& QB-2020-000831 |
KING'S BENCH DIVISION
MEDIA & COMMUNICATIONS LIST
Strand, London, WC2A 2LL |
||
B e f o r e :
(sitting as a Judge of the High Court)
____________________
SYLVAN CLEMENT FRANCIS |
Claimant |
|
- and - |
||
PAUL PEARSON |
Defendant |
|
And Between: |
||
SYLVAN CLEMENT FRANCIS |
Claimant |
|
- and - |
||
SUSANNAH BURSTON |
Defendant |
____________________
John Stables (instructed by Shakespeare Martineau LLP) for the Defendants
Hearing date: 5 March 2024
____________________
Crown Copyright ©
This judgment was handed down remotely at 10.30am on 19 March 2024 by circulation to the parties or their representatives by e-mail and release to the National Archives
HIS HONOUR JUDGE LEWIS
The strike out application
11. CPR rule 3.4(2)(b) provides that the court may strike out a statement of case, or part of one: "… if it appears to the court – (b) that the statement of case is an abuse of the court's process or is otherwise likely to obstruct the just disposal of the proceedings".
12. When considering such an application to strike out, the court is required to give effect to the overriding objective in the Civil Procedure Rules. This requires the court to deal with cases justly and at proportionate cost, which includes so far as is practicable… (b) saving expense; (c) dealing with the case in ways which are proportionate to the amount of money involved; to the importance of the case; to the complexity of the issues; and to the financial position of each party; (d) ensuring that cases are dealt with expeditiously and fairly; (e) allotting to the case an appropriate share of the court's resources, while taking into account the need to allot resources to other cases; and (f) enforcing compliance with rules, practice directions and orders".
"The purpose of a libel action is to enable the Plaintiff to clear his name of the libel, to vindicate his character. In an action for defamation in which the Plaintiff wishes to achieve this end, he will also wish the action to be heard as soon as possible. If the Plaintiff delays in prosecuting such an action, and gives no valid explanation for his delay, the court is entitled to infer that his motive for the delay is not a proper one. Whether or not the Judge's suggested explanation for the delay is correct, we are entitled to infer that [the Plaintiff's] motive in delaying is not a proper use of a libel action and this constitutes an abuse of process"
a. The approach falls into two stages: "… first, the court should determine whether the claimant's conduct was an abuse of process; and if so, secondly, the court should exercise its discretion as to whether to strike out the claim.", Asturion at [64].
b. Mere delay, however, inordinate and inexcusable, does not without more constitute an abuse of process, see Icebird Ltd v Winegardner [2009] UKPC 24 at [7] and Asturion at [47]
c. To commence and to continue litigation with no intention to bring it to a conclusion "can" amount to an abuse of process, but does not necessarily do so, Grovit v Doctor [1997] 1 WLR 640 at 647G and Asturion at [61].
d. This principle applies equally to the situation where a claimant has no intention of ever bringing the claim to a conclusion, and cases in which the claimant has no intention of bringing a claim to a conclusion at present, but intends to do so in future, perhaps depending upon some contingency, Asturion at [49].
e. It is likely to be an abuse of process for the claimant unilaterally to decide not to pursue a claim for a substantial period of time, even if the claimant remains intent on pursuing the claim at some future point, Arbuthnot Latham Bank Ltd v Trafalgar Holdings Ltd [1998] 1 WLR 1426 and Asturion at [55].
f. It is not a requirement that the claimant's lack of intention to pursue the claim to trial should persist as at the date of the application to strike out, still less as at a later date (such as the date of the hearing or an appeal). It may be an abuse of process for the claimant unilaterally to "warehouse" the claim for a substantial period of time, even if the claimant subsequently decides to pursue it, see Solland International Limited and others v Harris [2015] EWHC 3295 (Ch) (Arnold J) at [54]
g. The question whether there has been an abuse of process depends on the reason why the claimant decided to put the proceedings on hold, and on the strength of that reason, objectively considered, having regard to the length of the period in question, Asturion at [61].
"37… The relevant abuse must be in the context of an action which has been commenced. So, where a party is saying that an action has been put on hold during the course of proceedings it is that action in the course of the proceedings which is the abuse. Delay in the period before proceedings were commenced can, however, be highly relevant. First, it can support the view that a claimant intended to put the action on hold and also the conclusion that a claimant has no real intention to continue proceedings. It can support the view that a claimant's actions are to be seen as doing the bare minimum necessary to keep a potential claim alive. Second, it can be highly relevant to the question of whether putting the proceedings on hold is an abuse and to the related question of the sanction if it is.
