Appeal No. UKEAT/0240/10/DM
EMPLOYMENT APPEAL TRIBUNAL
58 VICTORIA EMBANKMENT, LONDON EC4Y 0DS
At
the Tribunal
On
21 October 2010
Judgment handed down on 3 August 2011
Before
HIS
HONOUR JUDGE HAND QC
MR B BEYNON
MR S YEBOAH
MR
J ITESHI APPELLANT
(1)
LONDON BOROUGH OF HARROW
(2) MS J FARMER
(3) MS S CLARKE RESPONDENTS
Transcript of Proceedings
JUDGMENT
SUMMARY
RACE DISCRIMINATION – Direct
The Appellant, a qualified barrister, was not shortlisted for the
post of Legal Assistant but he
was successful in obtaining a position as a Legal Services Officer. This was
subsequently withdrawn after he suggested that the Third Respondent with whom
he would have to work was not telling the truth about delays in processing his
appointment. The Employment Tribunal found that he had not been discriminated
against on the grounds of race in respect of either matter. His appeal
complained of errors of fact, perversity, misdirection and inadequacy of
reasons but all his grounds were really an attempt to re-argue the facts and
the appeal was dismissed.
HIS HONOUR JUDGE HAND QC
Introduction
1.
This is an appeal by Mr John Iteshi (“the Appellant”)
from the judgment of an Employment Tribunal, comprising Employment Judge
Mahoney, Mrs Thompson and Mr Micallef, sitting at Watford over 3 days in May
2009. The judgment and written reasons were sent to the parties on 16 July
2009.
2.
The Appellant, who described himself to the Employment
Tribunal as a black African of Nigerian nationality and Ibo ethnicity, has
represented himself throughout; the Respondents have been represented
throughout by Ms Eccles. Ms Jessica
Farmer, the Second Respondent, was the Principal Lawyer of the First
Respondent. Ms Sharon Clarke, the Third Respondent, was a Senior Lawyer in the
Social Care and Education Team of the First Respondents’ legal department. She
is not to be confused with Ms Serena Clarke, who was the legal practice manager
and who also played a part in the events forming the subject matter of this
case.
3.
The Appellant, who has qualified at the Bar, as well as
holding a law degree, a psychology degree and a Masters degree in employment
studies and human resources, applied to the First Respondent for a job as a
Legal Assistant and for another job as a Legal Services Assistant. He was not
successful so far as the former is concerned; as to the latter he was offered
the post but later it was withdrawn and he was not given temporary agency work
in the latter capacity, as he claimed to have been promised.
The Issues
4.
At the Employment Tribunal there were issues as to whether his
non-appointment to the post of Legal Assistant, the withdrawal of the offer of
a position as Legal Services assistant
and failure to provide work on an agency basis were less favourable treatment
on the grounds of race; the Appellant put forward white and Yoruba
comparators. There were also issues as to whether the withdrawal of the
vacancy for a Legal Services Assistant and the failure to provide agency work,
as the Appellant alleged had been promised to him, constituted breaches of
contract. The Appellant failed on all theses issues and his appeal is against
those adverse determinations. He did succeed, however, on whether or not it was
just and equitable to extend the time for him to bring a race discrimination
claim in respect of the non-appointment to the post of Legal Assistant; he does
not appeal that part of the judgment.
5.
Some of the grounds of appeal raised the conduct of the Employment
Tribunal but they were withdrawn in March 2010 and the appeal has proceeded on
the issues of findings of fact not supported by the evidence, perversity,
misdirection as to discrimination and inadequacy of reasons.
The Judgment
6.
At paragraph 4.4 of the judgment the Employment
Tribunal set out what are described as "statistics relevant to the
case". 2.66% of the population of the London Borough of Harrow is of
black African origin. 14% of the legal department comprises those of black
African origin. 20% of those applying for and shortlisted for the Legal
Assistant post were of black African origin. 17.5% of applicants for the post
of Legal Services Officer were of black African origin; 14% of those
shortlisted were of that origin.
7.
The first post to be advertised was that of Legal Assistant; that was in
April 2008. The Employment Tribunal described it in this way at paragraph 4.5,
4.6, 4.9, 4.10 and 4.11 of the judgment:
“4.5 This post was for a legal assistant in the Social Care and
Education Branch of the Legal Department. The role was advertised as a
paralegal position so that it could be filled by an experienced legal
secretary, trainee legal executive or the holder of a law degree. The
successful candidate would have to handle their own caseload primarily of
children cases.
4.6 The respondent stated that they would provide lots of
opportunities to develop expertise and learn from colleagues. ...
