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SCHALK AND KOPF v. AUSTRIA - 30141/04 [2010] ECHR 995 (24 June 2010)
URL: http://www.bailii.org/eu/cases/ECHR/2010/995.html
Cite as:
(2011) 53 EHRR 20,
[2010] ECHR 995,
53 EHRR 20
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FIRST
SECTION
CASE OF
SCHALK AND KOPF v. AUSTRIA
(Application
no. 30141/04)
JUDGMENT
STRASBOURG
24 June 2010
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Schalk and Kopf v. Austria,
The
European Court of Human Rights (First Section), sitting as a Chamber
composed of:
Christos
Rozakis,
President,
Anatoly
Kovler,
Elisabeth
Steiner,
Dean
Spielmann,
Sverre
Erik Jebens,
Giorgio
Malinverni,
George
Nicolaou,
judges,
and
André Wampach, Deputy
Section Registrar,
Having
deliberated in private on 25 February 2010 and on 3 June 2010,
Delivers
the following judgment, which was adopted on the last mentioned
date:
PROCEDURE
The
case originated in an application (no. 30141/04) against the Republic
of Austria lodged with the Court under Article 34 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by two Austrian nationals, Mr Horst Michael Schalk
and Mr Johan Franz Kopf (“the applicants”), on 5 August
2004.
The
applicants were represented by Mr K. Mayer, a lawyer practising in
Vienna. The Austrian Government (“the Government”) were
represented by their Agent, Ambassador H. Tichy, Head of the
International Law Department at the Federal Ministry for European and
International Affairs.
The
applicants alleged in particular, that they were discriminated
against as, being a same-sex couple, they were denied the possibility
to marry or to have their relationship otherwise recognised by law.
On
8 January 2007 the President of the First Section decided to give
notice of the application to the Government. It was also decided to
examine the merits of the application at the same time as its
admissibility (Article 29 § 3).
The
applicant and the Government each filed written observations on the
admissibility and merits of the application. The Government also
filed further written observations. In addition, third-party comments
were received from the United Kingdom Government, who had been given
leave by the President to intervene in the written procedure (Article
36 § 2 of the Convention and Rule 44 § 2). A joint
third-party comment was received from four non-governmental
organisations which had been given leave by the President to
intervene, namely FIDH (Fédération Internationale
des ligues des Droits de l’Homme), ICJ (International
Commission of Jurists) AIRE Centre (Advice on Individual Rights in
Europe) and ILGA-Europe (European Region of the International Lesbian
and Gay Association). The four non-governmental organisations were
also given leave by the President to intervene at the hearing.
A
hearing took place in public in the Human Rights Building,
Strasbourg, on 25 February 2010 (Rule 59 § 3).
There appeared before the Court:
(a) for the Government
Mrs B. Ohms, Federal
Chancellory, Deputy Agent,
Mrs G. PASCHINGER,
Federal Ministry of European and International Affairs
Mr M.
Stormann, Federal Ministry of Justice, Advisers;
(b) for the applicants
Mr K. Mayer,
Counsel,
Mr H. Schalk, Applicant;
(c) for the Non-governmental organisations, third-party
interveners
Mr R. Wintemute, Kings College,
London Counsel,
Mrs A. Jernow, International Commission of
Jurists, Adviser.
The
Court heard addresses by Mrs Ohms, Mr Mayer and Mr Wintemute.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The applicants were born in 1962 and 1960,
respectively. They are a same-sex couple living in Vienna.
On
10 September 2002 the applicants requested the Office for matters of
Personal Status (Standesamt) to proceed with the formalities
to enable them to contract marriage.
By
decision of 20 December 2002 the Vienna Municipal Office (Magistrat)
refused the applicants’ request. Referring to Article 44 of the
Civil Code (Allgemeines Bürgerliches Gesetzbuch), it held
that marriage could only be contracted between two persons of
opposite sex. According to constant case-law, a marriage concluded by
two persons of the same sex was null and void. Since the applicants
were two men, they lacked the capacity for contracting marriage.
The
applicants lodged an appeal with the Vienna Regional Governor
(Landeshauptmann), but to no avail. In his decision of 11
April 2003 the Governor confirmed the Municipal Office’s legal
view. In addition he referred to the Administrative Court’s
case-law according to which it constituted an impediment to marriage
if the two persons concerned were of the same sex. Moreover, Article
12 of the European Convention for the Protection of Human Rights and
Fundamental Freedoms reserved the right to contract marriage to
persons of different sex.
In
a constitutional complaint the applicants alleged that the legal
impossibility for them to get married constituted a violation of
their right to respect for private and family life and of the
principle of non-discrimination. They argued that the notion of
marriage had evolved since the entry into force of the Civil Code in
1812. In particular, the procreation and education of children no
longer formed an integral part of marriage. In present-day
perception, marriage was rather a permanent union encompassing all
aspects of life. There was no objective justification for excluding
same-sex couples from concluding marriage, all the more so since the
European Court of Human Rights had acknowledged that differences
based on sexual orientation required particularly weighty reasons.
Other European countries either allowed homosexual marriages or had
otherwise amended their legislation in order to give equal status to
same-sex partnerships.
Finally,
the applicants alleged a breach of their right to peaceful enjoyment
of their possessions. They argued that in the event that one partner
in a homosexual couple died, the other was discriminated against
since he would be in a much less favourable position under tax law
than the surviving partner in a married couple.
On
12 December 2003 the Constitutional Court (Verfassungs gerichtshof)
dismissed the applicants’ complaint. The relevant parts of its
judgment read as follows:
“The administrative proceedings that resulted in
the impugned decision were exclusively concerned with the issue of
the legitimacy of the marriage. Accordingly, the complainants’
sole applicable grievance is that Article 44 of the Civil Code only
recognises and provides for marriage between “persons of
opposite sex”. The allegation of a breach of the right of
property is simply a further means of seeking to show that this state
of affairs is unjustified.
With regard to marriage, Article 12 of the ECHR, which
ranks as constitutional law, provides:
‘Men and women of marriageable age have the right
to marry and to found a family, according to the national laws
governing the exercise of this right.’
Neither the principle of equality set forth in the
Austrian Federal Constitution nor the European Convention on Human
Rights (as evidenced by “men and women” in Article 12)
require that the concept of marriage as being geared to the
fundamental possibility of parenthood should be extended to
relationships of a different kind. The essence of marriage is,
moreover, not affected in any way by the fact that divorce (or
separation) is possible and that it is a matter for the spouses
whether in fact they are able or wish to have children. The European
Court of Human Rights found in its Cossey judgment of 27
September 1990 (no. 10843/84, concerning the particular position of
transsexual persons) that the restriction of marriage to this
“traditional” concept was objectively justified,
observing
‘... that attachment to the traditional concept of
marriage provides sufficient reason for the continued adoption of
biological criteria for determining a person’s sex for the
purposes of marriage.’
[The subsequent change in the case-law concerning the
particular issue of transsexuals (ECHR, Goodwin, no. 28957/95,
11 July 2002) does not permit the conclusion that there should be any
change in the assessment of the general question at issue here.]
The fact that same-sex relationships fall within the
concept of private life and as such enjoy the protection of Article 8
of the ECHR – which also prohibits discrimination on
non-objective grounds (Article 14 of the ECHR) – does not give
rise to an obligation to change the law of marriage.
It is unnecessary in the instant case to examine
whether, and in which areas, the law unjustifiably discriminates
against same-sex relationships by providing for special rules for
married couples. Nor is it the task of this court to advise the
legislature on constitutional issues or even matters of legal policy.
Instead, the complaint must be dismissed as
ill-founded.”
The
Constitutional Court’s judgment was served on the applicants’
counsel on 25 February 2004.
