At the Tribunal | |
Before
THE HONOURABLE MR JUSTICE BURTON (PRESIDENT)
MRS C BAELZ
MR W MORRIS
APPELLANT | |
RESPONDENT |
Transcript of Proceedings
JUDGMENT
Revised
For the Appellant | Dr P SEN (Husband) |
For the Respondents | MR P WALLINGTON (of Counsel) Instructed by: Messrs Gouldens Solicitors 10 Old Bailey London EC4M 7NG |
THE HONOURABLE MR JUSTICE BURTON (PRESIDENT)
"Undergraduate medical colleges in India have widely varying standards; some are considered to be in the international front rank and others do not have the minimal standards for training a basic doctor. This is unlike the situation in most western countries where the difference in quality between the medical colleges is small and standards are controlled by central and powerful bodies like the General Medical Council (GMC) of Britain……"
It continued:
"There has been no previous attempt to assess the quality of individual Indian medical colleges."
The authors, it seems, according to the article, obtained data on a hundred and thirty five medical colleges in India, and listed the details in the table. The conclusion as the end of the article was as follows:
"In spite of all its methodological drawbacks (which we hope will in minimized when we are provided more accurate information) we feel the overall picture we have presented is fairly accurate and that there are only about thirty medical colleges [in fact 32] in this country which provide a level of undergraduate training that should be acceptable to the general public."
"Subject to sections 23(5) and 24 below, where a person satisfies the Registrar -
(a) that he has been selected for employment in the United Kingdom or the Isle of Man as a medical practitioner in one or more hospitals or other institutions approved by the General Council for the purposes of this section;
(b) that he holds, or has held, or has passed the examination necessary for obtaining some acceptable overseas qualification or qualifications;
(c) that he has the necessary knowledge of English;
(d) that he is of good character; and
(e) that he has the knowledge and skill, and has acquired the experience, which is necessary for practice as a medical practitioner registered under this section and is appropriate in his case,
he shall, if the General Council think fit so to direct, be registered under this section as a medical practitioner with limited registration.
By section 22(4) of the Act "acceptable overseas qualification" is defined as meaning:
"…. any qualification granted outside the United Kingdom and for the time being accepted by the General Council for the purposes of this section as furnishing a sufficient guarantee of the possession of the knowledge and skill requisite for the practice of medicine under the supervision of a person who is registered as a fully registered medical practitioner."
"The World Health Organisation World Directory which was used for qualification screening was treated as merely being a list of world medical schools recognised by national governments but without any validation by the World Health Organisation itself. Its status was of little value….."
It is accepted by both parties before us, as it was below, that the naming of the medical school in the Directory is only a starting point for the purposes of section 22(1)(b). It is necessary in addition, before there is registration, for all the other ingredients to be satisfied. An applicant can, and of course very often does, obtain registration by satisfying the requirements of the General Medical Council, particularly under section 22(1)(e), by the examination route. They take a paper known as "PLAB" (Professional Linguistic Ability Board Test) which is in three parts. There is a pre-qualification linguistic test, a written paper and a clinical test, the latter two of which must be to Senior House Officer standard.
"The GMC recognised that some doctors would have specialist quality in a field over some years and therefore there was merit in having a sponsorship exemption to the PLAB test. Limited registration by sponsorship placed a limitation on the training and location of the successful candidate. The training/location was limited to a specialist post in a specialist discipline and a specified hospital or hospitals. Most sponsored doctors held positions as Senior House Officers or Registrar posts and they did a great deal of diagnosis and work without direct supervision once they had been granted limited registration."
Obtaining a sponsorship from organisations such as the British Council obtained, therefore, exemption from the PLAB test, among other things.
"… sponsored doctors for 20 years for limited registration. At first this was achieved by scholarship and then subsequently by client-funded training with Government agreements. More recently sponsorship has been in respect of individual applications."
In 1996, the Employment Tribunal found, at paragraph 9(6):
" there was a change in policy by the GMC for doctors who qualified overseas. The GMC requested sponsors to provide objective evidenced criteria for their sponsorship schemes by 30 June 1997. The GMC stated that the previous arrangements for grant exemptions, through sponsorships, did not provide the GMC with sufficient assurance that the interests of trainees and patients were being adequately protected."
The British Council prepared objective criteria, using its experience over fifty years to draw them up, and the Employment Tribunal made findings in paragraphs 9(7) and 9(8) as to what the British Council did, in particular their adoption of the Arora paper. The Tribunal noted that it had been provided with critical appraisals of the paper and Dr Sen has drawn our attention to those today.
"applied to the British Council for sponsorship for PLAB exemption, to give her limited registration on 13 January 2000."
She gave her details, including the fact that she qualified at the Government Medical College, Jabalpur. Professor Smith and Dr Buchanan considered her application on 25 January and concluded that the Appellant did not meet the criteria, because her medical degree was from Jabalpur. She had qualified in 1982 and had held specialist posts, but she had not undertaken any training for fourteen years. The evidence of Dr Buchanan, which was accepted by the Employment Tribunal, was that the exclusion of a graduate of Jabalpur would have applied to all candidates of whatever origin, and there was evidence, which the Tribunal accepted, that British nationals did apply from time to time from India, if they had undertaken their medical training there, and they were subject to the same analysis as India nationals.
