At the Tribunal | |
Before
THE HONOURABLE MR JUSTICE ELIAS
DR K MOHANTY JP
MR M WORTHINGTON
APPELLANT | |
RESPONDENT |
Transcript of Proceedings
JUDGMENT
For the Appellant | MR ANTHONY JAMES (The Appellant in Person) |
For the First Respondent | MR DALE MARTIN (Of Counsel) Instructed by: Messrs Bird & Bird 90 Fetter Lane London EC4A 1JP |
SUMMARY
Practice and Procedure
Strike out case. ET struck out two claims for failing to comply with tribunal orders. Whether a proportionate sanction; whether they erred on a proper understanding of facts. Remitted to different ET. Also unsuccessful allegations of bias.
THE HONOURABLE MR JUSTICE ELIAS
"(i) there must be a conclusion by the Tribunal not simply that a party has behaved unreasonably but that the proceedings have been conducted by or on his behalf unreasonably;
(ii) assuming there to be a finding that the proceedings have been conducted in that way that is not the final question so far as leading on to an Order of strike out;
(iii) that the case of De Keyser v – Wilson [2001] IRLR 324 makes it plain that there can be circumstances in which a finding can lead immediately to a strike out, for .example in a case of wilful, deliberate or contumelious disobedience of the Order of a court;
(iv) that in ordinary circumstances, i.e. where there has not been such disobedience, what is required before there can be a strike out is a conclusion as to whether a fair trial is or is not still possible;
(v) Employment Tribunals must have the power to manage cases and to make Orders that unless their Orders be complied with, claimants will be struck out and that, if there are breaches of those Orders, then, pursuant to the guidance in De Keyser, absent a proper excuse, wilful disobedience of a Court Order can lead to a strike out;
(vi) in the event that a Tribunal concludes that the proceedings have been conducted in breach of the Rules and that a fair trial is not possible, there still remains the question as to what remedy the Tribunal considers appropriate, which is proportionate to its conclusion, and that, in the absence of a conclusion that a fair trial is no longer possible, a proportionate remedy or punishment may be the one which does not drive the Claimant from the judgment seat. The Tribunal has also borne in mind, in the light of the submissions of the Claimant, Article 6 of the European Convention on Human Rights and the right to a fair trial."
"Further in this context a fair trial is a trial which is conducted without an undue expenditure of time and money and with a proper regard to the demands of other litigants upon the finite resources of the Court."
"The Judge did not however treat cost and time as elements of the overriding objective. He did not appear to allot to the case an appropriate share of the Court's resources while taking into account the need to allot resources to other cases. In this day and age there are elements of case management which must not only be seen to have been placed in the scales but also given due and proper weight when assessing how justice is to be done to the parties and to other litigants."
"19.1 that there was in this case wilful and deliberate disobedience by the Claimant of the Orders which were made for disclosure of documents. The lengthy period over which the Claimant was in breach of those Orders and his failure to show any degree of co-operation with those Orders and with the Respondent in order to avoid the problem of arriving at a merits hearing with large quantities of material which had not been disclosed to the Respondent make it plain to us that the Claimant has at all stages deliberately sought to withhold disclosure in an attempt not to co-operate with the Respondent or the Tribunal and for some tactical advantage to himself sought to keep up his sleeve his documents and the audio tape until the very day of the Hearing itself.
19.2 Equally, we are satisfied that the failures with regard to the 0rders for disclosure are but one example of the unreasonable conduct of the proceedings by the Claimant, otherwise evidenced by (a) his failure to comply with, the Order for particulars made by Ms Lewzey, (b) his failure to effect proper exchange of witness statements by providing a signed copy of his witness statement, and (c) his appearance at the Hearing with an amended witness statement which he had made no attempt whatsoever to serve upon the Respondent. We are satisfied that at all stages the Claimant has pursued a course of brinkmanship. He undoubtedly has strong views about the behaviour of the Respondent and considers the Respondent's legal representatives' actions on their behalf to be merely "legal wrangling". But we are satisfied that there has been wilful and persistent disobedience of the Tribunal's Orders and a real, failure on the part of the Claimant to comply with his obligation to assist the Tribunal in furthering the Tribunal's overriding objective of achieving justice between the parties."
"20. If we were to permit these proceedings to go ahead, it would mean that the Claimant's documents would now need to be copied and those and the audio tape which he has produced disclosed to the Respondent and relevant copies and/or transcripts made for the use of the Tribunal. It would mean that the Respondent must be given an opportunity to consider the documentation and the tape and the Claimant's amended witness statement, take instructions from their clients, consider whether or not any of their witness statements needed amending or whether additional witnesses needed calling, and whether or not they need put in to the bundle any additional documentation arising out of that produced at the 11th hour and the 59th minute by the Claimant.
21. The effect of such a course would inevitably mean that there would have to be considerably delayed a six day Hearing, which has been arranged for some months, involving the calling of eight witnesses by the Respondent who are here to give their evidence, as well as the Claimant and his witness. It seems to the Tribunal that inevitably a lengthy adjournment would be necessary in order to enable, at the very least the Respondent to consider the new material. In those circumstances, not only do we consider that there has here been wilful and deliberate disobedience of the Tribunal's Orders by this Claimant, but we also consider that it is no longer possible at this Hearing to have a fair trial of the issues in this case within the time allocation provided. Furthermore, we are satisfied that an adjournment would occasion substantial additional inconvenience and cost to the Respondent, cost which the would be unlikely to be able to recover from the Claimant even if the Tribunal made an Order for costs against him, in the light of the fact that he has been at pains to point out that his financial circumstances are precarious; and would have the effect of a six-day hearing slot at the Tribunal effectively being wasted when other Tribunal cases could have been listed to take the place of this one.
22. In all the circumstances, we consider that an Order striking out the Claimant's claims in the first two Originating Applications, draconian Order that it be, is the only proportionate and fair course to take in this case given that we do not consider that a fair trial is currently possible and, furthermore, having regard in particular to, our finding that the Claimant has wilfully and deliberately on more than one occasion flouted the Orders of the Tribunal.
23. The Tribunal has reminded itself at all stages that an Order to strike out is an Order only to be adopted in exceptional circumstances and where no other sanction can appropriately deal with any default on the part of the party in default. We also remind ourselves that based upon our knowledge, there appears to be an increasing culture developing of Tribunals making Case Management Orders which are not complied with and quite often flagrantly flouted by the parties. These are Orders which are made for the benefit of the parties in order to enable the proceedings to be properly prepared for hearing in an economic way. This case is in our view a particularly bad example of the flouting of the Tribunal's orders."
The Grounds of Appeal