QUEEN'S BENCH
DIVISION
ADMINISTRATIVE COURT
The Strand London WC2A 2LL | ||
B e f o r e :
and
MR JUSTICE
COLLINS
____________________
THE QUEEN | ||
on the application of | ||
(1) JOHN BERNARD HAYSOM JACKSON | ||
(2) PATRICK DOUGLAS MARTIN | ||
(3) HARRIET MAIR HUGHES | Claimants | |
and | ||
HER MAJESTY'S ATTORNEY GENERAL | Defendant |
____________________
Smith Bernal, 190
Fleet Street, London EC4
Telephone No: 020 7421 4040
(Official Shorthand
Writers to the Court)
SIR SYDNEY KENTRIDGE QC, RICHARD LISSACK
QC, MARTIN CHAMBERLAIN and MARCUS HAYWOOD (instructed by Messrs Allen &
Overy LLP) appeared on behalf of THE CLAIMANTS
THE LORD GOLDSMITH QC, PHILLIP
SALES and CLIVE LEWIS (instructed by The Treasury Solicitor) appeared on behalf
of THE DEFENDANT
DAVID PANNICK QC and GORDON NARDELL (instructed by Messrs
Collyer-Bristow) appeared for THE INTERVENOR
____________________
Crown Copyright ©
{appealed: [2005] EWCA Civ 126 )
Friday 28 January 2005
LORD JUSTICE MAURICE KAY:
The context
"Parliament means, in the mouth of a lawyer .... the King, the House of Lords and the House of Commons; these three bodies acting together may be aptly described as the 'King in Parliament', and constitute Parliament.
The principle of Parliamentary sovereignty means neither more nor less than this, namely, that Parliament thus defined has, under the English constitution, the right to make or unmake any law whatever; and, further, that no person or body is recognised by the law of England as having a right to override or set aside the legislation of Parliament."
(Introduction to the Study of the Law of the Constitution, 8th ed. pages 3-4)
Happily, in the present case it will not be necessary to take into account the implication of our joining the European Economic Community in 1972 or the subsequent development of the Community and the establishment of the European Union.
"the ultimate political fact upon which the whole system of legislation hangs. Legislation owes its authority to the rule: the rule does not owe its authority to legislation."
(The Basis of Legal Sovereignty, [1955] CLJ 172, 188)
The Claimants' Arguments
The first ground: construction of the 1911 Act
".... whereas it is intended to substitute for the House of Lords as it at present exists a Second Chamber constituted on a popular instead of hereditary basis, but such substitution cannot be immediately brought into operation."
What a familiar ring that has. Section 1 of the Act contains a specific provision in relation to Money Bills enabling them to proceed to Royal Assent without the approval of the House of Lords within a short time frame. If such a Bill is sent to the House of Lords at least one month before the end of a Parliamentary session and is not then passed without amendment by the House of Lords within one month, it proceeds to the Royal Assent and becomes an Act of Parliament "unless the House of Commons directs the contrary". The Hunting Bill was not a Money Bill.
"(1) If any Public Bill (other than a Money Bill or a Bill containing any provision to extend the maximum duration of Parliament beyond five years) is passed by the House of Commons in three successive sessions (whether of the same Parliament or not), and, having been sent up to the House of Lords at least one month before the end of the session, is rejected by the House of Lords in each of those sessions, that Bill shall, on its rejection for the third time by the House of Lords, unless the House of Commons directs to the contrary, be presented to His Majesty and become an Act of Parliament on the Royal Assent being signified thereto, notwithstanding that the House of Lords have not consented to the Bill: Provided that this provision shall not take effect unless two years have elapsed between the date of the second reading in the first of those sessions of the Bill in the House of Commons and the date on which it passes the House of Commons in the third of those sessions.
(2) When a Bill is presented to His Majesty for assent in pursuance of the provisions of this section, there shall be endorsed on the Bill the certificate of the Speaker of the House of Commons signed by him that the provisions of this section have been duly complied with.
(3) A Bill shall be deemed to be rejected by the House of Lords if it is not passed by the House of Lords either without amendment or with such amendments only as may be agreed to by both Houses.