II. RELEVANT DOMESTIC AND COMPARATIVE LAW
A. Austrian law
1. The Civil Code
Article
44 of the Civil Code (Allgemeines Bürgerliches Gesetzbuch)
provides:
“The marriage contract shall
form the basis for family relationships. Under the marriage contract
two persons of opposite sex declare their lawful intention to live
together in indissoluble matrimony, to beget and raise children and
to support each other.”
The
provision has been unchanged since its entry into force on 1 January
1812.
2. The Registered Partnership Act
The
purpose of the Registered Partnership Act (Eingetragene
Partnerschaft-Gesetz) was to provide same-sex couples with a
formal mechanism for recognising and giving legal effect to their
relationships. In introducing the said Act the legislator had
particular regard to developments in other European states (see the
explanatory report on the draft law – Erläuterungen zur
Regierungsvorlage, 485 der Beilagen XXIV GP).
The
Registered Partnership Act, Federal Law Gazette (Bundesgesetzblatt)
vol. I, no. 135/2009, entered into force on 1 January 2010. Its
section 2 provides as follows:
“A registered partnership may be formed only by
two persons of the same sex (registered partners). They thereby
commit themselves to a lasting relationship with mutual rights and
obligations.“
The
rules on the establishment of registered partnership, its effects and
its dissolution resemble the rules governing marriage.
Registered
partnership involves co-habitation on a permanent basis and may be
entered into between two persons of the same sex having legal
capacity and having reached the age of majority (section 3). A
registered partnership must not be established between close
relatives or with a person who is already married or has established
a still valid registered partnership with another person (section 5).
Like
married couples, registered partners are expected to live together
like spouses in every respect, to share a common home, to treat each
other with respect and to provide mutual assistance (section 8(2)
and (3)). As in the case of spouses, the partner who is in
charge of the common household and has no income has legal authority
to represent the other partner in everyday legal transactions
(section 10). Registered partners have the same obligations regarding
maintenance as spouses (section 12).
The
reasons for dissolution of registered partnership are the same as for
dissolution of marriage or divorce. Dissolution of a registered
partnership occurs in the event of the death of one partner (section
13). It may also be pronounced by a judicial decision on various
other grounds: lack of intent to establish a registered partnership
(section 14), fault of one or both partners, or breakdown of the
partnership due to irreconcilable differences (section 15).
The
Registered Partnership Act also contains a comprehensive range of
amendments to existing legislation in order to provide registered
partners with the same status as spouses in various other fields of
law, such as inheritance law, labour, social and social insurance
law, fiscal law, the law on administrative procedure, the law on data
protection and public service, passport and registration issues, as
well as the law on foreigners.
However,
some differences between marriage and registered partnership remain,
apart from the fact that only two persons of the same sex can enter
into a registered partnership. The following differences were the
subject of some public debate before the adoption of the Registered
Partnership Act: while marriage is contracted before the Office for
matters of Personal Status, registered partnerships are concluded
before the District Administrative Authority. The rules on the choice
of name differ from those for married couples: for instance, the law
speaks of “last name” where a registered couple chooses a
common name, but of “family name” in reference to a
married couple’s common name. The most important differences,
however, concern parental rights: unlike married couples, registered
partners are not allowed to adopt a child; nor is step-child adoption
permitted, that is to say, the adoption of one partner’s child
by the other partner (section 8(4)). Artificial insemination is also
excluded (section 2 (1) of the Artificial Procreation Act -
Fortpflanzungsmedizingesetz).
B. Comparative law
1. European Union law
Article
9 of the Charter of Fundamental Rights of the European Union, which
was signed on 7 December 2000 and entered into force on 1 December
2009, reads as follows:
“The right to marry and to found a family shall be
guaranteed in accordance with the national laws governing the
exercise of these rights.”
The
relevant part of the Commentary of the Charter states as follows:
“Modern trends and developments in the domestic
laws in a number of countries toward greater openness and acceptance
of same-sex couples notwithstanding, a few states still have public
policies and/or regulations that explicitly forbid the notion that
same-sex couples have the right to marry. At present there is very
limited legal recognition of same-sex relationships in the sense that
marriage is not available to same-sex couples. The domestic laws of
the majority of states presuppose, in other words, that the intending
spouses are of different sexes. Nevertheless, in a few countries,
e.g., in the Netherlands and in Belgium, marriage between people of
the same sex is legally recognized. Others, like the Nordic
countries, have endorsed a registered partnership legislation, which
implies, among other things, that most provisions concerning
marriage, i.e. its legal consequences such as property distribution,
rights of inheritance, etc., are also applicable to these unions. At
the same time it is important to point out that the name ‘registered
partnership’ has intentionally been chosen not to confuse it
with marriage and it has been established as an alternative method of
recognizing personal relationships. This new institution is,
consequently, as a rule only accessible to couples who cannot marry,
and the same-sex partnership does not have the same status and the
same benefits as marriage. (...)
In order to take into account the diversity of domestic
regulations on marriage, Article 9 of the Charter refers to domestic
legislation. As it appears from its formulation, the provision is
broader in its scope than the corresponding articles in other
international instruments. Since there is no explicit reference to
‘men and women’ as the case is in other human rights
instruments, it may be argued that there is no obstacle to recognize
same-sex relationships in the context of marriage. There is, however,
no explicit requirement that domestic laws should facilitate such
marriages. International courts and committees have so far hesitated
to extend the application of the right to marry to same-sex couples.
(...)”
A
number of Directives are also of interest in the present case:
European
Council Directive 2003/86/EC of 22 September 2003, on the right to
family reunification, deals with the conditions for the exercise of
the right to family reunification by third country nationals residing
lawfully in the territory of the Member States.
Its
Article 4, which carries the heading “family members”,
provides:
“(3) The Member States may, by law or
regulation, authorise the entry and residence, pursuant to this
Directive und subject to compliance with the conditions laid down in
Chapter IV, of the unmarried partner, being a third country national,
with whom the sponsor is in a duly attested stable long-term
relationship, or of a third country national who is bound to the
sponsor by a registered partnership in accordance with Article 5(2),
...”
Directive
2004/38/EC of the European Parliament and Council of 29 April
2004 concerns the right of citizens of the Union and their family
members to move and reside freely within the territory of the Member
States.
Its
Article 2 contains the following definition:
“(2) ’Family member’ means:
(a) the spouse
(b) the partner with whom the Union citizen
has contracted a registered parternship, on the basis of the
legislation of a Member State, if the legislation of the host Member
State treats registered partnerships as equivalent to marriage in
accordance with the conditions laid down in the relevant legislation
of the host Member State.
(c) the direct descendants who are under the
age of 21 or are dependants and those of the spouse or partner as
defined in point (b)
(d) the dependent direct relative in the
ascending line and those of the spouse or partner as defined in point
(b).”
2. The state of relevant legislation in Council of
Europe member States
Currently
six out of forty-seven member States grant same-sex couples equal
access to marriage, namely Belgium, the Netherlands, Norway,
Portugal, Spain and Sweden.
28. In
addition there are thirteen member States, which do not grant
same-sex couples access to marriage, but have passed
some kind of legislation permitting same-sex couples to register
their relationships: Andorra, Austria, the Czech Republic, Denmark,
Finland, France, Germany, Hungary, Iceland, Luxembourg, Slovenia,
Switzerland and the United Kingdom. In sum, there are nineteen member
States in which same sex couples either have the possibility to marry
or to enter into a registered partnership (see also the overview in
Burden v. the United Kingdom [GC], no. 13378/05, § 26,
ECHR 2008).
In
two States, namely in Ireland and Liechtenstein reforms intending to
give same-sex couples access to some form of registered partnership
are pending or planned. In addition Croatia has a Law on Same-Sex
Civil Unions which recognises cohabiting same-sex couples for limited
purposes, but does not offer them the possibility of registration.
According
to the information available to the Court, the vast majority of the
States concerned have introduced the relevant legislation in the last
decade.
