CA82
Judgment
| ||||||||||||||||
THE COURT OF APPEAL The President 129/13
The People at the Suit of the Director of Public Prosecutions
and M. L. Appellant JUDGEMENT of the Court of Appeal delivered by Mr. Justice Sheehan on the 27th day of April 2015 Introduction 2. In respect of 37 counts for which the maximum sentence is five years, the appellant was sentenced to four years imprisonment with the final twelve months suspended. In respect of 23 counts for which the maximum sentence is fourteen years imprisonment, the appellant was sentenced to seven years imprisonment with the final two years suspended on condition that the appellant engage in a sex offenders treatment programme while in custody. The Court further directed that the appellant be subject to a two year post-release supervision order and directed all sentences to run concurrently. 3. The appellant filed a notice of appeal in respect of all convictions and the Director of Public Prosecutions filed a notice pursuant to s. 2 of the Criminal Justice Act 1993, seeking to have the seven year sentences reviewed by this Court on the ground of undue leniency. 4. This judgment is concerned only with the conviction appeals. Grounds of Appeal
(b) The failure of the learned trial judge in his charge to adequately address the evidence that related to the credibility of the complainants and, in particular, the failure to address key matters relating to conflicts in the evidence which impacted on credibility, and; (c) That the learned trial judge erred in failing to direct the jury that each of them was required by their oath not to return a verdict with which they did not agree. Background 8. At trial, the six complainants all gave evidence describing the nature of the abuse and the circumstances in which the abuse took place. Each of the six complainants gave evidence that the abuse had occurred a couple of times a week and over a prolonged number of years. Each described the abuse as comprising of frequent, and sometimes daily, touching of the breasts and vagina of each complainant in addition to forced masturbation, simulated and oral sex in respect of most complainants. 9. Each stated that the abuse mainly occurred in the appellant’s bedroom but also in the sitting room and bathroom of the house apart from one complainant’s evidence that one incident had occurred in the appellant’s car. Five of the six complainants gave evidence that upon their return from school each day, the appellant would knock on the floor of his upstairs bedroom demanding a cup of coffee. The abuse would commence when one of the complainants went to his room with his cup of coffee. Five of the complainants gave evidence that the appellant would either be naked or if wearing underpants or a towel he would expose himself. Other evidence was also given by five of the complainants that the appellant forced them to watch pornographic films in his company. Four of the complainants stated that the appellant wore a studded belt, ring and an attached chain on his penis. The mother of the complainants confirmed that the appellant had worn such items and the studded belt, ring and chains were exhibited at the trial. 10. Four of the complainants gave evidence of being forced to perform oral sex upon the appellant and another complainant also gave evidence that she had been requested to perform oral sex but had refused. Evidence was also given by four of the complainants that the appellant had given yoghurts, sweets or money to them after the abuse had occurred. Three of the complainants also specifically gave evidence of the appellant using baby oil as a lubricant during the incidences of sexual abuse. 11. Three of the complainants gave evidence of another sister being present while they were being sexually assaulted or having seen the appellant assault one of her sisters. A fourth complainant, who did not confirm her sister’s evidence of sexual assault when she was present, gave evidence that they both watched a pornographic video together with the appellant. 12. The first complainant gave evidence that she and her other sister, A.F., withdrew their previous complaints made in 2003 under threat of being thrown out of the family home and that they had nowhere else to go. A.F. subsequently reiterated that reason to the trial court. 13. In 2005, M.F. made a disclosure to her sister A.F., who took her to a Dublin Hospital and also to An Garda Síochána. The other complainants then made statements and these were taken over a period between May and September 2005. The eldest sister had left the family home when she was approximately seventeen years of age and did not make any complaint against the appellant. 14. Following his arrest, the appellant was interviewed by the gardaí. He denied all the offences and said that the complaints were complete lies. 15. The Court proposes to consider the grounds of appeal marked (a) to (c) above and then go on to consider the submissions of both parties on the question of corroboration. Failure to Discharge the Jury
18. This Court is satisfied that the appellant’s concerns about the remarks complained of were adequately dealt with by the learned trial judge in his charge and that he was right not to revisit the matter. Failure to adequately put the defence case regarding issues of credibility
