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J M v. THE UNITED KINGDOM - 37060/06 [2010] ECHR 1361 (28 September 2010)
URL: http://www.bailii.org/eu/cases/ECHR/2010/1361.html
Cite as:
[2010] ECHR 1361,
[2010] Fam Law 1270,
30 BHRC 60,
[2011] 1 FLR 491,
[2010] 3 FCR 648,
(2011) 53 EHRR 6
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FOURTH
SECTION
CASE OF
J. M. v. THE UNITED KINGDOM
(Application
no. 37060/06)
JUDGMENT
STRASBOURG
28
September 2010
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of J. M. v. the United Kingdom,
The
European Court of Human Rights (Fourth Section), sitting as a Chamber
composed of:
Lech
Garlicki,
President,
Nicolas
Bratza,
Giovanni
Bonello,
Ljiljana
Mijović,
Päivi
Hirvelä,
Ledi
Bianku,
Nebojša
Vučinić,
judges,
and
Fatoş Aracı, Deputy Section Registrar,
Having
deliberated in private on 7 September 2010,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
The case originated in an application (no. 37060/06 BAILII: [2008] ECHR 1544 ) against the
United Kingdom of Great Britain and Northern Ireland lodged with
the Court under Article 34 of the Convention for the Protection of
Human Rights and Fundamental Freedoms (“the Convention”)
by a British national, J. M. (“the applicant”), on 6
September 2006. The President of the Chamber acceded to the
applicant's request not to have her name disclosed (Rule 47 § 3
of the Rules of Court).
The applicant was represented by Mr James Welch of Liberty, a
non governmental civil rights organisation based in London. The
United Kingdom Government (“the Government”) were
represented by their Agent, Ms J. Gladstone, of the Foreign and
Commonwealth Office.
The applicant alleged that she had been the victim of discrimination
on the basis of sexual orientation in the assessment by the
authorities of her financial liability under the regulations on child
support.
The
applicant, but not the Government, filed further written observations
(Rule 59 § 1). The parties replied in writing to each other's
observations. In addition, third-party comments were received from
the Equality and Human Rights Commission, London, which had been
given leave by the President of the Chamber to intervene in the
written procedure (Article 36 § 2 of the Convention and Rule 44
§ 2). The applicant replied to those comments (Rule 44 §
5).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The
applicant is the divorced mother of two children, born in 1991 and
1993. Her children live mostly with their father (the “parent
with care”) spending two and a half days per week with her (the
“non-resident” parent). Since 1998, the applicant has
lived with a woman in what was described during the domestic
proceedings as a “close, loving and monogamous relationship
characterised by long-term sexual intimacy”. She and her
partner own the house they live in as joint tenants. They purchased
the property with a joint mortgage, and have held a joint bank
account since 2000.
The
applicant is required to contribute to the cost of her children's
upbringing in accordance with the applicable regulations on child
maintenance (see paragraph 21 below). On 12 September 2001, the
Secretary of State decided that the applicant's maintenance payment
should be GBP 46.97 per week, with effect from the previous 13
August. The applicant disputed that decision on a number of
grounds, including that it did not make full allowance for her
housing costs. On 11 November 2001, the Secretary of State declined
to revise his decision. On 18 February 2002, the maintenance
assessment was reduced to GBP 12.67 per week, due to changed
circumstances unrelated to the applicant's complaint of
discrimination. Her complaint thus relates to the period that began
on 13 August 2001 and ended on 18 February 2002.
The
applicant appealed against the initial maintenance assessment. The
Appeals Tribunal allowed the appeal on 8 November 2002. The Tribunal
considered it appropriate to compare the applicant's situation to
that of an individual who was part of a heterosexual couple (married
or unmarried), and that there clearly was a difference in treatment
in the determination of the child maintenance obligation. It held
that the situation came within the ambit of Article 1 of Protocol No.
1, which was not confined to situations in which property was
transferred to the State. The direct involvement of the Child
Support Agency in the process and its powers of enforcement meant
that the responsibility of the State was engaged. The Tribunal found
that the Government had not advanced any specific explanation or
justification for the difference in treatment, which it therefore
held to be discriminatory. It further found that it was possible to
provide a remedy to the applicant by re-interpreting the definition
of an “unmarried couple” in the applicable regulations so
that it included same sex couples.
The
Secretary of State appealed against this decision to the Child
Support Commissioner, who rejected the appeal on 1 October 2003 (BAILII: [2003] UKSSCSC CCS_1153_2003 ).
The Commissioner held that “a gay relationship can be a
family for the purpose of [A]rticle 8”. He saw no reason, in
the context of child support legislation, to distinguish between
families according to the sexual orientation of the partners. The
purpose of the regulations was to determine the financial obligation
of the absent parent, a matter on which his or her sexual orientation
should have no bearing. Accordingly, the applicant's situation was
within the ambit of the right to respect for family life.
He rejected, however, the applicant's argument that the
situation also came within the ambit of Article 1 of Protocol No. 1.
Turning to Article 14, the Commissioner found that, in the context of
child support payments, the applicant's situation was analogous to
that of an absent parent living with a heterosexual partner, who, all
other things being equal, would have been required to pay around GBP
14 per week instead of almost GBP 47. He considered that the
Government had not advanced any justification for treating the
applicant differently and therefore ruled that the child support
scheme violated the applicant's Convention right under Article 14
read in conjunction with Article 8. Concerning the remedy, he
disagreed with the approach of the Appeals Tribunal. Instead, since
the regulations defined the various terms used by the regulations
“unless the context otherwise requires”, he considered
that, with the entry into force of the Human Rights Act on 2 October
2000, the “context” now included the absent parent's
Convention rights. Therefore, the definition of an unmarried couple
(“a man and a woman who are not married to each other but are
living together as husband and wife”) did not apply in this
situation.
The
Secretary of State appealed against this decision to the Court of
Appeal. By a judgment given on 15 October 2005, [2004] EWCA Civ 1343 , that court upheld the
Commissioner's decision. Lord Justice Sedley considered that the
applicant's previous family life (i.e. the relationship between
herself, her former husband and her children) was not within the
ambit of Article 8. As for her relationship with her partner, he
read the decision of the European Court in Mata Estevez v. Spain
(dec.), no. 56501/00, BAILII: [2001] ECHR 896 ) ECHR 2001 VI ## as establishing that
the question whether same-sex relationships fall within Article 8 is
a matter of domestic law. Citing a number of domestic precedents
which treated same-sex couples as no different from heterosexual
couples in certain contexts, he considered that the applicant's
relationship constituted family life for the purposes of the case.
Any discrimination against the applicant on the grounds of her sexual
orientation called for compelling and proportionate justification. He
found that the child support scheme impinged in some significant
degree on the family life of the applicant and her partner, bringing
their situation within the ambit of Article 8. As the scheme
discriminated against the applicant on grounds of her sexual
orientation, Article 14 was engaged. He rejected the argument that
the scheme came within the ambit of the applicant's private life,
since the scheme did not set out to recognise the applicant's sexual
orientation. Regarding Article 1 of Protocol No. 1, he considered it
unnecessary to decide if it too was engaged, although he doubted that
it was. He found that the Government had not provided any acceptable
justification for the discrimination against the applicant. He
rejected the arguments advanced on behalf of the Secretary of State
about the difficulty of correcting a problem that was but one
instance of a distinction applied throughout the wider social
security system, observing that there was no doctrine of
justification by the logistics of reform. As for a remedy, he
considered that the appropriate course was to disapply (in effect
delete) the definition in the regulations of an unmarried couple so
as to eliminate the requirement of heterosexuality.
Lord
Justice Neuberger held that the child support regulations did, in
principle, come within the ambit of Article 8, since they were based
on the relationship between the absent parent and his/her children.
