Appeal No. UKEAT/0204/11/SM
UKEAT/0205/11/SM
EMPLOYMENT APPEAL TRIBUNAL
58 VICTORIA
EMBANKMENT, LONDON EC4Y 0DS
At the Tribunal
On 29 September
2011
Before
HIS HONOUR JUDGE
PUGSLEY
MRS C BAELZ
MR H SINGH
LONDON CENTRAL BUS COMPANY
LTD APPELLANT
MR A NANA-ADDAI RESPONDENT
MR A NANA-ADDAI APPELLANT
LONDON CENTRAL BUS
COMPANY LTD RESPONDENT
Transcript of Proceedings
JUDGMENT
HIS HONOUR JUDGE PUGSLEY
Introduction
1.
This is a case in which the Respondent employer and the employee have
both appealed and cross-appealed against a finding of the Tribunal that the
Claimant was not unfairly dismissed and the Claimant was wrongfully dismissed
by the Respondent in breach of his contract of employment.
2.
The Claimant was a bus driver and the matter could be summarised in very
short order by saying he was the first driver of the day and he went out, I
think, on 1 July 2009. Subsequently two other drivers drove the bus,
and according to the Tribunal, because the check links were not on the wheels,
the nuts worked loose and later in the day during the period when the third
driver of the day was driving the bus, the wheel nuts came off and the
near-side rear wheel fell off. Mercifully, nobody was hurt.
3.
Because of the circumstances of this case, it is not necessary for me to
go into any great detail for reasons I shall outline. The Tribunal found that
this was not an unfair dismissal. They found, because of the potential
seriousness of the consequences (I refer to paragraph 8(4) of the decision),
that they could not say the decision to dismiss was not within the band of
reasonable responses. They said in terms:
“We remind ourselves we cannot substitute our view of what
disciplinary sanction was appropriate for that of the Respondent. The
Respondent was entitled, as a reasonable employer, to have regard to the
potential serious consequences of the Claimant’s negligence; namely death or
injury, police prosecution, traffic commissioner intervention and so on. Even
if these did not occur through happenstance, nevertheless the Respondent was
entitled to look at the potential consequences of the negligence of the
Claimant when deciding what the appropriate penalty was.”
4.
Then they say, at paragraph 8(5):
“(5) However, we also have to consider whether the decision to
dismiss the Claimant summarily was in breach of his contract of employment. This
is quite a different question and is a common law or contractual issue. Was
the Claimant in repudiatory breach of his contract of employment? Was his
negligence so serious as to justify the Respondent regarding the contract as
discharged? We conclude that negligence was not sufficiently serious to
justify summary dismissal. It was certainly negligent not to check thoroughly,
although in most cases it would be no problem in fact. It was only because of
the prior failure of the engineer that the wheels had not been properly torqued
and that the wheel fell off. One can see the engineer’s negligence was so
gross as to justify summary dismissal. It was directly related to the cause of
the wheel coming off the bus. The Claimant’s negligence was of a different and
lesser order, and was not in the same league as one can envisage serious bus driver
negligence, such as dangerous driving and crashing the bus. What is a fair
dismissal under the statute is not necessarily also justified at common law.
Here, summary dismissal, we conclude, was not justified, the onus being on the
Respondent to prove a repudiatory breach of contract, which they have not done.”
5.
Therefore, they decided the Claimant was entitled to pay in lieu of
notice, the sum for 11 weeks.
6.
At the very heart of this decision, as we read it, it was simply this: an
apprentice had not torqued the wheels and they had been passed by his supervisor,
an engineer, and it was that engineer, rather than the apprentice, who was
dismissed. At paragraph 2 of the decision, the Tribunal say this:
“At the start of the hearing, the Claimant’s counsel made an
application for an adjournment so that an expert witness could be called. That
expert evidence would be on the so-called check links issue, to support the
Claimant’s contention that there were check links on the bus on the morning of
the day in question. The Respondent resisted the application. The Tribunal
refused the Claimant’s application, taking the view that whether or not there
were check links on the bus was not the real issue. The issue was whether the
Respondent at the time had sufficient evidence to come to the conclusion that
on the balance of probabilities there were no check links on the bus on that
particular morning. An expert is not likely to be able assist with that.”
7.
With great respect to the Tribunal, we think that is something of a misdirection.
Employment Tribunals or, as they were formerly called, Industrial Tribunals,
had to battle with the creation by statute of a new right, a right not to be
unfairly dismissed. Cases such as British Home Stores Ltd v Burchell
[1978] IRLR 379 made it clear that in an unfair dismissal case, it was for a
Tribunal to identify what was the reason for the dismissal, and to decide
whether or not the employer’s decision to dismiss was based on a reasonable
conclusion after making such enquiries and investigation as was appropriate,
and then to ask if the dismissal fell within the band of reasonable response in
their training and in the case law. The culture was, and the law was, that
Tribunals were not there as some sort of quasi-Magistrates court, deciding
whether a Claimant was, or was not, guilty of some form of misconduct, but to
focus attention on the employer and to ask what was the real reason for the
dismissal, and was the belief in an employee’s misconduct sustained after
making appropriate enquiries, and was the dismissal within the range of
reasonable responses? It was not - and I do not need to cite the plethora of
cases - for a Tribunal to decide if the employee had forged the timesheet,
stolen the car parts or sexually harassed a fellow employee.
8.
