QUEEN'S BENCH DIVISION
THE ADMINISTRATIVE COURT
Strand London WC2 |
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B e f o r e :
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THE QUEEN ON THE APPLICATION OF KATHLEEN MOONEY | (CLAIMANT) | |
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THE LONDON BOROUGH OF SOUTHWARK | (DEFENDANT) |
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Smith Bernal Wordwave Limited
190 Fleet Street London EC4A 2AG
Tel No: 020 7404 1400 Fax No: 020 7831 8838
(Official Shorthand Writers to the Court)
MR HILTON HARROP-GRIFFITHS AND MR JASON BRAIER (FOR JUDGMENT ONLY) (instructed by London Borough of Southwark, Legal and Democratic Services) appeared on behalf of the DEFENDANT
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Crown Copyright ©
Part 1. | Introduction. |
Part 2. | The facts. |
Part 3. | The present proceedings. |
Part 4. | The law. |
Part 5. | Is the Council in breach of duty under section 21 of the 1948 Act? |
Part 6. | Conclusion. |
"3.3.2 Social Services Nominations.
Social Services priority nominations – cases referred from Social Services on an individual basis, possibly following a Community Care assessment. Inclusion in the category is dependent on-
i) the referral being accepted by the Housing Needs Manager under the joint Working Arrangements between two departments, and
ii) housing being deemed essential within a 6 month or reasonable period."
The Lettings Policy contains a provision to similar effect at paragraph 3.6.1.
"I have now received instructions from my client department. Your letter of 13 September refers in its first paragraph to the Local Authority's Children Act Assessment as having concluded that the family 'needed an urgent need to suitable accommodation'. Please clarify which part of the assessment contains this conclusion. The Local Authority acknowledges that its assessments of your client's family under the Children Act and your client's own needs under the NHS Community Care Act 1990 recognise the desirability of your client's family transferring to an alternative property. However, neither of the relevant Social Services teams, namely the Physical Disabilities Team and the Referral and Assessment Team Children's District North has recommended that your client's family transfer to a more suitable property other than via the Housing Department's allocations policy. To that effect both teams arranged for a Social Services priority housing nomination to be submitted to the housing department.
I understand from discussion with my colleague, Janet Oduyoye, who is advising the Housing Department, that as a result of the Social Services priority housing nomination that your client is now at the top of the waiting list for transferring to another property.
As you will be aware from the Social Services assessments, your client and family have been offered further services to meet identified need. Neither the Physical Disabilities Team nor the Referral and Assessment Team consider your client to have a need for the provision of accommodation other than through the Housing Department allocation policy. In relation to your specific request for section 21 accommodation, your client is not considered to have a need for care and attention that is not otherwise available. Your client's community care assessment has taken into account her circumstances including her home environment and has addressed those needs through the revision and increase in services provided as detailed in the assessment and care plan. The referral and assessment team has also increased services to the family.
It may be that your client's care plan will require a review when she is allocated an alternative property, particularly in the light of the support that she currently receives from family who appear to live nearby."
"Accordingly, consistent with the judgments in ex parte Tammadge and ex parte Batantu the claimant seeks a mandatory order (1) requiring the Council to identify an appropriate property in consultation with the claimant within three months and (2) to make available such accommodation within three months of the accommodation being so identified."
"... a mandatory order to require the Council consistent with its duties pursuant to the 1990 Act and the Children Act 1989 to assess the period of time which the claimant and her family can safely and reasonably be required to wait for rehousing and to make provision for them within this period (even if the housing authority has not been able to allocate suitable accommodation in this period)."
"(1) Subject to and in accordance with the provisions of this Part of this Act, a local authority may with the approval of the Secretary of State, and to such extent as he may direct shall, make arrangements for providing:
(a) residential accommodation for persons aged eighteen or over who by reason of age, illness, disability or any other circumstances are in need of care and attention which is not otherwise available to them and
(aa) residential accommodation for expectant and nursing mothers who are in need of care and attention which is not otherwise available to them ...
(2) In making any such arrangements a local authority shall have regard to the welfare of all persons for whom accommodation is provided, and in particular to the need for providing accommodation of different descriptions suited to different descriptions of such persons as are mentioned in the last foregoing subsection ...
(8) Nothing in this section shall authorise or require a local authority to make any provision authorised or required to be made (whether by that or by any other authority) by or under any enactment not contained in this Part of this Act, or authorised or required to be provided under the National Health Service Act 1977."
"The Secretary of State hereby-
(a) approves the making by local authorities of arrangements under section 21(1)(a) of the Act in relation to persons with no settled residence and, to such extent as the authority may consider desirable, in relation to persons who are ordinarily resident in the area of another local authority, with the consent of that other authority; and
(b) directs local authorities to make arrangements under section 21(1)(a) of the Act in relation to persons who are ordinarily resident in their area and other persons who are in urgent need thereof,
to provide residential accommodation for persons aged 18 or over who by reason of age, illness, disability or any other circumstance are in need of care and attention not otherwise available to them."
