C4/2012/0569 & C4/2011/2270 |
ON APPEAL FROM THE HIGH COURT OF JUSTICE
QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
Mr Justice Irwin
John Bowers QC (sitting as a Deputy Judge of the High Court)
Mr Justice Langstaff
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE STANLEY BURNTON
and
LORD JUSTICE GROSS
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SG (Iraq) |
Appellant |
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SECRETARY OF STATE FOR THE HOME DEPARTMENT |
Respondent |
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OR (Iraq) |
Appellant |
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SECRETARY OF STATE FOR THE HOME DEPARTMENT |
Respondent |
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Stephen Knafler QC and Sonali Naik (instructed by Lawrence Lupin) for OR
David Blundell (instructed by the Treasury Solicitor) for the Secretary of State for the Home Department
Hearing dates : 20, 21 June 2012
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Crown Copyright ©
Lord Justice Stanley Burnton :
Introduction
(1) the appeal of SG against the order made by Langstaff J on 3 August 2011 refusing him permission to apply for judicial review of the decision of the Secretary of State to remove him to Iraq and refusing to grant him a stay of his removal;(2) the application for permission to appeal of OR against the decision made by Irwin J on 20 October 2011 refusing him permission to apply for judicial review of the decision of the Secretary of State to deport him to Iraq, ordered to be heard with the appeal of SG, with the appeal to follow if permission was granted; and
(3) OR's appeal against the order made by John Bowers QC (sitting as a Deputy Judge of the High Court) dated 7 February 2012 refusing him permission to apply for judicial review of the decisions of the Secretary of State to detain him pending his removal to Iraq.
I would grant OR permission to appeal against the decision of Irwin J.
The proceedings (a): SG
"The AIT (sic) was put in a difficult position by developments shortly before the hearing, particularly having resolved that the case should be a country guidance case. Careful consideration was plainly given at each stage to the procedure to be followed. The merits were also carefully considered. I have also considered the helpful written submissions on behalf of the Secretary of State. I am sufficiently concerned about the procedural issues raised, especially in a case which was to become a country guidance case, to grant permission to appeal. They merit consideration by this court. Rulings may have an impact on the merits and article 15(c) may be argued."
"19 I have to resolve this, as it seems to me, as a matter of principle. I have to apply the law, and that means the law as it currently stands. On the law as it stands, HM, country guidance, is to be followed. That provides that I should treat the conditions on return to Iraq as not being such as to expose a claimant to a real risk of inhuman or degrading treatment or worse. … if HM is and represents true guidance, it would not, on its own, as it seems to me, be a sufficient reason to restrain removal or to think that it would be arguable in this case that an immigration judge might come to a different conclusion on a fresh claim and that the Secretary of State should so much have appreciated that that her decision, anticipating the decision of an immigration judge, would be wrong on judicial review grounds.
20 Accordingly, I would not give permission as the law currently stands. Should I give a stay? It is trite that, if every time an appeal was to go from one court to another, all cases raising similar points were to be stayed, the system of justice would be bunged up. This does not make sense. The general rule is that a stay should not be given on that basis: there would have to some special and unique feature, some exceptional reason for granting it.
21 I realise that, in taking this approach, I differ from an approach which has plainly been taken in response to the particular arguments in their cases, whatever they may be, by the judges to whom I referred, and I infer by some others. But it seems to me right in principle to take that approach. As Mr Blundell says, the fact that the concerns in HM are procedural and therefore indirectly attack the basis for the decision does not make any exception to the general rule which would be that no stay should normally be granted where a case was directly attacked as wrong in principle or decided in misapprehension of fact. There is no particular reason here for thinking that the whole basis of HM is undermined by what has taken place. In particular, I note that HM itself did carefully consider such information as the court had of the very nature which I am asked to say might make a difference."
"It is ordered that:
1) the appeal be allowed and the case remitted to the Upper Tribunal (Immigration and Asylum Chamber) to be re-determined as country guidance by a panel whose constitution is to be decided by the President of the Immigration and Asylum Chamber
2) determination of the Immigration and Asylum Chamber in this appeal dated 21st September 2010 is quashed with the consequence that it ceases on all issues to be authoritative country guidance."
"2. [the decision of the Court of Appeal in HM] in itself would incline me to grant permission in this case.
3. But there is another, and wider, reason which in my view provides a compelling reason for granting permission to appeal: that is, the uncertainty and apparently divergent practice between Queen's Bench Division judges, in cases where it is represented that an ostensibly governing decision (in the form of a Country Guidance decision) is the subject of a pending appeal to the Court of Appeal. Langstaff J understandably referred to this, with some concern, in paragraph[s] 21 and 22 of his judgment.