But what is vital is to understand, that when, in 1995, contractual
issues, subject to certain limitations were under the jurisdiction of
employment tribunals as well as the courts. That the task in wrongful
dismissal is totally different. In a case of wrongful dismissal, it is for the
court to decide what happens. It is for the court to judge the credibility of
the witness. It is about what happened, not the employer’s perception of what
happened, that matters. Moreover, Boston Deep Sea Fishing & Ice Co v Ansell
[1888] 39 ChD 339, a dismissal could be justified retrospectively if a breach
of contract not known at the time of the dismissal was, after the dismissal,
found to exist.
9.
And so, whereas in an unfair dismissal a Tribunal has to concentrate on
the belief of the employer and the reasonableness of that belief after fair and
thorough enquiries, in a wrongful dismissal the employer’s view or the
employee’s view matters nothing. It is for the Tribunal to decide whether
there was a fundamental breach, so radical in its nature that it justified
sacking a witness forthwith, without any compensation.
10.
The Tribunal dealt with this at paragraph 8(5). In brief they said, as
I have already indicated, that their view was the negligence of the Claimant
was of a lesser order than that of the supervising engineer and was not in the
same league as serious bus driver negligence, such as dangerous driving and
crashing the bus. The employee says, “Look, I was unfairly dismissed”. The
employer says, “We didn’t wrongfully dismiss him. We were entitled and
justified to dismiss him because of the seriousness of not checking and the
appalling consequences that could follow”.
11.
We do not want to make any comment on those rival contentions, save to
say that we have all of us had experience, whether at the bar and on the bench,
or in the practical experience of the two members, with health and safety
issues and, quite simply, we have been concerned that this decision raises
issues which require us to allow both appeals and to remit both matters back to
the same Tribunal.
12.
The Tribunal at various stages in their Judgment have, in effect, said
that the crucial issue was whether or not there were check links on the bus on
that morning. That is set out at paragraph 2 of the decision and also at
various other stages (paragraph 4(4)). Halfway through the hearing we were
told by counsel for the Claimant that that is not an accurate statement of position.
What we were told is that actually the process was more complicated than that.
The wheel nuts would be torqued and for 24 hours the bus could be driven and
should be driven without the check links being on. Then the bus should be
re-torqued and thereafter check links should be fitted to the rear wheels to
hold the wheel nuts in place.
13.
We are told that there was an issue before the Tribunal as to whether or
not the wheel nuts had been torqued or whether the wheel nuts had not been
torqued. If torqued, it is contended it was inadequately done. That issue does
not surface in the decision nor, as I have indicated, is there any reference in
the decision to this 24 hour check links-free wheels in the process of torquing
the wheels.
14.
We all of us would like to pay tribute to the professionalism in which
this case has been conducted both by the Claimant and by the Respondent. There
is no greater test of professionalism than to know when to go quietly and leave
the field of battle. The reality is both counsel accept that we are getting to
the point where we are being asked to make findings of fact that we are not
equipped to find.
15.
We consider that the Employment Tribunal must deal with the following
matters:
(1)
What was the actual procedure, as opposed to the official procedure, for
drivers to know whether the bus had been correctly torqued?
(2)
If the worksheet showed, as at page 84, that the wheels had been torqued,
what would the whiteboard have shown, if anything, about the need for check
links?
(3)
What findings do the Employment Tribunal make about the suggestion that
for a 24 hour period between torquing and re-torquing the check links were
not to be put on the bus?
(4)
What finding do the Employment Tribunal make about the system in place
to enable the driver to know unambiguously if there should be check links or
whether the check links should not be on the wheels because it was during the
said 24 hour period?
16.
The reality, if we may say, is this: it would be inappropriate to rehearse
all the arguments we have heard and it will certainly be inappropriate for us
to guess what our findings or conclusions might be. But on the issue of
wrongful dismissal, at paragraph 8(5), what the Tribunal was effectively saying
was that, whilst we do not think the Claimant was unfairly dismissed, we do not
think that in the chain of liability he should have been summarily dismissed.
17.
The engineer’s negligence in not checking what the apprentice did, or in
this case, did not do, was so gross in their view as to justify summary
dismissal. It was directly related to the cause of the wheel coming off the
bus. The Claimant’s negligence was of a different and lesser order, and was
not in the same league as one can envisage serious bus driver negligence, such
as dangerous driving and crashing the bus.
18.
What we are concerned about - and our view is shared by counsel ‑ is
that, unless there are clear findings made as to what the procedure was, and
whether what it was, was what it should be, that there is no fair way in which
this Tribunal can evaluate the decision of the Employment Tribunal. We do not
wish to stray into ambits of law that we have not had fully argued, but it is a
statement of the obvious that an employer is entitled to take into account the
potential consequences of a particular course of action.
19.
But equally, we have reservations, for the view that a potential
consequence can itself fashion and condition the exact amount of culpability of
an employee. We cannot see how a Tribunal can fairly adjudicate upon these
issues without having made findings of fact on the matters as we have
outlined. None of us reading this decision could foresee that the real issue
in this case was whether or not the buses needed to have check links and what
the procedure was for a driver to know whether that was the case or not; not,
as defined in the Tribunal decision, as to whether there were check links when
it was the underlying premise there should have been, whereas now that is very
much in issue.
20.
So we remit this case with the consent of counsel, allowing both appeals
to go back to the same Tribunal to answer the questions that we have posed, to
hear such necessary evidence as they consider appropriate - including fresh
evidence - and we ask that counsel in the case formulate a schedule of issues,
of which we have a draft, to be determined by the Tribunal within 21 days of
this date.
21.
As to whether or not a Directions hearing is necessary, we will leave to
experienced counsel and solicitors to make their own decision.