IN THE MATTER OF THE CHILDREN ACT 1989
AND IN THE MATTER OF A CHILD "R"
B e f o r e :
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A COUNCIL |
Applicant |
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MOTHER |
1st Respondent |
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FATHER |
2nd Respondent |
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THE CHILD (BY HER CHILDRENS GUARDIAN) |
3rd Respondent |
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WRITTEN JUDGMENT FOLLOWING FACT FINDING |
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Ms Smith For the Mother
Mr Gorton For the Father
Ms Noon For the Child via her Guardian
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Crown Copyright ©
Her Honour Judge Hesford:
1 INTRODUCTION
Section 1: Introduction
Section 2: The proceedings
Section 3: The nature of the hearing and case management
Section 4: The parties positions
Section 5: The local authority evidence, threshold and findings sought
Section 6: The father's evidence (fact finding only)
Section 7: The mother's evidence (fact finding only)
Section 8: Submissions
Section 9: The legal principles regarding fact finding
Section 10: Analysis
Section 11: Findings
Section 12: Decision
2 THE PROCEEDINGS
R has a number of small, faint bruises to her back, to both her right and left sides in the flank areas covering over the area of her bottom ribs and also over the back of her left side of her iliac crest. There is also a small bruise to her left thigh. In my opinion, this is unexplained bruising in a non-mobile child. Although the parents have offered two possible explanations to me, I do not feel that these fit with the timeline or explain the bruises.
The second skeletal survey concluded that:
Her initial skeletal survey showed several areas of concern involving the long bones of both wrists and the right lower leg, the radiologist reported that these were likely to be fractures. On the second skeletal survey these areas appeared normal with no indication of a fracture. However, on the rib views there was a clear healing fracture of the right 9th rib. A rib fracture associated with bruising of the torso indicates a non-accidental injury".
Explanations put forward by the parents as to the possible cause of the injuries were not accepted by medical professionals.
3 THE NATURE OF THE HEARING AND CASE MANAGEMENT
4 THE PARTIES POSITIONS
5 THE LOCAL AUTHORITY CASE, THRESHOLD & FINDINGS SOUGHT
Rib Fracture
(i) At the time she was presented to hospital on [a date] 2023, R had sustained a fracture to the posterior right 9th rib inflicted between [dates], approximately.
(ii) At the time the fracture occurred, R was less than x months of age and she would not have had the strength or level of development to self – inflict this injury.
(iii) The rib fracture is the result of significant force applied to the bone. The amount of force required to cause the fracture is significant and excessive and greater than the force used in the normal care and handling of a child or from over – exuberant play or rough inexperienced handling.
(iv). The force applied to cause the fracture was either severe excessive squeezing compressive force applied to the chest or a direct blow or impact at the fracture site.
(v) At the time the fracture occurred, R would have been in pain and would have appeared to be distressed and upset in the form of crying and tearfulness. The parent caring for her at the time would have recognised that the nature of this upset was different to other episodes of upset that R will have experienced, for example when hungry, colicky or needing a nappy change.
(vi). In the period after the initial discomfort had lessened, R would have displayed variable responses including some unexpected discomfort when moved or handled, if pressure during the routine handling and care, was applied to the area overlaying the fractured rib.
Bruising (Dr Cardwell)
(vii) At the time she was presented to hospital on [a date], R had sustained a series of 5 small, round bruises to her lower back – each >1cm apart from each other. One presents over the spine measuring 3mm x 3mm; one to the left of this, on the same line, measuring 6 mm x 3mm; one to the right of the spine within the same line measuring 3 mm x 2 mm; another bruise was on the spine, below the first one, measuring 3mm x 3mm and another bruise to the right of this, on the same line, measuring 6mm x 4mm.
(viii) A small, faint bruise green/yellow in colour on the right flank of the level of the twelfth rib measuring 1.5cm x 0.6cm.