4. My preliminary view is that the approach of Langstaff J is the principled one and the right one as to what the general rule on stay should be and is (absent exceptional circumstances). Otherwise, as he said, the system could become bunged up by reason of the raising by applicants of possibilities that the law heretofore existing might hereafter change. This is, moreover, a situation which can arise in a context other than the present HM Country Guidance context. It would benefit, if it is not considered academic in the context of this case, from Court of Appeal guidance. It is certainly not justifiable that there be a divergence of practice at first instance such as Langstaff J had described."
The proceedings (b): OR
"37. … whatever the formal status of HM, there is not in my judgment the slightest reason to suppose that the conclusions it reaches are wrong. I have declined to speculate on the outcome of the appeal to the Court of Appeal, but even if that appeal is successful it is unlikely that that Court would itself undertake the task of giving country guidance. If the appeal were remitted to the Upper Tribunal, the latter would look at the available evidence, including no doubt the new material now produced. For the reasons I have given, that material does not show that the guidance should be different."
"15. In the light of that review of what should be the impact of a country guidance case, it seems to me that in this instant application for permission, one would need a clear and coherent body of evidence to show that the conclusion reached in HM was in error. In particular, one would look for clear and coherent evidence coming after the country guidance decision was reached, before the starting point and guidance given in such a case should be departed from. I recognise that, as Mr Ockleton said in the course of his decision in Qader, permission for appeal may be given for many reasons. It seems to me adventurous to seek to draw quite general conclusions as to the reliability of any case or of any decision -- and particularly a decision which is denominated as a country guidance case -- merely from the fact that permission to appeal has been granted."
The legislative framework
"Unless –
(a) the appeal court or the lower court orders otherwise; or
(b) the appeal is from the Immigration and Asylum Chamber of the Upper Tribunal,
an appeal shall not operate as a stay of any order or decision of the lower court."
"77 No removal while claim for asylum pending
(1) While a person's claim for asylum is pending he may not be–
(a) removed from the United Kingdom in accordance with a provision of the Immigration Acts, or
(b) required to leave the United Kingdom in accordance with a provision of the Immigration Acts.
(2) In this section–
(a) 'claim for asylum' means a claim by a person that it would be contrary to the United Kingdom's obligations under the Refugee Convention to remove him from or require him to leave the United Kingdom, and
(b) a person's claim is pending until he is given notice of the Secretary of State's decision on it.
(3) …
(4) Nothing in this section shall prevent any of the following while a claim for asylum is pending–
(a) the giving of a direction for the claimant's removal from the United Kingdom,
(b) the making of a deportation order in respect of the claimant, or
(c) the taking of any other interim or preparatory action.
(5) …
78 No removal while appeal pending
(1) While a person's appeal under section 82(1) is pending he may not be–
(a) removed from the United Kingdom in accordance with a provision of the Immigration Acts, or
(b) required to leave the United Kingdom in accordance with a provision of the Immigration Acts.
(2) In this section 'pending' has the meaning given by section 104.
(3) Nothing in this section shall prevent any of the following while an appeal is pending–
(a) the giving of a direction for the appellant's removal from the United Kingdom,
(b) the making of a deportation order in respect of the appellant (subject to section 79), or
(c) the taking of any other interim or preparatory action.
(4) This section applies only to an appeal brought while the appellant is in the United Kingdom in accordance with section 92.
"Pending appeal
(1) An appeal under section 82(1) is pending during the period–
(a) beginning when it is instituted, and
(b) ending when it is finally determined, withdrawn or abandoned (or when it lapses under section 99).
(2) An appeal under section 82(1) is not finally determined for the purpose of subsection (1)(b) while—
(a) an application for permission to appeal under section 11 or 13 of the Tribunals, Courts and Enforcement Act 2007 could be made or is awaiting determination,
(b) permission to appeal under either of those sections has been granted and the appeal is awaiting determination, or
(c) an appeal has been remitted under section 12 or 14 of that Act and is awaiting determination.
…"
"(a) may require the Tribunal to treat a specified decision of the Tribunal or Upper Tribunal as authoritative in respect of a particular matter; and
(b) may require the Upper Tribunal to treat a specified decision of the Tribunal or Upper Tribunal as authoritative in respect of a particular matter."
"12.2 A reported determination of the Tribunal, the AIT or the IAT bearing the letters "CG" shall be treated as an authoritative finding on the country guidance issue identified in the determination based upon the evidence before the members of the Tribunal, the AIT or the IAT that determine the appeal. As a result, unless it has been expressly superseded or replaced by any later "CG" determination, or is inconsistent with other authority that is binding on the Tribunal, such a country guidance case is authoritative in any subsequent appeal, so far as that appeal:-
(a) relates to the country guidance issue in question; and
(b) depends upon the same or similar evidence.