However, the applicant's complaint concerned a wholly different
family unit, i.e. her relationship with her partner. He too rejected
the argument that the situation came within the ambit of the
applicant's private life, finding that this had not been interfered
with. Regarding Article 1 of Protocol No. 1, he accepted that the
situation came within the scope of that provision since a possession
of the applicant's (money) was being taken away from her under rules
that left her worse off than a person in a position identical to hers
in all respects save for their sexual orientation. As for the
applicant's argument that her relationship came within the concept of
family life, he took the view that, the European Court having
considered this issue to be within States' margin of appreciation, it
was open to the domestic courts to decide the point for the United
Kingdom. His conclusion was that, having regard to the relevant House
of Lords case-law, same-sex relationships should be treated in the
same way as heterosexual relationships for the purpose of Article 8.
He further concluded that the relevant provision of the MASC
regulations had been enacted out of respect for family life –
in this case the relationship between the absent parent and his/her
new partner. Accordingly, the applicant's situation came within the
ambit of Article 8. He concurred with Lord Justice Sedley that the
Government had not provided an adequate justification, and agreed
with the proposed remedy.
Lord
Justice Kennedy reviewed both domestic and Convention case law
and concluded that the applicant could not rely on the words “family
life” in Article 8 in order to say that the facts of her case
fell within the ambit of that Article. Nor did the situation come
within the ambit of the applicant's right to respect for her private
life. Though her relationship with her partner was an aspect of her
private life, the applicant had not been penalised on account of it.
Her real complaint was that she was unable to take advantage of a
benefit that was available to a category of absent parents since she
did not come within that category. As regards Article 1 of Protocol
No. 1, he found that this provision was not engaged. The child
support scheme was concerned with the allocation of assets to
discharge an existing obligation. To hold that any situation in which
there was a net adverse financial impact on an individual constituted
a prima facie deprivation of possessions would be an
unacceptably broad interpretation. There would be almost no limit to
the circumstances in which that provision would be sufficiently
engaged for the purposes of Article 14.
The
decision of the Court of Appeal was appealed by the Secretary of
State to the House of Lords which, in a judgment of 8 March 2006, [2006] UKHL 11,
allowed the appeal, by a majority of four to one.
Addressing
the question whether the application of the relevant regulations to
the applicant came within the ambit of Article 8 of the Convention or
Article 1 of Protocol No. 1, Lord Walker (with whom Lord Bingham
agreed) observed that:
“[t]he
Strasbourg case-law does not, and could not, spell out any simple
bright-line test for determining how close must be the link between
the alleged discrimination and the rights granted by the substantive
article.”
He
rejected the contention that since the concept of respect for private
and family life was so wide and multifaceted, any alleged act of
discrimination would be within the ambit of Article 8. He considered
that, in relation to Article 8, the Strasbourg case-law revealed a
more nuanced approach, reflecting the unique feature of Article 8 –
the duty of the State to accord respect. Some measures were so
intrusive that they plainly failed to respect an individual's private
life, whereas less serious interferences would not merely not breach
Article 8, they would not fall within its ambit at all. He further
noted that the case-law concerning alleged discrimination in relation
to the family life limb of Article 8 had concerned measures very
closely connected to family life. He was prepared to assume that the
applicant, her new partner and their children from their previous
marriages should be regarded as a family for the purposes of Article
8. He also accepted that the regulations, inasmuch as they sought to
strike a fair balance between the demands arising out of the raising
of children and the running of the new household, were intended in a
general sort of way to be a positive measure promoting family life.
However, the link between them and respect for the applicant's family
life was too tenuous to bring the situation within the ambit of the
family life limb of Article 8. The link to respect for the
applicant's private life was even more remote, in his view. As
regards Article 1 of Protocol No. 1, he considered that the
obligation to pay maintenance was very different to expropriation and
therefore did not come within the ambit of this provision.
Lord
Walker then considered whether the difference in treatment in
same-sex couples in such circumstances was discriminatory. He held
that Parliament had acted with reasonable promptness and within its
margin of appreciation in the complex and time-consuming process of
drafting, adopting and giving effect to the Civil Partnership Act
2004. The United Kingdom may have only followed the lead given by
other Member States of the Council of Europe, but it had not been so
far behind as to go outside its margin of appreciation. While it
could not be argued today that discrimination against homosexuals had
ever been justifiable, he thought this a “deeply unrealistic”
approach to the issue. For centuries, homosexual couples living
together were regarded as quite different to married or unmarried
heterosexual couples. Profound cultural changes took time.
Lord
Bingham described the applicant's complaint about discrimination as
“anachronistic”:
“By that I mean that she is applying the standards
of today to criticise a regime which when it was established
represented the accepted values of our society, which has now been
brought to an end because it no longer does so but which could not,
with the support of the public, have been brought to an end very much
earlier. ... If such a regime were to be established today, Ms M.
could with good reason stigmatise the regime as unjustifiably
discriminatory. But it is unrealistic to stigmatise as unjustifiably
discriminatory a regime which, given the size of the overall task and
the need to recruit the support of the public, could scarcely have
been reformed sooner.”
Lord
Nicholls took the view that, while this was not its primary purpose,
the statutory scheme did demonstrate the respect of the United
Kingdom for the non-resident parent's new family life by means of the
statutory scheme. It could therefore be said that this feature of the
scheme was one of the modalities of the exercise of the right to
respect for family life. This would be sufficient to bring the
situation within the ambit of Article 8. He then considered the
position of same-sex couples. In certain contexts, domestic case-law
had established that a same-sex couple was as much capable of
constituting a family as a heterosexual couple. In the context of
Article 8 of the Convention, however, the concept of “family
life” could only have one proper interpretation for all of the
Contracting States. The Strasbourg case-law did not yet recognise
that the guarantee of respect for family life applied to same-sex
relationships and there was no good reason for the courts of the
United Kingdom to depart from that position. He rejected the argument
that the situation came within the ambit of respect for private life.
The statutory formulae set out to respect the new family life of an
absent parent who had entered into a heterosexual relationship, and
not the private life of each party to that relationship.
The statutory scheme was therefore not one of the modalities of
the exercise of the guarantee of the right to respect for private
life. The nature of the discrimination alleged was not sufficient to
engage that provision; otherwise, every case of discrimination on the
ground of sexual orientation would be within the ambit of Article 8.
He further observed that the applicant had not pointed to any
significant impact on her lifestyle. As regards Article 1 of
Protocol No.1, he found that the statutory scheme was far outside
this provision's scope. The duty to pay child maintenance was very
distant from the type of interference the provision was aimed at.
While it was accordingly not necessary to consider the issue of
justification, he indicated his agreement with the position of Lords
Bingham and Walker.
For
Lord Mance there were two critical issues: whether the applicant's
same-sex relationship was to be regarded as family life for the
purpose of Article 8; and whether the child support regime impinged
sufficiently on that family life for it to be said to fall within its
ambit. Regarding the latter issue, his view was that the regime did,
“though only just”. The MASC regulations sought to avoid
any unduly adverse impact on the absent parent's new relationship and
to achieve a fair balance between it and the children's needs.
As
for the first issue, the European Court of Human Rights had made it
clear in May 2001 that same-sex relationships did not fall within the
scope of the right to respect for family life. As the applicant's
appeal related to a period shortly after that decision (13 August
2001-18 February 2002), her relationship with her partner could not
be regarded as a type of family life within the meaning of Article 8.
He added that he had little doubt that the Strasbourg Court would see
the position in 2006 as having changed very considerably, and that if
the issue were to arise before it again, the applicant's relationship
could very well be regarded as involving family life for the purpose
of Article 8. Great change had taken place across Europe in the
intervening time, of which any court would take most careful account.
There was no basis for criticising the United Kingdom for delay
either in reviewing the relevant laws or in moving to amend them in
light of such review. Although from a moral viewpoint discrimination
against same-sex couples had never been justified, it was the legal
position that was at issue. Until quite recently neither the
Strasbourg Court nor the domestic courts would have viewed such
relationships as involving family life. It followed that
discrimination between these and heterosexual couples did not
contravene Article 14 taken with Article 8. In relation to the
applicant's private life, he observed that the regulations were not
directed at her private life. Any link between them would be as
tenuous in the extreme. Regarding Article 1 of Protocol No. 1, he
considered it artificial to view child support payments as a
deprivation of the absent parent's possessions. The mere fact that
there was a net adverse financial impact for the applicant was
insufficient. While the scheme was undoubtedly introduced in pursuit
of a legitimate social policy, there was no element of expropriation
about it. The complaint did not fall within the ambit of Article
1, therefore Article 14 was not engaged.
