CHANCERY DIVISION
PATENTS COURT
Fetter Lane, London, EC4A 1NL |
||
B e f o r e :
____________________
UNWIRED PLANET INTERNATIONAL LIMITED |
Claimant |
|
- and – |
||
(1)HUAWEI TECHNOLOGIES CO., LIMITED |
||
(2)HUAWEI TECHNOLOGIES (UK) CO., LIMITED |
||
(3) SAMSUNG ELECTRONICS CO., LIMITED |
||
(4) SAMSUNG ELECTRONICS (UK) LIMITED |
Defendants |
|
- and – |
||
UNWIRED PLANET, INC. |
Ninth Party |
|
UNWIRED PLANET LLC |
Tenth Party |
|
- and - |
||
TELEFONAKTIEBOLAGET LM ERICSSON |
Eleventh Party |
____________________
Daniel Alexander QC and James Abrahams (instructed by Powell Gilbert) for Huawei
Mark Vanhegan QC and Nicholas Saunders (instructed by Bristows) for Samsung
Hearing dates: 2nd, 3rd, 4th, 7th, 9th, 10th, 14th and 15th December 2015
____________________
Crown Copyright ©
Mr Justice Birss :
Topic | Paragraph |
Introduction | 1 |
The witnesses | 19 |
The skilled person / team | 27 |
Common general knowledge | 30 |
The patents | 60 |
Claim construction | 71 |
Obviousness | 77 |
Qualcomm | 81 |
Common general knowledge alone | 152 |
Sufficiency | 153 |
Added matter | 156 |
Clarity | 166 |
Conclusion | 180 |
Introduction
i) Document R2-062303 ("Qualcomm") which had been proposed by Qualcomm as part of the LTE standardisation discussions. It was presented to the 3GPP TSG-RAN WG-2 meeting #54 which took place in Tallinn, Estonia between August 28-September 1 2006.
ii) Common general knowledge alone.
i) Sufficiency. To the extent that the patent is found to be non-obvious, Huawei and Samsung argue that the patents merely teach the concept of using the phone to read the unique identifier and report it back to the serving base station. This assumes that the skilled addressee has sufficient skill to produce a whole system in order to put the invention into practice. Huawei and Samsung allege that, if the skilled team could not produce that system on the basis of the prior art and common general knowledge (or on the common general knowledge alone) then the patent must be insufficient in this respect.
ii) Added matter. This is alleged in respect of the unconditionally amended claims 11 and 17 of 514, and the claims which are dependent on them.
iii) Lack of clarity. Samsung and Huawei allege that the following amended claims lack clarity:
a) claim 1 of the conditionally amended claim set of 287;
b) claims 1 and 6 of the conditionally amended claim set for 514.
The claims
Claim 12
A A method for controlling resources in a wireless telecommunications system which defines a plurality of communications cells, the method comprising:
B communicating with a mobile terminal operating in a first communications cell;
C receiving non-unique identifier information and parameter information relating to at least one operating parameter for a second communications cell from the mobile terminal; and
D defining a neighbour cell list for the mobile terminal, the neighbour cell list including the second communications cell,
wherein the method further comprises:
E determining, from the non-unique identifier information, whether unique cell identity information is required for the second communications cell; and, if such unique identity information is required:
F transmitting an instruction to the mobile terminal;
G receiving unique cell identifier information relating to the second communications cell from the mobile terminal; and
H defining a handover candidate cell list for the mobile terminal, the handover candidate cell list including the second communications cell.
The witnesses
The skilled person/team
The common general knowledge
A GSM core network | A UMTS core network | |
i) In GSM the identifiers are the Base Station Identity Code ("BSIC") and Broadcast Control Channel ("BCCH") channel number. There are a variable number of BCCH channels (typically 18), and up to 8 BSIC values for a given network operator, giving 144 (8x18) identifiers in total. There may have been a point of detail about whether more identifiers were available in GSM but it does not matter. The combination of BSIC and BCCH does not uniquely identify a cell in the network. There was also a unique ID provided in the GSM standard.
ii) The identifiers in UMTS are the Primary Scrambling Code ("PSC") and Cell Global Identity ("CGI") (also called the cell identity). The PSC is a physical cell identifier or PCI. There are 512 PSCs and the PSC does not uniquely identify a cell in the network. The CGI is a 28 bit number and is a unique identifier.