12.3 A list of current CG cases will be maintained on the Tribunal's website. Any representative of a party to an appeal concerning a particular country will be expected to be conversant with the current "CG" determinations relating to that country.
12.4 Because of the principle that like cases should be treated in like manner, any failure to follow a clear, apparently applicable country guidance case or to show why it does not apply to the case in question is likely to be regarded as grounds for appeal on a point of law."
The submissions of the parties
(1) CPR 52.7 provides for an automatic stay of decisions of the Upper Tribunal (Immigration and Asylum Chamber), including country guidance decisions which were the subject of an appeal.(2) For this purpose, there is an appeal as soon as an application for permission to appeal is made. Alternatively, CPR 52.7 takes effect when permission to appeal is granted.
(3) The interpretation of CPR 52.7 as operating to stay a country guidance decision that is the subject of an appeal is required by its clear words, but also by the requirements of fairness and consistency in the treatment of persons in a like position.
(4) Quite apart from CPR 52.7, considerations of fairness and consistency of decision required the grant of permission to apply for judicial review and/or for a stay of the removal directions in cases such as those of SG and OR.
(5) Consistency and fairness required those whose asylum applications had been determined by the Tribunal, and who challenged the Secretary of State's decision to issue removal directions, should have the same protection against removal as those whose cases had not been finally decided by the Tribunal, who were protected by sections 77 and 78 of the 2002 Act.
(6) The same considerations required that persons such as the present appellants should have the same opportunity to challenge a country guidance decision as those persons who were the appellants before the Tribunal and the Court of Appeal. To remove the present appellants while there was a stay of the removal of the appellants in HM would produce the inconsistency of decision that the Country Guidance Practice Direction was designed to avoid.
(7) Moreover, the effect of their removal pending the decision of the Court of Appeal would have been to render the appeal against the Tribunal's country guidance decision nugatory so far as the present appellants were concerned.
(8) It follows that both Langstaff and Irwin JJ should at the very least have granted the appellants a stay of their removal directions, and Mr Bowers QC should have found that when OR was detained it had been arguable that there had been no prospect of his being removed within any reasonable time, so that his detention had been arguably unlawful under Hardial Singh [1983] EWHC 1 (QB), [1984] 1 WLR 704, principles. The appeals against their decisions should be allowed.
(1) CPR 52.7 does not confer an automatic stay on appeals from the Upper Tribunal (Immigration and Asylum Chamber). Paragraph (b) of CPR 52.7 does no more than recognise that there is an automatic stay conferred by section 78 of the 2002 Act, but such a stay is confined to the person whose appeal is pending.(2) Langstaff J had been right to apply a test of exceptionality. At the date of his decision, HM was an authoritative Country Guidance determination. It remained so until it was set aside.
(3) It followed similarly that Irwin J had been right to refuse a stay, and Mr Bowers QC had rightly refused permission.
Discussion
Country Guidance determinations
33. … I do not derive any assistance from submissions about what Pill LJ may have thought or intended in granting permission in HM, or from speculation about what the outcome of the appeal to the Court of Appeal may be. There are many reasons why permission may be granted, one (albeit only one) of which is to allow a higher court to give its approval to a process or decision that has been challenged. And it is not unknown for challenges in the Court of Appeal to country guidance decisions to be successful solely in relation to the specific appellant, leaving the guidance itself essentially unimpaired. No substantive conclusion can be drawn from the grant of permission; but nor on the other hand can it be assumed, as Mr Dunlop would have it, that the only issues to be considered by the Court will be related to the Tribunal's procedure.
34. The proposition that a decision endorsed as country guidance by the President of the Immigration and Asylum Chamber of the Upper Tribunal loses its force by being challenged, or even by permission to appeal it being granted, I regard as entirely unarguable. The Tribunal has reached a reasoned decision after a review of a mass of relevant evidence. That conclusion remains binding within the terms of the Practice Direction, unless or until it is overturned on appeal or replaced by other guidance. And even if that were not so, it remains in the highest degree relevant to the issues that a decision-maker (whether the Secretary of State, or a representative seeking to advise a claimant) needs to take into account. On many questions, there is no country guidance at all, but that does not prevent the Secretary of State taking decisions, including decisions rejecting fresh claims and imposing certification under s 94. A challenged country guidance decision cannot be worse than no guidance at all.