The
legal consequences of registered partnership vary from almost
equivalent to marriage to giving relatively limited rights. Among the
legal consequences of registered partnerships, three main categories
can be distinguished: material consequences, parental consequences
and other consequences.
Material
consequences cover the impact of registered partnership on different
kinds of tax, health insurance, social security payments and
pensions. In most of the States concerned registered partners obtain
a status similar to marriage. This also applies to other material
consequences, such as regulations on joint property and debt,
application of rules of alimony upon break-up, entitlement to
compensation on wrongful death of partner and inheritance rights.
When
it comes to parental consequences, however, the possibilities for
registered partners to undergo medically assisted insemination or to
foster or adopt children vary greatly from one country to another.
Other
consequences include the use of the partner’s surname, the
impact on a foreign partner’s obtaining a residence permit and
citizenship, refusal to testify, next-of-kin status for medical
purposes, continued status as tenant upon death of the partner, and
lawful organ donations.
THE LAW
I. THE GOVERNMENT’S REQUEST TO STRIKE THE
APPLICATION OUT OF THE COURT’S LIST
In
their oral pleadings the Government argued that the Registered
Partnership Act allowed same-sex couples to obtain a legal status
adjusted as far as possible to the status conferred by marriage on
different-sex couples. They submitted that the matter might be
regarded as being resolved and that it was justified to strike the
application out of the Court’s list. They relied on Article 37
§ 1 of the Convention which, so far as material, reads as
follows:
“1. The Court may at any stage of the
proceedings decide to strike an application out of its list of cases
where the circumstances lead to the conclusion that
...
(b) the matter has been resolved;
...
However,
the Court shall continue the examination of the application if
respect for human rights as defined in the Convention and the
Protocols thereto so requires.”
To
conclude that Article 37 § 1 (b) of the Convention applies to
the instant case, the Court must answer two questions in turn:
firstly, it must ask whether the circumstances complained of directly
by the applicants still obtain and, secondly, whether the effects of
a possible violation of the Convention on account of those
circumstances have also been redressed (see Shevanova v. Latvia
(striking out) [GC], no. 58822/00, § 45, 7 December 2007).
The
Court observes that the gist of the applicants’ complaint is
that, being a same-sex couple, they do not have access to marriage.
This situation still obtains following the entry into force of the
Registered Partnership Act. As the Government themselves pointed out,
the said Act allows same-sex couples to obtain only a status similar
or comparable to marriage, but does not grant them access to
marriage, which remains reserved for different-sex couples.
The
Court concludes that the conditions for striking the case out of its
list are not met and therefore dismisses the Government’s
request.
II. ALLEGED VIOLATION OF ARTICLE 12 OF THE CONVENTION
The
applicants complained that the authorities’ refusal to allow
them to contract marriage violated Article 12 of the Convention,
which provides as follows:
“Men and women of marriageable age have the right
to marry and to found a family, according to the national laws
governing the exercise of this right.”
The
Government contested that argument.
A. Admissibility
The
Court observes that the Government raised the question whether the
applicants’ complaint fell within the scope of Article 12,
given that they were two men claiming the right to marry. The
Government did not argue, however, that the complaint was
inadmissible as being incompatible ratione materiae. The Court
agrees that the issue is sufficiently complex not to be susceptible
of being resolved at the admissibility stage.
The
Court considers, in the light of the parties’ submissions, that
the complaint raises serious issues of fact and law under the
Convention, the determination of which requires an examination of the
merits. The Court concludes therefore that this complaint is not
manifestly ill-founded within the meaning of Article 35 § 3 of
the Convention. No other ground for declaring it inadmissible has
been established.
B. Merits
1. The parties’ submissions
The
Government referred to the Constitutional Court’s ruling in the
present case, noting that the latter had had regard to the Court’s
case-law and had not found a violation of the applicants’
Convention rights.
In
their oral pleadings before the Court, the Government maintained that
both the clear wording of Article 12 and the Court’s case-law
as it stood indicated that the right to marry was by its very nature
limited to different sex couples. They conceded that there had
been major social changes in the institution of marriage since the
adoption of the Convention, but there was not yet any European
consensus to grant same-sex couples the right to marry, nor could
such a right be inferred from Article 9 of the Charter of Fundamental
Rights of the European Union. Despite the difference in wording, the
latter referred the issue of same-sex marriage to national
legislation.
The
applicants argued that in today’s society civil marriage was a
union of two persons which encompassed all aspects of their lives,
while the procreation and education of children was no longer a
decisive element. As the institution of marriage had undergone
considerable changes there was no longer any reason to refuse
same-sex couples access to marriage. The wording of Article 12 did
not necessarily have to be read in the sense that men and women only
had the right to marry a person of the opposite sex. Furthermore, the
applicants considered that the reference in Article 12 to “the
relevant national laws” could not mean that States were given
unlimited discretion in regulating the right to marry.
2. The third party interveners’ submissions
The
Government of the United Kingdom asserted that the Court’s
case-law as it stood considered Article 12 to refer to the
“traditional marriage between persons of the opposite
biological sex” (see Sheffield and Horsham v. the United
Kingdom, 30 July 1998, § 66, Reports of Judgments and
Decisions 1998 V). In their view there were no reasons to
depart from that position.
While
the Court had often underlined that the Convention was a living
instrument which had to be interpreted in present-day conditions, it
had only used that approach to develop its jurisprudence where it had
perceived a convergence of standards among member States. In
Christine Goodwin v. the United Kingdom [GC] (no.
28957/95, ECHR 2002 VI), for instance, the Court had
reviewed its position regarding the possibility of post-operative
transsexuals to marry a person of the sex opposite to their acquired
gender, having regard to the fact that a majority of Contracting
States permitted such marriages. In contrast there was no convergence
of standards as regards same-sex marriage. At the time when the
third-party Government submitted their observations only three member
States permitted same-sex marriage, and in two others proposals to
this effect were under consideration. The issue of same-sex marriage
concerned a sensitive area of social, political and religious
controversy. In the absence of consensus, the State enjoyed a
particularly wide margin of appreciation.
The
four non-governmental organisations called on the Court to use the
opportunity to extend access to civil marriage to same-sex couples.
The fact that different-sex couples were able to marry, while
same-sex couples were not, constituted a difference in treatment
based on sexual orientation. Referring to Karner v. Austria,
(no. 40016/98, § 37, ECHR 2003 IX), they argued that
such a difference could only be justified by “particularly
serious reasons”. In their contention, no such reasons existed:
the exclusion of same-sex couples from entering into marriage did not
serve to protect marriage or the family in the traditional sense. Nor
would giving same-sex couples access to marriage devalue marriage in
the traditional sense. Moreover, the institution of marriage had
undergone considerable changes and, as the Court had held in
Christine Goodwin (cited above, § 98), the inability to
procreate children could not be regarded as per se removing
the right to marry. The four non-governmental organisations conceded
that the difference between the case of Christine Goodwin and
the present case lay in the state of European consensus. However,
they argued that in the absence of any objective and rational
justification for the difference in treatment, considerably less
weight should be attached to European consensus.
Finally,
the four non-governmental organisations referred to judgments from
the Constitutional Court of South Africa, the Courts of Appeal of
Ontario and British Columbia in Canada, and the Supreme Courts of
California, Connecticut, Iowa and Massachusetts in the United States,
which had found that denying same-sex couples access to civil
marriage was discriminatory.
3. The Court’s assessment
a. General principles
According
to the Court’s established case-law Article 12 secures the
fundamental right of a man and woman to marry and to found a family.
The exercise of this right gives rise to personal, social and legal
consequences. It is “subject to the national laws of the
Contracting States”, but the limitations thereby introduced
must not restrict or reduce the right in such a way or to such an
extent that the very essence of the right is impaired (see B. and
L. v. the United Kingdom, no. 36536/02, § 34, 13
September 2005, and F. v. Switzerland, 18 December
1987, § 32, Series A no. 128).