(4) A Bill shall be deemed to be the same Bill as a former Bill sent up to the House of Lords in the preceding session if, when it is sent up to the House of Lords, it is identical with the former Bill or contains only such alterations as are certified by the Speaker of the House of Commons to be necessary owing to the time which has elapsed since the date of the former Bill, or to represent any amendments which have been made by the House of Lords in the former Bill in the preceding session, and any amendments which are certified by the Speaker to have been made by the House of Lords in the third session and agreed to by the House of Commons shall be inserted in the Bill as presented for Royal Assent in pursuance of this section:
Provided that the House of Commons may, if they think fit, on the passage of such a Bill through the House in the second or third session, suggest any further amendments without inserting the amendments in the Bill, and any such suggested amendments shall be considered by the House of Lords, and, if agreed to by that House, shall be treated as amendments made by the House of Lords and agreed to by the House of Commons; but the exercise of this power by the House of Commons shall not affect the operation of this section in the event of the Bill being rejected by the House of Lords."
Section 3 provides that the certificate of the Speaker shall be conclusive for all purposes and shall not be questioned in any court of law. The claimants make it clear that they are not challenging the certificate of the Speaker –- a certificate to the effect that the Bill which became the Hunting Act complied with section 2 of the 1911 Act as amended by the 1949 Act. Their challenge is more fundamental. The Attorney General wisely takes no point on justiciability.
"Be it enacted by the King's most Excellent Majesty, by and with the advice and consent of the Commons in this present Parliament assembled, in accordance with the provisions of the Parliament Act 1911, and by the authority of the same, as follows."
"Be it enacted by the King's most Excellent Majesty, by and with the advice and consent of the Commons in this present Parliament assembled, in accordance with the provisions of the Parliament Acts 1911 and 1949, and by authority of the same, as follows."
"First and obviously, the 1911 Act became law only through the assent of Monarch, Lords and Commons. Secondly, the Preamble to the 1911 Act makes it clear that 'Parliament' was to be understood, as it always had been, as consisting of the Queen and two Houses -- Lords and Commons. Similarly, the new enacting words introduced by section 4 of the 1911 Act make it clear that there was a distinction between 'Parliament' and the House of Commons. Astute as it is to this distinction, the 1911 Act cannot be regarded as having redefined 'Parliament'. Thirdly, as is again clear from the Preamble, the aim of the 1911 Act was to regulate the relationship between the two Houses of Parliament and to do so with the assent of both Houses. Furthermore, and importantly, any further reform of Parliament would be undertaken by Parliament itself, not by the Commons and Monarch alone under the procedure laid down by the 1911 Act. Fourthly, there are not words in the 1911 Act that indicate an intention to permit modifications of the carefully crafted conditions that it contains, save by Parliament as a whole, when it returned (as expressly envisaged) to the task of reforming the House of Lords."
"Whereas it is expedient that provision should be made for regulating the relations between the two Houses of Parliament:
And whereas it is intended to substitute for the House of Lords as it at present exists a Second Chamber constituted on a popular instead of a hereditary basis, but such substitution cannot be immediately brought into operation.
And whereas provision will require hereafter to be made by Parliament in a measure effecting such substitution for limiting and defining the powers of the new Second Chamber, but it is expedient to make such provision as in this Act appears for restricting the existing powers of the House of Lords."
The submission is that the reference to "Parliament" in the second recital means that the anticipated legislation to reform the House of Lords would have to be passed by Parliament in the fullest sense and not pursuant to the provisions of section 2 of the Act. This is said to illustrate the point that "any Public Bill" in section 2(1) is a more limited concept than may first appear. Moreover, the following words -– "such provision as in this Act appears for restricting the existing powers of the House of Lords" -– exclude a future amendment of the Act from being used for that purpose. I do not consider that the word "Parliament" in this context has the strict meaning that is suggested on behalf of the claimants. It is a word that is variously deployed in the Act. For example, in section 1(2), in the context of Money Bills, reference is made to "money provided by Parliament". There must have been in contemplation money provided by Parliament in its attenuated form, as permitted by section 1(1). More importantly, by section 2(1) itself, a Bill thereby enacted becomes "an Act of Parliament".
The second ground of challenge: delegated legislation
"Legislation passed under the 1911 Act that purports to attenuate or remove the conditions imposed by that Act infringes the principle that a delegate may not enlarge the scope of his own authority."
