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United Kingdom Employment Appeal Tribunal
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Atkins v Castaways (Chippy) Ltd (Practice and Procedure : Bias, misconduct and procedural irregularity) [2013] UKEAT 2037_12_2905 (29 May 2013)
URL: http://www.bailii.org/uk/cases/UKEAT/2013/2037_12_2905.html
Cite as:
[2013] UKEAT 2037_12_2905
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Appeal Nos. UKEATPA/1039/12/KN
UKEATPA/2037/12/KN
EMPLOYMENT APPEAL TRIBUNAL
FLEETBANK HOUSE, 2-6 SALISBURY SQUARE, LONDON EC4Y 8JX
At
the Tribunal
On
29 May 2013
Before
HIS
HONOUR JUDGE McMULLEN QC
(SITTING ALONE)
MS
K M ATKINS APPELLANT
CASTAWAYS (MR CHIPPY)
LTD RESPONDENT
Transcript of Proceedings
JUDGMENT
RULE 3(10) APPLICATION - APPELLANT ONLY
APPEARANCES
For the Appellant
|
MR
CHRISTOPHER PEARCE
(Representative)
|
|
|
SUMMARY
PRACTICE AND PROCEDURE –
Bias, misconduct and procedural irregularity
There was no substance in tedious
allegations of bias against an Employment Judge. The Employment Tribunal made
substantial findings on the facts and on the out of time issues and there was
no question of law in the appeal.
HIS HONOUR JUDGE McMULLEN QC
1.
This is the second case in my list this morning, and it follows the
generic directions I gave, which should be read with this: see Cheema v
Kumar).
Introduction
2.
This is an appeal by the Claimant in those proceedings against a
Judgment of a three‑person Employment Tribunal chaired by
Employment Judge Harper on 8 and 9 May and a review hearing before
the same constitution on 2 November 2012. The Claimant made a claim
for constructive unfair dismissal and sex discrimination. The Respondent
denied the claims. They were principally based upon allegations that the
Claimant as a pregnant employee was treated unfavourably because of that
condition and a number of other matters led to her resigning.
The issues
3.
The issues were defined by the Employment Tribunal under both the Equality Act
2010 (EqA) and the law relating to unfair dismissal in the Employment Rights Act 1996
(ERA). No arguments have been addressed to me about the directions given in
paragraphs 3‑10 under the heading “The Law”. The Claimant contended
that a risk assessment had not been conducted, which is necessary where an
employee is pregnant. When the appeals came in there was a stay so that the
Tribunal could consider its findings in relation to time‑bar on the risk
assessment point. For that reason the Employment Tribunal convened and decided
to allow the application for a review but held that the complaint in relation
to the risk assessment was out of time, and that even if it were in time, there
had been a risk assessment.
4.
It is fair to say that a major criticism of the Claimant, represented
there and here by her partner Mr Pearce, was that the leading actors, the
Flowers, had given incorrect evidence in relation to the involvement of the
local authority in a risk assessment. That matter was fully canvassed before
the Employment Tribunal. It heard evidence from Mr Flower pursuant to a new
witness statement for the purposes of the review and decided that he had made a
mistake – an honest mistake – in considering that the risk assessment that was
being conducted was by the local authority, whereas it was by a private‑sector
organisation called Work Boost. An explanation was given by Mr Flower to the
Tribunal and the Tribunal upheld it, and there is nothing more on the risk
assessment point, it seems to me. There was no reason why a claim could not
have been made under the specific parts of the EqA and the ERA in respect of
that.
5.
As to the substance of the claims, these have gone now through a number
of filters. First, in this court there was the rejection under rule 3 by
HHJ Birtles, who said the following:
“The Notice of Appeal received at the EAT on 2/7/12 is an
attempt to reargue the case again. The EAT can only consider an appeal
on a point of law. The grounds of appeal raise no error of law. The ET
reasons are thorough and reject the credibility of the Claimant.
It preferred the evidence of the Respondents. It gave full
reasons for doing so. That is its function.
The Review Judgment and reasons does not alter the situation.”
6.
That was reinforced when the Claimant, dissatisfied with
Judge Birtles’ opinion, came back to the EAT on the papers under rule
3(8), where the matter was dealt with by Langstaff P, and he formed the same
view about this being essentially a factual matter.
7.
The position now is that there has been case management, a two‑day
ET hearing, a two‑day review hearing, an order by the EAT for a stay,
orders by two appeal Judges here and a complaint to the Regional Employment
Judge about the conduct of Employment Judge Harper; and so I am the
seventh judge to consider this matter.
8.