21. In addition to all of that, as the appellant acknowledges in his written submissions to this Court, the trial judge at the conclusion of his charge further alluded to the fact that the defence case included that the allegations were vague as to timing, that the defence had had difficulty pinpointing the allegations, and that the ability to ascertain with certainty the start and end point for the allegations was a most important matter. He also pointed out that the defence relied on the fact that the complainants had said different things at different times. 22. The trial judge further emphasised that no adverse inference could be drawn from the fact that the accused did not give evidence. 23. He also told the jury, in further reference to the defence case, that the tone of the defence submission was that the jury ought to be guarded against the cumulative effect of the complainants’ evidence, and that where one complainant had made an assertion it did not necessarily follow that she was right merely because others had said something the same or similar. He told the jury that the defence’s position was that the complainants were unreliable people, that their evidence was not credible and, in so far as it had been and could be tested, that it had not stood up to cross-examination. 24. Finally, the trial judge also reminded the jury that counsel for the defendant had referred to a number of “bullet points”, as counsel himself had characterised them in his closing speech, and the jury were encouraged to have regard to these. 25. Notwithstanding all of these matters having been pointed out to the jury, the appellant complains that the trial judge failed to adequately put the defence case regarding issues of credibility. It was submitted to this Court that during the requisition stage of the trial, counsel for the defence had asked the trial judge to charge the jury as to key matters of fact upon which the defence was placing reliance upon regarding the issue of the credibility of the complainants. A number of examples were given by counsel for the defence such as where the social worker contradicted the complainants. The trial judge indicated that he was not disposed to deal with such matters and was resolute in his view that the requisition should not be acceded to. 26. The respondent contended that the trial judge’s charge dealt adequately with these matters pointing out that the trial judge in his summing up dealt at length with the cross-examination of the complainants. The extent of the cross-examination can be gauged from the uncontested assertion in the respondent’s submission that the complainants’ evidence was heard over a period of ten days, that that evidence was recorded in 374 pages of the transcript and that 313 pages of the said transcript related to cross-examination. 27. This Court is satisfied that the trial judge explained to the jury that the issues of credibility were for them, and it holds that the trial judge dealt adequately in his charge with the defence case, particularly having regard to the level of attention he gave to reviewing the cross examination of the complainants. In this Court’s judgment, the jury cannot have been in doubt about the case being made by the defence. Accordingly, the Court is unable to hold with the appellant on this ground. Failure to give further Warning to the Jury Corroboration Warning 30. In support of his submissions the appellant relied on the relevant part of the charge and on the judgments of the Court of Criminal Appeal in The People at the suit of the Director of Public Prosecutions v. P.J. [2003] 3 I.R. 550, and The People at the suit of the Director of Public Prosecutions v. C.C. (No. 2) [2012] IECCA 86. 31. In the course of his charge, the learned trial judge explained to the jury what was meant by corroboration on two occasions. He pointed the jury to certain areas of evidence, where in one case, two of the sisters described being both present during an act of abuse on one of them and to another incident where another sister spoke of a fourth sister being present while she was being abused. The learned trial judge pointed out that this was not supported by the fourth sister. He did however point out that the fourth sister had given evidence that she was also present with this sister when both of them watched pornographic videos with their stepfather. 32. The learned trial judge went on to say in his charge:
34. This warning was followed by a delay warning. It is worth noting at this point that the crimes for which the appellant was convicted occurred between the years 1995 and 2005 and he was certainly aware in 2005 of the nature of the allegations being made against him by the complainants in circumstances where he was interviewed by the gardaí in respect of these matters in October of that year. 35. In The People at the suit of the Director of Public Prosecutions v. P.J. [2003] 3 I.R. 550, the Court of Criminal Appeal held that once a trial judge elected to give a corroboration warning, such warning had to be clear and unmistakable. Counsel for the appellant drew this Court’s attention to p. 568 of the judgment and in particular the second paragraph which stated:-
37. Paragraph 35 of the said judgment was opened to this Court:-
Accordingly, over and above the degree of care and caution they would normally expect to exercise in coming to a verdict of guilt beyond any reasonable doubt, the jury should recognise that it is the law’s experience that it is dangerous to convict on the uncorroborated evidence of a complainant, and should only do so when, having considered the warning, they nevertheless feel a very high degree of assurance that the evidence is true. Unless something of this nature is conveyed to the jury, there seems little benefit in giving a corroboration warning at all.” 39. Counsel for the respondent pointed out that in The People at the suit of the Director of Public Prosecutions v. P.J. there was one complainant who alleged she had been raped and indecently assaulted over a six year period when she was aged between four and ten and the appellant was aged between thirteen and twenty, the most recent offence having occurred 22 years prior to the trial. Furthermore, unlike in the present case where the learned trial judge