4.9 The "role purpose" of this post was to have
conduct of private and public law proceedings relating to children on behalf of
the first respondent and to provide advice/undertake research.
4.10 It was made clear on the selection criteria (page 29) that
the application had to show that the criteria marked "A" (which in
fact were most of the criteria) were met by the relevant candidate.
4.11 Under the heading "knowledge indicator" there
were three categories: –
(a) Knowledge and understanding of the Children Act 1989;
(b) Knowledge and understanding of the Adoption and Children
Act 2002;
(c) Knowledge of relevant Court Practice Directions
particularly the Public Law Outline.”
8.
Shortlisting was decided from the details
provided by applicants in the application forms which they had returned and the
Employment Tribunal made this finding at paragraph 4.12:
“The tribunal finds as a fact that the claimant had no knowledge
and no understanding of any of the matters set out in paragraph 5.11 above
whereas the five shortlisted candidates had very substantial experience in the
field and knowledge and understanding of all 3 matters. In those circumstances
the fact that the claimant was not shortlisted was not surprising because he
failed to have any of the relevant knowledge necessary to carry out this
particular post. The Tribunal went into some detail during the Hearing into the
experience of relevant qualifications of the 5 individuals who were shortlisted
and it was quite clear that all of them met all those criteria and were able to
do the particular job.”
9.
The Appellant pointed out that it was clear from his application form he
had gone to school and university in Nigeria so that his national and ethnic
origin would have been obvious to those selecting the shortlist. The Employment
Tribunal found that information “played no part in the determination of the
shortlist” (see paragraph 4.14). The Appellant received a letter of rejection,
dated 16 May 2008, in respect of the Legal Assistant post.
10.
Shortly after he had applied for the Legal Assistant post, the Appellant
also applied for a post as a Legal Services Officer. He completed a written
assessment form, which was submitted to the First Respondent and on 10 June
2008 he was interviewed. The panel comprised the Second Respondent, the Third
Respondent and another employee of the First Respondent. As he had been asked
to do, the Appellant produced his Nigerian passport with a view to establishing
his entitlement to work in the United Kingdom. The passport contained a visa
or endorsement stating that he had a current right of residence in the United Kingdom. Part of the document was photocopied; unhappily a copy was not made of the
page to which the Appellant referred and other pages, some of which had out of
date stamps, were copied and this may have led to some confusion. At
paragraphs 4.23 and 4.24 of the judgment the Employment Tribunal goes into
considerable detail as to what exactly happened because it recognised that this
was “highly relevant as to what then transpired”.
11.
The Appellant was offered the post of Legal Services Officer by the Second
Respondent by telephone on 13 June 2008; the offer was subject to certain
conditions, one of which was that he had “a legal right to work in the UK"
(see paragraph 4.25 of the judgment). Other aspects of that telephone
conversation were also of major importance to the case. The Appellant is
convinced that he was offered temporary work by the Second Respondent pending
the completion of the formalities relating to his appointment but the
Employment Tribunal found as a fact that he had not been made such an offer.
What had been said is that there was a “possibility” of such an offer, if the
Appellant was available, which he confirmed he was. But he had misunderstood
the possibility of an offer for a firm offer. Unhappily, at the same time,
that confusion was compounded by a lack of communication between the Second and
Third Respondents, with the result that the Third Respondent was not told there
was a possible candidate for the temporary post and recruited a temporary via
an agency.
12.
Then the Second Respondent became ill and was admitted to hospital. She
was absent through illness from 16 June to 30 June 2008 but when she returned
she was not made aware that the Appellant’s right to work in the United Kingdom
had been established to the satisfaction of the payroll department (Shared
Services). Worse still, although he had been given this clearance, the Third
Respondent, who did not know that either, had written to him on 25 June saying
that the question as to whether he had the correct paperwork for an established
post was being progressed.
13.
Given the uncertainty and the apparent delay it is perhaps not
surprising that the Appellant became frustrated and, in the course of some
telephone calls, allowed that frustration to show. These telephone calls were
reported to the Second Respondent on her return. Rightly or wrongly, the
Appellant was characterised as having been difficult and argumentative in the
course of three telephone calls with different members of staff.
14.
It was against that background the telephone conversation between the
Appellant and the Second Respondent took place on 1 July. In the first
sentence of paragraph 4.36 of the judgment the Employment Tribunal say this:
“The second respondent took the view that this [the perception that the Appellant had been
difficult and argumentative] was probably because the claimant was
anxious and upset about the job being confirmed.”
15.
