At the Tribunal | |
Before
HIS HONOUR JEFFREY BURKE QC
(SITTING ALONE)
APPELLANT | |
RESPONDENT |
Transcript of Proceedings
JUDGMENT
For the Appellant | MR AKASH NAWBATT (Of Counsel) Instructed by: Allen Overy LLP One Bishop Square London E1 6AD |
For the Respondent | MR ADAM ROSS (Representative) Free Representation Unit |
SUMMARY
DISABILITY DISCRIMINATION - Disability
PRACTICE AND PROCEDURE - Appellate jurisdiction/reasons/Burns-Barke
The Claimant put forward in her evidence a number of conditions which, she claimed, caused her to be disabled. They went beyond her pleaded case. The Employment Judge found that she was disabled; but he did not adequately identify what conditions she had which caused her to be disabled and whether they were the pleaded or some other conditions. There were factual issues as to whether any of the conditions was such as to cause substantial adverse effect, whether the Respondent knew of them and whether there had been any failure to make adjustments. It was incumbent, in the light of the issues between the parties, on the Employment Judge in his reasons to identify what the symptoms and conditions were by which the Claimant was disabled; he had failed to do so.
Similarly the Employment Judge's reasons did not make clear what were the symptoms or conditions from which the Claimant suffered which supported his conclusion as to long term effect.
Appeal allowed and remitted to a fresh Tribunal.
HIS HONOUR JEFFREY BURKE QC
The nature of the appeal
The Statutory Provisions
"(1) A person (P) has a disability if-
(a) P has a physical or mental impairment, and
(b) the impairment has a substantial and long-term adverse effect on P's ability to carry out normal day to day activities
(2) A reference to a disabled person is a reference to a person who has a disability
(3) In relation to the protected characteristic of disability-
(a) a reference to a person who has a particular protected characteristic is a reference to a person who has a particular disability;
(b) a reference to persons who share a protected characteristic is a reference to persons who have the same disability.
(6) Schedule 1 (disability: supplementary provision) has effect."
"(1)The effect of an impairment is long-term if
(a) it has lasted for at least 12 months,
(b) it is likely to last for at least 12 months, or
(c) it is likely to last for the rest of the life of the person affected .
(4) Regulations may make provision for an effect of a prescribed description on the ability of the person to carry out normal day-to-day activities to be treated as being, or not, as being, a substantial adverse effect."
"(1) A is not subject to a duty to make reasonable adjustments if A does not know, and could not reasonably be expected to know –
(a) in the case of an applicant or potential applicant, that an interested disabled person is or may be an applicant for the work in question;
(b) in any case referred to in Part 2 of this Schedule, than an interested disabled person has a disability and is likely to be placed at the disadvantage referred to in the first, second or third requirement."
"(6) Written reasons for a judgment shall include the following information-
(a) the issues which the tribunal or Employment Judge has identified as being relevant to the claim
(b) if some identified issues were not determined, what those issues were why they were not determined
(c) findings of fact relevant to the issues which had been determined
(d) A concise statement of the applicable law
(e) how the relevant findings of fact and applicable law had been applied in order to determine the issues."
" 39…. The distinction between impairment and the effect is built into the structure of the Act, not only in section 1 (1) itself, but in the way in which its provisions are glossed in Schedule 1. It is also reflected in the structure of the Guidance and in the analysis adopted in the various leading cases to which we have referred, which have continued to be applied following the repeal of paragraph 1 (1) of Schedule 1 (see, e.g. the decision of this tribunal (Langstaff J presiding) in Ministry of Defence v Hay (2008, ICR 1247: see Paras 36 to 38 (at pages 1255 – 1256)). Mr Laddie's recognition that there will be exceptional cases where the impairment issue will still have to be considered separately reduces what would otherwise be the attracted elegance of his submission. Both this tribunal and the Court of Appeal have repeatedly enjoined on tribunal's the importance of following a systematic analysis based closely on the statutory words, and experience shows that when this injunction is not followed the result is too often confusion and error."
"40. Accordingly, in our view the correct approach is as follows: –
(1), it remains good practice in every case for a tribunal to state conclusion separately on the questions impairment and other adverse effect (and in the case of adverse effect, the questions of substantiality and long-term effect arising under it), as recommended in Goodwin v Patent Office (1999 ICR 302)
(2), however, in reaching those conclusions the tribunal should not proceed by rigid consecutive stages. Specifically, in cases where there may be a dispute about the existence of an impairment it will make sense, for the reasons given in paragraph 38 above, to start by making findings about whether the claimant's ability to carry out normal day-to-day activities is adverse to be affected (on a long-term basis), and to consider the question of impairment in the light of those findings.
