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Kay v United Kingdom - 17821/91 [1994] ECHR 51 (01 March 1994)
URL: http://www.bailii.org/eu/cases/ECHR/1994/51.html
Cite as:
(1998) 40 BMLR 20,
[1994] ECHR 51
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see Judgment: [1993] ECHR 61
EUROPEAN COMMISSION OF HUMAN RIGHTS
Application No. 17821/91
James Kay
against
the United Kingdom
REPORT OF THE COMMISSION
(adopted on 1 March 1994)
TABLE OF CONTENTS
I. INTRODUCTION |
1-15 |
A. The application |
2-4 |
B. The proceedings |
5-10 |
C. The present Report |
11-15 |
II. ESTABLISHMENT OF THE FACTS |
16-41 |
A. The particular circumstances of the case |
16-31 |
B. Relevant domestic law |
32-41 |
III. OPINION OF THE COMMISSION |
42-68 |
A. Complaints declared admissible |
42 |
B. Points at issue |
43 |
C. As regards Article 5 para. 1 of the Convention |
44-54 |
CONCLUSION |
55 |
D. As regards Article 5 para. 4 of the Convention |
56-65 |
CONCLUSION |
66 |
E. Recapitulation |
67-68 |
PARTIALLY DISSENTING OPINION OF Mr. TRECHSEL |
A |
DISSENTING OPINION OF Mr. SCHERMERS |
B |
APPENDI I : HISTORY OF THE PROCEEDINGS |
C |
APPENDI II : DECISION ON THE ADMISSIBILITY OF THE APPLICATION |
D |
I. INTRODUCTION
- The following is an outline of the case as submitted to the
European Commission of Human Rights, and of the procedure before
the Commission.
A. The application
- The applicant is a British citizen, born in 1945, and
detained in Broadmoor Special Hospital, Crowthorne, Berkshire
(hereafter referred to as Broadmoor). He was represented before
the Commission by Messrs. Irwin Mitchell & Co., solicitors,
Sheffield.
- The application is directed against the United Kingdom. The
respondent Government were represented by their Agent,
Mrs. A.F. Glover, Foreign and Commonwealth Office.
- The case concerns the applicant's recall to Broadmoor,
without prior medical assessment, on termination of a prison
sentence and subsequent delays before the Mental Health Review
Tribunal, which maintained the applicant's detention in hospital.
The applicant invokes Article 5 paras. 1 and 4 of the Convention.
B. The proceedings
- The application was introduced on 14 December 1990 and
registered on 20 February 1991.
- On 2 July 1991 the Commission decided, pursuant to
Rule 48 para. 2 (b) of its Rules of Procedure, to give notice of
the application to the respondent Government and to invite the
parties to submit written observations on its admissibility and
merits.
- The Government's observations were submitted on
31 October 1991. The Commission granted the applicant legal aid
for the representation of his case on 13 December 1991. The
applicant submitted his observations on 31 March 1992, after an
extension of the time-limit fixed for this purpose.
- On 15 January 1993 the Commission decided to hold a hearing
of the parties. The parties submitted pre-hearing briefs: the
Government on 18 June 1993, the applicant on 23 June 1993. The
hearing was held on 7 July 1993. The Government were represented
by Mrs. A.F. Glover, Agent, Foreign and Commonwealth Office,
Mr. M. Baker, QC, counsel, Dr. P. Mason and Mr. P.W. Otley,
Department of Health, Mr. H. Giles and Mr. N. Jordan, Home
Office, and Dr. D. McGoldrick, Foreign and Commonwealth Office.
The applicant was represented by Mr. O. Thorold, counsel, and
Mr. C. Gillot, solicitor, Messrs. Irwin Mitchell & Co..
- On 7 July 1993 the Commission declared the application
admissible. The text of the Commission's decision on
admissibility was sent to the parties on 20 July 1993 and they
were invited to submit such further information or observations
on the merits as they wished. The parties did not make any
further submissions.
