At the Tribunal | |
Before
THE HONOURABLE LORD JOHNSTON
DR A H BRIDGE
DR W M SPEIRS
APPELLANT | |
RESPONDENT |
Transcript of Proceedings
JUDGMENT
For the Appellant | Mr A O'Neill, Queen's Counsel Instructed by- Messrs Anderson Strathern Solicitors Employment Unit 48 Castle Street EDINBURGH EH2 3LX |
For the Respondents | Mr I D Truscott, Queen's Counsel Instructed by- Messrs Robson MacLean WS Solicitors 28 Abercromby Place EDINBURGH EH3 6QF |
LORD JOHNSTON:
"The Tribunal recognises that the decision of the European Court of Human Rights in Smith and Grady (and indeed the related case of Lustig-Prean & Beckett - Applications Nos 31417 and 32377/96) represent a significant landmark in the campaign of those seeking the elimination of the Services' policy on homosexuality. The Tribunal understands that in the light of the rulings by the European Court of Human Rights the UK Government has suspended all action against homosexuals facing dismissal from the forces. Apart from any other consideration the rulings will have particular significance in the United Kingdom when the Human Rights Act 1998 comes into force in October 2000. In the context of this case the rulings do no more than establish that the treatment of the applicants breached rights embodied in the Convention. Those rights existed prior to the rulings. They existed at the time of the ECJ decision in Grant. While therefore the Tribunal recognises that the rulings of the European Court of Human Rights represent a significant advance in the overall cause of persons such as the applicant in the present case it does not find that they advance in any way the argument that the Tribunal should make a reference of the kind which it is being asked to make.
In any event the ECJ did have in consideration "human rights issues" when it made the decision in Grant. As noted above Mr O'Neill quoted at length from the judgment of the ECJ in Grant in an effort to illustrate the extent to which the Court drew from the case law of the European Court of Human Rights. In Grant having summarised the case before it the Court observed (paragraph 24, page 218):-
"In the light of all the material in the case, the first question to answer is whether a condition in the regulations of an undertaking such as that in issue in the main proceedings constitutes discrimination based directly on the sex of the worker. If it does not, the next point to examine will be whether Community law requires that stable relationships between two persons of the same sex should be regarded by all employers as equivalent to marriages or stable relationships outside marriage between two persons of opposite sex. Finally, it will have to be considered whether discrimination based on sexual orientation constitutes discrimination based on the sex of the worker."
The passages (paragraphs 29 to 35, page 218) quoted by Mr O'Neill in his supplementary submissions represent the Court's observations on the second of the three questions identified by it in paragraph 24 of its judgment. It is the third of the three questions set out there which principally concerns this Tribunal. The Tribunal notes that when it came to deal with this question the ECJ recorded a submission made by Miss Grant that the Community provisions on equal treatment of men and women should be interpreted as covering discrimination based on sexual orientation. She referred the Court in particular to the International Covenant on Civil and Political Rights of 19 December 1966 (United Nations Treaty Series, vol. 999, page 171) in which, in the view of the Human Rights Committee established under Article 28 of the Covenant, the term 'sex' is to be taken as including sexual orientation. Having noted that submission the ECJ made these observations (paras 44 and 45, page 219):-
"The Covenant is one of the international instruments relating to the protection of human rights of which the Court takes account in applying the fundamental principles of Community law (see, for example, case 374/87 Orkem v Commission [1989] ECR 3283, paragraph 31, and joined cases C-297/88 and C-197/89 Dzodzi v Belgian State [1990] ECR 1-3763, paragraph 68).
However, although respect for the fundamental rights, which forms an integral part of those general principles of law is a condition of the legality of Community acts, those rights cannot in themselves, have the effect of extending the scope of the Treaty provisions beyond the competences of the Community (see inter alia, on the scope of Article 235 of the EC Treaty as regards respect for human rights, Opinion 2/94 [1996] ECR1-1759, paragraphs 34 and 35)."