properly defined corroboration on two occasions, the court had failed to define corroboration in The People at the suit of the Director of Public Prosecutions v. P.J. 40. Counsel for the respondent also pointed out that in The People at the suit of the Director of Public Prosecutions v. C.C. (No. 2) [2012] IECCA 86, O’Donnell J. had noted that the offences were alleged to have occurred over a period ranging between 35 and 44 years previously, and that there was little if anything by way of background against which the jury could test the allegations of indecent assault. Counsel contrasted this with the detailed evidence in the present case. 41. In the course of her written submissions, counsel for the respondent pointed out that the learned trial judge had incorrectly stated on two occasions in his charge that there was no corroboration, whereas, in the view of the respondent, there was in fact and in law considerable evidence capable of amounting to corroboration. The learned trial judge failed to identify these matters to the jury and counsel for the respondent submitted that this failure rebounded in favour of the appellant. It was submitted that any deficiency in the charge with respect to the issue of corroboration did not therefore impact on his right to a fair trial. 42. It is of relevance that when counsel for the appellant requisitioned the learned trial judge on the question of corroboration, he confined himself to the observation that generally there is no corroboration in sexual assault cases and requested that the learned trial judge readdress the jury and tell them that: “there is in fact corroboration in many cases, not all, and this is absent in this case”. 43. Before considering the submissions of the parties, the Court notes s. 7(1) of the Criminal Law (Rape) (Amendment) Act 1990 and paras. 68 to 75 inclusive of the judgment of the Court of Criminal Appeal in The People at the Suit of the Director of Public Prosecutions and Jason Murphy delivered by McKechnie J. on the 18th January, 2013. 44. Section 7(1) of the Criminal Law (Rape) (Amendment) Act 1990 provides:-
(2) If a judge decides, in his discretion, to give such a warning as aforesaid, it shall not be necessary to use any particular form of words to do so.”
‘… evidence in corroboration must be independent testimony which affects the accused by connecting or tending to connect him with the crime. In other words, it must be evidence which implicates him, that is, which confirms in some material particular not only the evidence that the crime has been committed, but also that the prisoner committed it.’ 69. This dicta has been approved and applied by the Irish Courts on numerous occasions: see for example People (A.G.) v Phelan (1950) 1 Frewen 98 at p. 99 and more recently in People (D.P.P.) v. P.C. [2002] 2 I.R. 285, where this Court, confirmed (at p. 300) the following definition of “corroboration” as: ‘… independent testimony or evidence which affects the defendant by connecting or tending to connect him to the crimes alleged. It is evidence which implicates him which confirms in some material particular not only the evidence that the crime has been committed but also that the accused committed it’ (pp. 297 to 298). The reference to evidence being independent means independent of the evidence in respect of which corroboration is thought necessary. Such evidence also of course, must always be credible. 70. Thus, whilst evidence, in order to be corroborative, ‘does not have to directly prove that the offence was committed’ (People (D.P.P.) v. Meehan [2006] 3 IR 468 at 491, para. 56), nor does it have to ‘corroborate the whole of the evidence of the witness who requires corroboration’ (People (D.P.P.) v. Murphy [2005] 2 IR 125 at 159, para. 103, citing Richard May, Criminal Evidence (2nd ed.), p. 330), nonetheless it must be some independent evidence which implicates the accused in the offence charged in some ‘material particular’. 71. Moreover, while it has been repeatedly stated by the courts that the wording of a corroboration warning does not have to take any particular form (see for example People (A.G.) v. Williams [1940] I.R. 195 (“Williams”), and People v. P.J. [2003] 3 I.R. 550), there are nevertheless, certain essential elements which must be incorporated so as to avoid the charge being susceptible on appeal. At its most fundamental, the warning should communicate in clear and unambiguous terms to the jury the risks, howsoever valued or appraised, of convicting an accused on uncorroborated evidence. They must be made aware of the possible associated danger of relying thereon (People v. Cradden [1955] I.R. 130 (“Cradden”) at 141). Coonan & Foley, in The Judge’s Charge in Criminal Trials (Dublin, 2008) note at paras. 33-24 to 33-26 that it will generally not suffice for a judge to simply refer to the danger of convicting on uncorroborated evidence. Rather, ‘the trial judge must contextualise that foundational principle with reference to the particular facts of the case. Thus, the trial judge should provide the jury with some guidance as to precisely why - in this case - it may be dangerous to act on uncorroborated evidence’ (para. 33-24). The authors go on to state that, as the danger may be due to a number of factors, it is for the trial judge to contextualise the warning by outlining those factors, including those relating to different facets of the evidence (see: People (D.P.P.) v. Gilligan (Unreported, McCracken J., 8th August, 2003)). As a result of this contextualising endeavour, the degree and gravity of the warning appropriate “may vary with the degree and gravity of the risk involved in accepting the evidence which requires corroboration” (Cradden at p. 141). 