At the Tribunal | |
On 14 January 2003 | |
Before
HIS HONOUR JUDGE D SEROTA QC
MR B BEYNON
MR J R CROSBY
APPELLANT | |
RESPONDENT |
Transcript of Proceedings
JUDGMENT
Revised
For the Appellant | MS H WILLIAMS (of Counsel) Instructed by: Messrs Christian Fisher Solicitors 42 Museum Street Bloomsbury London WC1A 1LY |
For the Respondent | MR J STEWART (of Counsel) Instructed by: Messrs Bates Wells & Braithwaite Solicitors Cheapside House 138 Cheapside London EC2V 6BB |
JUDGE D SEROTA QC
Introduction
History and factual background
"at the time had assured him that stress was not a material factor in his illness"
Ms Young then suggested that Mr Murray might wish to start at a less stressful and pressurised CAB and offered to look into matters for him to find a quiet office for his training. According to Ms Young, Mr Murray raised objections to her decision and considered the options provided by her, but appeared to accept the outcome. Mr Murray's statement suggests that when he attended the interview, it was clear that Ms Young had decided not to take him on. The Employment Tribunal made no finding as to whether or not Mr Murray appeared to accept Ms Young's proposal that she should attempt to put him in touch with a less stressful CAB. Whatever the position, it is common ground that Ms Young went on sick leave for eight weeks, and never responded to Mr Murray at all. The Employment Tribunal found that:
"Mr Murray confirmed that he agreed with the discussions that took place with Ms Young as set out in her witness statement."
This is somewhat ambiguous, because it does not make clear whether the Employment Tribunal found as a fact that Mr Murray had agreed with the proposal made by Ms Young, and agreed not to pursue his application to Newham CAB.
The Decision of the Employment Tribunal on disability and discrimination
on the ground of disability
"Subject to the provisions of Schedule 1, a person has a disability for the purposes of this Act if he has a physical or mental impairment which has a substantial and long-term adverse effect on his ability to carry out normal day-to-day activities."
Paragraph 1(1) of Schedule 1 of the Act provides that:
"Mental impairment" includes an impairment resulting from or consisting of a mental illness only if the illness is a clinically well-recognised illness."
We need not set out the provisions of the Act that amplify whether an impairment has a long-term effect, and whether it affects the ability of the person carrying out normal day-to-day activities.
"(1) It is unlawful for an employer to discriminate against a disabled person -
….
(c) by refusing to offer, or deliberately not offering, him employment."
The Employment Tribunal made the following findings:
"34 …..the Tribunal was satisfied that the reason Mr Murray was refused the offer of the introductory induction was a concern by the Respondent that Mr Murray might be under stress and might react to it in a violent way, given that the Silvertown CAB was an inner-city Citizens Advice Bureau which attracted vulnerable members of society who could be angry or violent themselves. The type of client could lead to a more stressful situation. We were satisfied that it was for this reason that Ms Young suggested to Mr Murray, which he accepts, that he should commence at a less stressful branch. We are satisfied that this reason related to the previous incident of stabbing someone and not to Mr Murray's paranoid schizophrenia"
[our underlining]
The Employment Tribunal then had this to say at paragraph 39:
"As we have already found, the evidence shows that the reason for not offering Mr Murray the opportunity to the introductory induction was the Respondent's concern that there could be a recurrence of the stabbing incident. This is a condition which results from the illness of paranoid schizophrenia. The medical report of Dr Ronan McIver indicated that the stabbing incident and tendency to inflict violence was a direct result of the illness of paranoid schizophrenia. In this case the condition that resulted in the Respondent's condition was the tendency to attack others, which is not itself mental impairment."
[our underlining]
"40 It is the unanimous decision of the Tribunal that the less favourable treatment in refusing to offer an introductory induction was not for a reason relating to Mr Murray's disability."
"(1) For the purposes of this Part, an employer discriminates against a disabled person if -
(a) for a reason which relates to the disabled person's disability, he treats him less favourably than he treats or would treat others to whom that reason does not or would not apply; and
(b) he cannot show that the treatment in question is justified."
Paragraph 1(2)(b) of Schedule 1 to the Act provides:
"(2) Regulations may make provisions, for the purposes of this Act -
…
(b) for conditions of a prescribed description to be treated as not amounting to
impairments"
Regulation 4 of the of the Disability Discrimination (Meaning of Disability) Regulations 1996 provides:
"4 Other conditions not to be treated as amounting to impairments-
….
(c) a tendency to physical or sexual abuse of other persons."