This argument lies at the heart of the claimants' case. It has a very respectable academic pedigree. In his 1955 article in the Cambridge Law Journal the eminent and sadly now recently deceased public lawyer Professor Sir William Wade wrote:
"no difficulty arises over the Parliament Acts 1911 and 1949, if they are classed -- as it is submitted they should be classed -- as creating yet a further species of delegated legislation. The sovereign legislature has always been regarded as having three component parts, and an Act to which the Lords do not assent is not an Act of the sovereign Parliament at all. It requires ulterior legal authority, which of course is provided by the Parliament Acts, and the Act of 1911 contains plenty of indications that Acts passed under it without the consent of the Lords are delegated legislation: the threefold sovereign has delegated its power, subject to restrictions, to a new and non-sovereign body made up of two of its parts only. Difficulty only arises if the expression 'Act of Parliament' is used for sovereign and non-sovereign Acts indiscriminately."
The thesis was also supported by Professor O Hood Phillips (see his Constitutional and Administrative Law (8th edn), pp 79-80) and by Graham Zellick (see Is the Parliament Act Ultra Vires? [1969] NLJ 716). Lord Donaldson of Lymington expressed a similar view in a debate on his Parliament Act (Amendment) Bill in 2001 (HL Deb, 19 January 2001, cols 1308-1332, which Bill was never enacted).
"Professor de Smith maintained that by these Acts Parliament had redefined itself for particular purposes: the sovereign legislature of Queen, Lords and Commons had provided an optional alternative consisting of Queen and Commons only; and this new body could legislate in accordance with the Act for all purposes other than the prolongation of the life of Parliament. Such legislation, he said, was primary and not delegated; yet he accepted that if it purported to prolong the life of Parliament it would be a nullity. With this last point I fully agree, but I cannot square it with the notion that legislation enacted under the Parliament Acts is primary. The acid test of primary legislation, surely, is that it is accepted by the courts at its own face value, without needing support from any superior authority. But an Act passed by Queen and Commons only has no face value of its own. As Cooke put it in The Prince's Case, 'If an Act be penned, that the King with the assent of the Lords, or with the assent of the Commons, it is no Act of Parliament for three ought to assent to it scil. the King, the Lords and the Commons.' An Act of Queen and Commons alone is accepted by the courts only because it is authorised by the Parliament Act -- and indeed it is required to recite that it is passed 'in accordance with the Parliament Acts 1911 and 1949 and by authority of the same'. This is the hall-mark of subordinate legislation and I do not understand how it is possible to disagree with Professor Hood Phillips when he says that it is the correct classification."
As against this, the Wade/Hood Phillips view is opposed by, amongst others, Professor Bradley, The Sovereignty of Parliament – Form or Substance?; in Jowell and Oliver (eds), The Changing Constitution (4th edn, 2000); E.C.S. Wade and A.W. Bradley, Constitutional and Administrative Law (11th edn, 1993, pp 27-28); Peter Mirfield, Can the House of Lords Lawfully Be Abolished? (1979) 95 LQR 36 -- at least in relation to the 1949 Act; and Winterton, Is the House of Lords Immortal? (1979) 95 LQR 386.
"All legislation can be classified as either primary or subordinate. Quite simply, legislation is subordinate if it owes its existence and authority to other legislation: if it does not, it is primary."
The Third ground: a subordinate legislature
"If what has been done is legislation, within the general scope of the affirmative words which give the power, and it violates no express condition or restriction by which that power is limited... it is not for any Court of Justice to inquire further, or to enlarge constructively those conditions and restrictions."
In Ranasinghe, Lord Pearce said (at p 198):
"Such a Constitution can, indeed, be altered or amended by the legislature, if the regulating instrument so provides and if the terms of those provisions are complied with: and the alteration or amendment may include the change or abolition of those very provisions."