Common general knowledge - SON
Common general knowledge – neighbour cell lists
The patents
Claim construction
Obviousness
"The question of obviousness must be considered on the facts of each case. The court must consider the weight to be attached to any particular factor in the light of all the relevant circumstances. These may include such matters as the motive to find a solution to the problem the patent addresses, the number and extent of the possible avenues of research, the effort involved in pursuing them and the expectation of success."
The Qualcomm document
"There seem to be two elements in the concept of 'plug-and-play eNode B.
- Discovery of other nodes
- Self-configuration of operational parameters by an eNode B
The second part includes the configuration of the neighbour list maintained by an eNode B. In [l] it is stated that the neighbour list can be constructed over time though radio measurements performed by UEs."
"RANI TR [2] suggests that a UE would only know cell IDs of non-serving cells through measurements. An identified cell ID is reported from the UE to the serving eNode B with a measurement report.
Here the serving eNode B may not know the IP address of the eNode B employing the identified cell. There must be a way for an eNode B to know the contact point (IP address) of the target eNode B identified with a cell ID reported by the UE."
"UE Measurement
If an eNode B would like to establish an association to another eNode B, the source eNode B needs to know the IP address of the target eNode B. It is expected that the UE cannot know the IP address of an eNode B that is found through radio measurement. However it is sensible to assume that the identification of the unique identity of a measured cell would be possible [2]. As example, in UMTS the "PLMN Identity" (5-6 digits) and the "Cell Identity" (28 bits) together provide a globally unique identifier of the cell.
After receiving a measurement report from the UE the serving eNode B needs to identify the IP address of the eNode B that the measured cell is belonging to.
The following section proposes a mechanism to achieve this requirement."
"Targeted discovery with cell ID
The scheme below can be used when the eNode B knows a node that may have information for the target eNode B. This is the typical situation for a working eNode B, since it must have some connection to a GW [gateway] already. One example is a network where the operator deploys servers that have a mapping database for cell IDs and IP addresses of eNode Bs, a function similar to what is provided by DNS servers. The actual location of this server functionality is for further study."
"We discussed a mechanism that would be needed to achieve self-configuration of the neighbour list in LTE network where the concept of the plug-n-play eNode B is used."
i) The Holma & Toskala approach
ii) Neighbour cell lists in phones in LTE
iii) Normal measurement reporting
iv) Transmitting only when necessary
v) How difficult is the unique ID to obtain?
vi) Difficulties identifying a cell from a PCI
vii) Qualcomm as a "good starting point"
viii) Location of decision making
ix) What is obvious over the Qualcomm document
The Holma & Toskala approach
Neighbour cell lists in phones in LTE
Normal measurement reporting
Transmitting only when necessary
How difficult is the unique ID to obtain
Difficulties identifying a cell from a PCI
Qualcomm as a "good starting point"
Location of decision making
What is obvious over the Qualcomm document
i) The defendants' approach involves an instruction from the eNode B to the phone prompting the phone to decode and send the unique ID. That instruction is not in the document and is not consistent with Figure 1. It is correct that the instruction is not in the document but in my judgment it would be an obvious way forward which would occur to the skilled team. It is not ruled out by the figure and would be seen as an obvious way of using what is disclosed.
ii) The defendants' approach involves two measurement reports from a phone about the neighbouring eNode B whereas Qualcomm only mentions one. That is correct as far as it goes but not a strong point. As I have found, the team would have in mind that normal measurement reporting was going to occur.
iii) The word "finds" in the top left box in figure 1 means that phone finds the new neighbour at that stage and then sends the unique ID. In the defendants' approach the phone has already found the new neighbour and reported on it in a detected set report before the phone is asked for the unique ID. That is also correct on a careful reading of the language but I do not think the point means the skilled team would not think of the approach nor would it deflect them from it.
iv) Figure 1 shows a "measurement report" coming from the phone with the unique ID whereas in the defendants' approach the measurement report has already been sent before. In effect the defendants' approach involves a PCI measurement report and then a unique ID report which need not involve any measurement. I do not regard this as a strong point either. The expression is apt to refer to the unique ID report from the phone in any event and, furthermore, once the eNode B had asked the phone for the unique ID, there is no reason why more measured information could not be sent too.
