and, throughout the relevant period, Clerk of the House of
Commons. The importance of the Bill could not have been greater. Its
terms were before the electorate during the second election of 1910 and,
on this basis, the government subsequently claimed a popular mandate to
ensure that it passed. In these circumstances the Bill must have been
drafted with particular care. Moreover, the draftsman was working in an
age when lawyers and courts did not readily resort to external aids to
construction but tended to concentrate on the plain text that Parliament
had enacted. These factors combine to suggest that a close study of the
precise wording of the 1911 Act may not be out of place.
- Although Sir Sydney portrayed
the provisions of the 1911 Act as conferring increased powers on the
House of Commons, the actual emphasis in the text is on restricting the
powers of the House of Lords. That is the declared purpose of the Act:
to make provision "with respect to the powers of the House of Lords in
relation to those of the House of Commons." The third recital in the
preamble records that it is expedient to make provision "for restricting
the existing powers of the House of Lords." The substantive provisions
reflect that purpose. Under section 1(1), if sent up to the House of
Lords in due time and not passed by them, a Money Bill is to be
presented to His Majesty and become an Act of Parliament on the Royal
Assent being signified, "notwithstanding that the House of Lords have
not consented to the Bill." Under section 2(1), in the prescribed
circumstances, Public Bills are similarly to become Acts of Parliament,
"notwithstanding that the House of Lords have not consented to the
Bill." In other words, in these circumstances the House of Lords lose
their power to prevent the King from enacting the law by withholding
their consent. What was needed, and what the Act was drafted to produce,
was a restriction on this power of the House of Lords rather than a
positive increase in the powers of the House of Commons. Sections 1(1)
and 2(1) of the Act thus decisively altered the balance of power between
the two Houses by restricting the powers of the Upper House. That having
been done, the Act works mainly by deterring undue resistance by the
House of Lords. Like any deterrent, its efficacy and significance are
not to be gauged by how often it has to be used.
- The basic mechanism in both
sections 1(1) and 2(1) does not indeed depend on any additional,
different, action by the House of Commons. Under section 2(1), for
instance, they consider and pass the Bill in the normal way on three
occasions. The House of Lords consider and reject the Bill in the normal
way on three occasions. Then, provided that the appropriate two-year
period has elapsed, the statute requires that the Bill be presented to
His Majesty for the Royal Assent. In effect, this is a direction,
telling the Clerk of the Parliaments and other officials what they must
do in these circumstances. The Royal Assent will follow automatically.
All this happens without the House of Commons taking any additional
step. If anything, they may do less than usual, since their power of
amendment is curtailed if section 2(1) is to apply. The only additional
power which section 2(1) confers on the House of Commons is a power to
stop a Bill from automatically becoming law by giving an appropriate
direction.
- My Lords, however one might
describe the consequences which flow from this provision in political
terms, in legal terms it seems to me impossible to say that section 2(1)
operates by delegating a new power to the House of Commons or by giving
that House a power to exercise on behalf of Parliament or some
constituent element of Parliament. That might have been the case if, for
instance, the draftsman had chosen to confer on the House of Commons a
power to consent on behalf of the House of Lords or to override a
refusal of consent by the House of Lords. Instead, he chose a scheme
which, if anything, confers a novel duty on the Clerk of the Parliaments
and other officials to present a Bill for the Royal Assent without the
consent of the House of Lords - and, perhaps, a novel power on His
Majesty to enact a Bill by assenting to it even though the House of
Lords have not consented.
- This analysis may be thought
unduly literal. But it identifies how Parliament set about tackling the
constitutional problem in question: too much power in the hereditary
House of Lords preventing the decisions of the elected House of Commons
from taking effect as law. In this case there is no need, and it may
indeed be misleading, for the courts to go further and characterise the
operation of the 1911 Act otherwise than in terms of what it actually
provides.
- Sir Sydney relied on the
principle that, in the absence of express authority, a subordinate body
cannot increase its own powers by striking down the conditions on which
it was given those powers. Even if such a principle exists, it does not
apply unless one can identify a grant of powers to a subordinate body.
For the reasons I have given, I cannot do so in the case of the 1911
Act. Therefore, any principle of the common law to that effect has no
application. It follows that there is no basis for construing the words
of section 2(1) of the Act as being impliedly limited by that principle.
- One is left with the opening
words of section 2(1): "If any Public Bill (other than a Money Bill or a
Bill containing any provision to extend the maximum duration of
Parliament beyond five years) is passed by the House of Commons…."
Section 5, which was added by amendment at a late stage in the passage
of the Parliament Bill, really introduces another exception by defining
"Public Bill" as not including any Bill for confirming a Provisional
Order. The effect of sections 2(1) and 5 is therefore to exclude
expressly from the scope of the term "Public Bill" any Money Bill, or
any Bill containing a provision to extend the maximum duration of
Parliament beyond five years or any Bill for confirming a Provisional
Order. Expressio unius exclusio alterius or exclusio unius inclusio
alterius. Since Parliament has expressly excluded these three
types of Bill from the scope of section 2(1), in the absence of any
indication to the contrary, I would read that provision as applying to a
Public Bill to amend section 2(1) itself. The Bill which led to the
Parliament Act 1949 was such a Bill. In my view, it was within the scope
of section 2(1), was passed in accordance with the provisions of section
2 and is accordingly "an Act of Parliament". It follows that the Hunting
Act 2004 - which was enacted after the Speaker had certified that the
provisions of section 2, as amended by the Parliament Act 1949, had been
complied with - is a valid Act of Parliament.
