SITTING IN BRIGHTON
B e f o r e :
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AB and CD |
Applicants |
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- and - |
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CT |
Respondent |
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Hearing date: 26th January 2015
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Crown Copyright ©
Mrs Justice Theis DBE:
Introduction
(i) The Respondent surrogate mother (who lives in India) has not had notice of this application and consequently has not had the opportunity to say whether she consents to the making of an order.(ii) There is some uncertainty as to whether the surrogate was married at the time of the embryo transfer.
(iii) The application for a parental order is made over 3 years after the birth of the children; when the statutory provisions require it to be made within six months.
(1) This case highlights, once again, the need for those undertaking surrogacy arrangements abroad to take specialist advice. In many of these cases large sums of money are paid for the expenses in undertaking these arrangements. Figures in excess of £15 - 20,000 are not uncommon. Commissioning parents should, at the very least, get an outline of the relevant legal steps they need to take to ensure their position and, more importantly that of any child born as a result of the arrangement, is protected. The cost of that advice is likely to be a minimal expense in the context of the large sums spent on the surrogacy arrangement overall.(2) Commissioning parents should be encouraged to:
(a) Promptly make applications for parental orders after the birth of the child, even if they are not present in the jurisdiction, providing at least one of them is domiciled in this jurisdiction (s 54 (4)(b). It is only a parental order that provides lifelong security for the child, as it recognises the commissioning parents as the legal parents of the child with all the positive benefits that flow from that. Without that order their legal relationship with the child is best described as precarious; in most cases without such an order being in place, the surrogate mother (and her husband, if she is married) remain the legal parents of the child.(b) Take steps to ensure there are clear lines of communication with the surrogate mother, and her husband if she is married, to facilitate the giving of consent after the expiry of six weeks from the birth (as required by section 54 (6) and (7)). This should ideally include meeting the surrogate mother.(c) Ensure there are coherent records regarding any sums paid under any agreement, in particular those that are paid to the surrogate mother.
Background
Legal Framework
The section 54 criteria
"(1) the question whether a sum paid is disproportionate to "reasonable expenses" is a question of fact in each case. What the court will be considering is whether the sum is so low that it may unfairly exploit the surrogate mother, or so high that it may place undue pressure on her with the risk, in either scenario, that it may overbear her free will.
(2) the principles underpinning section 54(8), which must be respected by the court, is that it is contrary to public policy to sanction excessive payments that effectively amount to buying children from overseas.
(3) however, as a result of the changes brought about by the Human Fertilisation and Embryology (Parental Orders) Regulations 2010, the decision whether to authorise payments retrospectively is a decision relating to a parental order and in making that decision, the court must regard the child's welfare as the paramount consideration.
(4) as a consequence it is difficult to imagine a set of circumstances in which, by the time an application for a parental order comes to court, the welfare of any child, particularly a foreign child, would not be gravely compromised by a refusal to make the order: As a result: "it will only be in the clearest case of the abuse of public policy that the court will be able to withhold an order if otherwise welfare considerations support its making", per Hedley J in [In re L (A Child) (Parental Order: Foreign Surrogacy) [2010] EWHC 3146 (Fam), [2011] Fam 106, [2011] 1 FLR 1143] at paragraph 10.
(5) where the applicants for a parental order are acting in good faith and without 'moral taint' in their dealings with the surrogate mother, with no attempt to defraud the authorities, and the payments are not so disproportionate that the granting of parental orders would be an affront to public policy, it will ordinarily be appropriate for the court to exercise its discretion to give retrospective authorisation, having regard to the paramountcy of the child's lifelong welfare."
Time limit
'55. Where in the light of all this does the six-month period specified in section 54(3) stand? Can Parliament really have intended that the gate should be barred forever if the application for a parental order is lodged even one day late? I cannot think so. Parliament has not explained its thinking, but given the transcendental importance of a parental order, with its consequences stretching many, many decades into the future, can it sensibly be thought that Parliament intended the difference between six months and six months and one day to be determinative and one day's delay to be fatal? I assume that Parliament intended a sensible result. …
56. I have considered whether the result at which I have arrived is somehow precluded by the linguistic structure of section 54, which provides that "the court may make an order … if … the [relevant] conditions are satisfied." I do not think so. Slavish submission to such a narrow and pedantic reading would simply not give effect to any result that Parliament can sensibly be taken to have intended.