It seems reasonable to suppose that the Employment Tribunal referred to
this in order to emphasise that at the outset the Second Respondent had an open
mind. But the telephone conversation did not go well. Whilst the Second
Respondent was endeavouring to explain that the delays were not personal she
was interrupted and talked over several times by the Appellant, who said he did
not believe what he had been told by the Third Respondent. After the
conversation had terminated the Second Respondent found out that the Appellant
had already committed as much to writing in an email sent the previous day.
16.
The Employment Tribunal made this finding at paragraph 4.39:
“Having read that e-mail, which set out a catalogue of what the
claimant said had happened during the telephone call on 13 June, the second
respondent took the view that taking into account what she had been told by Mrs
Law, the third respondent and Miss Hoban; what she herself had heard from the
claimant's own mouth over the telephone and his e-mail to Mr Peart, that the
offer should be withdrawn. A letter to that effect was sent to the claimant.”
17.
The Employment Tribunal then considered the respective submissions of
the parties at paragraphs 5 and 6 of the judgment. So far as the Legal Assistant post was concerned, as a
qualified barrister, the Appellant believed he was entitled to be shortlisted.
The Respondent’s position was that despite his qualification, he did not have
the necessary knowledge of the relevant area, namely “children’s matters”. In
relation to the Legal Services Officer post, the Appellant's case was that it
had been withdrawn due to his race. The Respondent's case was that the
withdrawal had been caused by his own behaviour, which led to the conclusion
that the Appellant and the Third Respondent would not be able to work together.
18.
At paragraph 7 of the
judgment the Employment Tribunal directed itself extensively as to the
applicable legal principles to be derived from the legislation and authorities
relating to both race discrimination and anticipatory breach of contract. On the facts as found the Employment
Tribunal rejected the arguments put forward based on the statistical material
(see paragraph 8.2). So far as the Legal Assistant post was concerned the
Employment Tribunal concluded that the Appellant had not been shortlisted
because he was not qualified (in terms of relevant work experience) to do that
type of work (see paragraph 8.3).
19.
The Employment Tribunal
accepted that the offering and subsequent withdrawal of the offer of the post
as Legal Services Officer constituted less favourable treatment. But the
Employment Tribunal was not prepared to conclude that the less favourable
treatment was by reason of the Appellant’s race. The Employment Tribunal found
the post was withdrawn because of his behaviour during the telephone calls with
three members of staff, including the Second Respondent, to whom he said he did
not believe what the Third Respondent had told him, and because of the e-mail
of 30 June to Mr Peart in which he had also stated he did not believe what the Third
Respondent had told him. Therefore the less favourable treatment was not on
grounds of race (see paragraph 8.4).
20.
So far as the temporary post
was concerned, the Employment Tribunal concluded that it had never been offered
to the Respondent. The reason that he had not been put into a temporary post
is that it had been allocated to somebody else (see paragraph 8.5).
21.
Anticipatory breach is not a
feature of this appeal but we should mention that on that issue the Employment
Tribunal decided there had been no concluded contract; there was a conditional
contract and there could be no anticipatory breach until the condition was
fulfilled.
22.
Finally the Employment
Tribunal awarded costs of £220.00 (see paragraph 10) on the basis set out at
paragraph 10.7 of the judgment, namely that the Appellant persisted in what the
Employment Tribunal described as “a fundamentally misconceived approach” that
his qualification as barrister merited him being shortlisted for the Legal
Assistant post after he had been warned that he was taking up too much time by
reiterating the point.
The Appellant’s Submissions
23.
At the start of his oral
submissions the Appellant indicated that he wished to develop the summary
written submissions, which were given to this Tribunal on the morning of the
hearing, although he still wished to rely on his grounds of appeal, his various
skeleton arguments and, of course, his oral submissions as constituting his
argument on the appeal. The Appellant has obviously taken great care in the
preparation of the appeal and what follows is a combination of all points raised
in those documents, with the exception of the allegations of bias, which were
withdrawn in March 2010, as well as in his oral argument.
24.
The first group of
submissions related to the proposition that the Employment Tribunal has made a
number of factual errors. We think this is to be distinguished from the
allegations of perversity, to which we will come later although there is
considerable overlap between them. These alleged factual errors were divided
by the Appellant into those relating to the Legal Assistant post and those
relating to the Legal Services Officer post. We turn first to the alleged
errors in relation to the Legal Assistant Post.
25.
It has been a constant theme
throughout the Appellant’s submissions that it was incorrect for the Employment
Tribunal to state that 20% of those shortlisted for the Legal Assistant post
were of black African origin (see paragraph 4.4.3). The correct approach,
according to the Appellant, is to contrast the fact that 1 out of 17 of the
black African candidates was shortlisted (that is 5.9% of the total number of
Black African applicants) with the fact that 2 out of 17 white British
applicants were shortlisted; that is 11.8%. These figures are taken from the
table set out at pages 50 and 51 of the bundle. This is, of course, not so
much a factual error as opposed to one of statistical interpretation. It had
to be considered, however, against the practical benchmark that no white
British person with the same qualifications as the Appellant would have applied
for a Legal Assistant’s post with the First Respondent.