- It is unnecessary to go
further and decide what limits, if any, there may be to the scope of
section 2(1). I have already indicated that I would reject the test
enunciated by the Court of Appeal. Not only is it inconsistent with the
purpose of the Act but, as the Attorney General said, it would create
uncertainties which Parliament certainly would never have intended. I
would, however, specifically reserve my opinion on one type of Bill: to
delete the exclusion, from section 2(1), of a Bill containing any
provision to extend the maximum duration of Parliament. The Attorney
General acknowledged that there was room for argument here. Extending
the life of Parliament is a matter of fundamental constitutional
importance. Not only could it undermine the democratic basis of the
British system of government, but it would also affect the dynamic which
underlies section 2 of the 1911 Act, even as amended by the Parliament
Act 1949. The exclusion appears to recognise this. So even though, read
literally, section 2(1) seems apt to cover a Bill to delete the
exclusion, I would wish to hear full argument before concluding that the
safeguard of the consent of the House of Lords should not apply to such
a Bill which can be said to form an integral step in a scheme of
legislation to extend the maximum duration of Parliament.
- For these reasons I too would
dismiss the appeal.
LORD WALKER OF GESTINGTHORPE
My Lords,
- I have had the privilege of
reading in draft the opinions of my noble and learned friend, Lord
Bingham of Cornhill and the other members of the Appellate Committee who
heard this important appeal. I agree with them that the appeal should be
dismissed. On the crucial points which have to be decided in order to
dispose of the appeal there is, as I see it, a striking unanimity, in
which I respectfully concur. Such differences of opinion as do appear
(principally as to any ultimate restrictions on parliamentary
sovereignty, and as to the application of the principle in Pepper v
Hart [1993] AC 593) need not be resolved on this occasion, and I prefer to express
no view on them.
BARONESS HALE OF RICHMOND
My Lords,
- It is a long time since many
of us learned our constitutional history, but I have found it impossible
to consider the legal issue now before us without reminding myself of
the events which led up to the passage of the Parliament Act in 1911. My
noble and learned friend, Lord Bingham of Cornhill, has also recounted
this history in some detail but certain salient features bear repetition
or elaboration. In particular, the idea of removing the House of Lords'
power to veto legislation dates back at least as far as their defeat of
Mr Gladstone's Irish Home Rule Bill in 1893. The two issues were always
inextricably linked.
- During the General Election of
January to February 1906, the Unionist leader Arthur Balfour declared
that it was the duty of everyone to see that "the great Unionist party
should still control, whether in power or whether in opposition, the
destinies of this great Empire". The 1906 election resulted in a
landslide victory for the Liberal party, with a majority over all other
parties of 132 and a practical majority, with the support of the Labour
and Irish Nationalist members, of 356. Yet the reality was that, however
great the Liberal majority in the House of Commons, the permanent
Unionist majority in the House of Lords meant that the Liberals could
never achieve their policies against the Unionists' will. A Unionist
government, on the other hand, however fragile its command of the House
of Commons, could always gets its way.
- From the beginning of the
Liberal Government of 1906, "it quickly became clear that the opposition
leaders in both Houses were prepared to accord no real primacy to the
elected chamber" (Roy Jenkins, Asquith, 1964, 1967 paperback
edition, p 187). In the first session of the new Parliament, the House
of Lords destroyed the Education Bill, the Plural Voting Bill, and the
Land Valuation Bill, although not the Trade Disputes Bill, and in the
next session, they were expected to destroy the flagship Licensing Bill.
Reform of the House of Lords was now firmly on the Government's agenda
and various schemes were discussed: for differences to be settled at
joint sittings of Lords and Commons, attended by all members of the
Commons and 100 members of the Lords (as proposed by a Cabinet
committee); for submitting bills held up by the Lords to a popular
referendum; or for restricting the Lords' powers of delay to two
sessions (as proposed by the Prime Minister, Sir Henry
Campbell-Bannerman). In June 1907, the House of Commons passed a
resolution in support of the Prime Minister's proposal by a huge
majority. The Liberal party now had a policy on reform of the House of
Lords to add to its radical Parliamentary programme. It was not,
however, included in the King's speech for the next session of
Parliament in 1908. Sir Henry Campbell-Bannerman was now seriously ill
and Mr Asquith succeeded him as Prime Minister in April.
- The Government's programme
included old age pensions, which the Lords were reluctantly persuaded to
accept when the Commons insisted that Lords' amendments to a money bill
were inadmissible. For more than 250 years, the House of Lords had
accepted that it could not block the Government's sources of supply. Yet
in the following year they did just that, by rejecting Lloyd George's
'people's budget'. This would have raised the burden of taxation upon
the rich and landed classes in order to pay for old age pensions and
other social reforms, as well as for the new warships demanded by the
Admiralty.
- A Government which is denied
the resources needed even to carry on running the country has no
alternative but to resign or to procure the dissolution of Parliament
and seek a fresh mandate from the people at a general election. The
Lords were thus deciding, not simply which Bills should pass, but
whether the elected Government could continue to govern. When the Lords
rejected the budget in November 1909, the Government decided that
Parliament should be dissolved and a fresh mandate sought.
- The general election of
January 1910 left the Liberal government with no overall majority, but
with a normal majority of 112 if it had the support of Labour and the
Irish Nationalists. The Irish did not like the budget, but they did like
the plan to curtail the House of Lords' veto, which they knew was the
only way of securing a measure of Home Rule.
- The King's speech at the
opening of the new Parliament on 21 February announced that measures
would be introduced to "define the relations between the Houses of
Parliament, so as to secure the undivided authority of the House of
Commons over finance, and its predominance in legislation". Those
measures were put before the House of Commons in the shape of three
resolutions. These reflected the Campbell-Bannerman plan, although there
was also support within government, principally from the Foreign
Secretary, Sir Edward Grey, and the President of the Board of Trade,
Winston Churchill, for reform of the composition of the House of Lords.