- After declaring the case admissible, the Commission, acting
in accordance with Article 28 para. 1 (b) of the Convention, also
placed itself at the disposal of the parties with a view to
securing a friendly settlement. In the light of the parties'
reaction, the Commission now finds that there is no basis on
which such a settlement can be effected.
C. The present Report
- The present Report has been drawn up by the Commission in
pursuance of Article 31 of the Convention and after deliberations
and votes, the following members being present:
MM. C.A. NØRGAARD, President
S. TRECHSEL
F. ERMACORA
G. JÖRUNDSSON
J.-C. SOYER
H.G. SCHERMERS
H. DANELIUS
Mrs. G.H. THUNE
Sir Basil HALL
MM. F. MARTINEZ
C.L. ROZAKIS
Mrs. J. LIDDY
MM. M.P. PELLONPÄÄ
B. MARXER
G.B. REFFI
M.A. NOWICKI
B. CONFORTI
- The text of this Report was adopted on 1 March 1994 and is
now transmitted to the Committee of Ministers of the Council of
Europe, in accordance with Article 31 para. 2 of the Convention.
- The purpose of the Report, pursuant to Article 31 of the
Convention, is:
(i) to establish the facts, and
(ii) to state an opinion as to whether the facts found
disclose a breach by the State concerned of its
obligations under the Convention.
- A schedule setting out the history of the proceedings before
the Commission is attached hereto as Appendix I and the
Commission's decision on the admissibility of the application as
Appendix II.
- The full text of the parties' submissions, together with the
documents lodged as exhibits, are held in the archives of the
Commission.
II. ESTABLISHMENT OF THE FACTS
A. The particular circumstances of the case
- In November 1970 the applicant killed the 12 year old
daughter of a neighbour. The condition of the child's body
indicated that she had been raped, asphyxiated, cut with a sharp
instrument and bitten.
- On 5 January 1971 the applicant pleaded guilty at Liverpool
Crown Court to a charge of manslaughter on grounds of diminished
responsibility. This plea was accepted and the applicant was
made the subject of a Hospital Order and a Restriction Order
without limit of time under sections 60 and 65 of the Mental
Health Act 1959 (now replaced by sections 37 and 41 of the Mental
Health Act 1983, hereinafter referred to as the 1983 Act).
Medical evidence before Liverpool Crown Court was that the
applicant was suffering from a psychopathic disorder. In
addition, the Court was aware that the applicant had a number of
previous convictions including three for sexual offences. In
July 1962 the applicant had been convicted of assaulting a girl
under the age of 13 and been fined £15. In December 1963 he had
been convicted of having sexual intercourse with a girl whose age
was between 13 and 15 and he had been conditionally discharged.
Finally, in January 1966 he had been convicted of rape and
sentenced to 3 years' imprisonment.
- After his conviction the applicant was sent to Broadmoor
where he remained until November 1981 when he was transferred to
Park Lane Hospital.
- In March 1985 he sought discharge from hospital by means of
an application to a Mental Health Review Tribunal as he was
entitled to do under section 70 of the 1983 Act. The Secretary
of State expressed serious reservations about the medical
evidence presented on the applicant's behalf. The Tribunal
found, however, that there was no evidence that the applicant was
then suffering from any mental disorder. However, it took the
view that it was appropriate for the applicant to remain liable
to be recalled to hospital for further treatment. Therefore the
Tribunal was obliged, under section 73 (2) of the Act, to order
that the applicant be conditionally discharged from hospital.
It made the relevant order on 19 March 1985.
- The conditions of discharge related to residence, probation
and medical supervision. The applicant left hospital on
9 April 1985. Whilst subject to conditional discharge the
applicant was convicted on 14 April 1986 at Lancaster Crown Court
of two offences, one of assault occasioning actual bodily harm,
the other of unlawful wounding. The offences were committed on
20 and 21 October 1985 respectively and the victims were both
young women.