26.
A second major theme of the
Appellant’s argument related to paragraph 4.11 of the Employment Tribunal’s
judgment. The Appellant submitted that this was a factually erroneous finding
insofar as it suggested that these were the only criteria that mattered, as was
implicit in the judgment. Consideration of pages 77 and 78 of the bundle,
where the selection criteria are set out, shows that there were more factors to
be considered than those which indicated “knowledge”.
27.
Underlying this specific
point is the proposition that the Appellant’s qualifications alone should have
guaranteed his short listing. The Employment Tribunal concentrated on the
three “knowledge indicators” and that blinded them to the fact that some
shortlisted candidates had not answered the questions as comprehensively as the
Appellant and led them to overestimate or misunderstand the significance of
experience so that the Tribunal had concluded erroneously that all shortlisted
candidates had “substantial experience” when that was not the case so far as at
least two of them were concerned. In fact all selection criteria were supposed
to be used in the short listing process and almost all were marked “A”. But
there had been no evidence as to what marking procedure had been used. It was
also said that there is no evidence to support the finding made by the
Employment Tribunal (see paragraph 4.34) that the Third Respondent was a
stranger to the paperwork necessary to make and complete an appointment of a
new recruit and that the finding at paragraph 4.23 that the passport produced
by the Appellant was “quite a bulky document” could be contradicted by sight of
the document.
28.
Another point made under the
umbrella of factual error is that the Employment Tribunal have failed to find
that as well as short listing there was an earlier process of filtering out
applicants by what has been a called “long listing”. The Appellant has not
even been placed on this long list and there had never been any evidence as to
the criteria adopted for this process. It is not, however, in our judgment,
properly characterised as a factual error point; it is an adequacy of reasons
point and when it comes to our consideration of it, we will deal with it when
we address the adequacy of the reasons.
29.
We should mention in the
context of the above points that after the end of the hearing, and without any
invitation to do so, the Appellant submitted further documents to “Clarify
Issues”. These included the “Shortlist and Outcome Forms”, the outcome of the
grievance raised by the Appellant with the Respondent and the Appellant’s closing
submissions to the Employment Tribunal.
30.
Four points are made in
relation to it in the accompanying written submission. The first relates to
the “Shortlist and Outcome Forms”. These are said to illustrate the
proposition that selection was to be by reference to all criteria. The second
relates to whether the Appellant was candidate 70616, as per the “Shortlist and
Outcome Form” (at page 50 in the original Tribunal hearing bundle) or 26, as
per the written grievance decision. The third point also comes from the
written grievance decision, which it is submitted, contradicts the assertion
said to have been made in the course of the hearing before us that any point as
to long listing had been abandoned during the hearing before the Employment
Tribunal. The fourth point arises out of further consideration of the
“Shortlist and Outcome Forms” by the Appellant. Looking at them again, the
Appellant realises that 6 were shortlisted and not 5. We think this is likely
to be a controversial interpretation of the documents. It is one that the
Appellant says was raised before the Employment Tribunal, albeit on not
precisely the same factual grounds as he submits we should now consider it.
31.
The other factual error is
said to relate to the temporary post issue. The Appellant submits that the
Employment Tribunal made a factual error as to the temporary posts. The
Employment Tribunal found that there was one post that had been mentioned to
the Appellant by the Second Respondent and then offered in error by someone
else to another applicant. The Appellant submitted this was factually
incorrect. There were two posts and one had been filled before he had been
offered the other; this was confirmed by consideration of pages 121 to 129 of
the hearing bundle. Moreover, there was no evidence that the temporary post
was confined to Social Care and Education.
32.
All of the points raised by
paragraphs 25 to 28 and 31 above can also be regarded as raising issues of
perversity. Other points, where it is said no reasonable tribunal properly
directing itself on the evidence could have reached that conclusion relate to
the finding of discourtesy and rudeness; so all of paragraphs 4.34. to 4.38 of
the judgment are said to be perverse. There was here, submitted the Appellant,
a clear sequence of events, which, if one stripped out all the “noise” caused
by the allegations of discourtesy and rudeness, spoke for itself. He had been
offered a job, he had proffered documents, in the meantime he had been offered
temporary work, he had inquired frequently as to the progress being made in the
processing of his job offer (a fact not mentioned by the Employment Tribunal)
and he had been faced with procrastination and obfuscation and a reversal of
the decision as to temporary work. It was not a rational conclusion on that
evidence to find there had been no discrimination. Moreover, difficulties with
the passport were never been mentioned to him until 4 July 2010 nor had he been
asked to provide more documentary proof.