Baroness
Hale, dissenting, considered that the appeal should be rejected. She
found that the child support scheme, which was one aspect of the
State's support for family life, clearly fell within the ambit of the
applicant's right to respect for her family life with her children.
The scheme was the State's way of enforcing a parent's duty to
support their children, which was an obligation in both private and
public law. There were many ways that the operation of the scheme
could impact upon that family life. It did not have to have so
severe an impact as to breach Article 8, but she considered it clear
that the scheme fell within the reach of the applicant's right to
respect for family life with her children. She observed that if, for
example, the scheme treated absent mothers differently to absent
fathers, this would be sufficient to engage Article 14. The lack of
respect manifested by the scheme for the applicant's relationship did
not have to reach such a level of severity as to constitute a breach
of Article 8 for Article 14 to come into play. Although the
Convention case-law had not yet recognised the relationship between
two adult homosexuals as a form of family life within the meaning of
Article 8, in this case the applicant and her partner enjoyed family
life when their children were with them, and this did not cease when
they were apart from them. She further considered that the situation
also came within the ambit of the applicant's right to respect for
her private life. It was therefore unnecessary to inquire whether
Article 1 of Protocol No. 1 was engaged.
The
only justification offered for the difference in treatment was the
historical discrimination between the two types of relationship by
social security and child maintenance rules. It was now recognised
that there was no objective justification. While it had been taken
for granted that the protection of the institution of marriage could
justify less favourable treatment of the unmarried, it still had to
be shown that in order to achieve that aim it was necessary to
exclude same-sex couples. This had not been shown. With the Civil
Partnership Act, the United Kingdom had moved ahead of many other
European States, but this was not an objective justification for not
doing so sooner. Racial and sex discrimination had always been wrong,
long before this was recognised in law. In the area of gender, the
historical and systematic character of discrimination against women
could justify some continuing small adjustments in their favour in
the benefits system. But this could not apply to sexual orientation –
it would mean relying on historical disadvantage and exclusion to
justify continued disadvantage and exclusion of the excluded group.
It was to be welcomed that Parliament had legislated in this area,
but that did not make right what had been done before. She concluded
that the applicant had suffered discrimination in the enjoyment of
the Convention right to respect for private and family life, and
approved the remedy suggested by the Appeals Tribunal.
II. RELEVANT DOMESTIC LAW
The Child Support Act 1991 (“the 1991 Act”)
introduced a system intended to improve the assessment, collection
and enforcement of payments for the maintenance of children whose
parents are living apart. Until 1 November 2008, the system was
administered by the Child Support Agency (“the CSA”),
which was part of the Department for Work and Pensions. All the
relevant duties, powers and discretions were thus conferred on the
Secretary of State responsible for this government department. The
calculation of a parent's child maintenance obligation is determined
by Section 11 of and Schedule 1 to the 1991 Act, and by the Child
Support (Maintenance Assessments and Special Cases) Regulations 1992
SI 1992/1815 (the “MASC regulations”), which have been
subject to frequent and extensive amendment. In the domestic
proceedings, the courts considered the regulations as they stood
before 3 March 2003.
In
the House of Lords, Lord Walker explained and cited the relevant
provisions as follows:
“The 1991 Act and the Regulations contain a
multiplicity of special definitions: 'assessable income', 'net
income', 'exempt income', 'disposable income' and 'protected income'.
The non-resident parent's liability depends primarily on his or her
assessable income, which is net income less exempt income (para 5 of
Schedule 1 to the 1991 Act). There are complex provisions for
determining net income (Regulation 7 of and Schedules 1 and 2 to the
Regulations) and exempt income, which includes an amount in respect
of housing costs (Regulations 9, 14, 15, 16 and 18 of and Schedule 3
to the Regulations). The higher the exempt income the smaller the
maintenance assessment will be in respect of any particular level of
assessable income. There is also a further mechanism (described by
the Child Support Commissioner as a kind of long stop) securing that
the non-resident parent's disposable income does not fall below the
level of his or her protected income (para 6 of Schedule 1 to the Act
and Regulations 11 and 12 of the Regulations).
I now come to some definitions in regulation 1(2) of
the Regulations which are of central importance to the appeal (all
applicable unless the context otherwise requires):
''family' means—
...
(a) a married or unmarried couple ... and any child or
children living with them for whom at least one member of that couple
has day to day care ...
'married couple' means a man and a woman who are married
to each other and are members of the same household.
'partner' means—
(a) in relation to a member of a married or unmarried
couple who are living together, the other member of that couple . . .
'unmarried couple' means a man and a woman who are not
married to each other but are living together as husband and wife.'
These definitions are closely similar to, but not
identical with, definitions of the same expressions in the Social
Security Contributions and Benefits Act 1992, section 137(1).
Paragraph 6 of Schedule 1 to the 1991 Act provides as
follows:
'(4) The amount which is to be taken for the purposes of
this paragraph as an absent parent's disposable income shall be
calculated, or estimated, in accordance with regulations made by the
Secretary of State.
(5) Regulations made under sub-paragraph (4) may, in
particular, provide that, in such circumstances and to such extent as
may be prescribed—
(a) income of any child who is living in the same
household with the absent parent;
and
(b) where the absent parent is living together in the
same household with another adult of the opposite sex (regardless of
whether or not they are married)income of that other adult,
is to be treated as the absent parent's income for the
purposes of calculating his disposable income.'
Regulation 11 (made, the Child Support Commissioner
observed, under regulation 6(5)) deals with protected income. Under
Regulation 11(1)(a) it is material whether or not the non-resident
parent has a partner. Under regulation 11(1)(b) housing costs come
into the calculation of protected income. Under regulation 11(1)(g)
it is material whether there is a child who is a member of the family
of the non-resident parent.
Regulation 15 is one of the regulations dealing with
housing costs. Regulation 15(3), so far as now relevant, provides as
follows:
'Where a parent has eligible housing costs and another
person who is not a member of his family is also liable to make
payments in respect of the home, the amount of the parent's housing
costs shall be his share of those costs ...'
Schedule 3 of the Regulations also relates to housing
costs. Paragraph 4, so far as now relevant, provides as follows:
'(1) Subject to the following provisions of this
paragraph the housing costs referred to in this Schedule shall be
included as housing costs only where—
...
(b) the parent or, if he is one of a family, he or a
member of his family, is responsible for those costs ...'
The
Government in their observations have also referred to the Child
Support Departure Direction and Consequential Amendments Regulations
1996 (the “Departure Direction Regulations”), the
relevant provision of which reads as follows:
Partner's contribution to housing costs
27. A case shall constitute a case for the
purposes of paragraph 5(1) of Schedule 4B to the Act where a partner
of the non-applicant occupies the home with him and the Secretary of
State considers that it is reasonable for that partner to contribute
to the payment of the housing costs of the non-applicant.
Schedule
24 of the Civil Partnership Act 2004 amended paragraph 6(5)(b) of
Schedule 1 of the 1991 Act as follows:
"(b) where the absent parent—
(i) is living together in the same household with
another adult of the opposite sex (regardless of whether or not they
are married),
(ii) is living together in the same household with
another adult of the same sex who is his civil partner, or
(iii) is living together in the same household with
another adult of the same sex as if they were civil partners,
income of that other adult,".
THE LAW
I. THE GOVERNMENT'S PRELIMINARY OBJECTION AND
ADMISSIBILITY
A. The parties' observations
The
Government stated that the figures quoted by the domestic courts were
incorrect. The initial maintenance payment required of the applicant
was slightly higher, at GBP 47.96. Similarly, the lower figure given
by the Commissioner was incorrect (see paragraph 8 above).
