At the Tribunal | |
(video hearing) |
Before
THE HONOURABLE MR JUSTICE KERR
(SITTING ALONE)
APPELLANT | |
RESPONDENT |
For the Appellant | MR DIJEN BASU QC (One of Her Majesty's Counsel) MR ELLIOT GOLD (Of counsel) Instructed by: Shahzad Hamid, Solicitor Legal Services Directorate Avon and Somerset Constabulary Force Headquarters PO Box 37, Valley Road Portishead, Bristol BS20 8QJ |
For the Respondent | MR CHRISTOPHER MILSOM (of Counsel) Instructed by: Binder Bansel, Solicitor Penningtons Manches Cooper LLP 125 Wood Street London EC2V 7AW |
SUMMARY
DISABILITY DISCRIMINATION Discrimination by other bodies
The employment judge had erred in law in deciding that the appellant Chief Constable (the respondent below) was liable for any disability discrimination by the Independent Office for Police Conduct (IOPC).
The judge had not erred in law in deciding that the Chief Constable was liable for any disability discrimination by the statutory police misconduct panel which determined disciplinary allegations against the claimant police officer (the respondent to the appeal).
The judge had not determined the preliminary issues before him in a fair and even handed manner; he should not have quoted extensively from the claimant's written arguments while failing to deal adequately with those of the Chief Constable.
However, that procedural unfairness did not affect the outcome of the appeal, which turns on conclusions of law. It is therefore unnecessary to remit the matter back to the tribunal for further consideration.
THE HONOURABLE MR JUSTICE KERR
Introduction
"The Claimant concedes that the Chief Constable is not in principle liable for any discriminatory conduct of the IOPC. In any case where the IOPC's performance of its functions gives rise to discrimination the Claimant acknowledges that it must be joined as a party to proceedings. The Claimant, however, suggests that the IOPCs liability as regards a disciplined officer is to be determined within the scope of Part V Equality Act 2010 (read together with the ancillary provisions of ss109-112) and thus heard in the Employment Tribunal. To the extent the ET determined otherwise it is therefore agreed that it erred in law."
Facts and Procedural History
"1.1. Whether the named respondent is the correct respondent in respect of claims brought pursuant to the Equality Act 2010 relating to:
1.1.1. the actions of the Director General of the Independent Office for Police Conduct ('IOPC'), and those to whom he delegated his responsibility, including the investigation of allegations of police misconduct in accordance with the Police Reform Act 2002 ('PRA') and/or the service of a statutory
misconduct notice to an police officer pursuant to regulation 16 of the Police (Complaints and Misconduct) Regulations 2012 ('P(CM)R');
1.1.2. the investigation and determination of allegations of police misconduct, the respondent having determined that the claimant had a case to answer for gross misconduct, pursuant to regulation 19(4) PRA and/or
1.1.3. the procedure adopted by and/or the decision of the statutory misconduct hearing panel appointed pursuant to regulation 25 (4) (a) Police (Conduct) Regulations 2012 ('PCR')."
The Decision of the Employment Judge
"The fragmented conclusion resulting from the respondent's arguments is at odds with the Employment Tribunal being the most appropriate forum for the determination of work based employment disputes. See also paragraph 7 below. The respondent's conclusion may possibly also lead to a concurrence of litigation in the ET and the County and/or High Court which could lead to very unnecessarily expensive, protracted, and delayed litigation to rival a Jarndyce v. Jarndyce type of situation. In this day and age, with the laudable goals of inexpensive, efficient, easily accessible, and streamlined Justice this cannot possibly be either correct, the intention of Parliament, or desirable."