- In the absence of a medical recommendation for a hospital
order under section 37 (2) of the 1983 Act, the applicant was not
returned to hospital but was sentenced to 3 years' imprisonment
for each
offence, running consecutively. Leading counsel appearing on
behalf of the applicant gave the following explanation to the
Court for the absence of such a recommendation:
"There is no medical recommendation because as your Honour
will know such a recommendation is only available if there
is treatment available and a place available for treatment
and such treatment is regarded as being likely to be
successful. I have a medical report which indicates that
this man suffers from a severe personality disorder which
is thought to be unbreakable at the moment, although we
know the speed at which medical science advances these
days."
- While in prison the applicant retained his status as a
person conditionally discharged from hospital. On 30 June 1986
he applied for his case to be considered again by a Mental Health
Review Tribunal. He sought his absolute discharge from hospital
on the basis that he was not suffering from any mental disorder.
The Tribunal, which considered his case on 18 December 1986,
refused to grant an absolute discharge even though there was no
medical evidence before it that the applicant was then suffering
from any psychopathic disorder. The Tribunal refused such a
discharge since it continued to take the view that it was
appropriate for the applicant to remain liable to be recalled to
hospital for further treatment. In the light of the applicant's
imprisonment the Tribunal ordered that the conditions of his
discharge be suspended until the day of his release from prison.
- In consequence, the applicant would, on the day of his
release from prison, revert to the status of a person
conditionally discharged from hospital. He would, under section
42 (3) of the 1983 Act, be liable to be recalled to hospital by
a warrant issued by the Home Secretary. The applicant
unsuccessfully challenged the 1986 decision of the Tribunal by
way of judicial review.
- The applicant remained in prison at Albany on the Isle of
Wight. His earliest release date was 24 October 1989. On
4 August 1989 the applicant's solicitor wrote to the Home Office
stating that the applicant was seeking reassurance that the Home
Secretary would not exercise the power of recall. However, on
1 September 1989 the Home Secretary issued a warrant of recall
stating that as soon as the applicant was released from prison
he should be taken to and detained at Broadmoor Special Hospital,
a secure establishment. In a letter addressed to the applicant
at Albany prison dated 1 September 1989 the Home Secretary gave
his reasons for this decision. He said that in the light of the
offences of which the applicant was convicted in April 1986, he
was not satisfied that the applicant no longer presented a
serious risk to public safety.
- The Secretary of State continued to have grave misgivings
about the applicant's motivation for the 1970 offence. He was
particularly concerned by a report that he had asked Dr. Loucas,
a consultant forensic scientist at Broadmoor, to prepare in
December 1986. Without interviewing the applicant and on the
basis of the case papers, Dr. Loucas wrote that, "All reports
stating 'not psychopathic' appear to be based on the uncritical
acceptance of Mr. Kay's explanations for his offences
(contradictory and deliberately misleading) without reference to
his personal history ...".
- Section 75 (1) (a) of the 1983 Act obliges the Home
Secretary, when issuing a warrant of recall under section 42 (3),
to refer the case to a Mental Health Review Tribunal. The Home
Secretary advised the applicant that his case would indeed be
referred to such a Tribunal.
- The applicant promptly sought judicial review of the Home
Secretary's decision in order to quash the Home Secretary's
warrant of recall on the ground that it was issued unlawfully.
- The applicant's application for judicial review was heard
first by Mr. Justice McCullough, who gave judgment refusing the
applicant relief on 23 October 1989, the day before the applicant
was due to be released from prison. The applicant was
subsequently transferred on 24 October 1989 from Albany prison
to Broadmoor, where he remains in detention. On the same day the
Secretary of State referred the case to a Mental Health Review
Tribunal. The applicant also applied to the Tribunal.
- The Tribunal was ready to sit on 22 March 1990, but at the
request of the applicant's solicitors the hearing date was
postponed until June 1990. This second hearing date was again
postponed due to a request from the applicant's solicitors. The
Home Secretary obtained a medical report on the applicant after
he was transferred from Albany to Broadmoor. That report was
prepared by a clinical psychiatrist, Dr. Enda Dooley and was
dated 24 November 1989. Dr. Dooley concluded that the applicant
was suffering from a psychopathic disorder.