The assessment of the applicant on 26 February 2003 determined
that she should pay GBP 22.78 per week. Thus the true differential
was GBP 25.18 and not the GBP 33 mentioned in the judgments of the
domestic courts.
In
the view of the Government, the applicant lacked victim status
because, when analysed on a proper factual footing, her complaint was
academic. The success of her appeal to the Appeals Tribunal meant
that she and her partner were treated as an unmarried couple for the
purpose of calculating housing costs. This however brought the
applicant within the scope of Regulation 27 of the Departure
Direction Regulations. Her former husband duly applied to the
Secretary of State, on 27 March 2003, for a departure direction. In a
decision of 25 April 2003, the Secretary of State took the view that
it would be just and equitable to attribute 51% of the applicant's
housing costs to her partner. The effect of this was to bring the
applicant's maintenance assessment up to GBP 49.56, i.e. slightly
higher than the original figure, with effect from 13 August 2001 (see
§ 6). Therefore, the difference in treatment of which the
applicant complained had not ultimately made any material difference
to her. The Government sought to amplify this point by providing four
hypothetical examples showing that at different points in time
between 2001 and 2003 the making of a departure direction would in
each case negative the financial advantage of having a same-sex
relationship recognised. This fact had been noted during the domestic
proceedings, but the parties had agreed that it should be disregarded
in order to enable the point of principle to be determined (speech of
Lord Walker, at paragraph 46). In the Government's view, however, the
significance of the departure direction was highly relevant in the
context of Article 34 of the Convention.
The
applicant argued that it was unjust for the Government now to seek to
rely on a point that they had agreed not to advance during the
domestic proceedings, during which they had conceded it was
irrelevant to the issues of principle at stake. She objected
strenuously to the attempt to re-introduce the issue before the
Court. The applicant further argued that the notion of victim under
Article 34 of the Convention was without reference to detriment,
prejudice or damage. This was a matter for consideration under
Article 41, in the event of the Court holding that there had been a
violation of Convention rights. Even supposing that the material
disadvantage in her case had ultimately been reduced – which
she did not concede – she argued that the basis for her
complaint was that the child support system offended her dignity by
ignoring a most important and intimate aspect of her private life and
personality. This was not excused or justified by the operation of a
mechanism that was entirely unconnected to the alleged
discrimination.
B. The Court's assessment
According
to the Court's established case-law, the word "victim" in
the context of the Convention denotes the person directly affected by
the act or omission in issue. The existence of a violation of the
Convention is conceivable even in the absence of prejudice, which is
relevant only in the context of just satisfaction (Amuur v.
France, 25 June 1996, § 36, Reports of Judgments and
Decisions 1996 III). The Court considers that during the
period at issue the applicant was directly affected by the MASC
regulations and therefore has victim status within the meaning of
Article 34 of the Convention. Although the financial consequences of
the alleged discrimination were neutralised by the subsequent
departure direction, the applicant's complaint is essentially one of
principle, i.e. that the State discriminated against her on the basis
of her sexual orientation by failing to recognise the relationship
she entered into after her divorce when setting the level of child
maintenance she was required to pay. The importance of this issue of
principle is amply demonstrated by the care with which it was
examined by four levels of jurisdiction. Moreover, as Sedley LJ
stated in his judgment, the departure direction is a palliative but
not a cure. The Court would not be justified in rejecting the
applicant's case on a ground that the superior domestic courts, with
the agreement of the parties, chose to disregard. It therefore
dismisses the Government's preliminary objection.
The
Court concludes that the applicant's complaint is not manifestly
ill-founded within the meaning of Article 35 § 3 of the
Convention. It further notes that it is not inadmissible on any
other grounds. It must therefore be declared admissible.
II. ALLEGED VIOLATION OF ARTICLE 14 OF THE CONVENTION
The
applicant complained that the manner in which her financial liability
with respect to the cost of her children's upbringing had been
determined breached Article 14. She submitted that this provision
applied to her situation either in conjunction with Article 8 or
Article 1 of Protocol No. 1.
Article
8 provides:
“1. Everyone has the right to respect for his
private and family life, his home and his correspondence.
2. There shall be no interference by a public authority
with the exercise of this right except such as is in accordance with
the law and is necessary in a democratic society in the interests of
national security, public safety or the economic well-being of the
country, for the prevention of disorder or crime, for the protection
of health or morals, or for the protection of the rights and freedoms
of others.”
Article
14 provides:
“The enjoyment of the rights and freedoms set
forth in [the] Convention shall be secured without discrimination on
any ground such as sex, race, colour, language, religion, political
or other opinion, national or social origin, association with a
national minority, property, birth or other status.”
Article
1 of Protocol No. 1 provides:
“Every natural or legal person is entitled to the
peaceful enjoyment of his possessions. No one shall be deprived of
his possessions except in the public interest and subject to the
conditions provided for by law and by the general principles of
international law.
The preceding provisions shall not, however, in any way
impair the right of a State to enforce such laws as it deems
necessary to control the use of property in accordance with the
general interest or to secure the payment of taxes or other
contributions or penalties.”
A. Applicability of Article 14
The
Court will first examine the parties' arguments in relation to the
applicability of Article 14 to the applicant's situation.
1. The parties' observations
a. The applicant
The
applicant submitted that the House of Lords judgment had defined the
term “ambit” so narrowly as to render imperceptible the
difference between interference with a Convention right and
discrimination in the enjoyment of it. If the equality guarantee of
Article 14 was to be practical and effective, that difference should
be real and significant. In view of the importance of equality as a
fundamental principle of democracy, it was appropriate to give
Article 14 an expansive meaning, and to construe “ambit”
broadly, as it was the cornerstone of the protective scope of the
provision. States were required simply to justify differences in
treatment as between classes of persons that were based on one or
more of the protected grounds. This was no greater an obligation on
the State than could properly be expected in a modern liberal
democracy. She refuted the Government's assumption that there had to
be significant interference or impairment with a right in order to
satisfy the ambit test. The threshold for the engagement of Article
14 was altogether different and less exacting than the threshold for
interference. To fall within the general scope of Article 8, it was
sufficient for the complaint in issue to relate in some material way
to a person's private or family life, or home.
The
applicant submitted that there were several different ways in which
the situation could come within the ambit of Article 8.
First,
it was clearly established in Convention case-law that sexual
orientation was a most intimate aspect of the individual's private
life. Differential treatment of a person on this ground by a public
authority, causing them prejudice, demonstrated a lack of respect for
an important component of their private life. The MASC regulations
demonstrated respect for the family life of the new household of the
absent parent, as long as they had entered into a relationship with a
person of the opposite sex. By excluding same-sex relations, the MASC
regulations sent a clear message that these were less worthy of
respect and dignity than heterosexual relations. This was a matter
that fell within the ambit of private life. The Petrovic
judgment was relevant in this respect, since, as here, the point was
not that the authorities had interfered with the applicant's family
life, or had failed in a positive obligation, but that the means
chosen by the public authorities to show respect for family and
private life brought the case within the ambit of Article 8. The
applicant drew attention to the fact that in that case the Court had
not specified the amount of the parental leave allowance, nor had it
stated how exactly the applicant's family life had been affected.
Instead it had assumed that there had been some impact on the
organisation of family life. In her case, there was both an
exclusionary rule and actual evidence of disadvantage, which the
House of Lords had put at about 33GBP per week, a non-negligible sum.
Accordingly, if the situation in Petrovic attracted Article
14, it would be incorrect to reach the opposite conclusion in her
case.
Furthermore,
the treatment of the applicant could be seen as exerting a coercive
effect on her to change her personal conduct.
The
applicant referred to the Court's judgment in Thlimmenos v. Greece
[GC], no. 34369/97, BAILII: [2000] ECHR 162 , ECHR 2000 IV as authority for the
proposition that a difference of treatment that would not generally
come within the scope of Article 14 may do so depending on the ground
of discrimination alleged. She argued that by simple analogy
differential treatment related to a person's sexual orientation will
almost always engage Article 14 and require the State to provide
clear and cogent justification. The centrality of sexual orientation
to the concept of private life was not dependent on either the extent
of any interference or the severity of the consequences of such
interference. The approach taken by the majority of the House of
Lords was therefore incorrect. Any distinction based on sexual
orientation should therefore be regarded with strong suspicion by the
domestic courts and the European Court.