33.
There was a further failure
to consider important facts in relation to the conduct of the First and Third
Respondents. The Third Respondent must have known by 30 June 2008 that the
Appellant was entitled to work in the United Kingdom; once this was understood
any reasonable Tribunal would have concluded that the emails of 20 June (see
page 132), which confirmed the Appellant’s right to work in the United Kingdom,
and of 23 June (see page 133) in which the Third Respondent appears to have
ignored the information supplied by the previous email of 20 June, provided a
basis for thinking there was an “elaborate plot” against the Appellant.
Furthermore in those circumstances a reasonable tribunal properly directing
itself would not have placed much reliance on the fact that it was alleged the
Appellant had been rude; it would have been understood that there were reasons
as to why he might have questioned the explanations being given to him.
34.
The Appellant also submitted
that the judgment was inadequately reasoned. We have mentioned at paragraph 28
above one specific matter (namely the long listing point), which we think is an
inadequacy of reasons point. Apart from that inadequacy of reasons is also a
reprise of the points made in respect of factual errors and in relation to alleged
perversity.
35.
So far as discrimination is
concerned the Appellant submitted that the failure to understand the facts
properly had led to the Employment Tribunal being unable to approach the
discrimination issues from the correct factual perspective. Any objective
consideration of the contents of the application forms for the Legal Assistant
post must lead to the conclusion that the Appellant should have been
shortlisted, that would have shifted the burden to the Respondents and any
analysis using the “but/for” test would lead inevitably to a finding of race
discrimination. Approaching the case, as the Employment Tribunal had done,
from the point of view of the Appellant’s conduct and not from the point of
view of that of the Respondents was to ignore the factual core of the case and
was clearly erroneous.
36.
The Appellant also submitted
that Article 6 of the European Convention on Human Rights was engaged because
he had not had a fair hearing having regard to the mistakes as to fact and the
inadequate reasoning.
37.
Finally in his oral
submissions the Appellant submitted that this Tribunal should overturn the
award of costs.
38.
Ms Eccles made a simple and
brief response. The Employment Tribunal had given an impeccable self-direction
on the applicable law and had applied it correctly to facts, which had been
correctly found. Those short listed for the Legal Assistant post had
experience of family and child care. The Appellant did not have such
experience. That was why the Employment Tribunal had concluded there was not
less favourable treatment. The application forms and scoring sheets were all
before the Employment Tribunal; they were scrutinised with the result that the
Employment Tribunal concluded there had been no inexplicable preference for
others over the Appellant. In brief he had qualifications, which were not
necessary; those on the short list had experience, which was. As to the Legal
Services Officer post and the temporary work the findings there all depended on
facts, which the Employment Tribunal had accepted, as was its function.
Discussion and
Conclusion
39.
The Appellant is correct in
his submission that if the Employment Tribunal has simply got the evidence
wrong that results in an error of law but that must be subject to this
qualification namely that the error must be significant and correction of it
would seriously undermine the Employment Tribunal’s reasoning and conclusions
on a matter of importance. So far as the statistical evidence is concerned, we
do not think the error, even assuming that there is one, seriously undermines
the Employment Tribunal’s reasoning and conclusions Firstly, we doubt that
there is any error. It is, of course, mathematically correct for the
Employment Tribunal to state that 20% of those shortlisted for the Legal
Assistant post were of black African origin. But, although we are prepared to
accept that is a rather simple, if not simplistic, statistical analysis, we
think it is a very big step to say, as, in effect, the Appellant does, that it
masks a clear mathematical truth and so can be regarded as a misuse of the
statistical material. The Appellant says that what should be done is to
contrast the fact that 1 out of 17 of the black African candidates was
shortlisted (that is 5.9% of the total number of Black African applicants) with
the fact that 2 out of 17 white British applicants were shortlisted; that is
11.8% and that demonstrates a clear bias against the Appellant. In our
judgment that ignores all the other racial groups. About 11% of Black
Caribbean candidates (1 out of 9) and 10% of Indian candidates (1 out of 10)
were also shortlisted. On the other hand, in respect of other groups nobody
was shortlisted. This does not, by any means, present a clear statistical
picture and, in any event, we do not think that the Employment Tribunal placed
great emphasis on the statistics. Certainly disregarding the statement as to
statistics would make no difference to the fundamental reasoning of the
Employment Tribunal as to less favourable treatment or discrimination in
relation to the Legal Assistant post. We do not think the Employment Tribunal
made any error in relation to statistics; indeed, we do not think the
Employment Tribunal regarded the statistics as being a significant factor and
all that was being done by pointing out that a person of Black African origin
had been shortlisted was to illustrate that the statistics did not suggest less
favourable treatment on the grounds of race. We cannot find any error in that
analysis.