Common general knowledge alone
Sufficiency
Added matter
"establishing a transport connection by finding in a lookup map a mapping of the unique cell identity of the second communications cell with a network address of the radio base station that serves the second communications cell."
(A) "When the serving cell retrieves the unique cell identity (step 119) it may now add the newly discovered neighbour cell to its neighbour cell set (step 121) and establish a transport connection to it."
(Page 4, lines 21-23 (using the published page number))
(B) "Cell lookup maps the unique identity (UCID) to the address of the realising node of that cell. For example, in LTE, this can be an ordinary DNS, mapping the cell identity to an IP address."
(Page 5, lines 24-25 (using the published page number))
Clarity
Claim 1 of 287:
"(a) A method of operating a mobile terminal in a wireless telecommunication network […] the method comprising:
communicating with a radio base station
(b) determining …
(c) detecting …
(d) reporting …
(e) receiving …
(f) detecting …
g) reporting the detected unique cell identifier information for the second communications cell to the radio base station of the first communications cell to enable the neighbour cell set of the first communications cell to be updated with the newly discovered second communications cell."
Claim 1 of 514:
"(a) A method of operating a mobile terminal in a wireless telecommunication network […] the method comprising:
(b) communicating with a radio base station
(c) […] receiving …
(d) retrieving …
(e) reporting the unique cell identity for the second communications cell to the radio base station of the first communications cell to enable a transport connection to be established with the newly discovered second communications cell."
Claim 6 of 514:
"(a) A mobile terminal…
(b) the terminal comprising a controller…
(c) wherein […] the controller in response to a receipt of an instruction to also retrieve the unique cell identity of the second communications cell if the second communications cell is not included in the neighbour cell set of the first communication cell from the radio base station of the first communication cell is operable to:
(d) detect the unique cell identity of the second communications cell, and
(e) report the unique cell identity of the second communications cell to the radio base station of the first communications cell to enable a transport connection to be established with the newly discovered second communications cell."
Conclusion
Postscript
i) There are various differences in wording between the unconditional and conditionally amended form of claim 12 of 287. The only significant one is feature 12c. It effectively focusses the claim to detected set reporting using a PCI. That is the basis on which I have considered obviousness over Qualcomm. What I have called the defendants' approach over Qualcomm, which I have found to be obvious, would satisfy feature 12c and conditionally amended claim 12 of 287 as a whole. Therefore that claim is obvious over Qualcomm.
|
Claim 1
|
1a |
A method for operating a mobile terminal in a wireless telecommunications system which defines a plurality of communications cells, the method comprising:
communicating with a radio base station which serves a first communications cell;
|
1b |
determining (101) at least one operating parameter for a second communications cell;
|
1c |
detecting non-unique identifier information for the second communications cell;
|
1d |
reporting (103) parameter information relating to the or each operating parameter for the second communications cell and reporting the detected non-unique identifier information to the radio base station of the first communications cell, wherein the method further comprises:
|
1e |
receiving (113) an instruction from the radio base station of the first communications cell;
|
1f |
detecting (115) unique cell identifier information for the second communications cell upon receipt of the instruction; and
|
1g |
reporting (117) the detected unique cell identifier information for the second communications cell to the radio base station of the first communications cell.
|
|
Claim 6
|
6a |
A mobile terminal (4) for use in a wireless telecommunications system which defines a plurality of communications cells, the terminal comprising means for carrying out the steps of a method as claimed in any one of the preceding claims.
|
|
Claim 7
|
7a |
A mobile terminal (4) as claimed in claim 6
|
7b |
comprising a controller for communicating with a radio base station which serves a first communications cell, wherein the controller is operable to:
|
7c |
determine (101) at least one operating parameter for a second communications cell;
|
7d |
detect non-unique identifier information for the second communications cell;
|
7e |
report (103) parameter information relating to the or each operating parameter for the second communications cell and report the non-unique identifier information to the radio base station of the first communications cell;
|
7f |
receive (113) an instruction from the radio base station of the first communications cell if the detected non-unique identifier information is not included in a neighbouring cell set of the first communications cell;
|
7g |
detect (115) unique cell identifier information for the second communications cell upon receipt of the instruction; and
|
7h |
report (117) the detected unique cell identifier information for the second communications cell to the radio base station of the first communications cell.