Otherwise, it was feared, the veto would simply be restored once a
Unionist government was returned to power. The three resolutions were
passed by the Commons on 14 April. First, the Lords would not be able
either to amend or reject a money bill; second, other legislation would
pass without the Lords' consent provided that it had been passed by the
Commons in three successive sessions of Parliament and not less than two
years had elapsed between its first introduction and final third reading
in the Commons; and third, the maximum duration of Parliaments would be
reduced from seven years to five. A Parliament Bill to give these
resolutions legislative effect was tabled that same day. In deference to
Sir Edward Grey, its Preamble declared the intention "to substitute for
the House of Lords as it at present exists a Second Chamber constituted
on a popular instead of hereditary basis".
- The budget was passed by the
new House of Commons on 27 April and by the Lords the following day. The
battle now shifted to the Lords' veto. At that stage King Edward VII had
not been asked whether he would agree to create enough new peers to
secure the passage of the Parliament Bill through the House of Lords if
need be. It was thought, however, that he would not refuse to follow the
advice of his elected Government.
- Matters were then thrown into
confusion by the death of King Edward on 6 May. There was understandable
reluctance to put his inexperienced successor, George V, in such a
difficult and delicate situation so soon after his accession. A
constitutional conference was called between four senior members of the
Government and four senior members of the Opposition in the hope that a
compromise solution could be found. It was a hopeless task. The
Unionists wanted to divide Bills into three categories. First were money
bills, which the Lords would have no right to reject or amend, but
measures with "social or political consequences which go far beyond the
mere raising of revenue" would not be considered money bills. Second
were ordinary bills, which would be referred to a joint sitting of the
two Houses after two rejections in the Lords. Third were constitutional
or "organic" Bills; the Unionists wanted these submitted to a referendum
after two rejections in the Lords; the Liberals favoured a short list of
exclusions from the ordinary Bill procedure. But the parties were at
odds over whether Irish Home Rule should be excluded. This was the
eventual sticking point. By early November the constitutional conference
had broken down. The Parliament Bill was nevertheless put before the
House of Lords, so that they could put their alternative plan before the
country.
- Meanwhile, the King was asked
to give a guarantee, which was not to be made public until the occasion
arose, that if the Government were returned to power at the forthcoming
election, he would create the peers needed to get the Parliament Bill
through the House of Lords. The King's agreement was eventually
obtained, although only because one of his Private Secretaries assured
him that Mr Balfour would decline to form an administration if Mr
Asquith resigned. This left the King with no alternative but to accept
the Government's advice, reluctant though he was to do so.
- Parliament was dissolved on 28
November and the electorate went to the polls for the second time in a
year. Although more than fifty seats changed hands, the overall result
was almost exactly the same as before. Liberals and Unionists held
exactly the same number of seats, but with the support of Labour and the
Irish Nationalists, the Government's normal majority went up from 124 to
126. The Liberals had won three elections in a row and their majority in
the popular vote, although not great, seemed secure. They had achieved a
democratic mandate for the constitutional changes proposed in the April
resolutions.
- It took until May 1911 for the
Parliament Bill to get through the House of Commons, with more than 900
amendments tabled for the committee stage. The House of Lords gave it a
second reading without a vote. There was then an extended Whitsun recess
because of King George's coronation. The Lords began the committee stage
of the Bill at the end of June and passed a number of wrecking
amendments. On July 14 the Government formally asked the King to create
the necessary number of new peers. The King agreed but asked that this
should not happen until after the Lords had been given an opportunity of
deciding whether they would give in once the Commons had rejected their
amendments. The opposition leaders were formally told the position on 20
July. The opposition gave vent to its frustration by making it
impossible for the Prime Minister to deliver his speech to the House of
Commons on 24 July.
- But the real battle was among
the opposition peers, the "ditchers" who were prepared to die in the
ditch to preserve their powers, and the "hedgers" who were prepared to
accept the bill for the sake of avoiding the worse fate of being swamped
with Liberal peers. It was never quite clear how many were to be created
- whether enough to make a permanent Liberal majority in the Lords, thus
reversing the traditional position of the two parties, or simply enough
to get the Bill through, or something in between (the King had suggested
ennobling the elder sons of existing Liberal peers, which would have
been the most modest solution, but not guaranteed to produce the right
result; Asquith had in his possession a list of 249 possible candidates,
some little known today but many of great distinction, including
Bertrand Russell, Baden-Powell, and Joseph Rowntree). In the end, the
"hedgers" won the day. On 10 August, the Lords voted by a majority of
131 to 114 not to insist on their amendments. The Parliament Act of 1911
became law.
- The 1911 Act procedure was
used for two measures introduced in the following session of Parliament,
a Bill to provide for Home Rule for Ireland, and a Bill to provide for
the disestablishment of the Anglican Church in Wales. The former was
deeply controversial but the latter would never have passed the House of
Lords had it not been for the 1911 Act. Both were passed into law as war
broke out in August 1914 and immediately suspended because the nation
had more important things to think about.
- The history is important
because it demonstrates clearly the mischief which the 1911 Act was
meant to cure. The party with the permanent majority in the unelected
House of Lords could forever thwart the will of the elected House of
Commons no matter how clearly that will had been endorsed by the
electorate. At that time this could not be called a necessary or even
desirable check on the over-weening power of a Government which had the
command of the House of Commons, because there was no equivalent check
on the party which had the command of the House of Lords. The object was
henceforth to ensure that the elected House could always get its way in
the end. The United Kingdom would become a real democracy. The
democratic element was reinforced by the reduction in the maximum length
of a Parliament from seven years to five and the exception of a Bill to
prolong the life of Parliament from the 1911 Act procedure. The elected
chamber would have to submit itself to re-election at regular intervals.
- The history also clearly
demonstrates that it was always contemplated that the procedure might be
used to bring about major constitutional change. At that time the
fragmentation of the United Kingdom by allowing a measure of
self-government to the people of Ireland was the most fundamental
constitutional change imaginable. Yet one of the objects of the 1911 Act
was to make it possible.
- In my view, the history also
makes the position adopted by the Court of Appeal, however attractive it
may now appear to be, untenable. The Court of Appeal concluded that the
1911 Act procedure could not be used to effect fundamental
constitutional change, but that the modifications to its procedure
brought about by the 1949 Act were "modest" rather than fundamental. On
the contrary, it seems to me that the 1911 Act procedure can be used to
effect any constitutional change, with the one exception stated. Section
2(1) of the 1911 Act applies to "any Public Bill (other than a Money
Bill or a Bill containing any provision to extend the maximum duration
of Parliament beyond five years)". There is no hint of any other
exclusions. The expression of two exclusions would normally be read so
as to include everything else. When one looks at the mischief which the
Bill was designed to cure it is clear that anything else, no matter how
fundamental or controversial, is in principle included.
- The argument that the
procedure cannot be used to amend itself has rather more substance,
although in the end it too must be rejected. The question of the
legislative competence of the United Kingdom Parliament is quite
distinct from the question of the composition of Parliament for this
purpose. The concept of Parliamentary sovereignty which has been
fundamental to the constitution of England and Wales since the 17th
century (I appreciate that Scotland may have taken a different view)
means that Parliament can do anything. The courts will, of course,
decline to hold that Parliament has interfered with fundamental rights
unless it has made its intentions crystal clear. The courts will treat
with particular suspicion (and might even reject) any attempt to subvert
the rule of law by removing governmental action affecting the rights of
the individual from all judicial scrutiny. Parliament has also, for the
time being at least, limited its own powers by the European Communities
Act 1972 and, in a different way, by the Human Rights Act 1998. It is
possible that other qualifications may emerge in due course. In general,
however, the constraints upon what Parliament can do are political and
diplomatic rather than constitutional.
- But that does not answer the
question of what is meant by "Parliament". If Parliament can do
anything, there is no reason why Parliament should not decide to
re-design itself, either in general or for a particular purpose. The
body which was Parliament in 1911 could decide, by the decision-making
procedure of the day, to re-design itself. It decided that henceforward,
money bills (certified as such by the Speaker of the House of Commons)
could become law without any attempt to gain the consent of the House of
Lords. No-one has suggested that it could not do this. No-one has
challenged the legality of money bills passed under that procedure since
then.
- It also decided that
henceforward, any public bill other than a money bill or a bill to
extend the maximum duration of Parliament beyond five years could be
passed either in the traditional way, with the consent of both Houses of
Parliament and the Royal Assent, or in the new way, without the consent
of the House of Lords, provided that various conditions had been
fulfilled. Nothing in the Act said or suggested that those conditions
could not be modified by the same procedure. If, as we must, we start
from the proposition that Parliament can do anything, it follows that
Parliament can allow its redesigned self further to modify the design.
- The only question is whether
that further permission has to be spelt out in the statute. Even if they
were applicable to the Acts of the United Kingdom Parliament, there is
nothing in the Commonwealth cases to which we have been referred to
suggest that it does. On the contrary, they suggest that it is enough
that what has been done is within the general powers given to the
legislative body in question: see R v Burah (1878) 3 App Cas 889;
Taylor v Attorney General of Queensland (1917) 23 CLR 457;
McCawley v The King [1920] AC 691; Clayton v Heffron
(1960) 105 CLR 214.
- What the Commonwealth cases do
suggest, however, is the contrary proposition: that if Parliament is
required to pass legislation on particular matters in a particular way,
then Parliament is not permitted to ignore those requirements when
passing legislation on those matters, nor is it permitted to remove or
relax those requirements by passing legislation in the ordinary way: see
Harris v Minister of the Interior 1952 (2) SA 428; Bribery
Commissioner v Ranasinghe [1965] AC 172. If the sovereign Parliament can redefine itself downwards, to
remove or modify the requirement for the consent of the Upper House, it
may very well be that it can also redefine itself upwards, to require a
particular Parliamentary majority or a popular referendum for particular
types of measure. In each case, the courts would be respecting the will
of the sovereign Parliament as constituted when that will had been
expressed. But that is for another day.
- I myself would be prepared to
hold that, by excepting a Bill to prolong the maximum life of a
Parliament from that procedure, Parliament was also disabled from using
that procedure to remove the exception: that would be consistent with
the principle in the Harris and Ranasinghe cases. But, not
having excepted a Bill to modify the procedure in section 2, Parliament
must be taken to have authorised the use of that procedure for that
purpose.
- That conclusion is entirely
consistent with the mischief disclosed by the preceding events which the
Parliament Act was designed to correct. As a democrat, I have no problem
with that. Whether our system now has sufficient democratic checks upon
the combined power of the elected House and the Government which
commands that House is a quite different question and not for this court
to decide.
- It is quite clear from the
words used by Parliament in section 2 of the Parliament Act 1911 that it
intended no limit on the Bills which might be passed under that
procedure other than those expressly stated in that section. I would
therefore dismiss this appeal, but for the reasons given by the
Administrative Court rather than the Court of Appeal.