It appears to the Tribunal that what the Court said about fundamental rights being incapable in themselves of having the effect of extending the scope of the Treaty provisions beyond the competences of the Community effectively answers Mr O'Neill's argument on the "human rights issues." This ties in with what the ECJ said later in Grant about the provision in the Treaty of Amsterdam for the insertion into the EC Treaty of an article which will allow the Council to take appropriate action to eliminate, among other forms of discrimination, discrimination based on sexual orientation. As Lightman J said in Perkins No. 2 (para 10, page 510):-
"It is a matter for the Council to make this extension in Community rights, not the ECJ."
In short the Tribunal finds itself in no different a position than Lightman J in Perkins No. 2 in dealing with the request that it should make a reference to the ECJ. Having reviewed the authorities and the detailed and careful arguments advanced by Mr O'Neill the Tribunal finds that the answer to the question of construction which the proposed reference raises is so obvious as to leave no scope for reasonable doubt. The Tribunal does not know whether, as suggested by Mr Truscott, a reference would be met by a letter from the Administrator of the ECJ inviting the Tribunal to consider withdrawing the reference. The important point is that the Tribunal has no reason to doubt what answer the Court would give to the questions formulated in Mr O'Neill's supplementary submissions were it to address them. For that reason the Tribunal has decided not to make the reference. Further it has decided that in the light of the authorities on the interpretation of both the Directive and the SDA the applicant's complaint of sex discrimination in respect of his enforced discharge from the Royal Air Force falls to be dismissed."
R v Ministry of Defence ex parte Smith & Grady [1996] IRLR 100
R v Secretary of State for Defence ex parte Perkins [1997] IRLR 297
R v Secretary of State for Defence ex parte Perkins No 2 [1998] IRLR 508
Smith v Gardner Merchant Ltd [1998] IRLR 510
Grant v South-West Trains Ltd [1998] IRLR 206
"So far as it is possible to do so primary legislation and subordinate legislation must be read and given effect in a way which is compatible with Convention Rights."
"The amicus curiae suggested that, if we were unclear as to whether the provisions of the 1978 Act were intended to allow applications such as that made by the petitioner, we should consider whether regard should be had to the European Convention on Human Rights as an aid to the construction of the Act. As he pointed out, Lord Ross in Kaur v Lord Advocate, 1981 SLT at p 330 said that, as the Convention was not part of the municipal law of the United Kingdom, the court was not, so far as Scotland was concerned, entitled to have regard to the Convention either as an aid to construction or otherwise. That opinion was expressed after a careful review of the English authorities. These consisted largely of various dicta in the Court of Appeal, where the judges stated that, if there was any ambiguity in the United Kingdom statute, the court may look at and have regard to the Convention as an aid to construction. But Lord Ross said that he shared the view of Diplock LJ, as he then was, that the Convention was irrelevant in legal proceedings unless and until its provisions had been incorporated or given effect to in legislation. For my part, I think that, read as a whole and in context, Diplock LJ's remarks in Salomon v Commissioners of Customs and Excise [1967] 2 QB at p 143, were not intended to indicate that the Convention could not be looked at in order to resolve an ambiguity. What he was saying was that the terms of the statute could not be departed from if they were clear and unambiguous. However that may be, Lord Ross's opinion, although widely quoted in the text books as still representing the law of Scotland on this matter, has been looking increasingly outdated in the light of subsequent developments, and in my opinion, with respect, it is time that it was expressly departed from.