(ix) A series of 3 small, round, faint, yellow/green bruises sited to the left flank at the level of the lower ribs – one bruise measuring 1cm x 1cm. To the right of this bruise, separated by 1 cm in space, was another bruise measuring
0.5cm, is a 3rd bruise measuring 0.3cm x 0.3cm
(x) A mark over the back of the left iliac crest measuring 2cm x 1cm. This is a faint, oval shaped area, the majority of which is light blue and within this light blue area is a small 0.5cm x 0.5cm red mark which is round.
(xi) At the left mid-thigh there was a small, very faint, light green bruise with a tinge of blue in the centre measuring 0.5cm x 0.5cm.
(xii) R does not have any abnormality in her blood clotting system or any propensity to bleeding that might account for the bruising. [Dr Keenan].
(xiii) R was 3 months old at the time the bruising was noted. She was considered a non-mobile child and would not be able to cause injury to herself to the multiple areas of her body where bruising was recorded.
(xiv) The bruising was caused by the application of forceful pressure, beyond that of normal routine handling to various parts of her body
(xv) The force applied to cause the bruising would have caused pain and discomfort. The parent caring for her at the time would have recognised that the nature of this upset it different to other episodes of upset that R will have experienced, for example when hungry, colicky or needing a nappy change.
Findings sought:
(2) Whilst in the care of her mother and/or father, prior to her presentation at hospital on [a date] 2023, R had sustained inflicted injuries in the form of a fracture to the posterior right 9th rib and bruising to multiple areas of her body; which on the balance of probability have been caused by the application of forceful pressure applied to various parts of her body by her mother or father for which no plausible explanation has been given.
(3) The non-perpetrating parent would have been aware after the event that R had been injured due to discomfort displayed on being handled or by the visibility of bruising.
Failure to Protect
(4) The mother and father were aware that R has sustained bruising prior to her attendance at A&E on [a date] but failed to seek timely medical attention in respect of them.
(5) If mother and father were aware that there was a risk that the father could apply excessive pressure to R's body during a tic episode, they both failed to protect her by allowing the father to handle her.
The Medical Evidence
Dr Karl Johnson - Consultant Radiologist
The radiological dating of any fracture is difficult, imprecise and a subjective estimation. The radiological appearances of the fracture are non-specific with regard to the exact mechanism of causation. The same fracture pattern could occur from an accidental or inflicted injury.
The fracture is the result of significant force applied to the bone. The amount of force required to cause this fracture is unknown, but in his opinion, it is significant, excessive and greater than that used in the normal care and handling of a child.
This fracture would not occur from normal domestic handling, over-exuberant play or rough inexperienced parenting.
At the time that the fracture occurred, R was less than x months of age and she would not have had the strength or level of development to self-inflict this injury.
At the time the fracture occurred, he would expect that R would have been in pain and shown signs of distress which would have lasted for some moments. Following this initial distress, the signs and symptoms related to this fracture could have been variable and he would defer to the paediatricians in all aspects of clinical presentation, both at the time that the fracture occurred and subsequently.
To cause any fracture requires both a suitable mechanism and a significant level of force.
Rib fractures are typically the result of severe excessive squeezing compressive force applied to the chest. The amount of force required to cause these fractures is unknown, but in my opinion, it is significant. For example, in life-saving cardiac massage where the chest is forcibly compressed by one third of its diameter, rib fractures very rarely occur.
Alternatively, an isolated rib fracture could occur from a direct blow or impact at the fracture site. From the radiological appearances, I am unable to determine whether the posterior right 9th rib fracture is the result of squeezing compressive force or a direct blow/impact.
He confirmed that in his opinion none of the explanations proffered by the parents in relation to R being injured throwing herself forward and being stopped to prevent her from falling, being in her pram and jolted when her father had a tic, breastfeeding, lifting her up into the air and down again would generate sufficient force to cause the rib fracture.
He opined that if R was being held during a tic and her chest was squeezed then this could potentially create a suitable mechanism to cause the rib fracture but he was unable to determine the amount of force which these tics could generate and would defer to a neurologist/other suitable medical expert with regard to the likelihood of these tics being a possible cause of the rib fracture. He considered that it would be helpful to know whether or not the level of involuntary movement of the father's hands during a tic would be severe enough to compress R's chest by one third of its diameter in order to determine the likelihood of this action being a possible cause of the rib injury.