The
second way in which the situation of the applicant could come within
the ambit of respect for private life was on the basis of the right
to establish and develop relationships with other human beings, which
was part of private life and must include same-sex relationships. If,
as established in the case-law of the Court, business relations came
within the scope of Article 8, then it was beyond argument that the
applicant's relationship with her partner did so too. It would be an
unattractive conclusion if the Convention afforded heightened
protection to an individual because of their sexual orientation but
excluded from the very wide scope of the protection of Article 8 the
relationship that was the natural consequence of that orientation.
The treatment of the applicant disclosed a lack of respect for her
right to develop and establish a relationship with her partner. It
placed financial obstacles in the way of same-sex couples. This
brought the situation within the ambit of Article 8, thereby engaging
Article 14.
The
third way in which the applicant's situation could attract the
protection of Article 14 was on the basis of respect for the family
life she enjoyed with her partner. In its Mata Estevez
decision, the Court had left the issue of whether same-sex relations
constituted “family life” for States to determine within
their margin of appreciation. Such relations did not necessarily fall
within the scope of that concept, but they did not necessarily fall
outside either. The material scope of Article 8 in this respect was
therefore a matter of domestic law. The United Kingdom courts had
already and repeatedly affirmed that same-sex relationships could
amount to family life, and so the House of Lords should not have
relied on the Mata Estevez case to decline to recognise the
applicant's relationship. Moreover, the margin of appreciation
accorded to States in that case had been significantly narrowed by
the Court's judgment in Karner v. Austria, no.
40016/98, BAILII: [2003] ECHR 395 , ECHR 2003 IX. That judgment had not been limited to
the right to respect for one's home, but contained a general
statement of principle in relation to equality as between persons of
heterosexual and homosexual orientation in relation to Convention
rights. This was affirmed by the judgment in E.B. v. France
[GC], no. 43546/02, BAILII: [2008] ECHR 55 , ECHR 2008 ..., in which the Court had not
indicated whether it treated the situation as coming within the ambit
of that applicant's private or family life; the applicant submitted
that the circumstances in that case clearly related to both.
Accordingly, Mata Estevez could no longer be regarded as
offering good guidance to the Court's approach either to the concept
of family life, or to lesbian and gay equality more generally. In the
applicant's view, this trend in the Court's recent case-law mirrored
the trend that could be observed in the laws of many Contracting
States and other States around the world. The international consensus
in this area was now sufficiently clear to include same-sex
relationships in the concept of family life in Article 8. The failure
to take account of the income and expenses of the applicant's partner
necessarily affected the way in which her family life with her
partner was arranged or organised. It affected that family unit by
reducing, in a discriminatory way, the disposable income available to
it.
She
further submitted that the facts of the case came within the ambit of
respect for family life, the relevant family unit being the applicant
and her children. In this respect the applicant endorsed the
reasoning of Baroness Hale. The MASC regulations were intended to
regulate and promote family life, and necessarily affected the way in
which it was organised.
Lastly,
the applicant argued that her situation came within the ambit of
Article 1 of Protocol No. 1, which should be given a wide meaning.
The State had interfered with a possession of hers, i.e. money,
leaving her worse off than a person in a position identical in every
respect save their sexual orientation. The fact that the case
involved the transfer of assets to a private party did not take it
outside the ambit of Article 1. She referred to the case of Burrows
v. the United Kingdom, no. 27558/95, BAILII: [1996] ECHR 73) decision of 7 November
1996, in which the Commission assumed that the obligation to pay
child maintenance constituted an interference with the applicant's
peaceful enjoyment of his possessions.
b. The Government
The
Government argued that Article 14 was inapplicable as the facts of
the case did not disclose any appreciable impact on either her
relationship with her children, or her relationship with her partner.
In order for Article 14 to apply, it must be shown that the specific
factual context in which the allegation of discrimination arises was
within the ambit of one of the substantive rights of the Convention.
The intended limited scope of Article 14 of the Convention stood in
contrast to that of Article 1 of Protocol No. 12, which the
United Kingdom had not ratified. If the criteria for the
applicability of Article 14 were to be loosened and widened, it would
occupy more and more of the area intended to be covered by the other
provision. Instead, Article 14 should be kept within boundaries of
application closely associated with and bearing directly upon the
operation of other Convention rights. The Government contended that
the approach taken by Lords Walker, Bingham and Nicholls to the
applicability of Article 14 was consistent with the Strasbourg
jurisprudence, and was now accepted by the domestic courts as
providing a practical framework for determining when a given
situation came within the ambit of Article 8 of the Convention. While
the applicant had likened her situation to that at issue in the case
of Petrovic v. Austria (27 March 1998, BAILII: [1998] ECHR 21 Reports of Judgments
and Decisions 1998 II), hers was quite different. In
Petrovic, the Court had found that the parental leave
allowance necessarily affected the way in which family life was
organised, as it allowed one parent to stay at home to look after the
children (§ 27). In contrast, the application of the formula in
the MASC regulations was not intended to deter the applicant from
pursuing her relationship, nor did it have that effect. The mere fact
that liability to contribute towards the cost of her children's
upbringing might have some effect on the financial situation of her
new household was insufficient. Otherwise any financial liability, or
benefit, would be deemed as coming within the ambit of the family
life aspect of Article 8. Since the Convention did not confer a right
to full protection of private or family life against all
interference, but a right to respect for private or family life, it
followed that a significant threshold of intrusion had to be crossed
before there could be an interference that called for justification
under Article 8 § 2. The Government drew a comparison with
a number of cases in which applicants who had lost their employment
had complained of interferences with their right to respect for
private life: Smith and Grady v. the United Kingdom, nos.
33985/96 and 33986/96, BAILII: [1999] ECHR 72 , ECHR 1999 VI; Sidabras and DZiautas v.
Lithuania, nos. 55480/00 and 59330/00, BAILII: [2004] ECHR 395 , ECHR 2004 VIII;
Rainys and Gasparavičius v. Lithuania, nos. 70665/01 and
74345/01, BAILII: [2005] ECHR 226 , 7 April 2005. In each of these cases, the applicants
had been able to point to additional restrictions or intrusions. This
strongly suggested that the merely incidental effect of the MASC
regulations on the finances of the applicant's household was not
sufficient to bring the situation within the scope or ambit of
Article 8. The facts of this case were very remote from any
identifiable impact on the applicant's family life.
The
Government considered that the applicant's arguments to the effect
that the difference of treatment of same-sex couples was
demonstrative of a lack of respect by the State for a most intimate
aspect of private life, and that it exerted a coercive effect on her
freedom to make decisions about her sexual orientation, were
theoretical constructs rather than factual observations. The
implication of these arguments would be that any difference in
treatment referable in any way to sexual orientation would engage
Article 14 even in the absence of a link to substantive Convention
rights. The correct approach was to have regard to the real factual
implications of the circumstances of each given case and take account
of how remote the facts were from the core value of the substantive
right at issue. Here there was no discernible impact on the
applicant's private life. She was effectively inviting the Court to
dispense with any ambit threshold and establish a free-standing
prohibition on discrimination on grounds of sexual orientation.
The
Government further argued that the concept of “family life”
did not, at the material time in this case, extend to same-sex
relations. During that same period the Court had very clearly held
that Contracting States still enjoyed a wide margin of appreciation -
Mata Estevez (cited above). This ruling had not been
departed from in the intervening time. While the Government no longer
wished to argue against an evolution in the Court's case-law on this
point, any such change should have prospective effect only. The
applicant could not claim a retrospective declaration from the Court
relating to a period when there clearly was little consensus in
Europe over the official recognition of same-sex relationships. Even
assuming the contrary, the Government reiterated that the
differential level of payment at issue in this case had no
identifiable impact, let alone direct impact, on the applicant's
relationship such as would be necessary to bring her case within the
ambit of Article 8. Similarly, insofar as the applicant referred to
her “family life” with her children, the link between
this and the differential in the maintenance formula had not been
established on the facts of the case. The situation here was not
remotely comparable with that in Petrovic.