LORD CARSWELL
My Lords,
- The issue at stake in the
appeal before the House is the validity of the Hunting Act 2004, an
enactment whose subject matter has provoked fierce passions on both
sides of the debate. The argument before your Lordships was not,
however, concerned at any stage with the rights or wrongs of the hunting
question; no discussion took place about the content of the Act and none
will be found in the opinions of your Lordships. The challenge was to
the validity of the Hunting Act as an Act of Parliament, which in turn
involved the validity of the Parliament Act 1949. The arguments were
confined to this issue, which required extensive consideration of
fundamental constitutional principles.
- Your Lordships have referred
to two of those fundamental principles, the sovereignty or supremacy of
Parliament and the conclusiveness of the Parliamentary roll or the
Speaker's certificate. The first is one of the pillars of the modern
constitution of this country and has been so fully accepted by the
courts and described by so many writers on the constitution from Dicey
onwards that it needs no further elaboration. Both this principle and
the second, which is discussed in paras 112 and 116 of the opinion of my
noble and learned friend Lord Hope of Craighead, are judicial products
of that carefully observed mutual respect which has long existed between
the legislature and the courts. As a judge I am very conscious of the
proper reluctance of the courts to intervene in issues of the validity
of Acts of Parliament. I should be most unwilling to decide this or any
other case in a way which would endanger that tradition of mutual
respect. I do not, and I have no doubt your Lordships do not, have any
wish to expand the role of the judiciary at the expense of any other
organ of the State or to seek to frustrate the properly expressed wish
of Parliament as contained in legislation. The attribution in certain
quarters of such a wish to the judiciary is misconceived and appears to
be the product of lack of understanding of the judicial function and the
sources of law which the courts are bound to apply.
- It was this instinct of
respect which led the Court of Appeal to satisfy itself that it could
properly pronounce upon the validity of the Parliament Act 1949,
notwithstanding the acceptance both by the appellants and the Attorney
General that it was justiciable in a court of law. I am myself satisfied
that it was right to conclude that this particular issue is one which
can and should be determined by the courts. It is correctly a question
of statutory interpretation, determining the ambit of section 2(1) of
the Parliament Act 1911, a question of law which falls within the scope
of courts of law carrying out their regular function. In my opinion the
Court of Appeal was right to conclude that it had jurisdiction to
determine the issue raised in these proceedings.
- It is unnecessary for me to
dilate on the indicia of intention upon which the appellants' counsel
Sir Sydney Kentridge QC relied in seeking to establish that the scope of
section 2(1) of the 1911 Act is limited. He focused in particular on the
opening word "If" and the meaning which he attributed to the word
"Parliament" in the final recital to the Act. The Attorney General for
his part maintained that the words "any Public Bill" meant literally
what they said and that that phrase was apt to include a Bill which
itself amended the conditions laid down in section 2(1). Several of your
Lordships have dealt in detail with the issue of construction - I would
refer in particular to para 29 of the opinion of my noble and learned
friend Lord Bingham of Cornhill - and I am content to agree with their
conclusions.
- In construing an Act of
Parliament it may be of assistance to have regard to the historical
context, which may throw light upon the mischief to which the
legislation is directed: see, eg, R v Z (Attorney General for
Northern Ireland's Reference) [2005] UKHL 35; [2005] 2 WLR 1286. Lord Bingham of Cornhill has dealt with this fully in
his opinion and I cannot usefully add anything to his review of the
events leading up to the enactment of the Parliament Act 1911. The
extent to which use may be made of subsequent events is less clear cut,
but at its lowest one may obtain reinforcement of one's construction of
legislation from the fact that the same interpretation has been adopted
over a considerable period. That is not to say that the courts may not
reverse a long-held error of interpretation, if satisfied that it is
right to do so: cf Inland Revenue Comrs v Dowdall O'Mahoney & Co
Ltd [1952] AC 401; West Midland Baptist (Trust) Association (Inc)
v Birmingham Corporation [1970] AC 874. The longevity of that
construction will, however, cause them to be cautious about doing so
and, as my noble and learned friend Lord Nicholls of Birkenhead has
pointed out at para 68, in the present case the involvement of the
legislature goes much deeper. Moreover, when subsequent legislation has
been passed and acted upon which depends for its validity upon the
correctness of that construction, the effect may exceed that of
demonstrating unanimity of opinion and become a piece of political fact
and reality which cannot readily be set aside: see the opinion of Lord
Hope of Craighead, paras 119 et seq and the academic commentaries to
which he there refers.
- I have reached my conclusion
about the meaning of section 2(1) of the 1911 Act without resort to the
practice of consulting Hansard developed in consequence of the
decision of the House in Pepper v Hart [1993] AC 593. In particular, I have not taken into account the defeat of the
amendment moved by Sir Philip Magnus and the withdrawal of that moved in
the House of Lords by the Earl of Ancaster, described by the Court of
Appeal in paras 79 to 87 of its judgment. I am not persuaded that the
conditions for resort to Hansard have been satisfied in the
present case. It would accordingly be incorrect for a court to draw
conclusions from such elements of the Parliamentary history of the
legislation as the proposal and rejection of amendments: see
Viscountess Rhondda's Claim [1922] 2 AC 339, 383, per Viscount
Haldane.
- Sir Sydney sought to establish
a limitation upon the freedom of Parliament to use section 2(1) of the
1911 Act to amend the terms of that subsection by reliance upon the
proposition that legislation passed by the exercise of the powers
contained in it is delegated or subordinate, not primary. The conclusion
which he drew from this premise was that it was unlawful for the
delegated body, the Sovereign and the House of Commons, to enlarge the
scope of its own authority without the approval of the delegating body,
which includes the House of Lords. I am unable to accept the validity of
the premise. I do not think that it makes sense to regard the Sovereign
and the House of Commons as delegates, when they themselves constituted
two of the delegators.