"consider the following paragraphs of the Judgment with the corresponding portions of the Claimant's main submissions, set out in the table below:-
Judgment | Claimant | Comment |
4.3 | 4 | Largely copied |
4.6 | 5 | First sentence copied exactly |
5 | 6 | First 2 sentences are a copy of paragraph 6 of the submissions |
7 | 11 | First sentence of paragraph 7 of judgment, similar to paragraph 11 |
7 | 48 | Quotation from Lord Reed's judgment is taken from the longer extract in paragraph 48. References to Part V and III EqA are taken from paragraphs 12 14 of the skeleton argument |
8 | 15 | Again, taken from the quotation from Lord Reed's judgment |
9 | 16, (i), (ii), (v) | Paragraph 9 is essentially copies from these parts of paragraph 16 |
10 (stem) | 17 (stem) | Same |
10(i) | 17(i) | Same |
10(ii) | 17(ii) | Same |
10(iii) | 17(iii) | Same |
10(iv) | 17(iv) | Same |
10(v) | 17(viii) | Same |
10(vi) | 17(ix) | Same |
19(vii) | 17(x) | Same |
10(viii) | 17(xii) | Same |
10(ix) | 17(xiii) | Same |
10(x) | 17(xiv) | Same |
10(xi) | 17(xv) | Same |
10(xii) | 17(x..vi) | Same |
10(xiii) | 17(xviii) | Same including no reference to "any such appeal", which makes no sense given that the learned judge did not also copy (prior to paragraph 10(xiii) of his judgment) paragraph 17(xvii) of the submissions which refers to certain appeals. The judge may have omitted this paragraph because the Respondent pointed out that this appeal provision relates only to misconduct meetings (for less serious misconduct) not misconduct hearings where dismissal is possible relevant to this case. He has seemingly not noticed that paragraph 17(xvii) relates to those (inapplicable) appeals. This shows the dangers of 'copying and pasting' from submissions. |
10(xiv) | 17(xix) | Same |
11(i) | 19(i) | Same |
11(ii) | 19(v) | Same |
11(iii) | 19(viii) | Same |
11(iv) | 19(ix) | Same |
12(i) | 20(i) | Similar one of the few places where alterations appear to have been made to reflect the Respondent's comments |
12(ii) | 20(ii) | ditto |
12(iii) | 20(iv) | Ditto |
12(iv) | 20(v) | Same |
12(vi) | 20(viii) | Same |
12(vii) | 20(ix) | Same |
12(viii) | 20(x) | Same |
14.1 | 25 | Almost identical |
14.2 | 26 | Almost identical |
14.3 | 27 (stem), 28 | Taken from the stem of paragraph 27 and from 28. |
14.4 | 29 (stem), 30 | As above |
14.5 | 32, 33 | Taken from paragraph 32, with the last 16 words of paragraph 33 |
15 | 42 | Similar" |
"The case of P v. Commissioner of Police for the Metropolis 2018 ICR 560 remains good law and is a binding authority on this tribunal in this case and The Chief Constable of Avon and Somerset Constabulary remains the correct respondent and the Employment Tribunal sitting in Bristol the correct forum in which the case should be heard."
Determination of Police Misconduct Allegations
"In order to ensure that any officer dismissed from the police is not re-employed by another force, provision has been made so that a copy of any written notice of outcome where an officer is dismissed should be forwarded to the College of Policing. Police forces will be able to check potential recruits against information held by the College as part of their vetting processes."
"32 The problem is that the disciplinary functions in relation to police officers are entrusted under secondary legislation to panels; and the exercise of those functions by a panel is not an act done by either the chief officer or the responsible authority. Nor can the exercise of those functions generally be regarded as something done by an employee of the chief officer or of the responsible authority in the course of his employment bearing in mind that the panel exercises its most significant functions collectively, and that, at least, those of its members who are police officers will not be employees. Nor can the panel be regarded as exercising its disciplinary functions as the agent of the chief officer or the responsible authority under the 2008 Regulations, the relevant powers are conferred directly on the panel in its own right. The consequence is that, if section 42(1) is read literally, it is deprived of much of its practical utility, and it fails fully to implement the Directive, contrary to its purpose.
33 The way to resolve the problem is to interpret section 42(1) of the 2010 Act as applying to the exercise of disciplinary functions by misconduct panels in relation to police constables. This runs with the grain of the legislation, and is warranted under EU law, as given domestic effect by the 1972 Act, in accordance with such cases as Marleasing SA v La Comercial Internacional de Alimentaciσn SA (Case C-106/89) [1990] ECR I-4135. In particular, section 42(1) can be interpreted conformably with the Directive if it is read as if certain additional words (italicised in the following version) were present:
"(1) For the purposes of this Part, holding the office of constable is to be treated as employment- (a) by the chief officer, in respect of any act done by the chief officer or (so far as such acts fall within the scope of the Framework Directive) by persons conducting a misconduct meeting or misconduct hearing in relation to a constable or appointment to the office of constable; (b) by the responsible authority, in respect of any act done by the authority in relation to a constable or appointment to the office of constable."
So interpreted, the Act overrides, by force of statute, any bar to the bringing of complaints under the Directive against the chief officer which might otherwise arise by reason of any judicial immunity attaching to the panel under the common law.
34 It should be emphasised that this conforming interpretation has to be understood broadly: the court is not amending the legislation, and the italicised words are not to be treated as though they had been enacted. "
"2.216. The appropriate authority is responsible for appointing all three panel members. The LQC must be chosen from a list of candidates which is selected and maintained by the local policing body through the process described in Annex F. The appropriate authority should select the LQC at the earliest opportunity following the decision to refer to misconduct proceedings. In accordance with procedural fairness and principles of natural justice, the selection of the LQC should be on a fair and transparent basis. Good practice will be selection through a rota system by which the next available LQC is selected for the next hearing. Bad practice will be to select on the basis of which LQC will be more likely to give the verdict required. The manner of selection should be made clear to all parties to the hearing."
Issues, Reasoning and Conclusions
First ground: the judge erred in deciding that the Chief Constable could be held liable for discriminatory acts of the IOPC's Director General
Second ground: the judge erred in deciding that the Chief Constable could be held liable for discriminatory actions by a statutory police misconduct panel
Third ground: the judge failed to conduct a fair trial and make a fair determination of the issues before the employment tribunal
Conclusion; disposal