The Employment Tribunal found that Mr Murray's tendency to violence was a condition that fell within Regulation 4 of the 1996 Regulations and that accordingly, could not be considered to be a disability within the meaning of section 1 of the Act. Accordingly, Mr Murray had not been discriminated against by being treated less favourably for a reason which relates to [his] disability.
The Employment Tribunal's Decision on justification
The Decision of the Employment Tribunal on this aspect of the case was brief. The Employment Tribunal, having already concluded that Mr Murray had not been discriminated against on the grounds of his disability, nonetheless, went on to consider the issue of justification, lest it be wrong in its earlier decision. It is perhaps significant that although there was a volume of medical evidence before the Employment Tribunal, there is only a passing reference to this in the Extended Reasons. In paragraph 19 the Employment Tribunal recorded Mr Murray's evidence:
"that his psychiatrist at the time had assured him that stress was not a material factor in his illness"
We have already noted that this was a reference to his current psychiatrist, Dr McIver. In paragraph 45 of the Extended Reasons, the Employment Tribunal conclude:
"45……..In the case of a Citizens Advice Bureau in Inner London attended by vulnerable and worried members of society, the issue of whether a potential volunteer had a propensity to inflict violence is material to the circumstances of the particular case and, in the context, substantial.
46 Having taken this into account, it is the unanimous decision of the Tribunal that the Respondent was justified in refusing to offer Mr Murray an introductory induction that might lead to training for a volunteer post"
"The medical report of Dr Ronan McIver indicated that the stabbing incident and tendency to inflict violence was a direct result of the illness of paranoid schizophrenia."
Dr McIver prepared a report for the Employment Tribunal and gave oral evidence. Dr McIver's opinion was that the risk of recurrence of a violent incident was "very low indeed", although there was a possibility of a relapse if Mr Murray were to cease taking his medication.
"I have difficulties coping with all areas of personal care, I do not have the motivation to get up, get dressed, move about indoors, etc. I cannot go outdoors without someone with me. I tend to get paranoid at bus stops and on the streets when I am out."
Mr Murray asked Dr Steel, his GP, to write a medical report substantiating as much as she could of what Mr Murray had set out in the letter. Mr Murray's evidence was that the contents of this letter were false and that the letter was intended to assist him in obtaining a Disability Living Allowance. Dr McIver was inclined to accept Mr Murray's explanation. Whatever the truth of the matter, this letter does little for Mr Murray's credit or credibility.
In essence, Ms Williams submitted that the issue of adequate investigation had been raised before the Employment Tribunal and the Employment Tribunal should have considered whether or not adequate investigation had been carried out. The adequacy of the investigation is relevant to issues of justification. She did not invite us to find that the Respondent was bound to have sought information from the Applicant's GP because she submitted it was sufficient for her purposes, that the Employment Tribunal had failed to consider the adequacy or otherwise of the investigation actually carried out. She further submitted that once it was demonstrated that no proper enquiries were undertaken, it would not be necessary to consider what those enquiries might have revealed, so far as liability was concerned.
23 (c) The Authorities
The threshold for determining whether discriminatory treatment of a disabled person is justified is "very low"; see Sir John Lindsay P in Heinz -v- Kenrick [2000] IRLR 144 para 16. It is clear that an Employment Tribunal may not substitute its views on the merits for those of the employer "provided the employer has taken into account all the evidence reasonably available to it" per Kay LJ in Jones -v- Post Office [2001] IRLR 384 para 32. In Surrey Police -v- Marshall [2002] IRLR 843 at paragraph 30, Sir John Lindsay P, suggested that the issue was:
"whether there was material in Dr Cahill's [the employer's medical adviser] hands by the point of decision on which a decision such as she made could properly have been made and as to whether it was a decision open to a reasonable decision-maker on the material before her."
Sir John Lindsay P observed later in the judgment at paragraph 39:
"One does not prove that a reason for a person's treatment is not "material to the circumstances of the particular case and substantial" needed by showing that it was not as material or as substantial as it could have possibly have been."
"Upon a consideration of the wording in s5(3) in context, I conclude that the employment tribunal are confined to considering whether the reason given for the less favourable treatment can properly be described as both material to the circumstances of the particular case and substantial……..In order to rely on s.5(3) it is not enough for the employer to assert that his conduct was reasonable in a general way: he has to establish that the reason given satisfies the statutory criteria ……Where a properly conducted risk assessment provides a reason which is on its face both material and substantial, and is not irrational, the Tribunal cannot substitute its own appraisal. The employment tribunal must consider whether the reason meets the statutory criteria; it does not have the more general power to make its own appraisal of the medical evidence and conclude that the evidence from admittedly competent medical witnesses was incorrect or make its own risk assessment."