"(1) It shall be the general duty of every local authority (in addition to the other duties imposed on them by this Part)--
(a) to safeguard and promote the welfare of children within their area who are in need; and
(b) so far as is consistent with that duty, to promote the upbringing of such children by their families,
by providing a range and level of services appropriate to those children's needs.
...
(3) Any service provided by an authority in the exercise of functions conferred on them by this section may be provided for the family of a particular child in need or for any member of his family, if it is provided with a view to safeguarding or promoting the child's welfare.
...
(6) The services provided by a local authority in the exercise of functions conferred on them by this section may include giving assistance in kind or, in exceptional circumstances, in cash."
"(1) Subject to subsections (5) and (6) below, where it appears to a local authority that any person for whom they may provide or arrange for the provision of community care services may be in need of any such services, the authority—
(a) shall carry out an assessment of his needs for those services; and
(b) having regard to the results of that assessment, shall then decide whether his needs call for the provision by them of any such services.
...
(3) If at any time during the assessment of the needs of any person under subsection (1)(a) above, it appears to a local authority—
(a) that there may be a need for the provision to that person by such District Health Authority as may be determined in accordance with regulations of any services under the National Health Service Act 1977, or
(b) that there may be a need for the provision to him of any services which fall within the functions of a local housing authority (within the meaning of the Housing Act 1985) which is not the local authority carrying out the assessment,
the local authority shall notify that District Health Authority or local housing authority and invite them to assist, to such extent as is reasonable in the circumstances, in the making of the assessment; and, in making their decision as to the provision of the services needed for the person in question, the local authority shall take into account any services which are likely to be made available for him by that District Health Authority or local housing authority."
"(2) The respondent to provide accommodation to the applicant in accordance with the SSCRP's findings dated 24 September 1996 and in accordance with the specific proposals set out in the report of Kath Nelson, Social Services Manager, undated at pages 162-166 of the trial bundle.
(3) The provision of such accommodation shall be by way of a two-stage process as follows:
(a) a three months' consultation period during which the respondent shall identify an appropriate property in consultation with the applicant as to any specific requirements she may reasonably have.
(b) thereafter the property shall be made available to the applicant for occupation within three months of the accommodation being identified."
"... once a local authority conclude in a particular case that the need which triggers their duty under section 21(a) exists, they must provide Part III accommodation of a kind which will meet the need for care and attention which arises in that case. They cannot at that stage parade their own lack of resources as an excuse for failing to make the necessary provision, though of course they are entitled to take that factor into account ... provided it meets that need."
"44. It is now nine months since the assessment was made. There is no evidence of any material change of circumstance and certainly no question of any reassessment being appropriate. It is not overstating the case to refer to this as an emergency. Four children, aged fifteen, eleven, four and two, are living in one bedroom under the same roof as a man with mental health problems resulting in outbursts of irritability, anger and hostility towards wife and children. For nine months the duty to provide accommodation has not been fully recognised, although it would be unfair to imply that no efforts have been made to find accommodation. In fact, Alison Evans [Council Employee] has almost certainly taken virtually every step short of arranging for accommodation to be purchased, which would have been taken had the duty been recognised.
45. The time has now come for both this court and the London Borough of Islington to demonstrate the urgency of this situation. I propose to make an order which will maximise the applicant's chances of obtaining property which not only meets his needs, but which, in other respects, is convenient for him and his family; for example, proximity to schools, et cetera."
"23. Neither do I accept that it is for the Court, and not the local authority, to decide whether the applicant is in need of care and attention which is not otherwise available to him. It is for the authority to make that decision, subject to the possibility of challenge by way of judicial review on any of the usual grounds.
24. Mr Goudie submits that the present case is indistinguishable from Batantu. I do not agree. In Batantu, it appears to have been accepted that the family's unsatisfactory housing situation was likely to have been one of the factors which maintained the applicant's psychiatric illness ...
In the present case, the need for care and attention has not been accepted by the authority and the first issue is whether it should have been ...
26. I agree with the judge that Mr Mountain's conclusion that the appellant was not currently in need of care and attention was one he was entitled to reach, having borne in mind future risk, which he did. It was not irrational. He was entitled to conclude that the section 21 duty had not been triggered. An applicant may have housing needs without a duty to provide residential accommodation under section 21 arising. Moreover, the decision to be made on behalf of the authority was properly left to Mr Mountain with his expertise as a team leader ... "
"30 ... Under section 21(1)(a) of the National Assistance Act 1948, local social services authorities have a duty to make arrangements for providing residential accommodation for people over 18 (who are ordinarily resident in their area or in urgent need) where three inter-related conditions are fulfilled:
(1) the person is in need of care and attention;
(2) that need arises by reason of age, illness, disability or any other circumstances; and
(3) that care and attention is not available to him otherwise than by the provision of residential accommodation under this particular power.