38 A party who has delayed significantly before starting proceedings will find harder to show that it was appropriate to put the proceedings on hold at some point during the course of proceedings than a party who has been energetic in the pre-action stages. In addition a party who has delayed before the start of proceedings will find a contention that the proceedings were put on hold for good reason being viewed more sceptically.
39. Similarly, if there is pre-action delay as well as putting on hold during the course of proceedings it is more likely that it will be appropriate to strike out the claim as a response to the abuse of this kind. In such circumstances that will be because where there has been pre-action delay the adverse effects of putting the proceedings on hold in the course of proceedings will be compounded and there will be a greater risk that the administration of justice will be hindered and the defendant prejudiced by the staleness of the case."
Chronology
a. The letter explained that several residents of the estate had confirmed that they would give evidence, and "if [the claimant] is unwise enough to issue a claim he will be met with… a defence of truth".
b. The second defendant also asserted that a defence of qualified privilege would likely be pursued.
c. The claimant was warned in the following terms "Libel claims are ruinously expensive even if halted (as we would firmly expect) at an early stage through interim disposal. Your client must be made aware both of the weakness of his claim and the colossal cost of High Court actions… We strongly suggest your client turns his back on his threat of a defamation claim and seeks more suitable ways to reach accommodation with his neighbours".
a. He agreed an extension of time of 14 days for service of the defences, to 2 June 2020.
b. In respect of the first claim, he noted that the first defendant had not replied to the letter of claim. He suggested that instead of preparing a defence straightaway, that the first defendant provide a response to the letter of claim. Presumably the claimant's solicitor had in mind paragraph 1.2 of the pre-action protocol which explains that it is intended to "encourage exchange of information between parties at an early stage and to provide a clear framework within which parties to a media and communications claim, acting in good faith, can explore the early and appropriate resolution of that claim."
c. In respect of both claims, the claimant's solicitor also confirmed that if there is a dispute on meaning then there should be a trial of a preliminary issue before any costs are incurred by the defendants in preparing their defences.
a. The defendants' solicitor set out a list of paragraph numbers, identifying parts of the claimant's pleadings that were said to be deficient. The claimant was invited to re-plead his case, otherwise the defendants would consider making an application to strike out.
b. The defendant's solicitor also confirmed that if a meaning application was issued by the claimant, then the defendants would "not oppose" such a course.
"Without waiving privilege, my client and I spent some time in April 2022 corresponding in relation to the case. In the event that occupied some time. Because in the intervening time we had heard no further from the Claimant's solicitors on this case or Ms Burston's, and because the Claimant's previous conduct of his claim had been stop-start, I was instructed not to incur further costs as and until the Claimant himself did something further to prosecute his claim."
The positions of the parties
a. These are libel proceedings. They need to be pursued with vigour. Instead, it is now five years since the publication of the words complained of, and the claims have not even reached the stage of having a CCMC.
b. There has been very significant delay. In fact, the most recent period of inactivity was longer than the relevant (one year) limitation period.
c. The claimant clearly has no interest in pursuing matters to trial. He has abused the court's processes by taking it upon himself to decide at his convenience whether and when he should progress his claims.
d. There are no reasons in the present cases for the delay that would negative a conclusion of warehousing. The claimant has not explained his inactivity at any point in the claims, and why he has not sought vindication with speed at any point. An overwhelming inference arises that the claimant knew he had warehoused his claims, and that in an effort to avoid dismissal of them he sought to engage leading counsel very, very late in the day to produce a show of artificial interest.
e. The recent period of delay comes off the back of previous delay from issuing close to the limitation period, and the claimant refusing to amend defective pleadings, necessitating them being stuck out. The period of pre-action delay is relevant to the question of the claimant's intention.
f. It is accepted that the second defendant should have served a defence and is in breach of the court rules. However, at any point the claimant could have applied for default judgment, but he did not do so because he could not care less about the claims.
g. Determination of prejudice is not a necessary component of a finding of abuse of process. Nevertheless, a case such as this will rely on witness evidence and so there is a risk of prejudice arising out of delay. In this case, some former neighbours have moved away, and the lapse of time will make it difficult to contact them to ask them to give evidence.
a. It is accepted that a lapse of 14.5 months in a defamation case is significant.