|
|
Claim 12
|
12a |
A method for controlling resources in a wireless telecommunications system which defines a plurality of communications cells, the method comprising:
|
12b |
communicating with a mobile terminal operating in a first communications cell;
|
12c |
receiving (107) non-unique identifier information and parameter information relating to at least one operating parameter for a second communications cell from the mobile terminal; and
|
12d |
defining (109) a neighbour cell list for the mobile terminal, the neighbour cell list including the second communications cell, wherein the method further comprises:
|
12e |
determining (111), from the non-unique identifier information, whether unique cell identity information is required for the second communications cell; and, if such unique identity information is required:
|
12f |
transmitting (111) an instruction to the mobile terminal;
|
12g |
receiving (119) unique cell identifier information relating to the second communications cell from the mobile terminal; and
|
12h |
defining (121) a handover candidate cell list for the mobile terminal, the handover candidate cell list including the second communications cell.
|
|
Claim 16
|
16a |
A wireless telecommunications network which defines a plurality of communications cells, the network comprising network resources operable to:
|
16b |
communicate with a mobile terminal operating in a first communications cell;
|
16c |
receive (107) non-unique identifier information and parameter information relating to at least one operating parameter for the second communications cell from the mobile terminal;
|
16d |
define (109) a neighbour cell list for the mobile terminal, the neighbour cell list including the second communications cell;
|
16e |
determine (111), from the non-unique identifier information, whether unique cell identity information is required for the second communications cell; and, if such unique identity information is required:
|
16f |
transmit (111) an instruction to the mobile terminal;
|
16g |
receive (119) unique cell identifier information relating to the second communications cell from the mobile terminal; and
|
16h |
define (121) a handover candidate cell list for the mobile terminal, the handover candidate cell list including the second communications cell.
|
|
Claim 20
|
20a |
A network as claimed in anyone of claim 16 to 19,
|
20b |
wherein the network resources are provided by a radio base station.
|
|
Claim 1
|
1a |
A method for operating a mobile terminal in a wireless telecommunications system which defines a plurality of communications cells in which a non-unique cell identity and a unique cell identity are transmitted, the method comprising:
|
1b |
communicating with a radio base station which serves a first communications cell;
|
1c |
receiving (113) a request from the radio base station to retrieve the unique cell identity of a second communications cell among the plurality of communications cells;
|
1d |
retrieving (115) the unique cell identity of the second communications cell; and
|
1e |
reporting (117) the unique cell identity of the second communications cell to the radio base station of the first communications cell.
|
|
Claim 2
|
2a |
A method as claimed in claim 1,
|
2b |
wherein the step of receiving a request is preceded by the steps of determining (101) the non-unique cell identity of the second communications cell
|
2c |
and reporting (103) the non-unique cell identity of the second communications cell to the radio base station that serves the first communications cell.
|
|
Claim 6
|
6a |
A mobile terminal (4) for use in a wireless telecommunications system which comprises a plurality of communications cells in which a non-unique cell identity and a unique cell identity are transmitted,
|
6b |
the terminal comprising a controller (42) for communicating with a radio base station which serves a first communications cell,
|
6c |
wherein the controller in response to a receipt of an instruction from the radio base station of the first communications cell is operable to:
|
6d |
detect (115) unique cell identity information for a second communications cell; and
|
6e |
report (117) the unique cell identity information for the second communications cell to the radio base station of the first communications cell.
|
|
Claim 11
|
11a |
A method for self configuring of cell neighbours in a wireless telecommunications system which comprises a plurality of communications cells in which a non-unique cell identity and a unique cell identity are transmitted, the method comprising:
|
11b |
communicating with a mobile terminal operating in a first communications cell;
|
11c |
requesting (111) the mobile terminal to retrieve the unique cell identity of a second communications cell;
|
11d |
receiving (119) the unique cell identity of the second communications cell from the mobile terminal; and
|
11e |
establishing a transport connection by finding in a lookup map a mapping of the unique cell identity of the second communications cell with a network address of the radio base station that serves the second communications cell.
|
|
Claim 12
|
12a |
A method as claimed in claim 11,
|
12b |
wherein the step of requesting the unique cell identity is preceded by the step of: receiving (107) from the mobile terminal a non-unique cell identity of the second communications cell.
|
|
Claim 16
|
16a |
A method as claimed in anyone of claims 11 to 15
|
16b |
as performed by a radio base station.