40.
The Appellant has asserted that
no white person with similar qualifications to the Appellant would have applied
for the post of Legal Assistant. It seems to us that this too is really a
statistical point but it is an assertion made without any statistics to support
it and without any statistics or other evidence to support it, we cannot place
any reliance on it.
41.
At the forefront of the
Appellant’s argument is the implicit premise that somebody as well qualified as
him should have been shortlisted. That this was a major theme at the hearing
is illustrated by paragraph 10.7 of the judgment, where, in dealing with the
application for
costs, the point is described by the Employment Tribunal in these terms:
“ … the claim of the claimant was based on the fact that because
he was a qualified barrister he should be short listed. That was an absolutely
misconceived approach. He had absolutely no experience in the field at all.
He had not done a pupillage, He had no experience of child care matters
whatsoever. When warned by the tribunal when evidence was led of the
undisputed experience of five individuals who were short listed and was
compared with the application form of the claimant, the claimant took umbrage
and rejected the approach of the tribunal and proceeded.”
Although we have not
quoted it in full, we have already referred to paragraph 8.3 of the judgment
(paragraph 18 above) and paragraph 10.7 elucidates it. It shows that the
Employment Tribunal had paid close attention to the contents of the application
forms of the short listed candidates and contrasted them with that of the
Appellant. This was part of their function as a fact finding tribunal of first
instance.
42.
The Appellant does not
suggest, quite rightly, that we should conduct the same exercise. We are not a
fact finding body. What he seeks to do, however, is to approach the issue of
what is to be drawn from the forms as a matter of principle by submitting that
the conclusion drawn by the Employment Tribunal is based on a misdirection,
namely, the concentration on the “Knowledge Indicator” criteria to the
exclusion of the other criteria set out on pages 77 and 78 of the bundle. We
regard this as a submission without merit. Firstly, it seems to us impossible
to say that the Employment Tribunal did adopt that approach. It is true that
they laid emphasis on the fact that the Appellant had no practical experience
of child care work whereas the others had such experience. But they plainly
took other factors into account because they considered the comparative
qualification point raise by the Appellant. Secondly, in our judgment, having
regard to the Respondents’ evidence, the Employment Tribunal were entitled to
regard practical experience as encompassed with the Knowledge criteria, even
though a literal reading of page 77 might exclude it. Excluding it would have
been wholly unrealistic and would have cut down the Respondents’ evidence in an
arbitrary, artificial and quite unjust fashion. Moreover, identifying what was
regarded as important by a prospective employer is, par excellence, a matter of
fact for the Employment Tribunal and the Tribunal cannot be criticised for
having accepted the Respondents’ analysis of what really mattered to them in
this recruitment exercise.
43.
The other two specific
suggested factual errors, namely arriving at the conclusion that the Third
Respondent was a stranger to the paperwork involved in the recruitment exercise
and that the passport was a bulky document depend, in respect of the first, on
there being no evidence to support it and, in respect of the second, on a
visual inspection of the document. As to the first, we have no notes of
evidence to make good the point and we assume that it was an observation by the
Employment Tribunal derived from something read or said at the hearing. As to
the nature of the passport whether or not it truly merits the description
“bulky”, it seems to us the real point being made by the Employment Tribunal
was that it was understandable the wrong page had been copied. In any event,
even if the Appellant is right about either or both of these matters we do not
think that taken individually or collectively they are of significant
significance to have any effect on the judgment as a whole.
44.
We turn next to the material
sent to this Tribunal after the end of the hearing of the Appeal but before
dealing with it in detail we wish to make these introductory remarks. The
whole point of the procedure of this Tribunal is to enable the parties to bring
forth the whole of their arguments for presentation at the hearing. Even if we
accept that the fact the Appellant has qualified at the bar and apparently is
representing others in Employment Tribunals does not guarantee familiarity with
the procedures of this Tribunal, we think the Appellant, like any litigant,
represented or not represented, professionally qualified (legally or otherwise)
or not, with the benefit of higher education or not, should realise that there
must be a finite limit to litigation. Unless very exceptional circumstances
apply, that limit occurs at the end of any hearing (subject, of course, to the
right of appeal, which is itself limited to the material covered by the
original hearing, unless there are very exceptional circumstances). If it did
not, then litigation could be by instalment and potentially endless. One
exceptional circumstance would be if the interests of justice required the
material to be considered and we have looked at the documents submitted with a
view to establishing whether they raised issues that required us to send the material
to the Respondents to ask for their views. In our judgment this further
documentation does not even cross that threshold.