Three further points are also relevant:
(1) it is for the local social services authority to assess whether or not these conditions are fulfilled, and if so, how the need is to be met, subject to the scrutiny of the court on the ordinary principles of judicial review;
(2) section 21 does not permit the local social services authority to make provision which may or must be made by them or any other authority under an enactment other than Part III of the 1948 Act (see s 21(8)); but
(3) having identified a need to be met by the provision of residential accommodation under section 21, the authority have a positive duty to meet it which can be enforced in judicial review proceedings ...
32. But it does not follow that because residential accommodation can mean ordinary housing and the claimant is in need of ordinary housing, a duty arises to provide him with that housing under section 21(1)(a). That duty is premised on an unmet need for 'care and attention' (a 'condition precedent', as this Court put it in the Westminster case, at p 93E). These words must be given their full weight. Their natural and ordinary meaning in this context is 'looking after': this can obviously include feeding the starving, as with the destitute asylum seekers in the Westminster case. Ordinary housing is not in itself 'care and attention'. It is simply the means whereby the necessary care and attention can be made available if otherwise it will not ...
33. In this case, Mr Mountain decided that the claimant did not have an unmet need for care and attention. He was undoubtedly entitled to reach that conclusion. Need is a relative concept which trained and experienced social workers are much better equipped to assess than are lawyers and courts provided that they act rationally ...
34. That is sufficient to decide this appeal. Had it been that the combination of the claimant's mental health and a severe housing problem gave rise to a need for care and attention, this claim would still have faced considerable difficulties. He would have had to show that the care and attention he required was not otherwise available to him. He would also have had to surmount the hurdle presented by section 21(8). Nothing in section 21 allows, let alone requires, a local social services authority to make any provision authorised or required to be made, whether by them or by any other authority, by or under any enactment other than Part III of the 1948 Act. The asylum seekers succeeded because there was no other power, let alone duty, to provide them with the care needed to sustain life and health. There is power to meet ordinary housing needs, either through the procedures for allocating social housing under Part VI of the Housing Act 1996, or through the provisions for assisting and accommodating the homeless under Part VII of that Act. Even if he were able to surmount all those hurdles, the local authority would then have to consider how to meet the need identified under section 21. Their duty is to him and not to the other members of his family, although obviously they must not meet it in such a way that he is deprived of the care and attention he needs.
35. One further comment is appropriate. Where a local social services authority is making an assessment of need, it is good practice to consider whether the claimant may have a need for services provided by other authorities, in particular health and housing. Where such services are provided by a different authority, section 47(3) of the National Health Service and Community Care Act 1990 requires a social services authority when making an assessment of the need for community care services, if it appears that there may be a need for health or housing services, to notify the relevant health authority or local housing authority and invite them to assist. It is obviously good practice similarly to involve the housing department where this is part of the same local authority. It would be sad indeed if social workers were, consciously or unconsciously, deterred from identifying needs which properly fall within the province of other services by the fear that they might thereby be taken to be identifying a need for accommodation provided by social services. Social workers have traditionally been their clients' strongest advocates with the other agencies of the welfare state. We would be doing those clients no favours if social workers were inhibited in continuing that honourable tradition by the fear that responsibilities which properly lay with others might thereby be laid at social services' door."
Mummery LJ agreed with both judgments.
"20. A further important change to the scope of section 21 came with the Children Act 1989. The 1989 Act amended section 21(1)(a) so as to limit the duty to persons 'aged 18 or over'. This was the corollary of the comprehensive provision dealing with 'local authority support for children and families' contained in Part III of the 1989 Act. Since then, it is quite clear that the authority owes no direct duty to children under section 21. As Hale LJ said in R (Wahid) v Tower Hamlets LBC 5 CCLR 239 (having analysed the scope of section 21 in terms commended by Lord Hoffmann in the Westminster case para 26), the local authority's duty is to the claimant 'and not to the other members of his family' (para 34)."
"41. In my view Ouseley J's analysis was correct. Section 21 is concerned with meeting the needs of the claimant to whom a duty is owed under that section. The importance of children being accommodated where possible with their parents is obvious, and is recognised in Part III of the 1989 Act. However to regard that as a need of the mother which is to be met under section 21 is stretching that section beyond its natural meaning. Taken together the two statutes provide authorities with all the powers they need to meet the needs of the family as a whole, and to avoid any risk of breaching Article 8.
42. The precise scope of the authority's powers under section 21 is not directly in issue in this case. However, I am satisfied that even if the authority has power in some circumstances to accommodate the children of a claimant under that section, it is not an entitlement or enforceable expectation ... "