In
relation to Article 1 of Protocol No. 1, the Government argued that
the facts of the case did not fall within the ambit of this provision
since, as Lords Nicholls and Bingham had stated, the obligation to
pay child support was very distant from the sort of interference that
Article 1 of Protocol No. 1 was intended to guard against. The MASC
Regulations merely determined the financial responsibilities of
parents, which were inherent in law and should not be seen as an
interference with property rights. Article 14 was not therefore
engaged.
c. The third party
The
Equality and Human Rights Commission contended that a narrow approach
to the applicability of Article 14 would mean that in many instances
of clear discrimination on “suspect” grounds, the State
would not be required to justify the discrimination. This would
seriously undermine the role of Article 14 in eliminating otherwise
unacceptable discrimination in Contracting States. If the protection
afforded by Article 14 was to be practical and effective, then the
gateway into that provision should be set broadly, requiring the
State to justify the alleged discriminatory treatment. Otherwise,
Article 14 would be deprived of much of its purpose. It referred to
the Court's broad approach to the ambit of Article 1 of Protocol No.
1 in the case of Stec and Others v. the United Kingdom (dec.)
[GC], nos. 65731/01 and 65900/01, BAILII: [2005] ECHR 924 , ECHR 2005 X. A narrow approach
would have left the applicant in Gaygusuz v. Austria, BAILII: [1996] ECHR 36 , 16
September 1996, Reports of Judgments and Decisions 1996 IV
without redress. Taking a broad approach to ambit need not alter the
ultimate result of the case, as the State might succeed in persuading
the Court that the difference in treatment did not constitute
discrimination. The purpose of Article 14 would be achieved in all
such cases by the State being obliged to justify the situation and
the Court's scrutiny of the reasons put forward.
The
third party considered that the Petrovic case was relevant to
the present case, since there the Court had decided the ambit
question on the basis of the nature and purpose of the scheme
established by the State. The actual effect on his family life
of the exclusion of the applicant from financial assistance was not
relevant to that question. Similarly, in the E.B. case
the Court had found that while Article 8 was silent on adoption, the
fact that French law recognised a right to apply for authorisation to
adopt was sufficient to bring the situation within the general scope
of private life. There should be no doubt that the MASC regulations,
which aimed to ensure parental responsibility for the financial
maintenance of children, formed one of the modalities of the exercise
of respect for family life. The fact that it concerned the financial
rather than the emotional aspect did not prevent it from having a
direct impact on family life. For the purpose of the ambit question,
it was irrelevant which family unit was considered; the critical
point was the aim of the MASC regulations. By focusing on the
actual impact of these on the applicant, the approach of Lords
Bingham and Walker was not in accordance with the relevant case law
of the Court and inconsistent with the need to give practical and
real effect to Article 14. Its only relevance was to the issue of
justification. To include it in the question of ambit was to
materially restrict the scope of Article 14.
The
third party further urged the Court to rule that same-sex couples can
enjoy “family life” in the same way as opposite-sex
couples, as the domestic courts of the United Kingdom had already
done in a number of contexts. Given the Court's strong stance against
discrimination on grounds of sexual orientation, it necessarily
followed that the Court should accept in principle that a same-sex
relationship is no less capable of constituting family life than a
heterosexual relationship. Whether this was the case in practice
would depend on the facts of the case, with the same relevant
considerations applying to both types of relationship. Such an
approach was necessary if the Convention was to be interpreted
consistently. Although the Court had not accepted the point in the
Mata Estevez case, in the Karner case it did extend the
protection of Article 8 to a same-sex relationship, albeit under the
“home” limb of that provision. To uphold the Mata
Estevez decision would give rise to a wholly inconsistent and
unprincipled distinction between housing provision and the most
fundamental of human relationships, i.e. family life. Furthermore, in
that decision the Court had noted that there was little common ground
among the Contracting States at that point in time with respect to
the recognition of homosexual relationships. Since then, however,
there had been a clear and well documented movement across
Europe towards such recognition. This was already reflected in the
way the Court had departed from its judgment in the Fretté
case in the recent E.B. judgment.
2. The Court's assessment
The Court recalls that Article 14 complements the
other substantive provisions of the Convention and the Protocols. It
has no independent existence since it has effect solely in relation
to “the enjoyment of the rights and freedoms” safeguarded
by those provisions. The application of Article 14 does not
necessarily presuppose the violation of one of the substantive rights
guaranteed by the Convention. It is necessary but it is also
sufficient for the facts of the case to fall “within the ambit”
of one or more of the Convention Articles (see among many other
authorities Burden v. the United Kingdom [GC], no. 13378/05, BAILII: [2008] ECHR 357 , §
58, 29 April 2008). The Court has also explained that Article 14
comes into play whenever “the subject-matter of the
disadvantage ... constitutes one of the modalities of the exercise of
a right guaranteed” (see the National Union of Belgian
Police v. Belgium judgment of 27 October 1975, Series A no. 19,
p. 20, § 45), or the measure complained of is “linked
to the exercise of a right guaranteed” (see the Schmidt and
Dahlström v. Sweden judgment of 6 February 1976, BAILII: [1976] ECHR 1 , Series
A no. 21, p. 17, § 39). Moreover, the prohibition of
discrimination in Article 14 extends beyond the enjoyment of the
rights and freedoms which the Convention and Protocols require each
State to guarantee. It applies also to those additional rights,
falling within the general scope of any Article of the Convention,
for which the State has voluntarily decided to provide (Andrejeva
v. Latvia [GC], no. 55707/00, BAILII: [2009] ECHR 297 , § 74, ECHR 2009 ...).
In
the domestic proceedings, the applicability of Article 14 was
considered principally in relation to Article 8. In the House of
Lords, the view of the majority was that the facts of this case did
not come within the ambit of Article 1 of Protocol No. 1, which was
primarily concerned with the expropriation of assets for a public
purpose and not with the enforcement of a personal obligation of the
absent parent and that it was artificial to view child support
payments as a deprivation of the absent parent's possessions (see
paragraphs 13, 16 and 17 above). In the view of the Court, such
a reading of this provision, in the context of a complaint of
discrimination, is too narrow. As is apparent from the case-law of
the Court, in particular in the context of entitlement to social
security benefits, a claim may fall within the ambit of Article 1 of
Protocol No. 1 so as to attract the protection of Article 14 of the
Convention even in the absence of any deprivation of, or other
interference with, the existing possessions of the applicant (see,
for example, Stec and Others v. the United Kingdom (dec.)
[GC], nos. 65731/01 and 65900/01, BAILII: [2005] ECHR 924, § 39, ECHR 2005-X; Carson
and Others [GC], no. 42184/05, BAILII: [2010] ECHR 338 , § 63, ECHR 2010- ).
As
the applicant noted in her submissions to the Court, child
maintenance payments were at issue in the Commission's decision in
the Burrows case (see paragraph 37 above). The applicant in
that case complained, inter alia, under Article 1 of Protocol
No. 1 taken alone and in conjunction with Article 14. Regarding the
former, the Commission observed that the second sentence of that
provisions was “primarily concerned with formal expropriation
of assets for a public purpose, and not with the regulation of rights
between persons under private law unless the State lays hands - or
authorises a third party to lay hands - on a particular piece of
property for a purpose which is to serve the public interest”.
It therefore doubted that there had been a deprivation of
property. However, in light of the State's active role in the
process, and the fact that Mr Burrows' former wife was required
to seek child support from him or lose her entitlement to social
security benefits, it assumed that there had been an interference
with the applicant's right to peaceful enjoyment of his possessions.
In that regard, the Commission observed that the legislation in
question was a practical expression of a policy relating to the
economic responsibilities of parents who did not have custody of
their children and compelled an absent parent to pay money to the
parent with such custody. It was an example of legislation
governing private law relations between individuals, which determined
the effects of these relations with respect to property and in some
cases, compelled a person to surrender a possession to another. The
Commission went on to declare inadmissible the complaint of a
violation of Article 1 of Protocol No. 1 read on its own, on the
grounds that the interference with the applicant's possessions was
not disproportionate to the legitimate aim served.