"To cause any fracture requires both a suitable mechanism and a significant level of force. In my opinion, holding R close to her father's chest and gripping her could create some degree of chest compression. To cause a rib fracture, there would need to be excessive and significant compression of the chest.
In my opinion, this is beyond that of heavy-handed restraint. In my opinion, unless R was held with excessive force, this would not result in a fracture.
I would defer to Dr Ameen as to the significance of holding R and then having a tic."
Live evidence:
Dr Keenan - Consultant Paediatric Haematologist
Dr Ameen – Consultant Neurosurgeon
Live evidence:
Dr Cardwell - Consultant Paediatrician
(i) 5 small round bruises to lower back;
(ii) bruise on right flank;
(iii) 3 round bruises on left flank;
(iv) bruise on left iliac crest;
(v) bruise to left mid-thigh.
And in detail:
(i) A series of 5 small, round, bruises present on the lower back – each <1 cm apart from each other. One presents over the spine measuring 3 mm x 3 mm; one to the left of this, on the same line, measuring 6 mm x 3 mm; one to the right of the spine, within the same line, measuring 3 mm x 2 mm; another bruise was on the spine, below the first one, measuring 3 mm x 3 mm; and another bruise to the right of this, on the same line, measuring 6 mm x 4 mm.
(ii) A small, faint bruise green/yellow in colour on the right flank of the level of the twelfth rib measuring 1.5 cm x 0.6 cm.
(iii) A series of 3 small, round, faint yellow/green bruises sited to the left flank at the level of the lower ribs – one bruise measuring 1 cm x 1 cm. To the right of this bruise, separated by 1 cm in space, was another bruise measuring 0.5 cm x 0.5 cm and then below this, separated by 0.5 cm, is a third bruise measuring 0.3 cm x 0.3 cm.
(iv) A mark over the back of the left iliac crest measuring 2 cm x 1 cm. This is a faint, oval-shaped area – the majority of which is light blue and within this light blue area is a small, 0.5 cm x 0.5 cm red mark which is round and looks possibly like a graze. The area of blue looks like a bruise.
(v) At the left mid-thigh there was a small, very faint, light green bruise with a tinge of blue in the centre. The circular blue area measures 0.5 cm x 0.5 cm. The parents have said they feel that this was from R's immunisation she had 4 weeks ago.
Live Evidence:
Experts Meeting
6 THE FATHER'S EVIDENCE (fact finding only)
(2) Accepted that his tic may have caused injury / injuries to R by handling her during an episode, but only upon consideration of the medical evidence which initially seemed to suggest that this was a possibility
(3) Did not accept that R showed symptom of an injury
(4) Accepted the presence of a bruise on [a date] but thought nothing of it
(5) Accepted that he failed to protect R by handling her when there was a risk due to his tics.
Live Evidence
7 THE MOTHER'S EVIDENCE (fact finding only)
(2) Accepted that R sustained a rib fracture as detailed and bruising to multiple areas of her body but did not accept that the injuries were inflicted. She denied inflicting any injury on R.
(3) Did not accept that R displayed any discomfort at being handled or from visible bruises. She admitted seeing a small bruise on the small of R's back a couple of days before her hospital admission but was not aware of the other bruising until she was examined at hospital.
(4) Accepted that she did not seek medical attention in respect of the bruise she saw on [a date], before R's hospital admission but did not consider, at the time, that the bruise required medical attention.
(5) Accepted that she failed to protect R by allowing father to handle her when there was a risk due to his tics.
Live Evidence:
8 SUBMISSIONS
The experts agree that father's demonstration of his tic would be a potential mechanism for the fractured rib subject to the level of pressure or compression. Father submits his tic alone was sufficient. The experts disagree.
The local authority invites me to make findings against father but not mother. These are that the injuries were caused by loss of control, temper or stress. They no longer seek findings that the mother failed to protect R.