"Consideration of the statutory criteria may also involve an assessment of the employer's decision to the extent of considering whether there was evidence on the basis of which a decision could properly be taken. Thus if no risk assessment was made or a decision was taken otherwise than on the basis of appropriate medical evidence or was an irrational decision as being beyond the range of responses open to a reasonable decision-maker ……..the employment tribunal could hold the reason insufficient and the treatment unjustified."
Pill J went on to liken the task of the employment tribunal in considering the materiality and substantiality of the reason given with its duty to consider the reasonableness of a dismissal on the "band or range of reasonable responses" approach:
"In both cases, the members of the tribunal might themselves have come to a different conclusion on the evidence, but they must respect the opinion of the employer, in the one case if it is within the range of reasonable responses and in the other if the reason given is material and substantial."
" 'Material' denotes the quality of the connection which must exist between, on the one hand, the employer's reason for discriminating against the employee and, on the other hand, the circumstances of the particular case. …. Mr Griffith-Jones submits that 'material' means 'relevant'. As to this, it is often said that there are degrees of relevance. In this context, I would add to Mr Griffith-Jones' submission the rider that it is not sufficient that the connection is an extenuated one. The use of the word 'material' rather than 'relevant' or 'applicable' indicates to me that there must be a reasonably strong connection between the employer's reason and the circumstances of the individual case. The strength of this connection involves largely a factual enquiry. It ought not to involve an enquiry into medical evidence, since such an enquiry is relevant if at all, to the second limb of section 5(3)…….
The second requirement in s.5(3) is that the reason should be 'substantial', This means, in my judgment, that the reason which the employer adopted as his ground for discrimination must carry real weight and thus be of substance. However the word 'substantial' does not mean that the employer must necessarily have reached the best conclusion that could be reached in the light of all known medical science. Employers are not obliged to search for the Holy Grail. It is sufficient is if their conclusion is one which on a critical examination is found to have substance. Thus a reason which on analysis is meretricious would not be a 'substantial' reason. It would fail to meet the test in s.5(3).
A tribunal faced with a claim of justification may well find it helpful to proceed by asking the following questions:
What was the employee's disability?
What was the discrimination by the employer in respect of the employee's disability?
What was the employer's reason for treating the employee in this way?
Is there a sufficient connection between the employer's reason for discrimination and the circumstances of the particular case (including those of the employer)?
Is that reason on examination a substantial reason?
The first three of those questions involve pure questions of fact. The fourth and fifth questions, however, involve questions of judgment. The latter questions may involve hearing expert evidence, but the employment tribunal should not conduct an enquiry into what is the best course of action to take in all the circumstances of the case. Nor are the tribunal required to be persuaded themselves. They are not entitled to find that the employer's reason for the discrimination was not justified simply because they take the view that some conclusion, other than that to which the employer came, would have been preferable. Nor can they conclude that justification has not been shown simply because they entertain doubts as to the correctness of the employer's conclusion. If credible arguments exist to support the employer's decision, the employment tribunal may not hold that the reason for the discrimination is not 'substantial'. If, however, the employer's reason is outside the band of responses which a reasonable employer might have adopted, the reason would not be substantial. …….. In short, so far as the second limb of section 5(3) of the 1995 Act is concerned, justification is shown provided that the employer's reason is supportable."
We also bear in mind what Arden LJ had to say about the various levels of protection that a statute lay down for an employee in different situations, and that which has been afforded by the Act.
Conclusion
"In the case of a Citizens Advice Bureau in inner London attended by vulnerable and worried members of society, the issue of whether a potential volunteer had a propensity to inflict violence is material to the circumstances of the particular case and, in the context, substantial."
The issue in the case is however, not whether the reason is capable of being material and substantial, but whether or not the Respondent had sufficient material and had carried out adequate enquiries to justify its decision. The Employment Tribunal should firstly consider what material the Respondent had at the time of the interview to justify its decision. It should then consider whether on the basis we have mentioned, the Respondent should properly have sought additional information from Mr Murray's GP and medical advisers. If the Employment Tribunal comes to the conclusion that the decision not to seek further information was within the reasonable band of responses it should consider whether upon the information that the Respondent had, the decision not to offer Mr Murray a post was for a reason that was both material and substantial. So far as concerns Mr Murray that information would need to show that Mr Murray was reasonably considered to pose a real, as opposed to a fanciful, threat to clients. In determining this issue the Employment Tribunal would be entitled to have regard to material not before Ms Young at the time of the interview, insofar as it throws light on the credibility and rationality of Ms White. It may assist in determining whether the decision not to offer a post to Mr Murray because of his supposed risk was one that could properly have been made by Ms Young on the material before her and whether it was a decision open to her as a reasonable decision taker on that material.