|
|
Claim 17
|
17a |
A wireless telecommunications network which defines a plurality of communications cells in which a non-unique cell identity and a unique cell identity are transmitted, the network comprising network resources operable to:
|
17b |
communicate with a mobile terminal operating in a first communications cell;
|
17c |
request (111) the mobile terminal to retrieve the unique cell identity of a second communications cell;
|
17d |
receive (119) from the mobile terminal a unique cell identity of the second communications cell;
|
17e |
establish a transport connection by finding in a lookup map a mapping of the unique cell identity of the second communications cell with a network address of the radio base station that serves the second communications cell.
|
|
Claim 22
|
22a |
A network as claimed in anyone of claim 17 to 21,
|
22b |
wherein the network resources are provided by a radio base station (2).
|
Annex 3
287 ? Amendment B
|
Claim 1
|
1a
|
A
method for operating a mobile terminal in a wireless telecommunications
communicating
with a radio base station which serves the cell; |
1b |
determining (101) at least one operating parameter for a second communications cell; |
1c |
detecting non-unique identifier information for the second communications cell;
|
1d |
reporting (103) parameter information relating to the or each operating parameter for the second communications cell and reporting the detected non-unique identifier information to the radio base station of the first communications cell, wherein
the method further comprises: |
1e |
receiving (113) an instruction from the radio base station of the first communications cell to also retrieve unique cell identifier information relating to the second communications cell if the second communications cell is not included in the neighbour cell set of the first communications cell;
|
1f |
detecting (115) the unique cell identifier information for the second communications cell upon receipt of the instruction; and
|
1g |
reporting (117) the detected unique cell identifier information for the second communications cell to the radio base station of the first communications cell, to enable the neighbour cell set of the first communications cell to be updated with the newly discovered second communications cell.
|
|
Claim 6
|
6a |
A
mobile terminal (4) for use in a wireless telecommunications
|
|
Claim 7
|
7a |
A
mobile terminal (4) as claimed in claim 6 |
7b |
comprising a controller for communicating with a radio base station which serves a first communications cell, wherein the controller is operable to:
|
7c |
determine (101) at least one operating parameter for a second communications cell;
|
7d |
detect
non-unique identifier information for the second communications cell; |
7e |
report
(103) parameter information relating to the or each operating parameter for
the second communications cell and report the non-unique identifier information
to the radio base station of the first communications cell; |
7f |
receive
(113) an instruction from the radio base station of the first communications
cell if the detected non-unique identifier information is not included in |
7g |
detect (115) unique cell identifier information for the second communications cell upon receipt of the instruction; and
|
7h |
report (117) the detected unique cell identifier information for the second communications cell to the radio base station of the first communications cell.
|
|
Claim 12
|
12a |
A
method for controlling resources in a wireless telecommunications
|
12b |
communicating
with a mobile terminal operating in
|
12c |
receiving (107) non-unique identifier information and parameter information relating to at least one operating parameter for a second communications cell from the mobile terminal, the second communications cell not being included in a neighbour cell list of the first communications cell; and
|
12d |
defining (109) a neighbour cell list for the mobile terminal, the neighbour cell list including the second communications cell, wherein the method further comprises:
|
12e |
determining (111), from the non-unique identifier information, whether unique cell identity information is required for the second communications cell; and, if such unique identity information is required:
|
12f |
transmitting (111) an instruction to the mobile terminal to also retrieve unique cell identifier information relating to the second communications cell;
|
12g |
receiving (119) the unique cell identifier information relating to the second communications cell from the mobile terminal, to enable the neighbour cell list of the first communications cell to be updated with the newly discovered second cell; and
|
12h |
defining (121) a handover candidate cell list for the mobile terminal, the handover candidate cell list including the second communications cell.