- The applicant entered an appeal against the refusal of
relief on judicial review by Mr. Justice McCullough. The Court
of Appeal rejected the appeal on 3 July 1990. Leave to appeal
to the House of Lords was refused by the Court of Appeal. The
applicant was discouraged from applying to the House of Lords for
leave to appeal because of an earlier refusal of such leave in
his first judicial review proceedings. Further he was advised
by counsel that, in the light of the decision of the Court of
Appeal, English courts could provide him with no other remedy.
- The Mental Health Review Tribunal heard the applicant's case
on 25 and 26 November 1991. No fresh evidence was placed before
the Tribunal on behalf of the applicant, who by then had
withdrawn his application to the Tribunal, leaving the Secretary
of State's referral. He declined to attend the hearing, but was
represented by his solicitor and counsel. The Tribunal directed
that the applicant should not be discharged from hospital
because, following medical evidence submitted by a Dr. Ferris,
it was not satisfied that the applicant "is not suffering from
a continuing psychopathic disorder of such a nature or degree as
to make it appropriate for him to be liable to be detained in
hospital for medical treatment and that there is reason to
believe, taking into account particularly the 1985 assaults, that
it is necessary for the protection of others that he receive such
treatment".
B. Relevant domestic law and practice
Hospital order
- Section 37 of the Mental Health Act 1983 (the 1983 Act)
empowers a Crown Court to order a person's admission to and
detention in a hospital specified in the order (a hospital
order).
- The court can only make a hospital order if it is satisfied
on the evidence of two registered medical practitioners that the
offender
is mentally disordered and that -
(a) the disorder is of a nature or degree which makes it
appropriate for him to be detained in a hospital for
medical treatment and, in the case of psychopathic
disorder ... that such treatment is likely to
alleviate or prevent a deterioration of his condition,
and
(b) the court is of the opinion ... that the most suitable
method of disposing of the case is by [a hospital
order].
Restriction order
- Section 41 of the 1983 Act empowers a Crown Court at the
same time as it makes a hospital order to make a restriction
order without limit of time.
- A restriction order may be made if it appears to the court,
having regard to the nature of the offence, the antecedents of
the offender and the risk of his committing further offences if
set at large, that it is necessary for the protection of the
public from serious harm to make the order.
Application to the Mental Health Review Tribunal
- Under section 70 of the 1983 Act a person who is subject to
a hospital order and restriction order ("a restricted patient"),
and who is detained in hospital, can apply to a Mental Health
Review Tribunal after he has been detained for six months. After
he has been detained for twelve months he can re-apply annually.
(Under section 71 of the 1983 Act the Secretary of State may at
any time refer the case of a restricted patient to a Tribunal and
must do so when his case has not been considered by a Tribunal
for three years.)
Absolute discharge
- Under section 73(1) of the 1983 Act, read with section
72(1), where an application is made to a Tribunal by a restricted
patient who is subject to a restriction order (as opposed to a
restriction direction imposed by the Secretary of State on
transfer of a person from prison to hospital), or where his case
is referred to the Tribunal by the Secretary of State, the
Tribunal is required to direct the absolute discharge of the
patient if satisfied -
(a) (i) that he is not then suffering from mental illness,
psychopathic disorder, severe mental impairment or
mental impairment or from any of those forms of
disorder of a nature or degree which makes it
appropriate for him to be liable to be detained in a
hospital for medical treatment; or
(ii) that it is not necessary for the health or safety
of the patient or for the protection of other persons
that he should receive such treatment; and
(b) that it is not appropriate for the patient to remain
liable to be recalled to hospital for further
treatment.
- By virtue of section 73(3) of the 1983 Act, where a patient
is absolutely discharged he ceases to be liable to be detained
by virtue of the hospital order and the restriction order ceases
to have effect.