The
Court observes at the outset that it has not yet had an opportunity
to examine whether two persons who are of the same sex can claim to
have a right to marry. However, certain principles might be derived
from the Court’s case-law relating to transsexuals.
In
a number of cases the question arose whether refusal to allow a
post-operative transsexual to marry a person of the opposite sex to
his or her assigned gender violated Article 12. In its earlier
case-law the Court found that the attachment to the traditional
concept of marriage which underpins Article 12 provided sufficient
reason for the continued adoption by the respondent State of
biological criteria for determining a person’s sex for the
purposes of marriage. Consequently, this was considered a matter
encompassed within the power of the Contracting States to regulate by
national law the exercise of the right to marry (see Sheffield and
Horsham, cited above, § 67; Cossey v. the United Kingdom,
27 September 1990, § 46, Series A no. 184; see also Rees v.
the United Kingdom, 17 October 1986, §§ 49-50,
Series A no. 106).
In
Christine Goodwin (cited above, §§ 100-104) the
Court departed from that case-law: It considered that the terms used
by Article 12 which referred to the right of a man and woman to marry
no longer had to be understood as determining gender by purely
biological criteria. In that context, the Court noted that there had
been major social changes in the institution of marriage since the
adoption of the Convention. Furthermore, it referred to Article 9 of
the Charter of Fundamental Rights of the European Union, which
departed from the wording of Article 12. Finally, the Court noted
that there was widespread acceptance of the marriage of transsexuals
in their assigned gender. In conclusion the Court found that the
impossibility for a post-operative transsexual to marry in her
assigned gender violated Article 12 of the Convention.
Two
further cases are of interest in the present context: (Parry
v. the United Kingdom (dec.), no. 42971/05, ECHR
2006 XV, and R. and F. v. the United Kingdom (dec.), no.
35748/05, 28 November 2006). In both cases the applicants were a
married couple, consisting of a woman and a male to female
post-operative transsexual. They complained inter alia under
Article 12 of the Convention that they were required to end
their marriage if the second applicant wished to obtain full legal
recognition of her change of gender. The Court dismissed that
complaint as being manifestly ill-founded. It noted that domestic law
only permitted marriage between persons of opposite gender, whether
such gender derived from attribution at birth or from a gender
recognition procedure, while same-sex marriages were not permitted.
Similarly, Article 12 enshrined the traditional concept of marriage
as being between a man and a woman. The Court acknowledged that a
number of Contracting States had extended marriage to same-sex
partners, but went on to say that this reflected their own vision of
the role of marriage in their societies and did not flow from an
interpretation of the fundamental right as laid down by the
Contracting States in the Convention in 1950. The Court concluded
that it fell within the State’s margin of appreciation how to
regulate the effects of the change of gender on pre-existing
marriages. In addition it considered that, should they chose to
divorce in order to allow the transsexual partner to obtain full
gender recognition, the fact that the applicants had the possibility
to enter into a civil partnership contributed to the proportionality
of the gender recognition regime complained of.
b. Application in the present case
The
Court notes that Article 12 grants the right to marry to “men
and women”. The French version provides
« l’homme et la femme
ont le droit de se marier ».
Furthermore, Article 12 grants the right to
found a family.
The
applicants argued that the wording did not necessarily imply that a
man could only marry a woman and vice versa. The Court observes that,
looked at in isolation, the wording of Article 12 might be
interpreted so as not to exclude the marriage between two men or two
women. However, in contrast, all other substantive Articles of the
Convention grant rights and freedoms to “everyone” or
state that “no one” is to be subjected to certain types
of prohibited treatment. The choice of wording in Article 12 must
thus be regarded as deliberate. Moreover, regard must be had to the
historical context in which the Convention was adopted. In the 1950s
marriage was clearly understood in the traditional sense of being a
union between partners of different sex.
As
regards the connection between the right to marry and the right to
found a family, the Court has already held that the inability of any
couple to conceive or parent a child cannot be regarded as per se
removing the right to marry (Christine Goodwin, cited above, §
98). However, this finding does not allow any conclusion regarding
the issue of same-sex marriage.
In
any case, the applicants did not rely mainly on the textual
interpretation of Article 12. In essence they relied on the Court’s
case-law according to which the Convention is a living instrument
which is to be interpreted in present-day conditions (see E.B. v.
France [GC], no. 43546/02, § 92, ECHR 2008 ...,
and Christine Goodwin, cited above, §§ 74-75).
In the applicants’ contention Article 12 should in present-day
conditions be read as granting same-sex couples access to marriage
or, in other words, as obliging member States to provide for such
access in their national laws.
The
Court is not persuaded by the applicants’ argument. Although,
as it noted in Christine Goodwin, the institution of
marriage has undergone major social changes since the adoption of the
Convention, the Court notes that there is no European consensus
regarding same-sex marriage. At present no more than six out of
forty-seven Convention States allow same sex marriage (see
paragraph 27 above).
As
the respondent Government as well as the third-party Government have
rightly pointed out, the present case has to be distinguished from
Christine Goodwin. In that case (cited above, § 103) the
Court perceived a convergence of standards regarding marriage of
transsexuals in their assigned gender. Moreover, Christine
Goodwin is concerned with marriage of partners who are of
different gender, if gender is defined not by purely biological
criteria but by taking other factors including gender reassignment of
one of the partners into account.
Turning
to the comparison between Article 12 of the Convention and Article 9
of the Charter of Fundamental Rights of the European Union (the
Charter), the Court has already noted that the latter has
deliberately dropped the reference to men and women (see Christine
Goodwin, cited above, § 100). The commentary to the
Charter, which became legally binding in December 2009, confirms that
Article 9 is meant to be broader in scope than the corresponding
articles in other human rights instruments (see paragraph 25
above). At the same time the reference to domestic law reflects the
diversity of national regulations, which range from allowing same-sex
marriage to explicitly forbidding it. By referring to national law,
Article 9 of the Charter leaves the decision whether or not to allow
same sex marriage to the States. In the words of the commentary:
“... it may be argued that there is no obstacle to recognize
same-sex relationships in the context of marriage. There is however,
no explicit requirement that domestic laws should facilitate such
marriages.”
Regard
being had to Article 9 of the Charter, therefore, the Court would no
longer consider that the right to marry enshrined in Article 12 must
in all circumstances be limited to marriage between two persons of
the opposite sex. Consequently, it cannot be said that Article 12 is
inapplicable to the applicants’ complaint. However, as matters
stand, the question whether or not to allow same-sex marriage is left
to regulation by the national law of the Contracting State.
In
that connection the Court observes that marriage has deep-rooted
social and cultural connotations which may differ largely from one
society to another. The Court reiterates that it must not rush to
substitute its own judgment in place of that of the national
authorities, who are best placed to assess and respond to the needs
of society (see B. and L. v. the United Kingdom, cited above,
§ 36).
In
conclusion, the Court finds that Article 12 of the Convention does
not impose an obligation on the respondent Government to grant a
same-sex couple like the applicants access to marriage.
Consequently,
there has been no violation of Article 12 of the Convention.
III. ALLEGED VIOLATION OF ARTICLE 14 TAKEN IN CONJUNCTION
WITH ARTICLE 8 OF THE CONVENTION
The
applicants complained under Article 14 taken in conjunction with
Article 8 of the Convention that they were discriminated against on
account of their sexual orientation, since they were denied the right
to marry and did not have any other possibility to have their
relationship recognised by law before the entry into force of the
Registered Partnership Act.
Article
8 reads as follows:
“1. Everyone has the right to respect
for his private and family life, ...
2. There shall be no interference by a public
authority with the exercise of this right except such as is in
accordance with the law and is necessary in a democratic society in
the interests of national security, public safety or the economic
well-being of the country, for the prevention of disorder or crime,
for the protection of health or morals, or for the protection of the
rights and freedoms of others.”