73. In the further case of The People (D.P.P.) v. Gilligan [2006] 1 IR 107, Denham J. said that there may be multiple factors relevant and that: ‘[t]he likelihood of the trier of fact requiring corroboration will rise as the factors multiply … These multiple factors go to the issues of credibility and to the weight to be attached to the evidence. Thus they should be assessed in light of all the circumstances of the case. However, it is open to the trier of fact to determine that in spite of these multiple factors the credibility of a witness is such that corroboration is not required and that significant weight may be given to his evidence’ (at pp. 142 to 143, paras. 85 to 87). 74. Finally, the judge, having explained to the jury what corroboration is, must also identify the specific items of evidence which are capable of amounting to corroboration (People (D.P.P.) v. M.K. [2005] 3 IR 423), and whilst the judge is permitted to comment upon the weight and character of such evidence, nonetheless he must make it clear to the jury that it falls solely to them to determine whether or not any particular piece of evidence in fact amounts to corroboration (R v. Stephenson [1947] N.I. 110; R. v. Vallance [1955] N.Z.L.R. 811). 75. Furthermore and a matter of some importance is that the judge must alert the jury, where appropriate, to a situation where in fact there is no evidence before the court which can constitute corroboration (Williams, at p. 204).” 47. While the trial judge correctly defined corroboration and partially contextualised the warning by linking it to delay, he mistakenly took the view that subject to a limited area there was no evidence on foot of which the jury could consider that there was corroboration. The prosecution had submitted that if the jury was satisfied beyond a reasonable doubt that there was no collusion or innocent contamination of one complainant’s evidence by another, then there were a number of areas in the case where a jury might find corroborative evidence. 48. Two areas relate to the evidence given by the different complainants of items of sexual apparatus worn by the appellant in the course of some of the sexual assaults, as well as evidence of those complainants who spoke about sexual assaults occurring following a request for coffee. These aspects of the case could have been drawn to the jury’s attention on the basis that, if accepted, they rendered the evidence of one complainant capable of corroborating the evidence of another complainant or other complainants. 49. The evidence of one sister who witnessed another sister being abused was also not only capable of amounting to corroborative evidence, but also capable of amounting to independent confirmation, again provided the jury accepted that evidence and was also satisfied that collusion or independent contamination did not apply. Evidence of the complainant’s mother who identified a black belt and another item and who said that the appellant always kept these in a drawer beside the bed might also have amounted to corroborative evidence. 50. The question of whether or not there would be a corroboration warning in this case arose in a somewhat unusual way. Counsel for the prosecution in her closing address sought to counteract what she considered would be part of defence counsel’s address by saying that she had a difficulty with defence counsel saying to a jury in a sexual assault case “that false allegations had been made in the past and for that reason you have to be careful”. This led to some discussion about corroboration between the learned trial judge and the defence counsel following the closing address of prosecution counsel, but the principal issue at that time was a concern by the defence about another remark made by the prosecution counsel in her closing address which led to an application by the defence for a discharge of the jury. This matter has already been dealt with in this judgment. 51. The question of corroboration was left there and returned to by prosecution counsel following defence counsel’s closing address. In anticipation of a defence request for a corroboration warning, prosecution counsel submitted that such a warning was unnecessary in this case and further submitted that there was ample evidence capable of constituting corroboration. When the learned trial judge said that he was not quite sure he was in complete agreement with this, prosecution counsel then went on to make further submissions in relation to corroboration, including the fact that jury members should be directed that they had to be satisfied that there was no collusion or innocent contamination in the case before they could treat any of the evidence as corroborative. 52. The problem in this case was compounded by the fact that no discussion took place on whether or not there should be a corroboration warning prior to counsel’s closing speeches. Had this occurred, there might also have been a proper discussion about what evidence was capable of amounting to corroboration. As the Court of Criminal Appeal pointed out in The People at the suit of the Director of Public Prosecutions v. M.K. [2005] 3 IR 423 at p. 445:-
54. While the Court holds that the trial judge’s corroboration warning did not adequately contextualise the warning either in general terms or terms specific to the case and particularly failed to point the jury to a number of important areas of evidence where corroboration might be found, the overall effect of what was said in relation to corroboration was to the benefit of the appellant. 55. It would be unjust to overturn the conviction on the basis of a defect or defects in the charge which operated in favour of the appellant and especially when he did not then complain about the inadequacies which he now seeks to rely on as a reason for setting aside the verdict. Accordingly, the Court dismisses the appeal. |