Conditional discharge
- Under section 73(2) of the 1983 Act, where the Tribunal is
satisfied as to either of the matters referred to in
paragraph (a) above, but not as to the matter referred to in
paragraph (b) above, it is required to direct the conditional
discharge of the patient. By virtue of section 73(4) a patient
who has been conditionally discharged may be recalled by the
Secretary of State under section 42(3) and must comply with the
conditions attached to his discharge. In contrast to the case
of absolute discharge, a conditionally discharged patient does
not cease to be liable to be detained by virtue of the relevant
hospital order.
Secretary of State's power of recall
- The Secretary of State has power to recall a patient who he
himself has conditionally discharged under section 42(2) of the
1983 Act, or who has been conditionally discharged by a Tribunal
under section 73(2) of the 1983 Act. This power is given by
section 42(3) of the 1983 Act which says :
"The Secretary of State may at any time during the
continuance in force of a restriction order in respect of
a patient who has been conditionally discharged under sub-
section (2) above by warrant recall the patient to such
hospital as may be specified in the warrant."
Referral to a Tribunal
- Under section 75(1)(a) of the 1983 Act, when a restricted
patient who has been conditionally discharged is subsequently
recalled to hospital, the Secretary of State is required, within
one month of the day on which the patient returns or is returned
to hospital, to refer his case to a Tribunal.
III. OPINION OF THE COMMISSION
A. Complaints declared admissible
- The Commission has declared admissible the applicant's
complaints
- that, by his recall to Broadmoor Special Hospital in
October 1989, he was illegally deprived of his liberty, not
being a person of unsound mind within the meaning of
Article 5 para. 1 (e) (Art. 5-1-e) of the Convention, and
- that the lawfulness of his continued detention in that
hospital was not speedily determined by the competent
judicial authorities.
B. Points at issue
- The following are the points at issue in the present case:
- whether there has been a violation of Article 5 para. 1
(Art. 5-1) of the Convention, and
- whether there has been a violation of Article 5 para. 4
(Art. 5-4) of the Convention.
C. As regards Article 5 para. 1 (Art. 5-1) of the Convention
- The relevant parts of Article 5 para. 1 (Art. 5-1) of the
Convention read as follows:
"1. Everyone has the right to liberty and security of
person. No one shall be deprived of his liberty save in
the following cases and in accordance with a procedure
prescribed by law:
...
(e) the lawful detention ... of persons of unsound
mind..."
- The applicant complains of a violation of Article 5 para. 1
(Art. 5-1) of the Convention by virtue of the Secretary of
State's warrant of recall of 1 September 1989. This warrant
authorised the applicant's return to Broadmoor Special Hospital
on 24 October 1989. The applicant claims that he was illegally
deprived of his liberty because the Secretary of State was not
in possession of any evidence at the material time that the
applicant was a person of unsound mind, within the meaning of
Article 5 para. 1 (e) (Art. 5-1-e) of the Convention, or that he
was in need of continued compulsory confinement. He submits
that, on the contrary,the available evidence, in particular the
1985 and 1986 decisions of the Mental Health Review Tribunal,
showed that he was not suffering from any mental disorder.
Furthermore, the Secretary of State had considerable notice that
the applicant was due for release from prison and therefore could
have taken steps to procure up-to-date medical reports
beforehand.
- The Government contend, inter alia, that the warrant of
recall was in accordance with Article 5 para. 1 (Art. 5-1) of the
Convention, because the applicant was suffering and continues to
suffer from a psychopathic disorder. Moreover, being subject to
a conditional discharge since 1985, the applicant was liable to
recall at any time, even if he had been released from prison.
They affirm that it would have been impossible for a reliable
report to have been made on the applicant's mental health while
he was in prison because the conditions there were inappropriate
and the applicant had previously been uncooperative in the
preparation of such reports.