Article
14 provides as follows:
“The enjoyment of the rights and freedoms set
forth in [the] Convention shall be secured without discrimination on
any ground such as sex, race, colour, language, religion, political
or other opinion, national or social origin, association with a
national minority, property, birth or other status.”
A. Admissibility
1. Exhaustion of domestic remedies
The
Government argued in their written observations that, before the
domestic authorities, the applicants had complained exclusively about
the impossibility to marry. Any other points raised explicitly or
implicitly in their application to the Court, such as the question of
any alternative legal recognition of their relationship, were to be
declared inadmissible for non exhaustion. However, the
Government did not explicitly pursue that argument in their oral
pleadings before the Court. On the contrary, they stated that the
issue of registered partnership could be regarded as being inherent
in the present application.
The
applicants contested the Government’s non-exhaustion argument,
asserting in particular that the aspect of being discriminated
against as a same-sex couple formed part of their complaint and that
they had also relied on the Court’s case-law under Article 14
taken in conjunction with Article 8 in their constitutional
complaint.
The
Court reiterates that Article 35 § 1 of the Convention requires
that complaints intended to be made subsequently at Strasbourg should
have been made to the appropriate domestic body, at least in
substance and in compliance with the formal requirements and
time-limits laid down in domestic law (see Akdivar and Others v.
Turkey, 16 September 1996, § 66, Reports of Judgments and
Decisions 1996 IV).
The
domestic proceedings in the present case related to the authorities’
refusal to permit the applicants’ marriage. As the possibility
to enter into a registered partnership did not exist at the material
time, it is difficult to see how the applicants could have raised the
question of legal recognition of their partnership except by trying
to conclude marriage. Consequently, their constitutional complaint
also focused on the lack of access to marriage. However, they also
complained, at least in substance, about the lack of any other means
to have their relationship recognised by law. Thus, the
Constitutional Court was in a position to deal with the issue and,
indeed, addressed it briefly, albeit only by stating that it was for
the legislator to examine in which areas the law possibly
discriminated against same-sex couples by restricting certain rights
to married couples. In these circumstances, the Court is satisfied
that the applicants complied with the requirement of exhausting
domestic remedies.
In
any case, the Court agrees with the Government that the issue of
alternative legal recognition is so closely connected to the issue of
lack of access to marriage that it has to be considered as being
inherent in the present application.
In
conclusion, the Court dismisses the Government’s argument that
the applicants failed to exhaust domestic remedies in respect of
their complaint under Article 14 taken in conjunction with Article 8.
2. The applicants’ victim status
In
their oral pleadings before the Court the Government also raised the
question whether the applicants could still claim to be victims of
the alleged violation following the entry into force of the
Registered Partnership Act.
The
Court reiterates that an applicant’s status as a victim may
depend on compensation being awarded at domestic level on the basis
of the facts about which he or she complains before the Court and on
whether the domestic authorities have acknowledged, either expressly
or in substance, the breach of the Convention. Only when those two
conditions are satisfied does the subsidiary nature of the Convention
preclude examination of an application (see, for instance, Scordino
v. Italy (dec.), no. 36813/97, ECHR 2003 IV).
In
the present case, the Court does not have to examine whether the
first condition has been fulfilled, as the second condition has not
been met. The Government have made it clear that the Registered
Partnership Act was introduced as a matter of policy choice and not
in order to fulfil an obligation under the Convention (see paragraph
80 below). Therefore, the introduction of the said Act cannot be
regarded as an acknowledgement of the breach of the Convention
alleged by the applicants. Consequently, the Court dismisses the
Government’s argument that the applicants can no longer claim
to be victims of the alleged violation of Article 14 taken in
conjunction with Article 8.
3. Conclusion
The
Court considers, in the light of the parties’ submissions, that
the complaint raises serious issues of fact and law under the
Convention, the determination of which requires an examination of the
merits. The Court concludes therefore that this complaint is not
manifestly ill-founded within the meaning of Article 35 § 3 of
the Convention. No other ground for declaring it inadmissible has
been established.
B. Merits
1. The parties’ submissions
The
applicants maintained that the heart of their complaint was that they
were discriminated against as a same-sex couple. Agreeing with the
Government on the applicability of Article 14 taken in conjunction
with Article 8, they asserted that just like differences based on
sex, differences based on sexual orientation required particularly
serious reasons for justification. In the applicants’
contention the Government had failed to submit any such reasons for
excluding them from access to marriage.
It
followed from the Court’s Karner judgment (cited above,
§ 40) that the protection of the traditional family was a
weighty and legitimate reason, but it had to be shown that a given
difference was also necessary to achieve that aim. In the applicants’
assertion nothing showed that the exclusion of same-sex couples from
marriage was necessary to protect the traditional family.
In
their oral pleadings, reacting to the introduction of the Registered
Partnership Act, the applicants argued that the remaining differences
between marriage on the one hand and registered partnership on the
other were still discriminatory. They mentioned in particular that
the Registered Partnership Act did not provide a possibility to enter
into an engagement; that, unlike marriages, registered partnerships
were not concluded at the Office for matters of Personal Status but
at the District Administrative Authority; that there was no
entitlement to compensation in the event of wrongful death of the
partner; and that it was unclear whether certain benefits which were
granted to “families” would also be granted to registered
partners and the children of one of them living in the common
household. Although differences based on sexual orientation required
particularly weighty reasons, no such reasons had been given by the
Government.
The
Government accepted that Article 14 taken in conjunction with Article
8 of the Convention applied. So far the Court’s case-law had
considered homosexual relationships to fall within the notion of
“private life” but there might be good reasons to include
the relationship of a same sex couple living together in the
scope of “family life”.
Regarding
compliance with the requirements of Article 14 taken in conjunction
with Article 8, the Government maintained that it was within the
legislator’s margin of appreciation whether or not same-sex
couples were given a possibility to have their relationship
recognised by law in any other form than marriage. The Austrian
legislator had made the policy choice to give same-sex couples such a
possibility. Under the Registered Partnership Act which had entered
into force on 1 January 2010 same-sex partners were able to enter
into a registered partnership which provided them with a status very
similar to marriage. The new law covered such diverse fields as civil
and criminal law, labour, social and social insurance law, fiscal
law, the law on administrative procedure, the law on data protection
and public service, passport and registration issues, as well as the
law on foreigners.
2. The third parties’ submissions
As
to the applicability of Article 8, the third-party Government
submitted that although the Court’s case-law as it stood did
not consider same-sex relationships to fall within the notion of
“family life”, this should not be excluded in the future.
Nonetheless Article 8 read in conjunction with Article 14 should not
be interpreted so as to require either access to marriage or the
creation of alternative forms of legal recognition for same sex
partnerships.
Regarding
the justification for that difference in treatment, the third party
Government contested the applicants’ argument drawn from the
Court’s Karner judgment. In that case the Court had
found that excluding same-sex couples from protection provided to
different-sex couples under the Rent Act was not necessary for
achieving the legitimate aim of protecting the family in the
traditional sense. The issue in the present case was different: what
was at stake was the question of access to marriage or alternative
legal recognition. The justification for that particular difference
in treatment between different-sex and same-sex couples was laid down
in Article 12 of the Convention itself.
Finally,
the third-party Government submitted that in the United Kingdom the
Civil Partnership Act 2004 which had come into force in December 2005
had introduced a system of partnership registration for same-sex
couples. However, the said Act was introduced as a policy choice in
order to promote social justice and equality, while it was not
considered that the Convention imposed a positive obligation to
provide such a possibility. In the Government’s view this
position was supported by the Court’s decision in Courten v.
the United Kingdom (no. 4479/06, 4 November 2008).
The
four non-governmental organisations pleaded in their joint comments
that the Court should rule on the question whether a same-sex
relationship of cohabiting partners fell under the notion of “family
life” within the meaning of Article 8 of the Convention. They
noted that the question had been left open in Karner (cited
above, § 33). They argued that by now it was generally accepted
that same-sex couples had the same capacity to establish a long-term
emotional and sexual relationship as different-sex couples and, thus,
had the same needs as different-sex couples to have their
relationship recognised by law.