- Nor do I consider that the
appellants derive assistance from the decisions in cases related to
colonial legislatures set up under the authority of enactments of the
Imperial Parliament such as the Colonial Laws Validity Act 1865. These
decisions establish merely that where a legislature is given plenary
powers by its founding legislation, it can pass such Acts as it sees
fit, including enactments abolishing one of the houses of the
legislature; where, on the other hand, the founding legislation contains
limitations, the enactments of the body founded will not be valid if
they contravene those limitations. This is the explanation for the
decision of the Privy Council in Bribery Commissioner v Ranasinghe
[1965] AC 172, upon which Sir Sydney particularly relied, as distinct from
such cases as McCawley v The King [1920] AC 691, R v Burah
(1878) 3 App Cas 889 and Hodge v The Queen (1883) 9 App Cas
117, together with the Australian decisions in Taylor v Attorney
General of Queensland (1917) 23 CLR 457 and Clayton v Heffron
(1960) 105 CLR 214. In Powell v Apollo Candle Co Ltd (1885)
10 App Cas 282 at 289 the Privy Council declared firmly that the earlier
decisions had put an end to the doctrine that a colonial legislature is
a delegate of the Imperial legislature. The Court of Appeal in the
present case, having accurately summarised the effect of the
Commonwealth authorities at para 67 of its judgment, pointed out, again
I think rightly, that the circumstances of these cases are not strictly
analogous to those of the present appeal and went on in para 68 in a
passage with which I agree:
"There is, in our judgment, no constitutional principle or
principle of statutory construction which prevents a legislature from
altering its own constitution by enacting alterations to the very
instrument from which its powers derive by virtue of powers in that
same instrument, if the powers, properly understood, extend that far.
This is not performing an act of bootstrap levitation, provided the
power exercised is duly derived, directly or indirectly, from a
sufficient original sovereign power and authority."
- Assuming the correctness of
the conclusion that the Parliament Act 1949 was validly enacted, which
is sufficient to dispose of the appeal before the House, it is
nevertheless germane to the issue of the construction of section 2(1) of
the 1911 Act to inquire whether Parliament could resort to it to extend
the life of a Parliament beyond five years, notwithstanding the
exception contained at the beginning of the subsection. Your Lordships
have expressed differing opinions on the issue and I shall not rehearse
the arguments. It is sufficient for me to say that I support the view
that section 2(1) cannot be so used. I agree with the reasoning set out
in para 59 of the opinion of Lord Nicholls of Birkenhead:
"The Act setting up the new procedure expressly excludes its use
for legislation extending the duration of Parliament. That express
exclusion carries with it, by necessary implication, a like exclusion
in respect of legislation aimed at achieving the same result by two
steps rather than one. If this were not so the express legislative
intention could readily be defeated."
- This leads me to one final
question, which I find much the most difficult of those arising out of
this appeal and to which I shall not attempt to give a definite answer.
Are there any other implied limitations upon the freedom to use section
2(1) of the Parliament Act 1911? It is at this point that one enters the
penumbra in which the boundary between political matters and legal
entitlement becomes particularly indistinct. Various changes might be
posed as theoretical possibilities: abolition of the House of Lords,
radical change in its composition which would effect a fundamental
change in its nature, substantial reduction of the powers of the House
of Lords or the virtual removal of the braking mechanism contained in
section 2(1) by amending the number of times that the House of Lords can
reject a bill or reducing the time which must elapse to a minimal
period. I would at once express the hope and belief that such
possibilities are so unlikely to occur as to be purely theoretical. Our
constitution has for the last 200 years developed by evolution rather
than revolution. Successive governments, even those with massive
majorities, have wisely recognised this in exercising the degree of
moderation with which they have approached radical changes which some of
their supporters ardently wished to put into effect, observing the
principle expressed by Gladstone, that the constitution depends "on the
good sense and good faith of those who work it." An unwritten
constitution, even more than a written one, is a living organism and
develops with changing times, but it is still a delicate plant and is
capable of being damaged by over-vigorous treatment, which may have
incalculable results. It is a corollary of the principle of the
sovereignty of Parliament that Parliament as ordinarily constituted can
enact even fundamental constitutional changes: the Kilbrandon Commission
pointed to the legislation creating the Irish Free State in 1922 (Report
of the Royal Commission on the Constitution 1969 - 1973 (1973), Cmnd
5460, para 56) and one can now add the removal of the hereditary peers
from the House of Lords by the House of Lords Act 1999, which, it is to
be noted, was passed in the customary fashion by both Houses.
- Lord Reid in Madzimbamuto v
Lardner-Burke [1969] 1 AC 645 at 723 expressed with his customary clarity the accepted
principle governing the powers of Parliament:
"It is often said that it would be unconstitutional for the United
Kingdom Parliament to do certain things, meaning that the moral,
political and other reasons against doing them are so strong that most
people would regard it as highly improper if Parliament did these
things. But that does not mean that it is beyond the power of
Parliament to do such things. If Parliament chose to do any of them
the courts could not hold the Act of Parliament invalid."
In so holding Lord Reid was referring to legislation passed by
Parliament in the normal manner. The question now posed is whether this
comprehensive principle applies with equal force to all legislation
passed under the powers contained in the Parliament Act 1911. If the
unlikely came to pass and the 1911 Act were used to put through
legislation of the type I have suggested, would critics be restricted to
terming it outrageous (the epithet applied by Mr Quintin Hogg MP and
Captain Crookshank MP to the Parliament Act 1949: see Hansard (HC
Debates) 14 November 1949, cols 1771, 1803), or would they be
able to challenge its validity in a court of law?