"(1) A person discriminates against another in any circumstances relevant for the purposes of any provision of this Act if -
(a) on racial grounds he treats that other less favourably than he treats or would treat other persons"
This, of course, was not a case of employment by the British Council, it was an application for sponsorship, but it is, and was below, common ground that section 13 of the 1976 Act is applicable, so as to imply obligations upon the British Council not to discriminate under the Act. This section reads as follows:
"(1) It is unlawful, in the case of an individual seeking or undergoing training which would help fit him for any employment, for any person who provides, or makes arrangements for the provision of, facilities for such training to discriminate against him "
in certain relevant respects.
"…….The Tribunal was satisfied on a balance of probabilities that the applicant's request for sponsorship was rejected because she had studied both for her undergraduate and graduate degrees at a college in India which was not within the top 32 medical institutions according to the rankings given to colleges in [what we have called the Arora paper]. The applicant's college at Jabalpur was ranked at 86 out of 96 (or 63/72) depending on the analysis process. The applicant's racial and/or national origins were irrelevant to this conclusion. The Tribunal accepted the evidence of the respondents that even if the applicant had been a white British national who had studied at that institute she would not have been granted sponsorship in the circumstances. Her race and nationality was irrelevant to the consideration. The applicant did not identify a comparator for a direct discrimination allegation. The Tribunal was satisfied that the respondents applied the agreed criteria to the assessment of medical school qualifications and country specific criteria, where agreed, in applications from anywhere in the world."
Then, after reciting certain other findings, the Tribunal stated that they were satisfied in the circumstances that the Applicant was not directly discriminated against on grounds of her race.
"The British Council, in their Client Funded Training (CFT) Scheme for sponsoring Overseas Doctors, have made unique selection criteria ONLY for Indian doctors. By applying this unique criterion to Indian doctors they have segregated them and treated them less favourably than other applications from all over the world."
"In order to qualify for British Council sponsorship, you should have ..
1 undertaken your medical undergraduate degree and completed a one-year post-graduation internship in an approved hospital. Please note that we will ONLY accept those Indian doctors who have completed their undergraduate and postgraduate degrees or only their postgraduate degree from a selected list of Indian medical schools (Please see the attached list of medical schools)."
The list referred to uses more sensible language, it is headed up "List of Indian medical colleges accepted for British Council sponsorship" and it says:
"This note applies only to doctors from India who have qualified in an Indian medical school"
"One of our specific criteria is that Indian medical graduates should come from Division 1 Medical Schools as quoted in the paper for which I gave you the reference"
Plainly, "Indian medical graduates" is entirely consistent with medical graduates from Indian universities and schools, and the references to doctors from India and Indian medical schools, similarly so. Dr Sen, understandably, however objects to the use of the phraseology "Indian doctors" in the first document from which we have quoted.
"I firmly deny that our decision not to sponsor Dr Sen for limited registration with the GMC was based upon her race, colour, national or ethnic origin. Our decision was based upon the fact that she did not meet our criteria. Whilst these included specific criteria in relation to Indian medical schools, clearly these would apply to anyone attending such schools, regardless of their colour, race, ethnicity or nationality. Furthermore, the criteria themselves are not based upon consideration of colour, race, ethnicity or nationality but upon the quality of education provided at those medical schools. The importance of ensuring the high standard of candidates for Senior House Officer and Specialist Registrar posts is in order to protect patients receiving care from such individuals within the NHS. Moreover, I consider that this is confirmed by the following statistics. From January 2000 until June 2001 the percentage of applicants for sponsorship under this scheme from India who were successful was 72%. This compares to the percentage of applicants from all other countries who were successful, which was 70%."
We have seen the Chairman's notes relating to relevant parts of the cross-examination both of Dr Buchanan and Mr Smith and other witnesses, and there is nothing which detracts from that evidence, which was, in any event, as we have indicated, accepted by the Tribunal.
"(1) A person discriminates against another in any circumstances relevant for the purposes of any provision of this Act if -
……
(b) he applies to that other a requirement or condition which he applies or would apply equally to persons not of the same racial group as that other but -
(i) which is such that the proportion of persons of the same racial group as that other who can comply with it is considerably smaller than the proportion of persons not of that racial group who can comply with it;
and
(ii) which he cannot show to be justifiable irrespective of the colour, race, nationality or ethnic or national origins of the person to whom it is applied; and
(iii) which is to the detriment of that other because he cannot comply with it."
There are, therefore, three requirements, all of which are necessary to be established before the Appellant can prove indirect discrimination: (1) the imposition of the condition which renders it more difficult for the racial group in question to qualify than the compared group; (2) justification; where, of course the onus shifts to the discriminator, and (3) detriment. The Employment Tribunal found against the Appellant on all three heads, and Dr Sen, therefore, on behalf of his wife, needs to succeed on all three in establishing an arguable point of law before his appeal can be allowed.