b. Mere delay is not abusive. There has not been any abuse of process. The claimant has not sought to "warehouse" the actions.
c. During the period of delay, there is evidence that the claimant was taking steps to prepare his case in both actions from May 2022. The court cannot properly infer an intention on the part of the claimant to put the case on hold and do nothing. There is no evidence of an intention to warehouse the case.
d. In respect of the first claim, a highly relevant factor is that the claimant was waiting to hear from the court, which was responsible in part for the lapse of time, meaning that this cannot be said to be an abuse.
e. In respect of the second claim, the claimant was waiting to hear from the second defendant's solicitors, who were meant to be issuing a meaning application. In the absence of such an application, the second defendant was in breach of CPR rule 15.4 by not filing a defence or seeking relief from sanction.
f. There was no breach of a court order by the claimant. Both parties have failed to comply with CPR rule 1.3 by assisting the court to ensure that the proceedings are conducted expeditiously and fairly. The defendants made an express decision to do nothing whereas the claimant was in fact taking active steps to progress the cases.
g. If the court needs to consider the second stage of the test, namely discretion, the evidence of prejudice is extremely weak. A period of 14 months does not sensibly make a material difference to witness recollection. Of the four witnesses mentioned by defendants as having moved away, the first defendant has the address of one, two have given statements to the claimant and there is no basis for saying there would be "considerable difficulty" in locating them.
h. In contrast, very real prejudice would be suffered by the claimant if the claims were to be struck out. The libels are not of a trivial nature. They were published to a small number of people important to the claimant and were likely to circulate throughout the estate. Hostility has continued in the community, referable back to these libels, with some neighbours believing what was alleged. The first defendant has put a plea of truth on the record If the case is struck out, these are allegations that could be repeated at any time.
Jameel abuse
"Jameel confirms that the court has the power to strike out a claim as abusive where it discloses no real or substantial tort and where, colloquially, the game would not be worth the candle. This calls for an assessment of the value (in the widest sense) to the claimant of what is properly at stake and of the likely cost (in the widest sense) of the litigation. The jurisdiction is useful where a claim is obviously pointless or wasteful: Vidal-Hall v Google Inc. [2016] QB 1003. Such cases are to be distinguished from valid claims of small value or cases where vindication is of importance to the claimant and the court should only conclude that continued litigation would be abusive where a way cannot be found to adjudicate the claim proportionately: Ames v Spamhaus Project Ltd. [2015] 1 WLR 3409 [33]-[36] per Warby J citing Sullivan v Bristol Film Studios Ltd. [2012] EMLR 27 [29] to [32] per Lewison LJ."
"[44] At the heart of any assessment of whether a claim is Jameel abusive is an assessment of two things: (1) what is the value of what is legitimately sought to be obtained by the proceedings; and (2) what is the likely cost of achieving it?
[45] But it is clear from Sullivan that this cannot be a mechanical assessment. The Court cannot strike out a claim for £50 debt simply because, assessed against the costs of the claim, it is not 'worth' pursuing. Inherent in the value of any legitimate claim is the right to have a legal wrong redressed. The value of vindicating legal rights—as part of the rule of law—goes beyond the worth of the claim. The fair resolution of legal disputes benefits not only the individual litigants but society as a whole".
a. The Jameel application flows from the effect of the abusive delay, which means that it is fanciful to think that vindication will be achieved.
b. This is not a mass publication case, nor is it about permanent, persistent or on-going publication. The words complained of have not been repeated and there is no indication that they would be.
c. Allowing the claims to progress would simply waste the resources of the parties and the court to no proper end.
d. This is an exceptional case, with exceptional delay.
e. This is not an especially serious libel. There were two emails sent to a limited number of people. The likelihood of damage is so slight that it is wholly disproportionate to continue the proceedings. There is nothing sensibly left for the claimant to pursue, and any vindication is now an illusion. There is nothing to suggest a likelihood of repetition.
a. This is not a case where the claim is obviously pointless or wasteful. The claim is not abusive, and there is no proper basis of exercising the exceptional Jameel jurisdiction in this case.
b. The value of vindicating the claimant's legal rights goes beyond the financial worth of the claim. The claimant also needs an injunction.
c. The claimant has valid claims. He has been accused of serious wrongdoing, with the first defendant standing by what has been said as true. The allegations are still circulating and causing the claimant damage.