- The Court of Appeal suggested
(para 99) a distinction between making changes of a fundamentally
different nature to the relationship between the House of Lords and the
Commons and making such changes of a less fundamental nature. As neither
of the parties supported this distinction in argument before the House,
and it has not found favour with any of your Lordships, I do not find it
necessary to examine it further. Despite the general lack of enthusiasm
for the proposition espoused by the Court of Appeal, however, I incline
very tentatively to the view that its instinct may be right, that there
may be a limit somewhere to the powers contained in section 2(1) of the
1911 Act, though the boundaries appear extremely difficult to define. If
a fundamental disturbance of the building blocks of the constitution is
contemplated at some time, it may well be that no government in the real
political world would attempt to use those powers for the purpose.
Whether a legal challenge to the use of the 1911 Act for such a purpose
could succeed is a topic on which I should prefer to receive much more
specifically directed argument and to give much more profound
consideration before reaching a conclusion. All that I would say now is
that I wish to reserve my position on it.
- That said, I agree that the
challenge to the validity of the Parliament Act 1949 and the Hunting Act
2004 has not been sustained and I would dismiss the appeal.
LORD BROWN OF EATON-UNDER-HEYWOOD
My Lords,
- These proceedings attack the
Hunting Act 2004. Odd as it may seem, however, whatever views we hold
upon the merits or demerits of hunting, or of the legislation which now
bans it, are quite immaterial. Instead the challenge is directed to the
parliamentary procedure used to enact the ban, a procedure which invoked
the Parliament Act 1949 (the 1949 Act). Put shortly, this attack upon
the Hunting Act stands or falls entirely upon the validity of the 1949
Act and that in turn depends upon whether it was lawful to force that
Act through Parliament by the use of the Parliament Act 1911 (the 1911
Act). The precise terms of section 2(1) of the 1911 Act are central to
this dispute. Rather, however, than set them out yet again, I shall take
them as read.
- To many it will seem
remarkable that your Lordships should now be asked, 56 years after the
passage of the 1949 Act, to declare it invalid. At first blush, indeed,
given that the 1949 Act is an Act of Parliament, it is somewhat
surprising that the courts should be examining its validity at all. It
was passed (as were two other Acts of Parliament before it) "in
accordance with the provisions of the Parliament Act 1911 and by the
authority of the same"—such being the words of enactment expressly
provided for by section 4(1) of the 1911 Act. It became an Act of
Parliament precisely in the circumstances and upon the fulfilment of the
conditions provided for by section 2(1) of the 1911 Act. And when as a
Bill it was presented to His Majesty for assent, it had endorsed on it,
as section 2(2) of the 1911 Act required, the certificate of the Speaker
of the House of Commons signed by him that the provisions of section 2
had been duly complied with—section 3 of the Act expressly providing
that:
"Any certificate of the Speaker of the House of Commons given
under this Act shall be conclusive for all purposes, and shall not be
questioned in any court of law."
- Yet these considerations
notwithstanding, the Attorney General accepts, as he has throughout this
litigation, that the courts are properly seised of this challenge to the
1949 Act, and that the attack upon its validity is in no way foreclosed
either by the endorsement upon it of the Speaker's certificate of
compliance with the 1911 Act, or by the long passage of time since its
enactment, or by its subsequent invocation by both main political
parties to enact other legislation too. Your Lordships must, therefore,
cast aside any initial inhibitions about entering upon this unusual
challenge. There is no need here for judicial reticence. Rather your
Lordships must examine the challenge for all the world as if the 1949
Act had only recently received the Royal Assent.
- The effect of the 1949 Act, as
several of your Lordships have already made clear, was to amend the
terms of the 1911 Act itself. Its sole purpose, indeed, was to weaken
the conditions controlling the use of the 1911 Act. This it did by
reducing from three sessions to two, and from two years to one, the
period by which the House of Lords was thereafter able to delay the
enactment of legislation promoted by the House of Commons. The side note
to section 2(1) of the 1911 Act, as enacted, described its original
purpose as the "Restriction of the powers of the House of Lords as to
Bills . . .". The 1949 Act restricted those powers still further. That
is the long and the short of it.
- Was that something which the
House of Commons was entitled to achieve by use of the 1911 Act itself?
Was it, in other words, open to the House of Commons to use the 1911 Act
(itself of course enacted with the consent of the House of Lords) to
overcome the subsequent refusal by the House of Lords in 1949 to consent
to the proposed further restriction of their powers? That is the core
question raised in these proceedings. A related question too arises:
what, if any, limitations are there upon the use of the 1911 Act to
effect constitutional change?
- The appellants' objection to
the use of the 1911 Act to force through the 1949 Act is an obvious one.
Put simply it is this. Here were the two main constituent elements of
Parliament, the House of Commons and the House of Lords (the third, the
Monarch, playing only a formal role in the legislative process) agreeing
in 1911 to the specific conditions under which the House of Commons
would thereafter be able to enact its legislative programme without the
consent of the House of Lords. How could it then be right, thirty-eight
years later, for the House of Commons, without the Lords' consent, to
use the 1911 Act procedure to alter those very conditions, making it
easier still for future House of Lords' objections to be overridden? The
1911 Act must be regarded as a "concordat" or "new constitutional
settlement" (two of the terms coined by the Court of Appeal below), a
consensual arrangement which could not then be changed at the instance
of one party only. And not merely is the point an obvious one; so too
are its attractions. To do as the House of Commons did in 1949 must
strike many as quite simply unfair, akin to reneging on a deal.
- How, then, do the appellants
give juridical expression to this central objection to the 1949 Act? It
is their main submission in these proceedings that powers conferred on a
body by an enabling Act may not be enlarged or modified by that body
unless there are express words authorising such enlargement or
modification. True it is, they must acknowledge, section 2(1) of the
1911 Act refers on its face to "any Public Bill". But, submits Sir
Sydney Kentridge QC, that is not enough: express words were needed to
permit the House of Commons to extend its powers still further.
Sometimes (if rarely) legislation contains a Henry VIII clause, a power
conferred on a delegate body to amend the enabling Act itself. But no
such clause is to be found in the 1911 Act and without it that Act could
not be amended save with the consent of both Houses of Parliament. The
1911 Act settled the conditions under which in future the House of
Commons would be able to override the House of Lords' rejection of its
Bills. Those conditions having been agreed, they could not thereafter be
altered save with the further consent of the House of Lords.
- Persuasive though I confess to
having initially found this argument, I have finally reached the view
that it must fail. Its central plank, the suggested analogy with
delegated powers, I now think to be unsustainable. The 1911 Act was not
like a statute by which Parliament as the sovereign legislative body
confers, say, regulation-making powers upon a Minister—powers plainly
then incapable of enlargement without a Henry VIII clause. The 1911 Act
in truth conferred no further legislative powers upon the House of
Commons. Rather it redefined the sovereign parliament's legislative
process by providing in certain circumstances for main legislation
without the need for the House of Lords' consent. Nor was the situation
brought about by this re-definition of the legislative process analogous
to the establishment of colonial legislatures by an imperial
Parliament—the source of much of the case law put before us. An imperial
Parliament conferring powers on a colonial legislature cannot
realistically be equated to the House of Lords, under threat in 1911
that enough new Liberal peers would be created to secure the future
enactment of the government's Bills, agreeing instead to a weakening of
its powers of veto. The Commonwealth cases were in truth addressed to a
very different political reality. The appellants' main argument must
fail.
- There was, however, as I
understood it, a second string to the appellants' bow, Sir Sydney's
argument that in any event, even if his principal argument as to the
need for express words fails, Parliament cannot have intended the
expression "any Public Bill" to be understood to encompass even proposed
amendments to the 1911 Act itself so that the expression must be
understood as to that extent qualified.
- In support of this argument
the appellants point to certain extreme possibilities open to the House
of Commons if the Attorney General's arguments be right. Provided only
that the 1911 Act procedure was used to achieve it, the House of Commons
could have forced through in two years (and, if the 1949 Act is valid,
can now force through in one) wholesale amendments to the conditions
governing that Act's further use. For example, the Act could be amended
to allow all future Bills to be treated just like money Bills and forced
through within one month—see section 1 of the 1911 Act. Or, indeed,
notwithstanding that "a Bill containing any provision to extend the
maximum duration of Parliament beyond five years" is on its face
excluded from the scope of section 2, that exclusion itself could be
removed by amendment and the Act's procedure then be used afresh to
extend Parliament's life.
- Whilst, therefore, literally
construed, the 1911 Act would have permitted its use to amend the very
conditions to which that use had been made subject, the court could and
should instead construe the phrase "any Public Bill" restrictively so as
to guard against such politically unreasonable consequences.
- It appears to have been this
argument which found most favour with the Court of Appeal. But it was
not, of course, accepted in full: the Court of Appeal was not prepared
to construe the expression "any Public Bill" in the 1911 Act
sufficiently restrictively to preclude any dilution whatever of the
conditions governing the Act's future use. Rather the court held that
modest amendments could be forced through but not fundamental ones.
Concluding, however, that the 1949 Act had effected only a modest
amendment to the 1911 Act, the appellants' case still failed.
- It is this argument, of
course, which raises the related question mentioned in para 184 above:
what, if any, limitations are there upon the use to which the 1911 Act
can be put to effect constitutional change? The ultimate logic of the
Attorney General's argument is that there are no such limitations. Sir
Sydney, for his part, however, must contend that the 1911 Act procedure
is certainly not available to abolish the House of Lords: for that would
be to destroy the constitutional settlement embodied in the 1911 Act no
less completely than any amendment, however fundamental, to the
specified conditions governing its use.
- It is not difficult to
understand why the Court of Appeal reached the conclusion it did as to
the kind of changes achievable by use of the 1911 Act. And it is easy to
understand too why each side rejects that conclusion: Sir Sydney because
his argument needs to succeed in full measure; the Attorney General
because the Court of Appeal's judgment now casts real doubt over what
use can be made of the 1911 Act to effect significant constitutional
change in future.
- In common, I think, with all
your Lordships, I would reject the Court of Appeal's approach as
unwarranted in law and unworkable in practice. But in common too, I
think, with the majority of your Lordships I am not prepared to give
such a ruling as would sanction in advance the use of the 1911 Act for
all purposes, for example to abolish the House of Lords, (rather than,
say, alter its constitution or method of selection) or to prolong the
life of Parliament, two of the extreme ends to which theoretically this
procedure could be put. Although, as I have said, the strict logic of
the respondent's position suggests that the express bar on the House of
Commons alone extending the life of Parliament could be overcome by a
two-stage use of the 1911 Act procedure, the Attorney General
acknowledged in argument that the contrary view might have to be
preferred. Let us hope that these issues will never be put to the test.
But if they are, they will certainly deserve fuller argument than time
has allowed on the present appeal.
- One thing, however, remains
certain. There is no proper basis on which a qualification to the wide
words "any Public Bill" could be implied into section 2 of the 1911 Act
to bar its use to achieve the particular amendments effected by the 1949
Act. It is unnecessary to resort to Hansard to conclude that both Houses
of Parliament must inevitably have recognised in 1911 the real
possibility that that Act's procedure would thereafter be used to amend
itself. I too, therefore, would dismiss this appeal.
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