Ms Smith, for mother, was careful with her submissions, not seeking to blame father for any deliberate injuries. Mother was exonerated by both father and the totality of the evidence.
The father remains of the opinion that the injuries were accidentally caused by his tics. In other words, they did not result from any unreasonable parenting on his part. He, however, in his evidence submits that he has suffered significant tics on occasions and so should have been aware that if he did suffer a significant tic whilst handling R, this could potentially hurt her. He also continued to handle R, in many positions, after he knew, and had admitted, that he had hurt her and caused harm.
The Guardian aligns with the local authority
9 THE LEGAL PRINCIPLES REGARDING FACT FINDING
"36. In determining the issues at this fact finding hearing I apply the following principles. First, the burden of proof lies with the local authority. It is the local authority that brings these proceedings and identifies the findings they invite the court to make. Therefore, the burden of proving the allegations rests with the local authority.
37. Secondly, the standard of proof is the balance of probabilities (Re B [2008] UKHL 35). If the local authority proves on the balance of probabilities that J has sustained non-accidental injuries inflicted by one of his parents, this court will treat that fact as established and all future decisions concerning his future will be based on that finding. Equally, if the local authority fails to prove that J was injured by one of his parents, the court will disregard the allegation completely. As Lord Hoffmann observed in Re B:
"If a legal rule requires the facts to be proved (a 'fact in issue') a judge must decide whether or not it happened. There is no room for a finding that it might have happened. The law operates a binary system in which the only values are 0 and 1."
38. Third, findings of fact in these cases must be based on evidence. As Munby LJ, as he then was, observed in Re A (A Child) (Fact-finding hearing: Speculation) [2011] EWCA Civ 12: "It is an elementary proposition that findings of fact must be based on evidence, including inferences that can properly be drawn from the evidence and not on suspicion or speculation."
39. Fourthly, when considering cases of suspected child abuse the court must take into account all the evidence and furthermore consider each piece of evidence in the context of all the other evidence. As Dame Elizabeth Butler-Sloss P observed in Re T [2004] EWCA Civ 558, [2004] 2 FLR 838 at 33:
"Evidence cannot be evaluated and assessed in separate compartments. A judge in these difficult cases must have regard to the relevance of each piece of evidence to other evidence and to exercise an overview of the totality of the evidence in order to come to the conclusion whether the case put forward by the local authority has been made out to the appropriate standard of proof."
40. Fifthly, amongst the evidence received in this case, as is invariably the case in proceedings involving allegations of non-accidental head injury, is expert medical evidence from a variety of specialists. Whilst appropriate attention must be paid to the opinion of medical experts, those opinions need to be considered in the context of all the other evidence. The roles of the court and the expert are distinct. It is the court that is in the position to weigh up expert evidence against the other evidence (see A County Council & K, D, &L [2005] EWHC 144 (Fam); [2005] 1 FLR 851 per Charles J). Thus, there may be cases, if the medical opinion evidence is that there is nothing diagnostic of non-accidental injury, where a judge, having considered all the evidence, reaches the conclusion that is at variance from that reached by the medical experts.
41. Sixth, in assessing the expert evidence I bear in mind that cases involving an allegation of shaking involve a multi-disciplinary analysis of the medical information conducted by a group of specialists, each bringing their own expertise to bear on the problem. The court must be careful to ensure that each expert keeps within the bounds of their own expertise and defers, where appropriate, to the expertise of others (see observations of King J in Re S [2009] EWHC 2115bFam).
42. Seventh, the evidence of the parents and any other carers is of the utmost importance. It is essential that the court forms a clear assessment of their credibility and reliability. They must have the fullest opportunity to take part in the hearing and the court is likely to place considerable weight on the evidence and the impression it forms of them (see Re W and another (Non-accidental injury) [2003] FCR 346).