As to
the applicant's complaint of discrimination on the ground of his
status as a separated parent, the Commission examined the complaint,
accepting that it fell within the ambit of Article 1 of Protocol No.
1, but ultimately rejected it as disclosing no discriminatory
treatment. The Court sees no reason to adopt a different approach to
the applicability of Article 14 in the present case.
Moreover,
the Court has also had occasion to consider another aspect of the
United Kingdom's child maintenance system, in the case of P.M. v.
the United Kingdom, no. 6638/03, BAILII: [2005] ECHR 504 , 19 July 2005. At issue in that
case was the tax allowance available under domestic tax legislation
at that time that was granted to separated and divorced persons with
maintenance liabilities. The Government accepted that the situation
fell within the ambit of Article 1 of Protocol No. 1 (at § 24).
While no issue of taxation arises here, the Court considers that the
sums which the applicant paid out of her own financial resources
towards the upkeep of her children are to be considered as
“contributions” within the meaning of the second
paragraph of Article 1, payment of which was required by the relevant
legislative provisions and enforced through the medium of the CSA
(see, mutatis mutandis, Darby v. Sweden, 23 October
1990, BAILII: [1990] ECHR 24 , § 30, Series A no. 187, and Van Raalte v. the
Netherlands, 21 February 1997, BAILII: [1997] ECHR 6 , §§ 34-35, Reports of
Judgments and Decisions 1997 I).
The
Court therefore finds that the situation falls within the ambit of
this provision and that Article 14 is applicable.
As
regards Article 8, the Court takes note of the fact that in the
House of Lords different views were expressed as to whether, having
regard to the Court's Mata Estevez decision, the
applicant could be said to have a family life with her partner and
their respective children within the meaning of the
Convention, whether at the
material time in the present case, in 2001 2002, or
at the time of the ruling of the House of Lords in
2006. The applicant and the third party submitted that the
Court should depart from the view taken in Mata Estevez,
relying inter alia on legislative changes in some of the
Contracting Parties granting more or equal rights to same-sex
relationships. The Government indicated that it did not wish to argue
against such a development in the interpretation of Article 8, but
submitted that any such change should have prospective effect only.
The Court considers that, as was noted in the House of
Lords, the consensus among European States in favour of
assimilating same-sex relationships to
heterosexual relationships has undoubtedly strengthened since
it examined this issue in 2001 in the Mata Estevez
decision. However, having regard to its conclusion that
the case in any event falls within the ambit of Article 1 of
Protocol No. 1 to which the Court considers that it most
naturally belongs, the Court does not find it necessary to
decide whether the facts of the case, which are virtually
contemporaneous with those in the Mata Estevez case itself,
also fall within the ambit of Article 8 of the Convention in its
family life aspect. Nor does it find it necessary to decide
whether the case falls within the ambit of that Article in its
private life aspect.
B. Whether the applicant has suffered discrimination
1. The parties' observations
a. The applicant
The
applicant argued that according to the Court's case-law, a difference
in treatment based on sexual orientation required very weighty
reasons if it was to be accepted as compatible with the Convention.
The Government had not been able to point to any legitimate aim
served by the different treatment of same-sex couples. The reasoning
of the majority in the House of Lords did not constitute an objective
justification for the purposes of the Convention. The fact that it
took much time and effort to draft, discuss and implement the Civil
Partnership Act could not justify the previous discriminatory
situation. The applicant also criticised the Government's reliance on
the Mata Estevez decision. In her view, this had been
superseded by the Court's judgment in Karner, which should be
treated as a statement of general principle applicable to any
comparisons between heterosexual and homosexual couples in analogous
circumstances. Moreover, as that case arose out of a judgment of the
Austrian Supreme Court of 1996, and since the Court did not attach
any temporal limitation to the effects of its reasoning, it followed
that equal treatment should have been secured as of that date. The
applicant rejected the Government's argument that she could not
complain of just one element of the child support system. Such an
argument was repugnant to any modern equality law paradigm. The mere
fact that, at the relevant time, the situation of heterosexual
couples was subject to different principles did not explain why no
comparison between the two groups was possible. Rather, the
difference existed because of discrimination, and so could not be
relied upon by the Government to defeat the applicant's claim.
b. The Government
The
Government maintained that the applicant had not suffered
discrimination. In the first place, it argued that the situation of
same-sex couples at the material time had not been analogous to that
of heterosexual couples since the child support legislation and the
wider legislative regime for social security benefits treated the
groups according to fundamentally different principles for all
purposes. This entailed both beneficial and detrimental effects for
the two groups. It was therefore artificial and inappropriate for the
applicant to isolate just one element of a much wider interlocking
set of rules governing entitlement to a variety of State benefits. In
many respects, the situation before the entry into force of the Civil
Partnership Act had been advantageous for same-sex couples. To
properly assess the applicant's situation, it would be necessary to
take account of the entirety of the benefits and burdens in the
system as a whole. But as soon as the wider perspective was adopted,
the applicant could no longer be regarded as being in a comparable or
analogous situation for the purpose of analysis under Article 14. If
the applicant's arguments were to be accepted, it would follow that
heterosexual couples would be able in turn to complain of any
provision of the child support and State welfare system that treated
them less favourably than the members of a same-sex couple. This
would create a “ratchet effect” whereby in the end
everyone would have to be assessed on the best possible basis that
anyone might have at any stage in the calculation. This would lead to
a situation where everyone would receive every available benefit, and
any burden would be disregarded altogether.
The
Government further submitted that even if the analogy could be
established, the difference in treatment was objectively justified by
the fact that the child support and welfare systems established a
completely different set of benefits and burdens for same-sex
partners and opposite-sex partners. Furthermore, there was at the
relevant time, as the Court had said in the Mata Estevez case,
a wide margin of appreciation for States regarding whether and how to
afford formal recognition of same-sex relationships. There had been a
progression in attitudes to same-sex couples in recent years in
society and in European and domestic law. As had been acknowledged in
the House of Lords, though, the whole issue of the recognition of
same-sex relationships called for a wider consideration of how the
disparate legal regimes should be amended. This culminated in the
Civil Partnership Act, which introduced comprehensive and
thoroughgoing reform, addressing the myriad of issues raised by the
decision to recognise same-sex relationships in the United Kingdom.
In the Government's view, this initiative had not been required by
the Convention. While there was gathering momentum across Europe on
this issue, it was still within the margin of appreciation of States
when the United Kingdom introduced the relevant reforms. Even though
it was not the first Contracting State to do so, it could not be said
that it had lagged behind other Contracting States. It remained
the case that most of these either provided a less comprehensive set
of rights to same-sex couples, or did not recognise them at all. The
scale of the change provided justification for the transitional
period of one year between the adoption of the Act and its entry into
force, during which time the necessary practical arrangements were
made. There was a strong public interest in an orderly transition in
relation to complex legal and administrative regimes. The Government
concluded that the House of Lords had correctly held that the
operation of the detailed child support rules prior to the coming
into force of the Civil Partnership Act was objectively justified,
and that the difference in treatment of which the applicant
complained was within the United Kingdom's margin of appreciation.
2. The Court's assessment
As
the Court's case-law establishes, for an issue to arise under Article
14 there must be a difference in the treatment of persons in
relevantly similar situations, such difference being based on one of
the grounds expressly or implicitly covered by that provision. Such a
difference in treatment is discriminatory if it lacks reasonable and
objective justification, that is to say it does not pursue a
legitimate aim or if there is no reasonable relationship of
proportionality between the means employed and the aim pursued. There
is a margin of appreciation for States in assessing whether and to
what extent differences in otherwise similar situations justify a
different treatment, and this margin is usually wide when it comes to
general measures of economic or social strategy (see most recently
Carson and Others v. the United Kingdom [GC], no. 42184/05, BAILII: [2010] ECHR 338 ,
§ 61, 16 March 2010). However, where the complaint is one
of discrimination on grounds of sexual orientation, the margin of
appreciation of Contracting States is narrow (Karner, §
41, Kozak v. Poland, no. 13102/02, BAILII: [2010] ECHR 280 , § 92, 2 March
2010). The State must be able to point to particularly convincing and
weighty reasons to justify such a difference in treatment (E.B.,
§ 91).