(3) These observations are not intended to, and we do not believe that they do, conflict with the terms of the Guidance or with the authorities referred to above……"
The Claimant's case as pleaded
"5. On 11 July 2011 the Claimant felt unwell and left work to attend hospital. She was diagnosed with a large ovarian tumour and admitted to hospital as an emergency patient. The Claimant was released 2 days later, due to a shortage of operating theatres.
6. The Claimant informed her line manager Amanda Littlewood of the situation via telephone on 12 July 2012" (sic) ". Her response was that she understood the situation and expected to see the Claimant back at work on 13 July 2011.
7. Upon returning to work on 13 July 2011 the Claimant had a brief meeting with Amanda Littlewood. The Claimant explained that she was waiting for an operation date and that she had been prescribed powerful painkillers. Further, she explained that had been advised" (sic) "to avoid any heavy work and stressful or pressurised situations.
8. The reality of the Claimant's condition was that it amounted to a physical and or mental impairment that was to have a substantial and long-term adverse effect on her ability to carry out her normal day-to-day activities."
The claim form, went on to assert that the Claimant had had surgery later in July 2011 and returned to work on 1 August 2011 and stated that she had been advised to avoid stress and pressure and should not be given any extra workload.
The tribunal's decision
"10. The Claimant gave evidence before me and I explained it was necessary for her to give evidence and to tell the Tribunal what matters she relied upon to support her contention that she was at the material time disabled. The Claimant's period of employment with the Respondent was between 9 May 2011 and 4 April 2012 when her employment ended. There was no structure to the Claimant's evidence. She told me that she had suffered from pain in her joints, pains in the back of her eyes. The Claimant suffered from being tired from as long back as 2007. At that time she was misdiagnosed with a hyper active thyroid and would suffer from numbness in her side and would suffer from joint pains, that she suffered from depression and pain in her body, that she suffered from pelvic pain and had done so for some time as a result of a cyst not being correctly treated until 2011, that she suffered from depression, arthritis and from fibromyalgia for which there was no treatment. She complained that she had laser treatment in 2010 because of problems with her eye, she was very sensitive to light and her eyes would be painful looking at the computer for too long.
11. The Claimant was giving her evidence by flicking through the bundle compiled by the Respondent and from time to time she was zooming in on specific pages of her medical notes that she came across. She said that she had been suffering from fatigue since 2005; that in 2004 she suffered an illness in her arm and legs. In 2006 suffered from migraine. She referred to her medical records at page 150 where she had complained about pains in her legs after walking. Page 148 where it was recorded she was suffering from Carpel Tunnel syndrome and numbness. Page 147 suffering from depression in 2008. Page 90 which showed in 2006 the Claimant suffered from neck muscle spasms and pelvic pain. Page 83 the Claimant went to the doctor complaining about migraine and eye strain from use of computers and at page 85 in 2007 had pain in her left arm and shoulder.
12. The Claimant gave evidence that it was not possible for her to hold meetings for too long, that she could not write for too long and she could not type for too long. When asked what "too long" meant she said no longer than two minutes as if she did she suffered from cramp; that when she typed she would get spasms in her fingers.
13. The Claimant told me that she had to have help at home. Help to do the washing and cleaning. She gave evidence that she could not hold a heavy object e.g. a cooking pan or pour water into a pan. As for shopping the Claimant had someone else to do her shopping for her. She could only shop for something that was very light; she was not able to carry a heavy bag. The Claimant indicated that she had mentioned this to doctors although nothing was recorded in the notes.
14. The Claimant complains that she would have muscle spasms/arthritis in the neck if she stayed in one position too long and if she focused for more than 10 minutes she would suffer pain in her neck which delay mobility in her neck or that she could turn a bit but not turn fully. The Claimant claims that she suffers from tiredness and fatigue; she was easily tired and that affected her concentration and clarity of thought. She would get dizzy and weak. The Claimant complains that she has had serious feelings from all of these symptoms since at least 2007. She acknowledged that while she did not experience them every day she certainly did if she was in a stressful situation or if she was carrying out an activity for more than 10 minutes she would get a muscle spasm.
15. The Claimant told me about her eye operation with laser treatment which affected her ability to work on computers for more than 10 minutes at a time and if she did so she would get eye pain which would affect her ability to concentrate and look at the screen.
16. The Claimant complained that in 2007 when consulting a doctor the doctor said that a cyst from which she suffered would go away, instead it did not and grew; caused her great pain and discomfort to such an extent that the pain was unbearable. The tumour was removed which alleviated some of the pain but her nervous system was damaged as a consequence of the operation. The Claimant suggested that she had problems with her nervous system which caused her aches and pains all over her body. After the operation and because of the nerve damage that was caused at the time it was necessary for the Claimant to take medication and that helped her but the drugs would slow her down, make her react more slowly. The medicine taken were over the counter pain killers.
17. The Claimant submits that her conditions amount to a disability and have a substantial adverse effect on her day-to-day activities, that she tires easily, suffers from muscle spasms, pain in her arms and fingers when carrying out a task for more than 10 minutes or writing for between five and ten minutes. The Claimant gave examples of how she would use tools to, for example, to open a jar or a tin which she could not open herself but needed help and assistance from another. The Claimant said that she had had help for five days a week since 2008 and that she had paid someone to help her do the housework. The Claimant said that she had reduced that help in July 2011, that she now still continues to get help with meal preparation and washing and cleaning as it was not possible for her to do all the household chores. The Claimant said that up to 11 May she had that help for five days a week, now she has help only on Saturday and Sunday."
"18. It is of some concern me that the evidence given by the Claimant at the hearing had not been set out in a cohesive witness statement and also concerned that the evidence which was given was much wider and went much further than the replies which had been given by the Claimant through her solicitor in the attempt to persuade the Respondent in response to their enquiries as to why it was alleged that the Claimant was the disabled.
19. It is not clear whether or not the solicitors no longer act for the Claimant. She attended on her own without representation. Some of the evidence given by the Claimant does not accord entirely with the Claimant's solicitor's response to the Respondent's queries. The Respondent pointed out to the Claimant that she would go and refer matters to her doctors in the event that she felt unwell and that the medical records which were very comprehensive did not provide evidence of certain of the matters that the Claimant now contended had occurred over a period of time and prior to 2011.
20. I accept that."
And he continued, at paragraph 21 and 22:-
"21. Having said that I have no reason to disbelieve the evidence which the Claimant gave on oath before me at the preliminary hearing. In particular the fact that she had been suffering from a physical impairment certainly since 2008, that the Claimant had had to employ someone to clean for her, cook meals for her and that she had to employ someone five days a week. That is the evidence which I consider supports a finding that the Claimant is disabled and that she suffered from physical impairment and that employment had a substantial adverse effect on day-to-day activities in that she was unable to carry out the day-to-day activities of cooking, washing, cleaning and shopping.
22. I therefore find that at the material time (the period that the Claimant was employed by the Respondent the Claimant was disabled within the meaning of the Equality Act 2010."
The grounds of appeal - disability
(1) The Employment Judge failed to identify or to identify adequately the physical impairment which he found had a substantial adverse effect on the Claimant's ability to carry out day-to-day activities
(2) The Employment Judge failed to make findings on the constituent elements of disability as defined by statute
(3) The Employment Judge failed to apply the burden of proof and/or to provide adequate reasons or make any adequate findings of fact to sustain his conclusions.
"2. In the circumstances, the finding of fact of disability erroneously rested (paragraph 21) on my description of conditions certainly since 2008. In fact, the finding of fact should and can rest on the existence and diagnosis of, at least and not necessarily solely, Fibromyalgia.
3. I wish to explain that the oral evidence, descriptions of conditions certainly since 2008, was not intended to be the basis of the finding of fact of disability, but was instead a narrative illustration that these conditions were themselves exacerbated by heavy workload and stress after 26 May 2011. The narrative suffered from ill preparation, and the voluminous bulk of the Bundle caused me to be distracted from noticing that the Employment Tribunal took the context of my oral evidence in the wrong way.
…
8. In paragraphs 8 and 19 of the reasons to the judgment on the pre-hearing review, Warren LJ notes that I was ill-prepared for the Employment Tribunal hearing, and that I attended on my own without representation. The reason for this is that I was badly advised by my legal aid lawyers.
9. In paragraphs 10 through 17 of the reasons to the judgment on the pre-hearing review, I gave evidence of conditions existing prior to my employment with Morgan Stanley International in an unstructured way without a cohesive witness statement that went much wider and further than the submission of my ET1 and Further and Better Particulars. In paragraph 18, Warren LJ expressed concern over this."
She continued in her answer to set out, at her paragraph 10, paragraph 21 of the Employment judge's decision; and she concluded her answer in these terms: –
"19. I respectfully invite the Employment Appeal Tribunal to remit the case back to the Employment Tribunal to reargue the decision, or substitute a clearer (different) reasoning of the decision(s) for the finding of fact of disability in paragraph 21 of the reasons to the judgment on the pre-hearing review, based at least on the existence and diagnosis of Fibromyalgia. If the Employment Tribunal has made a good decision but, by oversight, not made its reasoning clear, it should have a chance to do so."
"Nor does anything in the Act or the Guidance expressly require that the primary task of the ascertainment of the presence or absence of physical impairment has to, or is likely to, involve any distinctions, scrupulously to be observed, between underlying fault, shortcoming or defect of or in the body on the one hand and evidence of the manifestations or effects thereof, on the other. The act contemplates…. that an impairment can be something that results from an illness, as opposed to itself being the illness…. It can thus be cause or effect. No rigid distinction seems to be insisted on and the blurring which occurs in ordinary usage would seem to be something the Act is prepared to tolerate. Nor is there anything there to be found to restrict the tribunal's ability, so familiar to tribunal is in other parts of discrimination law, to draw inferences…."
"In our judgment it is essential in a case such as this for a tribunal, first, to make findings of the nature and extent of an applicant's disability and then to consider its impact in terms of his ability to carry out his allotted work. We think Mr Carr is right in submitting that, in order to consider whether an employer fails to make reasonable adjustments to a disabled employee's work, it is essential to consider the nature and extent of disability in the context of his work. We cannot find such analysis here, and this fatally flaws the tribunal's decision"
"7. One of the difficulties which the tribunal had to face, though it does not itself record it as such, was that the parties were agreed that the Claimant was disabled by the time the matter had come before the tribunal. That had been in contention earlier, since the police had not recognised the permanence of his condition until knowing the result of the peace medical appeal board, and the unanimous consultant opinion it expressed, to which we have referred.
8. However, the parties were not specific about precisely what the disability was. Before the tribunal. It was accepted between the parties that the disability was a knee condition. That knee condition was not identified. The functional effects of it were not spelt out. The claimant's claims that he also suffered from a back problem, and his claim to have suffered consequences in terms of stress or depression, were not part of his accepted disability, though they too might have had functional significance.
9. The difficulty to which this might give rise is apparent. If one considers section 1 of the Disability Discrimination Act 1995" (which was then set out)
"10. Disability is thus defined for the purposes of the Act by the effect which the physical impairment concerned has on the ability to carry out normal day-to-day activities. When considering the question of reasonable adjustment, the substantial and long-term adverse effect on ability to carry out normal day-to-day activities is likely to be central. Without understanding what the effect on normal day-to-day activities actually is, it can become impossible to know what adjustment is necessary or reasonable.
11. The facts of this case demonstrates, as we shall show, how important it is for a tribunal when considering any case in which the effects of the disability may not be entirely obvious, and where there may be a dispute about the nature of an adjustment which it is reasonable to have to make in respect of the functional effects of that disability, to have a clear idea of that which he deals of which the disability consists."
The second ground
"The Claimant suffered and still continues to suffer from considerable pain throughout her body that affects her concentration and makes her extremely tired. Tasks such as reading, writing, concentrating on work and even talking are affected by her exhaustion and the pain that she experiences.
The Claimant used and continues to use painkillers to manage her condition. These affect her ability to carry out day to day activities by making her tired and somnolent."
He submitted that the Employment Judge made findings which did not involve any of the pleaded symptoms which were said on the Claimant's case to have given rise to a long-term and substantial adverse effect but referred only, in paragraph 21, where he set out his reasons for concluding in favour of the Claimant, that she had had to employ someone to clean for her and cook meals for her for 5 days per week and was unable to carry out the day-to-day activities of cooking, washing, cleaning and shopping. Further, it was submitted, although there was no evidence of a medical nature of any symptoms from the ovarian tumour after a few weeks from the surgery and the fibromyalgia was said in the Further Information to have had symptoms before June 2011 but was not diagnosed until July 2012, the Employment Judge found the claimant had been suffering from impairment since 2008.
The third ground
The strike-out application
Conclusion