43. Eighth, it is common for witnesses in these cases to tell lies in the course of the investigation and the hearing. The court must be careful to bear in mind that a witness may lie for many reasons, such as shame, misplaced loyalty, panic, fear and distress, and the fact that a witness has lied about some matters does not mean that he or she has lied about everything (see R v Lucas [1981] QB 720).
44. Ninth, as observed by Hedley J in Re R (Care Proceedings: Causation) [2011] EWHC 1715vFam:
"There has to be factored into every case which concerns a disputed aetiology giving rise to significant harm a consideration as to whether the cause is unknown. That affects neither the burden nor the standard of proof. It is simply a factor to be taken into account in deciding whether the causation advanced by the one shouldering the burden of proof is established on the balance of probabilities."
The court must resist the temptation identified by the Court of Appeal in R v Henderson and Others [2010] EWCA Crim 1219 to believe that it is always possible to identify the cause of injury to the child.
45. Finally, when seeking to identify the perpetrators of non-accidental injuries the test of whether a particular person is in the pool of possible perpetrators is whether there is a likelihood or a real possibility that he or she was the perpetrator (see North Yorkshire County Council v SA [2003] 2 FLR 849. In order to make a finding that a particular person was the perpetrator of non-accidental injury the court must be satisfied on a balance of probabilities. It is always desirable, where possible, for the perpetrator of non-accidental injury to be identified both in the public interest and in the interest of the child, although where it is impossible for a judge to find on the balance of probabilities, for example that Parent A rather than Parent B caused the injury, then neither can be excluded from the pool and the judge should not strain to do so (see Re D (Children) [2009] 2 FLR 668, Re SB (Children) [2010] 1 FLR 1161)."
"To these matters, I would only add that in cases where repeated accounts are given of events surrounding injury and death, the court must think carefully about the significance or otherwise of any reported discrepancies. They may arise for a number of reasons. One possibility is of course that they are lies designed to hide culpability. Another is that they are lies told for other reasons. Further possibilities include faulty recollection or confusion at times of stress or when the importance of accuracy is not fully appreciated, or there may be inaccuracy or mistake in the record-keeping or recollection of the person hearing and relaying the account. The possible effects of delay and repeated questioning upon memory should also be considered, as should the effect on one person of hearing accounts given by others. As memory fades, a desire to iron out wrinkles may not be unnatural – a process that might inelegantly be described as "story-creep" may occur without any necessary inference of bad faith".
"62. Failure to protect comes in innumerable guises. It often relates to a mother who has covered up for a partner who has physically or sexually abused her child or, one who has failed to get medical help for her child in order to protect a partner, sometimes with tragic results. It is also a finding made in cases where continuing to live with a person (often in a toxic atmosphere, frequently marked with domestic violence) is having a serious and obvious deleterious effect on the children in the household. The harm, emotional rather than physical, can be equally significant and damaging to a child.
10 ANALYSIS
11 FINDINGS
Findings sought:
2. Whilst in the care of her mother and/or father, prior to her presentation at hospital on [a date] 2023, R had sustained inflicted injuries in the form of a fracture to the posterior right 9th rib and bruising to multiple areas of her body; which on the balance of probability have been caused by the application of forceful pressure applied to various parts of her body by her mother or father for which no plausible explanation has been given.
Finding (2) I make this finding against father but not against mother
3. The non-perpetrating parent would have been aware after the event that R had been injured due to discomfort displayed on being handled or by the visibility of bruising.
Finding (3) I do not make this finding
Failure to Protect
4. The mother and father were aware that R has sustained bruising prior to her attendance at A&E on [a date] 2023 but failed to seek timely medical attention in respect of them.
Finding (4) I make this finding against father but not against mother but in the following amended terms:
4. The father knew he had injured R and should have been aware that R had sustained bruising prior to her attendance at A&E on [a date] but failed to seek timely medical attention in respect of them.
5. If mother and father were aware that there was a risk that the father could apply excessive pressure to R's body during a tic episode, they both failed to protect her by allowing the father to handle her.
Finding (5) I make this finding against father but not against mother
12 DECISION
HHJ Hesford
Date 31 May 2024