45.
The first documents submitted
after the end of the hearing related to the “Shortlist and Outcome Forms”.
These are said to illustrate the proposition that selection was to be by
reference to all criteria. But these forms are not necessary for that point;
it is proved by pages 77 and 78. Accordingly they have no evidential value.
To admit them is merely to prolong argument on a point already covered and we
will not consider them further.
46.
The second point is said to
emerge from the written grievance decision and it raises an issue as to whether
the Appellant was candidate 70616, as per the “Shortlist and Outcome Form” (at
page 50 in the original Tribunal hearing bundle) or 26, as per the written
grievance decision. The former was obviously before the Employment Tribunal;
but even if we assume the latter was not, this could not possibly be described
as new or fresh evidence and for that reason alone it cannot be admitted and
the point cannot be entertained.
47.
The third point also comes
from the written grievance decision; it relates to the “long listing issue”.
In fact our recollection is that Ms Eccles did not say categorically that the
point had been abandoned; she said she could not recall it having been an issue
although she did remember it was certainly not raised as an issue by the Appellant during his cross examination.
The Appellant submits that this has only become relevant because of the way the
Respondent has couched the submissions at the hearing before this Tribunal. We
cannot accept that it has become an issue. He adds that his closing
submissions (i.e. the third document submitted after the end of this hearing) also
confirms that the point was raised. Be that as it may we can address the
question of long listing without considering these documents, they add nothing
to the controversy and they will not be admitted.
48.
The fourth point arises out
of the “Shortlist and Outcome Forms”, which he submits show that 6 were
shortlisted and not 5. The Appellant tells us this was raised before the
Employment Tribunal, albeit on not precisely the same factual grounds as he
submits we should now consider it. We do not think it can be regarded as
potentially new or fresh evidence; it could have been raised in this form had
the documents been examined at the time of the Employment Tribunal hearing; we
think it is too late to raise it now and we will not consider it further.
49.
The other factual error
relates to the offer of a temporary post. The Appellant submitted that there
was no evidence the temporary post related to Social Care and Education and
that it was clear from pages 121 to 129 of the bundle that there had been two
different temporary posts; one had been filled before he was offered the
position as Legal Services Officer and the other, which was the one he had been
offered was simply withheld from him. Ms Eccles told us that although those
pages had clearly been before the Employment Tribunal it was not put on the
basis that there were two different posts. But in the light of the finding
made by the Employment Tribunal at paragraph 4.25 we think that it does not
matter whether this was put or not. The Employment Tribunal said:
“The tribunal is quite satisfied that in this telephone
conversation the second respondent did not offer to the claimant a temporary
post. What she id in this telephone conversation was to offer the claimant the possibility
of a temporary post by asking him if he was available straight away, which in
fact he was. That is what she offered.”
50.
In the next two paragraphs of
the judgment the Employment Tribunal find there to have been a
misunderstanding, firstly, as between the Appellant and the Second Respondent
and secondly, as between the Second and Third Respondents. The Employment
Tribunal also find as a fact that there were 3 posts and that he had been
allocated to Social Care and Education. The temporary post there had been
filled. None of this is in conflict with pages 121 to 129 of the bundle and
comprises findings of fact made after the relevant documents had been
considered and the evidence had been heard. Irrespective as to whether this
point was or was not raised in this form before the Employment Tribunal, it
seems to us to be an attempt to re-argue the facts of the case and, as such,
not something we can consider on an appeal, unless it can be said to be a
finding that no reasonable tribunal properly directing itself on the evidence could
have made.
51.
That leads us on to the next
group of submissions made by the Appellant on the issue of perversity. In
essence the Appellant contends that all the points made about factual errors
can also be considered in terms of perversity, as can all the findings made as
to the reason why the offer of the post of Legal Services Officer was
withdrawn. So he submits that no reasonable tribunal properly directing itself
on the evidence could have reached the conclusion that the real reason for the
withdrawal of the offer was his conduct during the course of telephone
conversations and the way he expressed himself in email communication.
52.