At the outset of today’s hearing I indicated to Mr Pearce, since he is
not experienced in these matters, that I had read the material and he could add
whatever he liked to it orally. He asked if I had any questions, and I did; it
seemed to me that there was not an attack on the out of time jurisdiction point
taken against the Claimant about matters that occurred before she went on maternity
leave on 31 October 2010. Mr Pearce agreed that that was the case.
In my judgment, there can be no challenge to the finding by the Tribunal that
she was out of time.
9.
It is suggested today – and this is the first time I have seen it in the
papers – that there was what I pointed out to Mr Pearce is known as a
continuing act linking the period prior to maternity leave and after it. But
that does not seem to have been argued. In any event, the Tribunal found that
it was out of time and that it was not just and equitable to extend time, for,
among other reasons, she had put her case in July 2010 to a firm of
solicitors and they had done nothing about it because the Claimant was
dissatisfied with the matters that were to go in the letter of complaint to her
employer. Lest it be wrong on the finding of time, the Employment Tribunal decided
that there was nothing unfavourable about the treatment she received prior to
that date, and the Tribunal is very critical of the Claimant in the
presentation of her evidence and of Mr Pearce’s representation on her
behalf.
10.
There is no doubt that the temperature was turned up very high in this
Employment Tribunal. However, here we are in London looking at the matter
dispassionately, and I am simply looking at questions of law. There is no question
of law arising out of the time point.
11.
After that there are issues to do with the Claimant returning to work
and seeking flexible working. The Tribunal found that she had gone back to
solicitors in 2011 and eventually a claim was presented to the Employment
Tribunal on 14 November 2011. The issue before the Tribunal was
whether there was a fundamental breach of contract. The Tribunal found that
this was not established, applying the relevant law as it set out in
paragraph 38. The Tribunal found that the Claimant had already been
offered alternative work by Harvester Restaurant (she was a waitress at the
Respondent), some days before she resigned and it was on the basis of working
20 hours when, it will be recalled, her complaint was that she wanted to work
only 16 hours.
12.
In my judgment, no error of law has occurred in this case. The Tribunal
set out its findings of fact, did not accept the Claimant’s account in many
places in her evidence and found that the evidence of the Respondent through principally
the Flowers, was to be preferred. That does not give rise to a question of
law; that is what Tribunals are there to do, to make findings of fact.
13.
In order to avoid that conclusion, Mr Pearce contends that he did not
have a fair hearing and he cites EJ Harper, indeed, he has made a complaint
about Judge Harper. The basis upon which this is put forward is that the Judge
appears to have conducted the proceedings, which is of course is correct. But
he contends that this was a disgrace to what can be called a fair trial and he
criticises the way in which Judge Harper conducted the proceedings, by for example,
what appears to me to be elementary case management at the opening of the
case. It is contended that before any evidence was given the judge was talking
about documents. There is also a complaint that employment particulars were
not provided but this does not arise since no award was made.
14.
In my judgment, this is a wholly unsubstantiated complaint about the
conduct of an Employment Judge. I refer to Rimer LJ upholding my rejection of
an appeal on grounds of bias by an Employment Judge in Kennaugh v Lloyd Jones
[2013] EWCA Civ 1:
“17. The applicant also informed me that he regarded the
employment tribunal has having been biased against him. That was, as I followed
it, apparently because the tribunal generally preferred the respondent's
evidence to his.
18. Assertions by self-represented litigants of
judicial bias are tediously common. They are rarely founded on anything that
might be said to amount to supportive evidence. In this case, no evidence has
been put before the court of any judicial bias by anyone; there is merely a
complaint that the proceedings did not go the applicant's way. With respect,
his assertions of bias should not have been made.”
15.
It is yet again disappointing to me that appellants in this court have
not read, or not paid attention to, the warnings I gave against unfounded bias
allegations against the judiciary in Whyte v Lewisham
UKEAT/0256/12. On the material presented to me there is no reasonable prospect
that a hearing at first instance before a division of the EAT into the
allegations of as it is put, actual bias, would succeed.
16.
The plain facts of this matter are these. The Claimant having been a
good worker and enjoyed working for the Respondent for a number of years, and
was treated as though she was a daughter, found that things were going wrong
and the relationship soured, and upon that basis attempts were made to contend
that it was because she was pregnant. The Tribunal found that Mrs Flower was
pleased about that and that it was for a number of other reasons. This is a
falling out between people who worked very closely and it is sad to see it
happen, but there has been two full hearings of this matter now before a three
person tribunal; at an Employment Tribunal and a number of, now three exercises
by judges in this court, there is nothing in these claims to take to a full
hearing. The Claimant and Mr Pearce will disagree and continue to disagree but
the evidence of the Respondents was preferred to theirs and the Tribunal has
given cogent reasons for it. This application is dismissed and with it the
underlying appeal.