|
|
Claim 16
|
16a |
A wireless telecommunications network which defines a plurality of communications cells, the network storing a neighbour cell list, the neighbour cell list comprising known neighbours of a first communications cell, the network comprising network resources operable to:
|
16b |
communicate
with a mobile terminal operating in
|
16c |
receive (107) non-unique identifier information and parameter information relating to at least one operating parameter for the second communications cell from the mobile terminal, the second communications cell not being included in a neighbour cell list of the first communications cell;
|
16d |
define (109) a neighbour cell list for the mobile terminal, the neighbour cell list including the second communications cell;
|
16e |
determine (111), from the non-unique identifier information, whether unique cell identity information is required for the second communications cell; and, if such unique identity information is required:
|
16f |
transmit (111) an instruction to the mobile terminal to also retrieve unique cell identifier information relating to the second communications cell;
|
16g |
receive (119) the unique cell identifier information relating to the second communications cell from the mobile terminal, to enable the neighbour cell list of the first communications cell to be updated with the newly discovered second cell; and
|
16h |
define (121) a handover candidate cell list for the mobile terminal, the handover candidate cell list including the second communications cell.
|
|
Claim 20
|
20a |
A network as claimed in any one of claims 16 to 19,
|
20b |
wherein the network resources are provided by a radio base station.
|
|
Claim 1
|
1a |
A
method for operating a mobile terminal in a wireless telecommunications
|
1b |
communicating
with a radio base station which serves
|
1c |
subsequent to determining and reporting the non-unique cell
identity of a second communications cell to the radio base station that
serves the first communications cell, receiving
(113) a request from the radio base station to
also retrieve the unique cell
identity of
|
1d |
retrieving (115) the unique cell identity of the second communications cell; and
|
1e |
reporting (117) the unique cell identity of the second communications cell to the radio base station of the first communications cell, to enable a transport connection to be established with the newly discovered second communications cell.
|
|
Claim 2
|
2a |
A method as claimed in claim 1,
|
2b |
wherein the step of receiving a request is preceded by the steps of determining (101) the non-unique cell identity of the second communications cell
|
2c |
and reporting (103) the non-unique cell identity of the second communications cell to the radio base station that serves the first communications cell.
|
|
Claim 6
|
6a |
A
mobile terminal (4) for use in a wireless telecommunications
|
6b |
the terminal comprising a controller (42) for communicating with a radio base station which serves a first communications cell,
|
6c |
wherein, subsequent to determining and reporting the non-unique cell identity of a second communications cell to the radio base station that serves the first communications cell, the controller in response to a receipt of an instruction to also retrieve the unique cell identity of the second communications cell if the second communications cell is not included in the neighbour cell set of the first communications cell from the radio base station of the first communications cell is operable to:
|
6d |
detect
(115) the unique cell identity
|
6e |
report
(117) the unique cell identity
|
|
Claim 11
|
11a |
A
method for self configuring of cell neighbours in a wireless
telecommunications
|
11b |
communicating with a mobile terminal operating in a first communications cell;
|
11c |
subsequent to receiving the non-unique cell identity of a second
communications cell to the radio base station that serves the first communications
cell,
requesting (111) the mobile terminal to also retrieve the unique cell identity of
|
11d |
receiving (119) the unique cell identity of the second communications cell from the mobile terminal; and
|
11e |
establishing a transport connection by finding in a lookup map a mapping of the unique cell identity of the second communications cell with a network address of the radio base station that serves the second communications cell.
|
|
Claim 12
|
12a |
A method as claimed in claim 11,
|
12b |
wherein
the step of requesting the unique cell identity is preceded by the step of:
receiving (107) from the mobile terminal
|
|
Claim 16
|
16a |
A method as claimed in any one of claims 11 to 15 as performed by a radio base station.
|
|
Claim 17
|
17a |
A wireless telecommunications network which defines a plurality of communications cells in each of which a non-unique cell identity and a unique cell identity are transmitted, the network storing a neighbour cell set, the neighbour cell set comprising known neighbours of a first communications cell, the network comprising network resources operable to:
|
17b |
communicate with a mobile terminal operating in a first communications cell;
|
17c |
subsequent to receiving the non-unique cell identity of a second communications cell to the radio base station that serves the first communications cell, request (111) the mobile terminal to also retrieve the unique cell identity of a second communications cell if the second communications cell is not included in the neighbour cell set of the first communications cell;
|
17d |
receive (119) from the mobile terminal a unique cell identity of the second communications cell;
|
17e |
establish a transport connection by finding in a lookup map a mapping of the unique cell identity of the second communications cell with a network address of the radio base station that serves the second communications cell.
|
|
Claim 22
|
22a |
A network as claimed in any one of claim 17 to 21,
|
22b |
wherein the network resources are provided by a radio base station (2).
|