The
Court considers that the applicant can, for the purposes of Article
14, compare her situation to that of an absent parent who has formed
a new relationship with a person of the opposite sex. The only point
of difference between her and such persons is her sexual orientation;
in all other relevant respects they are similar (see, a contrario,
Carson, §§ 84-90). Her maintenance obligation
towards her children was assessed differently on account of the
nature of her new relationship. The difference in treatment at issue
in the present case derives from sexual orientation, a ground that
falls within the scope of Article 14 (E.B., § 50). It
remains to be determined whether particularly convincing and weighty
reasons existed for this difference of treatment.
The
Government have argued that the situation was justified by the
differences that existed at the material time between the overall
sets of benefits and burdens for same-sex and opposite-sex couples,
married or unmarried. The Court considers this more an explanation of
the situation in domestic law at that time than a weighty reason that
would prevent the difference of treatment at issue in this case from
falling foul of Article 14. Bearing in mind the purpose of the
regulations, which is to avoid placing an excessive financial burden
on the absent parent in their new circumstances, the Court perceives
no reason for treating the applicant differently. It is not readily
apparent why her housing costs should have been taken into account
differently than would have been the case had she formed a
relationship with a man (see P.M., cited above, § 28).
The
Government have also argued that the situation complained of fell
within the United Kingdom's margin of appreciation at the time, and,
as Lord Walker held, up until the passage of the Civil Partnership
Act, which did away with the impugned difference in treatment. Since
the Court has concluded that sufficient justification was lacking in
2001-2002, it follows that the reforms introduced by the Civil
Partnership Act some years later, however laudable, have no bearing
on the matter.
The
Court therefore concludes that there has been a violation of Article
14 of the Convention in conjunction with Article 1 of Protocol No. 1
in this case.
III. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
The
applicant claimed GBP 5,000 for non-pecuniary damage, referring to
the distress, damage and injury caused by the existence of the
discriminatory rule and the Government's conduct of and in the
proceedings before the Court. As regards pecuniary loss, she stated
that she was not in a position to make a claim as the Government had
presented new figures in their submissions to the Court, whose
accuracy she was unable to assess.
The
Government did not comment on the applicant's claim.
As
already indicated above (paragraph 25), it was the Government's
contention that the applicant's complaint of a difference in
treatment did not ultimately entail any negative material
consequences for her. This was because the lower level of maintenance
that was applied to her after her successful appeal to the Appeal
Tribunal was subsequently raised to an amount that was very close to
the original assessment, by means of a departure direction. This
direction was given by the Child Support Agency on 25 April 2003. The
Secretary of State decided that 51% of the applicant's housing costs
should be attributed to her partner, thereby reducing the applicant's
exempt income and increasing her liability for maintenance. This took
effect retrospectively from 13 August 2001.
The
Court considers that, having regard to the discretionary element in
the operation of the child maintenance system, the degree of
pecuniary loss – if any - that may have been caused to the
applicant by the discriminatory character of the child support system
in the period under consideration is a matter of speculation
(see, a contrario, Weller v. Hungary, no.
44399/05, BAILII: [2009] ECHR 530 , § 44, 31 March 2009). It does recognise, however, that
the applicant experienced a certain level of frustration and distress
at the non-recognition of her relationship with her partner.
It therefore awards her EUR 3,000 in respect of non-pecuniary
damage.
B. Costs and expenses
The
applicant claimed a total of GBP 16,631.30 for costs and expenses
incurred in relation to the Strasbourg proceedings, made up of GBP
7,230.05 in respect of professional fees and GBP 9,401.25 in respect
of counsel's fees.
The
Government did not make any comment on these amounts.
According
to the Court's case-law, an applicant is entitled to the
reimbursement of costs and expenses only in so far as it has been
shown that these have been actually and necessarily incurred and were
reasonable as to quantum. In the present case, regard being had to
the information in its possession and the above criteria, the Court
considers it reasonable to award EUR 18,000.
C. Default interest
The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
Declares the application admissible;
Holds that there has been a violation of
Article 14 of the Convention taken in conjunction with Article 1
of Protocol No. 1;
Holds that it is not necessary to consider the
complaint under Article 14 taken in conjunction with Article 8 of the
Convention;
Holds
(a) that
the respondent State is to pay the applicant, within three months
from the date on which the judgment becomes final in accordance with
Article 44 § 2 of the Convention, EUR 3,000
(three thousand euros) in respect of non-pecuniary damage and EUR
18,000 (eighteen thousand euros) plus any tax that may be chargeable
to the applicant, in respect of costs and expenses, to be converted
into British Pounds at the rate applicable at the date of settlement;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amounts at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points.
Done in English, and notified in writing on 28 September 2010,
pursuant to Rule 77 §§ 2 and 3 of the Rules of Court.
Fatoş Aracı Lech Garlicki
Deputy Registrar President
In accordance with Article 45 § 2 of the Convention and Rule 74
§ 2 of the Rules of Court, the concurring opinion of Judges
Garlicki, Hirvelä and Vučinić
is annexed to this judgment.
L.G.
F.A.
CONCURRING OPINION OF JUDGES GARLICKI,
HIRVELÄ AND VUČINIĆ
We
concur with the finding that there has been a violation of Article 14
of the Convention taken in conjunction with Article 1 of Protocol No
1. We also agree that it is not necessary to consider the complaint
under Article 14 taken in conjunction with Article 8 of the
Convention.
In
our opinion, however, the Court's position as to the question how
this case is situated within the ambit of Article 8 has not been
expressed in sufficiently clear terms. This is not a case of an
occasional cohabitation offering no resemblance to patterns of family
life. The domestic courts described the relationship in question as a
“close, loving and monogamous relationship characterised by
long-term sexual intimacy” (§ 5).
One
of the issues here is whether such a relationship within a same-sex
couple is embraced by the “family life” aspect of Article
8. The traditional answer of this Court has always been negative –
as recently as in 2001, the Court reiterated its earlier position
that same-sex relations should be addressed only under the “private
life” aspect of Article 8 (Mata
Estevez v. Spain, dec.). Only this
summer, in Schalk and Kopf v. Austria
(judgment of 24.6.2010, BAILII: [2010] ECHR 995 , § 96) and in P.B.
and J.S. v. Austria (judgment of 22
July 2010, BAILII: [2010] ECHR 1146 , § 30 – not yet final), did the Court revise its
position and, in the latter judgment, declare that “it
considers it artificial to maintain the view that, in contrast to a
different-sex couple, a same-sex couple cannot enjoy family life for
the purposes of Article 8. Consequently the relationship of the
applicants, a cohabiting same-sex couple living in de
facto stable partnership, falls within
the notion of family life, just as the relationship of a
different-sex couple would”.
J.M. offered a good opportunity to contribute to the emerging change
in our case-law. Regrettably, the majority chose to avoid taking a
clear position. In paragraph 50 the Court observes that the case is
related to situations that took place in 2001-2002 and 2006. The
Court confirms that “the consensus among European States in
favour of assimilating same-sex relationships to heterosexual
relationship has undoubtedly strengthened since it examined the issue
in 2001 in the Mata Estevez decision”. However, the Court did
not find it necessary to “decide whether the facts of the case,
which are virtually contemporaneous with those of Mata Estevez case
itself, also fall within the ambit of Article 8 in its family life
aspect”.
Judicial self-restraint is often a virtue, but not in cases in which
courts should admit their own mistakes. It cannot be excluded that
the Court was wrong already in Mata Estevez. In any case, we should
not have refrained from unequivocal confirmation that today, in 2010,
the notion of family life can no longer be restricted to heterosexual
couples alone.