Sir Sydney relies on these and other passages to support the proposition that, in the absence of an express power to amend the governing statute itself by the prescribed procedure, no such power exists. Applying this to the 1911 Act, he submits that because the Act, in particular section 2, does not expressly provide for its own amendment by the section 2 procedure, the procedure cannot be used for that purpose. In my judgment, that is not correct. What section 2 permits is what it says it permits. One is driven back to the language of the section and of the Act. It permits the procedure to be used in relation to "any Public Bill (other than a Money Bill or a Bill containing any provision to extend the maximum duration of Parliament beyond five years)", subject to the conditions that follow. For the reasons I gave when rejecting the first ground of challenge, I consider that the formulation used in section 2(1) is wide enough to embrace a Bill which amends section 2 itself. To that extent, to borrow the words of Lord Pearce, "the regulating instrument" (the 1911 Act) does "so provide", in a way which embraces what became the 1949 Act. It does so subject to conditions, but they were respected. Sir Sydney submits that Ranasinghe in particular requires a power to amend to be express and clear. However, as the Attorney General points out, Ranasinghe is not an authority requiring an express power. It concerned the Ceylon (Constitution) Order in Council 1946 which contained an express power. Moreover, the whole line of authority relied upon by the claimants, dealing as it does with the relationship between the Westminster Parliament and the devolved legislatures of former colonies with (in Lord Birkenhead's phrase -– McCawley, p703) "controlled constitutions", is not strictly analogous to the context of the Parliament Acts. In my judgment there is no established principle applicable to this case which denies a power of amendment of the earlier statute in the absence of the express conferral of one specifically dealing with amendment. What is important is the language of the earlier statute. I do not doubt that it is sufficient to permit amendment in the manner that was achieved by the 1949 Act.
Some other issues
"I cannot think that it would be either logical or convenient that we should make a special exception in favour of the provisions of this particular Bill. The Government may have a parental pride in the Bill. As a Bill, I believe it is a very good Bill -- but I should be very sorry to see the liberty of a future House of Commons in any way impaired or restricted by the means of an exception proscribing any Amendments which experience may show to be necessary."
The amendment was defeated.
"It is inexpedient and against the principle and policy of the Government to enlarge the chapter of exemptions."
The Earl of Ancaster did not press the proposed amendment. A little later another minister, Viscount Haldane (Secretary of State at the War Office) added on behalf of the Government (Hansard, column 1196):
"It is not desirable to lay down exceptions to a broad principle. We think that the procedure which this Bill embodies represents in the main what is the true relation between the two Houses of Parliament. It is the general principle and it is not desirable, therefore, to try and make exceptions to it which would only lead to a breach through which a good deal might flow."
Thus, history discloses that the central issue in this case was in the minds of Parliamentarians in both Houses in 1911.
I have not found it necessary to use events and matters subsequent to the enactment of the 1911 Act as an aid to interpretation. The Attorney General submits that it is significant that the Sovereign, the House of Commons and the House of Lords clearly accepted that section 2 is available in relation to matters of major constitutional change. Sir Sydney does not now dispute this. Indeed, the same Parliament saw the enactment of the Welsh Church Act 1914 (which disestablished the Church in Wales and affected the composition of the House of Lords by excluding the Welsh bishops) and the Government of Ireland Act 1914 (which affected the composition of the House of Commons), both pursuant to section 2 of the 1911 Act. The Welsh Church (Temporalities) Act 1919, which was approved by both Houses of Parliament, plainly treated the Welsh Church Act 1914 as valid primary legislation with which it "shall be construed as one". It seems to me that, at the very least, all this is consistent with the analysis of the Act which I have found to be the correct one.
In the course of his submissions, Sir Sydney made extensive reference to the decision of the Divisional Court in Thoburn. In my judgment, it does not assist the claimants in the present case. It was concerned with the question of implied repeal of a constitutional Act (the European Communities Act 1972) by subsequent non-constitutional legislation and has nothing to say on the issue in the present case.
Conclusion
"The function of the court is to construe and apply the enactments of Parliament. The court has no concern with the manner in which Parliament or its officers carrying out its standing orders perform these functions. Any attempt to prove that they were misled by fraud or otherwise would necessarily involve an enquiry into the manner in which they performed their functions in dealing with the Bill which became the British Railways Act 1968."
At page 788A he continued:
"For a century or more both Parliament and the courts have been careful not to act so as to cause conflict between them. Any such investigations as the respondent seeks could easily lead to such a conflict and I would only support it if compelled to do so by clear authority. But it appears to me that the whole trend of authority for over a century is clearly against permitting any such investigation."
This inhibition is to a large extent based on the Bill of Rights and the consequent bar to the impeachment of proceedings in Parliament. That aspect is dealt with by section 3 of the 1911 Act so that the inability to question the Speaker's Certificate, which is an essential prerequisite to the validity of an Act passed under the Parliament Act procedure, puts that Act in the same position as ordinary Acts. The only material difference between the two methods lies in the matters which can be dealt with under the section 2 procedure. That is what led Sir William to regard such an Act as having the hallmark of subordinate legislation, namely that it could be regarded as a nullity if it, for example, sought to extend the life of Parliament beyond 5 years.