57. I conclude, therefore, that section 54(3) does not have the effect of preventing the court making an order merely because the application is made after the expiration of the six month period. That is a conclusion which I come to, without reference to the Convention and on a straightforward application of the principle in Howard v Bodington (1877) 2 PD 203.
58. If for some reason that is wrong, if to go that far is in truth to take a step too far, the same conclusion is, in my judgment, amply justified having regard to the Convention.
…
65. I intend to lay down no principle beyond that which appears from the authorities. Every case will, to a greater or lesser degree, be fact specific. In the circumstances of this case the application should be allowed to proceed. No one – not the surrogate parents, not the commissioning parents, not the child – will suffer any prejudice if the application is allowed to proceed. On the other hand, the commissioning parents and the child stand to suffer immense and irremediable prejudice if the application is halted in its tracks.'
'In one sense that is a long time, both in absolute terms and when compared with the statutory time limit of six months. And it is a very long time indeed compared with the matter of a few days that were fatal to the appellant in Adesina v Nursing and Midwifery Council [2013] EWCA Civ 818, [2013] 1 WLR 3156. But principle demands that I have regard to the statutory subject matter, the background, and the potential impact on the parties if I allow section 54(3) to bar the application. I repeat in this context what I have already said in paragraphs 54-56 above. There are, without labouring the point, three aspects of a parental order which very obviously and very fundamentally distinguish it from the kind of case which the court was concerned with in Adesina. The first is that a parental order goes not just status but to identity as a human being. The second is that the court is looking, indeed is required by statute to look, to a future stretching many, many decades into the future. The third is that the court is concerned not just with the impact on the applicant whose default in meeting the time limit is being scrutinised but also with the impact on the innocent child, whose welfare is the court's paramount concern. In these circumstances the court is entitled, indeed in my judgment it is bound, to adopt a more liberal and relaxed approach than was appropriate in Adesina. After all, as Maurice Kay LJ recognised in Adesina, what the court is required to do, albeit it is required to do no more, is to secure compliance with the Convention. I would not be doing that if I were to deny the commissioning parents and X access to the court.'
Consent and notice of the application
'Although it caused some inconvenience, at the Court's insistence, the Application for Consent orders and other documents filed in these proceedings were translated and served on the birth mother. This resulted in two affidavits supposedly sworn by her which suggest that she consented to orders that the applicant and respondent have equal shared parental responsibility and that the children live with them. Again, the affidavits were written in English and bore her thumb print. There was no evidence that those documents were translated or that she understood their contents before she placed her thumb print. Eventually, an affidavit was received from Mr Suman, who is an advocate and notary public in India. He affirmed that he read the documents to the birth mother in Hindi and she acknowledged their content. Reference to the documents is to the birth mother's affidavit dated 27 January 2012 and an undated document which is exhibit "C". Including those documents received after the last hearing date, the applicant established service, notice of the hearings and that the birth mother has given her consent to the application.'
'5. I was aware that [AB] was in a long standing relationship with [CD] and that they intended to raise any resulting children together.6. At the end of 2010 I received counselling through the INF Clinic, SCI Healthcare in New Dehli in relation to the surrogacy arrangement. At the same time and subsequent to January 2011, I received all medical tests required as part of the pregnancy and birth.
7. By January 2011, in particular I agreed with [AB] as follows:
(a) that an in-vitro fertilisation procedure would be used to impregnate me with embryos using ovum and sperm other than mine.(b) that [AB] would be present at the birth of the child/ren as the intended parents would be present as my Husband to support me through the process of birth or a caesarean section.(c ) that [AB's] name would appear on the birth certificate as the father and the name of the mother would be recorded as Surrogate without naming me.(d) that [AB] would obtain Parenting Orders once he returned to Australia after the birth of the child/ren giving granting full parental responsibility during the child/ren's lifetime in making decisions as to their day to day and long term welfare and development.(e) that I would not be financially responsible at any time for the medical expenses, expenses associated with insemination, pregnancy and birth and any other expenses of the child/ren during his/her childhood.(f) that I would surrender the child/ren after birth to [AB].(g) that I would have no role in making decisions about the day to day care or long term welfare and development of the child/ren or where the child/ren would live….14. Following the birth of the children I am aware [AB] and [CD] named the children [P] and [D]. I did not complete any paperwork associated with filing the applications for the Birth Certificates. I took no part in making the decision as to the children's names.
15. Since the birth of [P] and [D], I saw the children on only one occasion on [date in October 2011], following my discharge from ISIS Hospital. I observed [K] and [P] were very happy and bonding with the children. I believer [K] and [P] will give the children a good life in Australia.
16. When I saw [AB] and [CD] with the children on [date], [AB] and [CD] provided me with an email and street address in Australia if I wished to contact them or the children in the future. I also agreed to provide a current address where I may be contacted from time to time.
17. I believe it is in the best interests of [P] and [D] that the Consent Orders that give shared parental responsibility in decision-making to [AB] and [CD] be made so that there is stability in the children's lives as they grow up.
17. I fully support and consent to the Orders sought being made.'
'Unless the court directs otherwise, the agreement of the other parent or the woman who carried the child to the making of the parental order may be given in the form referred to in Practice Direction 5A or a form to the like effect.'The form referred to is Form A101A. The relevant part of that form provides
'If a parental order is made in respect of my child, I understand that I will no longer legally be treated as the parent and that my child will become a part of the applicants' family. '
'26……..The question therefore arises as to how the provision should be interpreted and applied.27. Mr Ford submits, and I accept, that there are three matters which should be taken into account.
28. First, when it is said that the woman who gave birth to the child cannot be found, the court must carefully scrutinise the evidence as to the efforts which have been taken to find her. It is only when all reasonable steps have been taken to locate her without success that a court is likely to dispense with the need for valid consent. Half-hearted or token attempts to find the surrogate will not be enough. Furthermore, it will normally be prudent for the Applicants to lay the ground for satisfying these requirements at an early stage. Even where, as in this case, the Applicants do not meet the surrogate, they should establish clear lines of communication with her, preferably not simply through one person or agency, and should ensure that the surrogate is made aware during the pregnancy that she will be required to give consent six weeks after the birth.
29. Secondly, although a consent given before the expiry of six weeks after birth is not valid for the purposes of section 54, the court is entitled to take into account evidence that the woman did give consent at earlier times to giving up the baby. The weight attached to such earlier consent is, however, likely to be limited. The courts must be careful not to use such evidence to undermine the legal requirement that a consent is only valid if given after six weeks.
30. Thirdly, in the light of the changes affected by the 2010 regulations, the child's welfare is now the paramount consideration when the court is "coming to a decision" in relation to the making of a parental order. Mr Ford submits, and I accept, that this includes decisions about whether to make an order without the consent of the woman who gave birth in circumstances in which she cannot be found or is incapable of giving consent. It would, however, be wrong to utilise this provision as a means of avoiding the need to take all reasonable steps to attain the woman's consent. '
Welfare
(1) An application for a parental order is essentially declaratory in nature and confers a fundamental status on the applicant and the child who is the subject of the application. A v P [2011] EWHC 1738 (Fam) paragraph 12(2) The State is required to protect a child's identity under Article 8 of the United Nations Convention of the Rights of the Child (UNCRC), which includes the legal recognition of relationship between parents and children A v P (ibid) paragraphs 27 and 28
(3) She takes issue with what I said in A v P at the end of paragraph 30 (4) 'The effect of a parental order is the same as an adoption order'. She accepts that in the context of what I was saying in the preceding sentence it may be right, but as a general proposition it is not. She drew the courts attention to section 67 (1) ACA 2002 which provides 'An adopted person is to be treated in law as if born as the child of the adopters or adopter.' This is what demarks the difference between the two orders. Adoption orders create a presumption in law that the child is treated as if the biological child of the adopters. A parental order does not require that presumption to be made. Both orders are transformative, but a parental order proceeds on the assumption one of the applicants is the biological parent. That is one of the key criteria in s 54 HFEA. It doesn't change the child's lineage as an adoption order does; a parental order creates a legal parentage and removes the legal parentage of the birth family under the provisions of the HFEA 2008. Unlike adoption there is already a biological link with the applicants before the parental order application is made. Its purpose is to create legal parentage around an already concluded lineage connection.
(4) From the point of view of the child the orders are different. An adopted child is seen to have had a family created for it, whereas in a surrogacy arrangement the child's conception and birth has been commissioned by the parents, the child has a biological connection and the same identity as one of the parents. The latter arrangement is more congruent with a parental order than an adoption order.
(5) These differences are important welfare considerations from the child's perspective. These are the reality of the identity issues children will need to resolve. In surrogacy situations the court by making a parental order settles the identity issue and does not leave other fictions to be resolved, which could be the case if an adoption order was made in these situations.