Were the Court not to find that Article 12 required Contracting
States to grant same-sex couples access to marriage, it should
address the question whether there was an obligation under Article 14
taken together with Article 8 to provide alternative means of
legal recognition of a same-sex partnership.
The
non-governmental organisations answered that question in the
affirmative: firstly, excluding same-sex couples from particular
rights and benefits attached to marriage (such as for instance the
right to a survivor’s pension) without giving them access to
any alternative means to qualify would amount to indirect
discrimination (see Thlimmenos v. Greece [GC], no. 34369/97,
§ 44, ECHR 2000-IV). Secondly, they agreed with the applicants’
argument drawn from Karner (cited above). Thirdly, they
asserted that the state of European consensus increasingly supported
the idea that member States were under an obligation to provide, if
not access to marriage, alternative means of legal recognition. By
now almost 40% had legislation allowing same-sex couples to register
their relationships as marriages or under an alternative name (see
paragraphs 27-28 above).
3. The Court’s assessment
a. Applicability of Article 14 taken in
conjunction with Article 8
The
Court has dealt with a number of cases concerning discrimination on
account of sexual orientation. Some were examined under Article 8
alone, namely cases concerning the prohibition under criminal law of
homosexual relations between adults (see Dudgeon v. the United
Kingdom, 22 October 1981, Series A no. 45; Norris v. Ireland,
26 October 1988, Series A no. 142; and Modinos v. Cyprus, 22
April 1993, Series A no. 259) and the discharge of homosexuals
from the armed forces (see Smith and Grady v. the United
Kingdom, nos. 33985/96 and 33986/96, ECHR 1999 VI).
Others were examined under Article 14 taken in conjunction with
Article 8. These included, inter alia, different age of
consent under criminal law for homosexual relations (L. and V. v.
Austria, nos. 39392/98 and 39829/98, ECHR 2003 I), the
attribution of parental rights (Salgueiro da Silva Mouta v.
Portugal, no. 33290/96, ECHR 1999 IX), permission to
adopt a child (Fretté v. France, no. 36515/97,
ECHR 2002-I, and E.B. v. France, cited above) and the
right to succeed to the deceased partner’s tenancy (Karner,
cited above).
In
the present case, the applicants have formulated their complaint
under Article 14 taken in conjunction with Article 8. The Court finds
it appropriate to follow this approach.
As
the Court has consistently held, Article 14 complements the other
substantive provisions of the Convention and its Protocols. It has no
independent existence since it has effect solely in relation to “the
enjoyment of the rights and freedoms” safeguarded by those
provisions. Although the application of Article 14 does not
presuppose a breach of those provisions – and to this extent it
is autonomous –, there can be no room for its application
unless the facts at issue fall within the ambit of one or more of the
latter (see, for instance, E.B. v. France, cited above, §
47; Karner, cited above, § 32; and Petrovic v.
Austria, 27 March 1998, § 22, Reports 1998 II).
It
is undisputed in the present case that the relationship of a same-sex
couple like the applicants’ falls within the notion of “private
life” within the meaning of Article 8. However, in the light of
the parties’ comments the Court finds it appropriate to address
the issue whether their relationship also constitutes “family
life”.
The
Courts reiterates its established case-law in respect of
different-sex couples, namely that the notion of family under this
provision is not confined to marriage-based relationships and may
encompass other de facto “family” ties where the
parties are living together out of wedlock. A child born out of such
a relationship is ipso jure part of that “family”
unit from the moment and by the very fact of his birth (see Elsholz
v. Germany [GC], no. 25735/94, § 43, ECHR 2000 VIII;
Keegan v. Ireland, 26 May 1994, § 44, Series A no.
290; and also Johnston and Others v. Ireland, 18 December
1986, § 56, Series A no. 112).
In
contrast, the Court’s case-law has only accepted that the
emotional and sexual relationship of a same-sex couple constitutes
“private life” but has not found that it constitutes
“family life”, even where a long-term relationship of
cohabiting partners was at stake. In coming to that conclusion, the
Court observed that despite the growing tendency in a number of
European States towards the legal and judicial recognition of stable
de facto partnerships between homosexuals, given the existence
of little common ground between the Contracting States, this was an
area in which they still enjoyed a wide margin of appreciation (see
Mata Estevez v. Spain (dec.), no. 56501/00, ECHR 2001 VI,
with further references). In the case of Karner (cited above,
§ 33), concerning the succession of a same-sex couples’
surviving partner to the deceased’s tenancy rights, which fell
under the notion of “home”, the Court explicitly left
open the question whether the case also concerned the applicant’s
“private and family life”.
The
Court notes that since 2001, when the decision in Mata Estevez was
given, a rapid evolution of social attitudes towards same-sex couples
has taken place in many member States. Since then a considerable
number of member States have afforded legal recognition to same-sex
couples (see above, paragraphs 27-30). Certain provisions of EU law
also reflect a growing tendency to include same-sex couples in the
notion of “family” (see paragraph 26 above).
In
view of this evolution the Court considers it artificial to maintain
the view that, in contrast to a different-sex couple, a same-sex
couple cannot enjoy “family life” for the purposes of
Article 8. Consequently the relationship of the applicants, a
cohabiting same-sex couple living in a stable de facto
partnership, falls within the notion of “family life”,
just as the relationship of a different-sex couple in the same
situation would.
The
Court therefore concludes that the facts of the present case fall
within the notion of “private life” as well as “family
life” within the meaning of Article 8. Consequently, Article 14
taken in conjunction with Article 8 applies.
b. Compliance with Article 14 taken
together with Article 8
The
Court has established in its case-law that in order for an issue to
arise under Article 14 there must be a difference in treatment of
persons in relevantly similar situations. Such a difference of
treatment is discriminatory if it has no objective and reasonable
justification; in other words, if it does not pursue a legitimate aim
or if there is not a reasonable relationship of proportionality
between the means employed and the aim sought to be realised. The
Contracting States enjoy a margin of appreciation in assessing
whether and to what extent differences in otherwise similar
situations justify a difference in treatment (see Burden, cited
above, § 60).
On
the one hand the Court has held repeatedly that, just like
differences based on sex, differences based on sexual orientation
require particularly serious reasons by way of justification (see
Karner, cited above, § 37; L. and V. v. Austria,
cited above, § 45; and Smith and Grady, cited above, §
90). On the other hand, a wide margin is usually allowed to the State
under the Convention when it comes to general measures of economic or
social strategy (see, for instance, Stec and Others v. the United
Kingdom [GC], no. 65731/01, § 52, ECHR 2006 VI).
The
scope of the margin of appreciation will vary according to the
circumstances, the subject matter and its background; in this
respect, one of the relevant factors may be the existence or
non-existence of common ground between the laws of the Contracting
States (see Petrovic, cited above, § 38).
While
the parties have not explicitly addressed the issue whether the
applicants were in a relevantly similar situation to different-sex
couples, the Court would start from the premise that same-sex couples
are just as capable as different-sex couples of entering into stable
committed relationships. Consequently, they are in a relevantly
similar situation to a different-sex couple as regards their need for
legal recognition and protection of their relationship.
The
applicants argued that they were discriminated against as a same-sex
couple, firstly, in that they still did not have access to marriage
and, secondly, in that no alternative means of legal recognition were
available to them until the entry into force of the Registered
Partnership Act.
Insofar
as the applicants appear to contend that, if not included in Article
12, the right to marry might be derived from Article 14 taken in
conjunction with Article 8, the Court is unable to share their view.