"… the comparator group was candidates from medical schools world wide."
by which we understand, and it is common ground between Dr Sen and Mr Wallington who has represented the Respondent before us, as a reference to candidates for sponsorship.
"(6) Did the Tribunal find that, comparing the applicant's racial group with the others in the pool, fewer of the applicant's group met the requirement?"
and their answer was:
"The Tribunal was not provided with any statistical evidence by the applicant. The statistical evidence provided by the respondents showed that the respondents sponsored 100 overseas doctors approximately each year. 72% of applicants from Indian medical schools were successful in their sponsorship applications to the respondents. The worldwide success rate for applications for sponsorship made to the respondents was 70%. The Tribunal was therefore unable to satisfy itself that the comparison of the applicant's racial group with the others in the pool showed that [fewer] of the applicant's group met the requirement.
(7) Could the Tribunal conclude on the facts that the proportion of persons in the same racial group as the applicant who could comply with the conditional requirement at the material time was considerably smaller than the proportions of persons in the pool not of that group who could comply with it?"
[Answer]
"The Tribunal could not be satisfied on the evidence that this was established on a balance of probabilities."
(1) that in the article itself, it notes that some colleges which had been pre-eminent a few years earlier, like institutions in West Bengal, were not represented in the top twenty, while new institutions had attained a high overall ranking, thus suggesting that a 1996 assessment would not be of great help in relation to the quality of a relevant college in 1982; and
(2) that the article itself made clear that the assessment was not of the quality of doctors produced, in respect of which there would be inadequate records and too much controversy, but only of the institutions producing them.
There was correspondence carried out by Dr Sen with one of the authors of the article in question, a Dr Sahni, in which Dr Sahni said the articles were meant to look at the status of various colleges, and were not meant to assess individual careers.
"The Tribunal was satisfied on a balance of probabilities that the respondents had objectively justified the condition or requirement. The Tribunal reached this conclusion for the following reasons:-
(i) The Tribunal heard oral evidence from Mr Marchant from the General Medical Council and from Dr Buchanan that the General Medical Council was the body charged with registration of medical practitioners in the United Kingdom……..Section 22 ….sets out the criteria by which the General Medical Council might grant limited registration to doctors qualifying overseas.
(iii) The General Medical Council determined that in relation to criteria (e) in section 22(1) of the 1983 Act that candidates were required to pass the ……(PLAB). The General Medical Council provided two routes to exemption from this test which were created in order to enable doctors with specialist knowledge to gain limited registration. These routes were the senior doctor route which was administered by the General Medical Council itself and sponsorship under the General Medical Council Sponsorship Scheme. Sponsorship schemes involved delegation by the General Medical Council to external sponsors such as the British Council and the Royal Colleges …….. Sponsorship placed a significant responsibility upon the sponsoring authorities.
(iv) The respondents devised other objective criteria where the individuals medical knowledge and skill could be assessed. The criteria devised by the respondents was agreed with the General Medical Council in relation to those from Indian medical schools………The General Medical Council acknowledged that there would be variations in overseas medical education and in some instances the standards would not necessarily be the same as those for medical education in the United Kingdom. In the absence of the standardised PLAB test the respondents devised a means of assessing competence. This included an assessment of the calibre of the institution where the individual studied……The assessment of the quality of medical education was a difficult task. There was no international data base which assessed the quality of education in medical schools. The WHO World Directory list was a data base listing medical schools without making any assessment as to quality. The respondents, taking into account resources available to them, sought objective evidence of the quality of medical education in various countries. Both Professor Smith and Dr Buchanan had 35 years' experience supervising and working with doctors who qualified overseas. They had considerable experience of working with doctors in India and their visits to medical schools in India. They were aware that the quality of Indian medical education varied significantly. Their view was supported by current medical thinking set out in the paper submitted from the Lancet in July 2001"
This is an article, in fact a news story, which we have had referred to us by Dr Sen, and which inter alia records criticism in relation to the quality of medical institutions prior to 1992.
"There were limitations on the methodology which was adopted …….The Tribunal was provided with criticisms by medical academics of the methodology. The Tribunal was provided with reasoning by the respondents as to why the medical paper was relied upon. The Tribunal was informed and accepted that the teaching and research criteria were objective while the issue of reputation was more subjective. Further the Tribunal accepted the respondents' evidence that since India was a stable community the information of the medical institutions provided in the mid-1990s was applicable to the mid 1980s in those circumstances when the applicant qualified. The medical school attended by the applicant fell in Division 3 as defined in the [Arora] paper. It was not therefore a borderline medical school and the respondents were entitled to rely upon the material set out in the Journal. The respondents identified the difficulty with regard to differentiation between Indian medical colleges. If they were not able to rely upon objective analysis such as that provided in the 1996 paper they would not be able to recommend to the General Medical Council certain doctors for exemption from the PLAB test."
The Tribunal also made reference to the country-specific criteria with regard to China, Syria and Libya and reached the conclusion that the Respondents' restrictions were justified objectively.