Discussion
a. I accept that real prejudice would be suffered by claimant if the claims were to be struck out. Whilst publication is to a small number of people, these were neighbours in the community where the claimant lives. Striking out the claim would deprive him of vindication, not just to restore his reputation, but also to protect against re-publication. This is particularly relevant in this case where both defendants clearly stand by what they said in their emails, and so there is a real likelihood that matters might be repeated if proceedings end.
b. The defendants' evidence does not set out any meaningful case on prejudice. I accept that any delay is likely to be prejudicial in some way to the parties, not least because of the stress of having proceedings hanging over them, and the increased costs that delay can cause. Recollections do of course fade over time, but the evidence does not suggest this has happened in this case. The other reasons given by the defendant are not particularly persuasive. In the second defendant's response to the letter of claim, she confirms that she had spoken to neighbours who had been prepared to give evidence. Even if they were not proofed at that stage, there is nothing beyond assertion to support the defendants' case that the witnesses will be difficult to trace and engage.
c. In terms of the proportionality of any sanction for abuse, it needs to be recognised that the defendants are also responsible for some of the delay in this case. I appreciate it is for the claimant to pursue their claim. Nevertheless: (i) the first defendant failed to reply to the letter of claim; (ii) the defendants have taken a long time generally to answer correspondence, having to be chased; (iii) after the claimant amended his case in the second proceedings, the second defendant failed to serve a defence (which her counsel has accepted she was required to do) or issue the application on meaning; (iv) the second defendant adopted a rather unhelpful approach to meaning, at one point seemingly "not opposing" the application, and then not issuing the application, despite it being clear from correspondence that this was something that her solicitors were going to do; and (v) in April 2022 – at a time when the case should have been active – the defendants gave specific instructions to their solicitor to let the actions go to sleep.
Application to amend pleadings
Next steps
SCHEDULE
FIRST ACTION – EMAIL COMPLAINED OF
Subject: Do you serve an ASBO on a neighbour
Dear Neighbours.
Things are getting out of hand , as some of you may of noticed two Police Officers came round to gather all my evidence, Hate mails, video footage, etc etc. They say that the threshold of Obtaining an ASBO has not only been met but exceeded.
I have asked for more time to think about this, and I have to be honest it is keeping me awake at night.
You must all understand this action would be against someone who whilst I realised was a complicated character, when we shared a beer and had a laugh together I thought we were
becoming friends.
Alex Mayne was pushing me for a one to one meeting for a couple of weeks, I finally gave in on the understanding that he promises me he will be contacting ALL homeowners next week and reading / listening to there concerns.
This is a time when we need to show solidarity, we need to stand shoulder to shoulder in the
coming weeks / months as there is still some Horse Trading to be done, have a wonderful Mothers Day.
Kind regards
Paul.
SECOND ACTION – EMAIL COMPLAINED OF
Subject: [Folded hands emoji]
Hello
Following Laurel-gate, I want to ask if you really want Paul's Laurels to be ripped out.
I have evidence that Alex approved them himself so long as they didn't bother his immediate neighbours.
I think you are also unaware of the situation between Mr Francis and Paul.
The police have told Paul that if his does not take out the legal enforcement mentioned in his email then on his head be it. They are not handed out easily.
I realise you will probably show this to Mr Sylvan.
There have been incidents of witnessed physical assault, stalking and much much more.
The police also have record of Mr Francis having physically assaulted another person on this development.
This is not the only incident.
I realise you think this is some sort of argument between them- but rest assured it is far worse than that.
Slyvan if and when you read this- I'm sorry but you cannot behave like this towards people. If Paul is number 1 who is number 2 and 3?
There are 6 people I know ( not including myself) who have been upset and angry by your behaviour toward them.
I don't want arguments I want peace and I apologised for my overt reaction to your ' if she had brains' comment. I was broken- hearted at the time. However I will not be spoken down to. And I will not be bullied.
I cannot tolerate bullying and this has been witnessed by most of the residents of the park in one form or another.
It has to stop.
You are the only people who has any issue with the laurels. The council have told me you are the only person who complained.
Can I mention that I have noticed planting outside boundaries in several of the houses. All along the park.
If the laurels go- so will all the others, as I will notify Alex of these.
Please think as to whether this realistically affects your lives on a day to day basis.
If they go then as soon as the residents committee starts up, there will already be tension and dislike.
From that point on we can vote on such issues. Don't make life hell for Paul and his already extremely distraught wife, for no reason- please.
Susie
Susannah Burston