35. The country guidance system has been endorsed by Parliament in s 105 of the 2002 Act (as amended), and by the Court of Appeal, and appears to be regarded with the highest respect by the Courts in Strasbourg and Luxembourg. That is not to suggest that individual country guidance decisions are infallible, but it is a good reason for supposing that it would be undesirable to render it wholly ineffectual. But the claimant's submission would, if accepted, have that effect. Whenever a decision was under challenge nobody would be entitled to rely on it, however reliable it might otherwise appear to be, until the challenge was resolved and (if necessary) further guidance had been given – which might itself be subject to challenge. That cannot be right: it is both unnecessary and wasteful of resources."
I would endorse these remarks.
The operation of CPR 52.7 in relation to Country Guidance determinations
"Appeals are against orders, not reasoned judgments
Section 16 of the Senior Courts Act 1981 provides: "Subject as otherwise provided by this or any other Act … the Court of Appeal shall have jurisdiction to hear and determine appeals from any judgment or order of the High Court." Accordingly appeal lies against the order made by the lower court, not against the reasons which that court gave for its decision or the findings which it made along the way. Thus a party who has been wholly successful in obtaining or (as the case may be) resisting the relief sought cannot appeal against the judgment, in order to challenge findings made: Lake v Lake [1955] P 336 CA (a decision based upon s.27(1) of the Supreme Court of Judicature (Consolidation) Act 1925, which, so far as material, was in the same terms as s.16 of the Senior Courts Act 1981). If the court wishes to enable a party to appeal against a particular finding contained in the judgment, it may make a declaration embodying that finding….
….
A further consequence of section 16 of the Senior Courts Act 1981 is that no appeal against a judgment is possible unless and until the lower court makes the order which is foreshadowed by that judgment: Re Mathew [2001] B.P.I.R. 531."
The decisions of Langstaff and Irwin JJ
"There is no particular reason here for thinking that the whole basis of HM is undermined by what has taken place. In particular, I note that HM itself did carefully consider such information as the court had of the very nature which I am asked to say might make a difference."
"16. Although difficulties clearly did arise in the course of the hearing which led to HM being firstly decided and secondly denominated a country guidance case, it seems to me important that Blake J and his colleagues were fully aware of the problems they faced and fully aware of the difficult conjunction of events. Had they had doubts as to whether it was appropriate to denominate HM as a country guidance case, then no doubt they would have held back from doing so. It is not merely that it is a country guidance case, it is a country guidance case which was decided in full knowledge of the problems which are now complained of; and yet the Tribunal felt it right to continue to describe it and denominate it as a country guidance case with all that that implies. No doubt in the course of the appeal which is impending those issues will be ventilated, but at the moment it seems to me that that is a strong consideration in the way that all judges should regard the effect of HM in particular.
17. Standing back from the broader issues, I remind myself that the question at issue here is: can it reasonably be said that it was unlawful for the Secretary of State to decide to return this claimant to Iraq, that decision being take on 6 December 2010? It seems to me the answer is no, and for that reason permission is refused."
Conclusions
Disposal of the present appeals
Lord Justice Gross:
(1) There is no juristic basis whatever for treating CPR 52.7 as having, essentially, in rem effect, not confined to parties to a pending appeal. The point is emphasised when regard is had to s.78 of the Nationality, Immigration and Asylum Act 2002 ("the 2002 Act") which, in terms, operates as a stay only in respect of the person whose appeal is pending – not to non-parties.(2) An automatic stay of a CG determination, triggered by no more than a pending appeal and extending to non-parties, would gravely damage the utility of the CG system. This would be so where the automatic stay followed the grant of permission to appeal and, a fortiori, if the mere making of an application for permission resulted in an automatic stay.
(3) The position of parties to a pending appeal cannot sensibly be equated to that of parties who have already and unsuccessfully exhausted the statutory appeals process. Such parties patently no longer enjoy the protection of ss. 77 and 78 of the Act. Consistency of treatment cannot therefore be invoked in support of an automatic stay.
(4) Finality and an operative system of immigration control are important policy objectives; the submission would be destructive of both. Its reductio ad absurdum can readily be illustrated: if the mere fact of a pending appeal against a CG determination resulted in a stay of its operation – even against those who had already exhausted the statutory appeals process – there need never be finality; as soon as one appellant lost, another individual in the same broad category would apply for permission to appeal and so on.
(5) Rejection of the submission does not mean that individuals are deprived of protection against the potentially irreversible and grave consequences of removal. It could hardly be said that the system currently moves with unseemly haste to remove a failed appellant. To the contrary, it is a striking feature of the law in this area that even after an individual has exhausted the appeals process, he has the opportunity to launch a "fresh claim" pursuant to para. 353 of the Immigration Rules and the protection against removal afforded by para. 353A, reinforced by the possibility of Judicial Review. These provisions serve to balance the interests of finality with those of the individual seeking to resist removal; no more is required in the interests of individual fairness and any more would seriously undermine finality.
Lord Justice Maurice Kay: