The Judge hereby gives leave for this judgment to be reported on the strict understanding that in any report no person other than the advocates or the solicitors instructing them and any other person named in the judgment may be identified by name or location. In particular the anonymity of the children and the adult members of their family must be strictly preserved.
FAMILY DIVISION
Strand, London, WC2A 2LL |
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B e f o r e :
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IN THE MATTER OF D AND L (MINORS) (SURROGACY) AND IN THE MATTER OF HUMAN FERTILISATION AND EMBRYOLOGY ACT 2008 |
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Jeremy Ford of CAFCASS Legal appeared as advocate to the court
Hearing date: 19th July 2012
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Crown Copyright ©
MR JUSTICE BAKER :
Introduction
Background
a) under clause 3.1, 'as part of her obligations under this agreement whereby the surrogate has agreed to carry a child with genetic father's sperm and genetic mother's egg, she may be required to submit to an IVF protocol in order to have resulting embryos transferred into her uterus';
b) under clause 9.1, ' the surrogate shall voluntarily surrender sole and exclusive custody, parental responsibility, decision making, care and control of the child to the intended parents immediately upon the child's birth, acknowledging that it is in the best interests of all concerned to do so…';
c) under clause 10.1, '[the] intended parents agree to immediately accept custody and assume full legal responsibility for the child born to the surrogate pursuant to this agreement. They shall take custody and responsibility for the child as soon as possible after the child's birth and after the necessary releases and/or consents have been signed by the surrogate…';
d) under clause 11.1, '[the] intended parents shall pay costs and fees of any medical service provided and all of the surrogate's expenses including procedures, diet, screenings, prescriptions deemed necessary by the physical from the clinic…';
e) under clause 11.2, 'the parties herein have agreed onto an amount of $22,000 for the entire package of treatment and costs from IVF until the delivery of the child and including the surrogate's expenses mentioned in section 11.1'.
In an annexe to the agreement, it was further provided that the sum of $22,000 should be paid in the following instalments: $10,000 on advance; $5,000 after confirmation of pregnancy (at 15 weeks of pregnancy); $2,000 at six months of pregnancy and $5,000 at the time of delivery/c-section. The schedule also provided that there would be an extra of charge of $5,000 in the case of twins.
"There is a UK guideline which states the surrogate should be allowed about six weeks (since birth) to think over her decision of handing over the baby. But this again depends on the person assigned to you, it may be as short 3-4 weeks."
The Applicants were aware that this observation was not consistent with the provisions of the 2008 Act and immediately contacted their solicitors in England who on 13th June wrote to the director of the clinic pointing out that, in order to obtain a parental order under English law, the Applicants would have to prove that the surrogate mother had given her consent 'fully and unconditionally' and that such consent was only valid if given more than six weeks after the birth. They pointed out that, where the surrogate mother is based outside the UK, the court has the power under rules to accept evidence of consent by way of a notarised statement. The solicitors proposed that they could prepare a written statement for the surrogate mother to sign, which would need to be translated into her first language and signed by her before a notary more than six weeks after the birth. The solicitors asked the clinic to confirm that the surrogate would be able to understand the written document, to identify the appropriate language for translation, and to confirm whether the clinic would be prepared to assist with arranging for the notarised signature more than six weeks after the birth. The director of the clinic responded to the solicitors assuring them that 'we would be happy to be of help' to the Applicants.
"I, Miss B, (surrogate mother...resident of Bhanunagar, Andhra Pradesh), received a sum of 350,000 rupees towards surrogate mother compensation, food, travel, living expenses for the term October 2010-June 2011 and the caretaker/arranger [name]'s service charges from [the clinic director]...and I hereby declare myself solemnly and conformingly that there was no right or concern with the baby boys D and L born on 14th June 2011, given birth by me as gestational surrogate mother for [the first Applicant]. There may be no future allegations also regarding relations with the babies by me or by any of my family members in any way. I further state that I have no objections to the provision of the exit visa to the baby boys D and L. I was discharged from the hospital in very good healthy condition."
"I am sorry to inform you that I could not locate Miss B. The address provided by the clinic where Miss B should be residing…is not the place where she lives. Property is currently empty but is former residence of [the caretaker/arranger]. His old clinic is on ground floor. Nobody there had any knowledge of Miss B or where she is living now. I have shown neighbours [identity] card of Miss B and they did not recognise her. I could not find out where she lives now and so could not get her to sign the forms."
a) any further steps that should be taken to establish the paternity of the twins;
b) any further steps that should be taken to obtain the agreement of any person required by the 2008 Act;
c) if the women who carried the twins could not be found, the factors to be taken into consideration by the court in determining whether to make parental orders under the Act in respect of the twins in the absence of her agreement;
d) the factors to be taken into consideration by the court in determining whether to give retrospective authorisation to payments made by the Applicants in respect of the surrogacy and;
e) any further legal issues arising in respect of this application.
The Law
"The provisions of the 2002 Act [that is to say, the Adoption and Children Act 2002] set out in column 1 of Schedule 1 have effect in relation to parental orders made in England and Wales and applications for such orders as they have effect in relation to adoption orders and applications for such orders, subject to the modifications set out in column 2 of that Schedule.''
The effect of this provision is, inter alia, that section 1 of the 2002 Act applies to the making of parental orders in the following terms:
"(1) This section applies whenever a court is coming to a decision relating to the making of a parental order in relation to a child.
(2) The paramount consideration of the court must be the child's welfare, throughout his life.
(3) The court must at all times bear in mind that, in general, any delay in coming to the decision is likely to prejudice the child's welfare.
(4) The court must have regard to the following matters:
a) the child's ascertainable wishes and feelings regarding the decision (conceived in the light of the child's age and understanding),
b) the child's particular needs,
c) the likely effect on the child throughout his life, of having ceased to be a member of the original family and become the subject of a parental order,
d) the child's age, sex, background and any infant child's characteristics which the court considers relevant,
e) any harm (within the meaning of the Children Act 1989) which the child has suffered or is at risk of suffering,
f) the relationship which the child has with relatives, and with any other person in relation to whom the court considered the relationship to be relevant.
…
(6) The Court must always consider the whole range of powers available to it in the child's case (whether under section 54 of the Human Fertilisation and Embryology Act 2008, the Adoption and Children Act 2002 as applied by regulation 2 of and Schedule 1.2 The Human Fertilisation and Embryology (Parental Orders) Regulations 2010 or the Children Act 1989) and the Court must not make an order under that section or under the 2002 Act so applied unless it considers that making the order would be better for the child than not doing so.
(7) In this section, 'coming to a decision relating to the making of a parental order in relation to a child' the relation to a court includes
a) coming to a decision in any proceedings where the orders that might be made by the court include a parental order (or the revocation of such an order) and
b) coming to a decision about granting leave in respect of any action (other than the initiation of proceedings in any court) which may be taken by an individual under this Act but does not include coming to a decision about granting leaving in any other circumstances.
(8) For the purposes of this section,
a) references to relationships are not confined to legal relationships,
b) references to a relative, in relation to a child, include the child's mother and father."
"(1) On an application made by two people ('the Applicants') the court may make an order providing for a child to be treated in law as the child of the Applicants if
a) the child has been carried by a woman who is not one of the Applicants, as a result of the placing in her of an embryo or sperm and eggs or her artificial insemination,
b) the gametes of at least one of the Applicants were used to bring about the creation of the embryo, and
c) the conditions in subsection (2) (8) are satisfied.
(2) The Applicants must be
a) husband and wife,
b) civil partners of each other, or
c) two persons who are living as partners in an enduring family relationship and are not within prohibited degrees of relationship in relation to each other.
(3) Except in a case falling within subsection (11), the Applicants must apply for the order during the period of six months beginning with the day in which the child is born.
(4) At the time of the application and the making of the order
a) the child's home must be with the Applicants and
b) either or both of the Applicants must be domiciled in theUnited Kingdom or in the Channel Islands or in the Isle of Man.
(5) At the time of the making of the order both the Applicants must have attained the age of 18.
(6) The court must be satisfied that both
a) the woman who carried the child and
b) any other person who is a parent of the child but is not one of the Applicants (including any man who is the father by virtue of section 35 or 36 or any woman who is a parent by virtue of section 42 or 43)
have freely, and with full understanding of what is involved, agreed unconditionally to the making of the order.
(7) Subsection (6) does not require the agreement of a person who cannot be found or who is incapable of giving agreement; and the agreement of the woman who carried the child is ineffective for the purpose of that subsection if given by her less than six weeks after the child's birth.
(8) The court must be satisfied that no money or other benefit (other than for the expenses reasonably incurred) have been given or received by either of the Applicants for or in consideration of
a) the making of the order,
b) any agreement required by subsection (6)
c) the handing over of the child to the Applicants or
d) the making of arrangements for the view to the making of the order unless authorised by the court.
…
(10) Subsection (1) (a) applies whether the woman was in the United Kingdom or elsewhere at the time of the placing in her of the embryo or the sperm and eggs or her artificial insemination.
…"
The issues in this case
1) Is the court satisfied, as required by section 54 (1) (a) and (b), that the twins were carried by a woman as a result of the placing in her of an embryo, and that the gametes of the first Applicant were used to bring about the creation of the embryo?
2) As the surrogate has not given consent to the making of parental orders six weeks after the birth of the twins, can the court dispense with her agreement on the grounds that she cannot be found?
3) Should the court authorise retrospectively the payments given by the Applicants in respect of this surrogacy?
The provisions of section 54 (1)
Dispensing with consent
So far as gestational parenthood is concerned, Baroness Hale observed (at paragraph 34) that the fact that in English law the woman who bears the child is legally the child's mother
"recognises a deeper truth: that the process of carrying a child and giving him (which may well be followed by breastfeeding for some months) brings with it, in the vast majority of cases, a very special relationship between mother and child, a relationship which is different from any other."
Retrospective authorisation of payments
(1) The question whether a payment exceeds the level of "reasonable expenses" is a matter of fact in each case. There is no conventionally- recognised quantum of expenses or capital sum: Re L, supra.(2) The principles underpinning section 54 (8), which must be respected by the court, is that it is contrary to public policy to sanction excessive payments that effectively amount to buying children from overseas: Re S, supra.
(3) On the other hand, as a result of the changes brought about by the 2010 Regulations, the decision whether to authorise payments retrospectively is a decision relating to a parental order and in making that decision, the court must regard the children's welfare as the paramount consideration: Re L, supra, and Re X and Y (2011), supra, per the President.
(4) It is almost impossible to imagine a set of circumstances in which, by the time an application for a parental order comes to court, the welfare of any child, particularly a foreign child, would not be gravely compromised by a refusal to make the order: per Hedley J in Re X and Y (2008), approved by the President in Re X and Y (2011) at paragraph 40. It follows that : "it will only be in the clearest case of the abuse of public policy that the court will be able to withhold an order if otherwise welfare considerations support its making", per Hedley J in Re L at paragraph 10.
(5) Where the Applicants for a parental order are acting in good faith, with no attempt to defraud the authorities, and the payments are not so disproportionate that the granting of parental orders would be an affront to public policy, it will ordinarily be appropriate to give retrospective authorisation, having regard to the paramountcy of the children's welfare.
Upon the court being satisfied that
(1) the Applicants having been through a ceremony of marriage in Belgium are to be treated as civil partners in this jurisdiction(2) the application for parental orders was made within six months of the birth of the twins.
(3) at the time of the application the twin's home was with the Applicants
(4) at the time of the application both Applicants had attained the age of Eighteen
(5) that the first Applicant is the father of the twins
And upon the court being further satisfied that the woman who carried the twins cannot be found and therefore dispensing with her agreement to the making of parental orders
And upon the court retrospectively authorising the payment of the sum of twenty seven thousand dollars paid by the Applicants for the arrangement of the birth of the twins and being satisfied that no other money or benefit has been given or received by the Applicants under section 54 of the Act
And upon the court directing the registrar enter the details of the parental order made hereinbelow in the parental order register
And upon the court further directing that the original birth certificates of the children shall be released to the Applicants.
It is ordered that:
(1) there be parental orders pursuant to section 54 provided that the children D and L shall be treated as the children of the Applicants(2) there be no order as to costs.