It reiterates that the Convention is to be read as a whole and its
Articles should therefore be construed in harmony with one another
(see Johnston and Others, cited above, § 57). Having
regard to the conclusion reached above, namely that Article 12 does
not impose an obligation on Contracting States to grant same-sex
couples access to marriage, Article 14 taken in conjunction with
Article 8, a provision of more general purpose and scope, cannot be
interpreted as imposing such an obligation either.
Turning
to the second limb of the applicants’ complaint, namely the
lack of alternative legal recognition, the Court notes that at the
time when the applicants lodged their application they did not have
any possibility to have their relationship recognised under Austrian
law. That situation obtained until 1 January 2010, when the
Registered Partnership Act entered into force.
The
Court reiterates in this connection that in proceedings originating
in an individual application it has to confine itself, as far as
possible, to an examination of the concrete case before it (see
F. v. Switzerland, cited above, § 31). Given
that at present it is open to the applicants to enter into a
registered partnership, the Court is not called upon to examine
whether the lack of any means of legal recognition for same-sex
couples would constitute a violation of Article 14 taken in
conjunction with Article 8 if it still obtained today.
What
remains to be examined in the circumstances of the present case is
whether the respondent State should have provided the applicants with
an alternative means of legal recognition of their partnership any
earlier than it did.
The
Court cannot but note that there is an emerging European consensus
towards legal recognition of same-sex couples. Moreover, this
tendency has developed rapidly over the past decade. Nevertheless,
there is not yet a majority of States providing for legal recognition
of same-sex couples. The area in question must therefore still be
regarded as one of evolving rights with no established consensus,
where States must also enjoy a margin of appreciation in the timing
of the introduction of legislative changes (see Courten, cited
above; see also M.W. v. the United Kingdom (dec.), no.
11313/02, 23 June 2009, both relating to the introduction of the
Civil Partnership Act in the United Kingdom).
The
Austrian Registered Partnership Act, which entered into force on 1
January 2010, reflects the evolution described above and is thus part
of the emerging European consensus. Though not in the vanguard, the
Austrian legislator cannot be reproached for not having introduced
the Registered Partnership Act any earlier (see, mutatis mutandis,
Petrovic, cited above, § 41).
Finally,
the Court will examine the applicants’ argument that they are
still discriminated against as a same sex-couple on account of
certain differences conferred by the status of marriage on the one
hand and registered partnership on the other.
The
Court starts from its findings above, that States are still free,
under Article 12 of the Convention as well as under Article 14 taken
in conjunction with Article 8, to restrict access to marriage to
different-sex couples. Nevertheless the applicants appear to argue
that if a State chooses to provide same-sex couples with an
alternative means of recognition, it is obliged to confer a status on
them which – though carrying a different name –
corresponds to marriage in each and every respect. The Court is not
convinced by that argument. It considers on the contrary that States
enjoy a certain margin of appreciation as regards the exact status
conferred by alternative means of recognition.
The
Court observes that the Registered Partnership Act gives the
applicants a possibility to obtain a legal status equal or similar to
marriage in many respects (see paragraphs 18-23 above). While there
are only slight differences in respect of material consequences, some
substantial differences remain in respect of parental rights.
However, this corresponds on the whole to the trend in other member
States (see paragraphs 32-33 above). Moreover, the Court is not
called upon in the present case to examine each and every one of
these differences in detail. For instance, as the applicants have not
claimed that they are directly affected by the remaining restrictions
concerning artificial insemination or adoption, it would go beyond
the scope of the present application to examine whether these
differences are justified. On the whole, the Court does not see any
indication that the respondent State exceeded its margin of
appreciation in its choice of rights and obligations conferred by
registered partnership.
In
conclusion, the Court finds there has been no violation of Article 14
of the Convention taken in conjunction with Article 8.
IV. ALLEGED VIOLATION OF ARTICLE 1 OF PROTOCOL NO. 1
The
applicants complained that, compared with married couples they
suffered disadvantages in the financial sphere, in particular under
tax law. They relied on Article 1 of Protocol No. 1, which reads as
follows:
“Every natural or legal person is entitled to the
peaceful enjoyment of his possessions. No one shall be deprived of
his possessions except in the public interest and subject to the
conditions provided for by law and by the general principles of
international law.
The preceding provisions shall not, however, in any way
impair the right of a State to enforce such laws as it deems
necessary to control the use of property in accordance with the
general interest or to secure the payment of taxes or other
contributions or penalties.”
Admissibility
In
their written observations the Government argued that the applicants’
complaint about possible discrimination in the financial sphere was
to be declared inadmissible for non-exhaustion. They did not,
however, explicitly pursue that argument in their oral pleadings
before the Court.
The Court notes that the applicants touched upon the issue of
discrimination in the financial sphere, in particular in tax law, in
their complaint before the Constitutional Court in order to
illustrate their main complaint, namely that they were discriminated
against as a same-sex couple in that they did not have access to
marriage.
In
the circumstances of the present case, the Court is not called upon
to resolve the question whether or not the applicants exhausted
domestic remedies. It notes that in their application to the Court
the applicants did not give any details in respect of the alleged
violation of Article 1 of Protocol No. 1. The Court therefore
considers that this complaint has not been substantiated.
It
follows that this complaint is manifestly ill-founded and must be
rejected in accordance with Article 35 §§ 3 and 4 of the
Convention.
FOR THESE REASONS, THE COURT
Dismisses unanimously the Government’s
request to strike the application out of the Court’s list;
Declares by six votes to one admissible the
applicants’ complaint under Article 12 of the Convention;
Declares unanimously admissible the applicants’
complaint under Article 14 taken in conjunction with Article 8 of the
Convention;
Declares unanimously inadmissible the remainder
of the application;
Holds unanimously that there has been no
violation of Article 12 of the Convention;
Holds by four votes to three that there has been
no violation of Article 14 taken in conjunction with Article 8 of the
Convention;
Done in English, and notified in writing on 24 June 2010, pursuant to
Rule 77 §§ 2 and 3 of the Rules of Court.
André Wampach Christos Rozakis
Deputy Registrar President
In accordance with Article 45 § 2 of the Convention and Rule 74
§ 2 of the Rules of Court, the following separate opinions are
annexed to this judgment:
(a) Joint
dissenting opinion of Judges Rozakis, Spielmann and Jebens;
(b) Concurring
opinion of Judge Malinverni joined by Judge Kovler.
C.L.R.
A.M.W
JOINT DISSENTING OPINION OF JUDGES ROZAKIS, SPIELMANN
AND JEBENS
We
have voted against point 6 of the operative part. We cannot agree
with the majority that there has been no violation of Article 14
taken in conjunction with Article 8 of the Convention, for the
following reasons.
In
this very important case, the Court, after a careful examination of
previous case-law, has taken a major step forward in its
jurisprudence by extending the notion of “family life” to
same-sex couples. Relying in particular on developments in European
Union law (see Directives 2003/86/EC of 22 September 2003 on the
right to family reunification and 2004/38/EC concerning the right to
citizens of the Union and their family members to move and reside
freely within the territory of the Member States), the Court
identified in paragraph 93 of the judgment “a growing
tendency to include same-sex couples in the notion of ‘family’”.
The Court solemnly affirmed this in paragraph 94 of the judgment:
“In view of this evolution the Court considers it
artificial to maintain the view that, in contrast to a different-sex
couple, a same-sex couple cannot enjoy ‘family life’ for
the purposes of Article 8. Consequently the relationship of the
applicants, a cohabiting same-sex couple living in a stable de
facto partnership, falls within the notion of ‘family
life’, just as the relationship of a different-sex couple in
the same situation would.”
The lack of any legal framework before the entry into force of the
Registered Partnership Act (“the Act”) raises a serious
problem. In this respect we note a contradiction in the Court’s
reasoning. Having decided in paragraph 94 that “the
relationship of the applicants falls within the notion of ‘family
life’”, the Court should have drawn inferences
from this finding. However, by deciding that there has been no
violation, the Court at the same time endorses the legal vacuum at
stake, without imposing on the respondent State any positive
obligation to provide a satisfactory framework, offering the
applicants, at least to a certain extent, the protection any family
should enjoy.