It is now clearly established as part of the law of England and Wales, as a result of decisions in the House of Lords, that in construing any provision in domestic legislation which is ambiguous in the sense that it is capable of a meaning which either conforms to or conflicts with the Convention, the courts will presume that Parliament intended to legislate in conformity with the Convention, not is conflict with it: see R v Home Secretary, ex p Brind per Lord Bridge of Harwich at [1991] 1 AC, pp 747H-748A. Similar views with regard to the relevance of the Convention were expressed by Lord Reid in R v Miah [1974] 1 WLR at p 694B-E, and by Lord Keith of Kinkel in Derbyshire County Council v Times Newspapers Ltd [1993] AC at pp 550D-551G. In Anderson v HM Advocate the opportunity was taken at 1996 SCCR, p 121; 1996 SLT, p 158, to refer to the Convention and to Lord Bridge's observations. But an opinion was reserved as to whether these observations were part of the law of Scotland also, as the court was not concerned with a matter of statutory interpretation in that case. It is however now an integral part of the general principles of European Community law that fundamental human rights must be protected, and that one of the sources to which regard may be made for an expression of these rights is international treaties for the protection of human rights on which member states have collaborated or of which they are signatories: see Stair Memorial Encyclopaedia, Vol 10, "European Community Law", para 95. I consider that the drawing of a distinction between the law of Scotland and that of the rest of the United Kingdom on this matter can no longer be justified. In my opinion the courts in Scotland should apply the same presumption as that described by Lord Bridge, namely that, when legislation is found to be ambiguous in the sense that it is capable of a meaning which either conforms to or conflicts with the Convention, Parliament is to be presumed to have legislated in conformity with the Convention, not in conflict with it."
"The applicant's complaint goes beyond the suggestion that Wing Commander Leeds gained his own sexual gratification from the interview. He complains of the intrusive nature of the questioning. He complains about being asked about those with whom he has had homosexual relations. He complains about being asked about his heterosexual activities. He complains about being asked about the history of his sexuality including questions about his schooldays. He complains about the way in which he was asked for details of his sexual activities. He complains about being asked repeatedly to name other service people with whom he has had sexual relations. He complains about being asked about the extent of his family's knowledge of his sexuality. All of this the applicant maintains amounted to sexual harassment. Whether or not Wing Commander Leeds' conduct in these respects should properly be classified as sexual harassment there were elements of his conduct which in Smith and Grady were found by the European Court of Human Rights to be violations of rights under Article 8 of the Convention. If there were violations of the applicant's Convention rights that is not something with which this Tribunal has jurisdiction to deal.
Since for the reasons given above discrimination on the ground of sexual orientation does not constitute sexual discrimination for the purposes of either the SDA or the Directive the applicant's complaint of sexual harassment can only succeed if he satisfies the Tribunal in terms of Section 1(1) (a) of the SDA that on the ground of his sex he has been treated less favourably than a woman would have been treated. Section 5(3) of the SDA provides that a comparison of the cases of persons of different sex under Section 1(1) has to be such that "the relevant circumstances" in both cases are the same or not materially different. Mr O'Neill contends that the appropriate comparator in a case like the present is a heterosexual woman. It is not appropriate to consider how a lesbian might be treated in comparison to a gay man because this involves changing the gender not only of the subject under consideration but also the gender of the object of his or her affection. That argument was considered by the Court of Appeal in Smith v Gardner Merchant Ltd which held that the appropriate comparator in such a case must be a female homosexual. In that case homosexuality was held to be "the relevant circumstance" which had to be the same for the purpose of the comparative analysis required by Section 5(3) of the SDA. The Tribunal is bound by that decision.
The Tribunal also considered that in looking at "the relevant circumstances" in this case for the purposes of Section 5(3) it would be necessary to have regard to the context of the interview which Wing Commander Leeds conducted . It was a security vetting interview. It was a second interview specifically held for the purpose, rightly or wrongly, of confirming the applicant's sexual orientation and seeking to ascertain the extent to which this had involved other service personnel. The Tribunal had no doubt that if he had been faced with a homosexual female officer who had undergone a similar interview to that which the applicant had with Mr Warner Wing Commander Leeds would have conducted the interview on very much the same lines. To do so was what he perceived to be his responsibility as a vetting officer. On the basis of that conclusion the applicant's complaint of sexual harassment also falls to be dismissed."