In our judgment all the
matters of which the Appellant complains are matters where the Employment
Tribunal had to reach a conclusion by weighing the competing arguments and
reaching a decision, one way or another. So far as the Legal Assistant post
was concerned the Employment Tribunal had to decide whether the criteria had
been properly applied or not. The Appellant has one view as to what mattered
and how the criteria should have been applied; the Respondent had a different
view. The former emphasised qualification; the latter regarded past practical
experience as the important factor. The Employment Tribunal accepted that was
genuinely what the Respondent wanted and why it short listed other candidates
and not the Appellant. We take the view that was a conclusion open to it on
the evidence. Similarly, in relation to the Legal Services Officer position
the Employment Tribunal had to decide why it was withdrawn. It did so by
accepting the Respondents’ evidence and it cannot have been said to be perverse
to do so. The test proposed by the Appellant of ignoring the Respondents’
evidence and considering only the underlying chronology is artificial and
unrealistic and we reject it as an appropriate approach. No doubt, from the
Appellant’s point of view, the lack of progress was frustrating but the
Employment Tribunal had to decide whether the Second and Third Respondent and
the witnesses for the First Respondent were telling the truth about events, as
they saw them. They decided that they were and such a decision was within the
range of reasonable decisions, which could have been made on the evidence. The
perversity ground cannot succeed.
53.
The specific point made by
the Appellants about when the Third Respondent will have known that he was
entitled to work in the United Kingdom without restriction seems to us to
depend on a reading of the emails passing between various employees of the First
Respondent as showing that the precise information was communicated to the Third
Respondent before or by 30 June 2008. We would not read pages 132 to 133 as
establishing that and plainly the Employment Tribunal did not put that construction
on them either. In any event, even if it is accepted that the Third Respondent
saw all the email traffic that would not, without more, support the Appellant’s
contention that she was at the heart of an “elaborate plot”. Indeed it seems
to us that the Employment Tribunal were addressing this point when they
observed at paragraph 4.34 that the Third Respondent had “never before carried
out the task of completing relevant paperwork for appointment”. That
observation is, by implication, relevant to her state of mind and it negates
the idea of her being party to an “elaborate plot”.
54.
We turn now to the allegation
that there was a misdirection as to discrimination. Between paragraphs 7.1 and
7.13 the Employment Tribunal gave itself a thorough self direction as to the
law relating to race discrimination. We do not understand the Appellant to
challenge its correctness. His case is that the Employment Tribunal have
failed to apply it to the facts of this case. So far as the Legal Assistant
post is concerned, he submits that he has been less favourably treated because
he has not been shortlisted. The Employment Tribunal took the view he was not
less favourably treated because the criteria were applied in the same way to
all candidates, and, along with a large number of other candidates, he was
excluded because he did not have the necessary knowledge and experience of
child care work. We cannot see how that approach involves a misdirection. In
any event, even if the reasons for not short listing do not make the treatment
less favourable, they would apply with equal force at the stage of deciding
whether there was any explanation for the less favourable treatment other than
the Appellant’s race and the findings of the Employment Tribunal suggest that
even though the Respondents would bear the burden of proof, it would have been
discharged.
55.
We have to confess to finding
some difficulty with the Appellant’s submission that a “but/for” test should
have been applied in this case. Its classic utility lies in differentiating
motive from intention where causation is a significant issue. In our view that
was not an issue here and we fail to see that it has any significance in the
present context.
56.
On the question of adequacy
of reasons, we cannot accept that the reasons fail to comply with rule 30(6) of
Employment Tribunals (Constitution and Rules of Procedure)
Regulations 2004 SI No. 1861. So
far as the process of “long listing” is concerned, although there is some
controversy about whether the point was or was not a live one before the
Employment Tribunal, we are prepared to assume that it was raised. It is not
mentioned by the Employment Tribunal but only those issues, which are relevant
need feature in the reasons. We cannot see how the long list is a relevant
consideration. No doubt the reasons for not including the Appellant in it were
similar to, if not the same, as the reasons why he was not put on the short
list. In any event it was the short list that was the relevant consideration.
This was adequately dealt with by the Employment Tribunal. We do not regard
the failure to mention the long list as inadequate reasoning on the part of the
Employment Tribunal.
57.
The Appellant also invokes
Article 6 of the ECHR on the basis that all his complaints mean that he
has not had a fair hearing. But we have found that none of his complaints have
merit and there is no suggestion that the procedure at the hearing
disadvantaged him in any way. He cannot succeed on that ground.
58.
Finally we turn to the
question of costs. We did not understand this to be raised by the Notice of
Appeal. In any event, it seems to us that the Employment Tribunal cannot be
said to have exercised its discretion unlawfully and we cannot interfere.
59.
We have gone through the
Appellant’s argument and dealt with his points at some length out of deference
to the industry with which he has assembled his case but that we have dealt
with his case discursively should not be misunderstood. We have no difficulty
in thinking that there is no merit in any of his arguments and that, in
reality, the appeal is simply an attempt to re-argue the facts. Consequently
the appeal will be dismissed.