In
paragraph 99, the Court also decided, of its own motion, that
“same-sex couples are just as capable as
different-sex couples of entering into stable committed relationships
[and that] [c]onsequently, they are in a relevantly similar situation
to a different-sex couple as regards their need for legal recognition
and protection of their relationship.”
The applicants complained not only that they were discriminated
against in that they were denied the right to marry, but also –
and this is important – that they did not have any other
possibility of having their relationship recognised by law before the
entry into force of the Act.
We
do not want to dwell on the impact of the Act, which entered into
force only in 2010, and in particular on the question whether the
particular features of this Act, as identified by the Court in
paragraphs 18 to 23 of the judgment, comply with Article 14 taken
together with Article 8 of the Convention, since in our view the
violation of the combination of these provisions occurred in any
event prior to the Act.
Having identified a “relevantly similar situation”
(paragraph 99), and emphasised that “differences based on
sexual orientation require particularly serious reasons by way of
justification” (paragraph 97), the Court should have found
a violation of Article 14 taken in conjunction with Article 8 of the
Convention because the respondent Government did not advance any
argument to justify the difference of treatment, relying in this
connection mainly on their margin of appreciation (paragraph 80).
However, in the absence of any cogent reasons offered by the
respondent Government to justify the difference of treatment, there
should be no room to apply the margin of appreciation. Consequently,
the “existence or non-existence of common ground between the
laws of the Contracting States” (paragraph 98) is
irrelevant as such considerations are only a subordinate basis
for the application of the concept of the margin of appreciation.
Indeed, it is only in the event that the national authorities offer
grounds for justification that the Court can be satisfied, taking
into account the presence or the absence of a common approach, that
they are better placed than it is to deal effectively with the
matter.
Today it is widely recognised and also accepted by society that
same-sex couples enter into stable relationships. Any absence of a
legal framework offering them, at least to a certain extent, the same
rights or benefits attached to marriage (see paragraph 4 of this
dissent) would need robust justification, especially taking into
account the growing trend in Europe to offer some means of qualifying
for such rights or benefits.
Consequently, in our view, there has been a violation of Article 14
in conjunction with Article 8 of the Convention.
CONCURRING OPINION OF JUDGE MALINVERNI
JOINED BY
JUDGE KOVLER
(Translation)
I
voted together with my colleagues in favour of finding no violation
of Article 12 of the Convention. However, I cannot subscribe to some
of the arguments set out in the judgment in reaching that conclusion.
Thus,
I am unable to share the view that “looked at in isolation, the
wording of Article 12 might be interpreted so as not to exclude the
marriage between two men or two women” (see paragraph 55 of the
judgment).
By
Article 31, paragraph 1, of the Vienna Convention on the Law of
Treaties of 23 May 1969, which lays down the general rule on
interpretation of international treaties, “a treaty shall be
interpreted in good faith in accordance with the ordinary meaning to
be given to the terms of the treaty in their context and in the light
of its object and purpose”.
In my
view, “the ordinary meaning to be given to the terms of the
treaty” in the case of Article 12 cannot be anything other than
that of recognising that a man and a woman, that is, persons of
opposite sex, have the right to marry. That is also the conclusion I
reach on reading Article 12 “in the light of its object and
purpose”. Indeed, Article 12 associates the right to marry with
the right to found a family.
Article
31, paragraph 3, of the Vienna Convention provides that, as well as
the context, “any subsequent practice in the application of the
treaty which establishes the agreement of the parties regarding its
interpretation” must be taken into account (point (b)).
I do
not consider that this provision of the Vienna Convention can be
relied on in support of the conclusion set out in paragraph 55 of the
judgment. The fact that a number of States, currently five, provide
for the possibility for homosexual couples to marry cannot in my
opinion be regarded as a “subsequent practice in the
application of the treaty” within the meaning of the provision
in question.
Literal
interpretation, which, according to the Vienna Convention, represents
the “general rule of interpretation”, thus precludes
Article 12 from being construed as conferring the right to marry on
persons of the same sex.
I
come to the same conclusion if I interpret Article 12 by reference to
other rules of interpretation, although such rules, as is rightly
noted in the title of Article 32 of the Vienna Convention, are merely
supplementary means of interpretation, and literal interpretation
remains the general rule (Article 31).
In
accordance with Article 32 of the Vienna Convention, recourse may be
had to supplementary means of interpretation, particularly in order
to “determine the meaning when the interpretation according to
Article 31: (a) leaves the meaning ambiguous or obscure; or (b) leads
to a result which is manifestly absurd or unreasonable”.
Bearing
in mind that supplementary means of interpretation include, as stated
in Article 32 of the Vienna Convention, “the preparatory work
of the treaty and the circumstances of its conclusion”, I
consider that the so-called historical interpretation to which
Article 32 of the Vienna Convention refers can only serve to “confirm
the meaning resulting from the application of Article 31”
(Article 32).
There
is therefore no doubt in my mind that Article 12 of the Convention
cannot be construed in any other way than as being applicable solely
to persons of different sexes.
Admittedly,
the Convention is a living instrument which must be interpreted in a
“contemporary” manner, in the light of present-day
conditions (see E.B. v. France [GC], no. 43546/02, § 92,
ECHR 2008-..., and Christine Goodwin v. the United Kingdom
[GC], no. 28957/95, §§ 74-75, ECHR 2002-VI). It is also
true that there have been major social changes in the institution of
marriage since the adoption of the Convention (see Christine
Goodwin, cited above, § 100). However, as the Court held in
Johnston and Others v. Ireland (18 December 1986, § 53,
Series A no. 112), while the Convention must be interpreted in
the light of present-day conditions, the Court cannot, by means of an
evolutive interpretation, “derive from [it] a right that was
not included therein at the outset”.
Nor
can I accept the statement that “regard being had to Article 9
of the Charter ... the Court would no longer consider that the right
to marry enshrined in Article 12 must in all circumstances be limited
to marriage between two persons of the opposite sex. Consequently, it
cannot be said that Article 12 is inapplicable to the applicants’
complaints” (see paragraph 61 of the judgment).
On
the contrary, I consider that Article 12 is inapplicable to persons
of the same sex.
Admittedly,
in guaranteeing the right to marry, Article 9 of the Charter of
Fundamental Rights of the European Union deliberately omitted any
reference to men and women, since it provides that “the right
to marry and to found a family shall be guaranteed in accordance with
the national laws governing the exercise of these rights”.
In my
opinion, however, no inferences can be drawn from this as regards the
interpretation of Article 12 of our Convention.
The
commentary on the Charter does indeed confirm that the drafters of
Article 9 intended it to be broader in scope than the corresponding
articles in other international treaties. However, it should not be
forgotten that Article 9 of the Charter guarantees the right to marry
and to found a family “in accordance with the national laws
governing the exercise of these rights”.
By
referring in this way to the relevant domestic legislation, Article 9
of the Charter simply leaves it to States to decide whether they wish
to afford homosexual couples the right to marry. However, as the
commentary quite rightly points out, “there is no obstacle to
recognize same-sex relationships in the context of marriage. There
is, however, no explicit requirement that domestic laws should
facilitate such marriages.”
In my
view, Article 9 of the Charter should therefore have no bearing on
the interpretation of Article 12 of the Convention as conferring a
right to marry only on persons of different sexes.
It is
true that the Court has already referred to Article 9 of the Charter
in the Christine Goodwin judgment (cited above, § 100).
However, in that case the Court considered whether the fact that
domestic law took into account, for the purposes of eligibility for
marriage, the sex registered at birth, and not the sex acquired
following gender reassignment surgery, was a limitation impairing the
very essence of the right to marry. After her operation, the
applicant lived as a woman and wished to marry a man. The case did
not therefore concern marriage between persons of the same sex.