- The Commission recalls the minimum conditions attached to
the lawfulness of the detention of a person of unsound mind
within the meaning of Article 5 para. 1 (e) (Art. 5-1-e) of the
Convention (Eur. Court H.R., Winterwerp judgment of 24 October
1979, Series A no. 33, p. 18, para. 39; X. v. the United Kingdom
judgment of 5 November 1981, Series A no. 46, p. 18, para. 40):
- the detention must be effected in accordance with a
procedure prescribed by law, i.e. domestic law;
- except in emergency cases, the individual concerned must be
clearly shown to be of unsound mind, i.e. a true mental
disorder must be established before a competent authority
on the basis of objective medical expertise;
- the mental disorder must be of a kind or degree warranting
compulsory confinement; and
- the validity of continued confinement depends upon the
persistence of such a disorder.
- The aim of these minimum conditions is to ensure that the
deprivation of liberty is consistent with the general purpose of
Article 5 (Art. 5), namely the protection of individuals from
arbitrariness (Eur. Court H.R., Herczegfalvy judgment of
24 September 1992, Series A no. 244, p. 21, para. 63).
- As regards the facts of the present case the Commission
notes that the applicant's recall to Broadmoor was in accordance
with the procedures prescribed by domestic law. The applicant
was subject to hospital and restriction orders pursuant to
sections 37 and 41 of the Mental Health Act 1983. In 1985 he was
released on conditional discharge which left him liable to be
recalled to hospital. This situation was merely suspended when
he was serving his prison sentence after assaulting two women.
- The Commission acknowledges that the Secretary of State was
entitled to be concerned about the protection of the public in
the light of the applicant's history of psychopathy and his
serious criminal record involving extreme violence towards girls
and women. However, this background could not, in the
Commission's view, dispense with the need to obtain up-to-date medical evidence about the applicant's mental health before
ordering his recall to hospital.
- The weight of medical evidence at the material time was in
the applicant's favour, for the most recent decision of the
Mental Health Review Tribunal in 1986 had found that there was
no evidence that the applicant was then suffering from any
psychopathic disorder. The Commission cannot accept that a
dissenting report from a Broadmoor doctor prepared in 1986 on the
basis of case papers, without interviewing the applicant himself,
can outweigh that finding or provide a sufficient scientific
basis for the applicant's continued compulsory confinement in
hospital nearly three years later.
- The Commission cannot accept the Government's contention
that it was impossible to have the applicant assessed while he
was in prison. It is aware that remand prisoners may undergo
psychiatric examination in prison for the purpose of expert
reports to be submitted at trial. It is also aware that any
prisoner showing signs of mental disturbance may receive
psychiatric assessment and treatment whilst remaining in prison
custody. Prison may not be the ideal environment for such
assessments, but some evaluation can be made.
- The Commission considers that when the Secretary of State
decided to recall the applicant to Broadmoor certain minimum
conditions of lawfulness were not respected. In particular, there
was no up-to-date objective medical expertise showing that the
applicant suffered from a true mental disorder, or that his
previous psychopathic disorder persisted. This disorder was only
confirmed a month after the applicant's recall.
- In the absence of any emergency in the present case, the
Commission finds no particular circumstances to justify this
omission. Accordingly, the applicant's recall and return to
Broadmoor on 24 October 1989 cannot be qualified as the lawful
detention of a person of unsound mind for the purposes of
Article 5 para. 1 (e) (Art. 5-1-e) of the Convention.
CONCLUSION
- The Commission concludes, by 16 votes to 1, that in the
present case there has been a violation of Article 5 para. 1
(Art. 5-1) of the Convention.
D. As regards Article 5 para. 4 (Art. 5-4) of the Convention
- Article 5 para. 4 (Art. 5-4) of the Convention provides as
follows:
"Everyone who is deprived of his liberty by arrest or
detention shall be entitled to take proceedings by which
the lawfulness of his detention shall be decided speedily
by a court and his release ordered if the detention is not
lawful."
- The applicant complains to the Commission of a breach of
Article 5 para. 4 (Art. 5-4) of the Convention and alleges that
the lawfulness of his detention at Broadmoor was not speedily
decided by a court. He submits, inter alia, that the Secretary
of State only has power to refer a case such as his to the Mental
Health Review Tribunal from the day on which the patient returns
to hospital, and no later than one month afterwards. There is
usually then a six months' delay between the Secretary of State's
referral and the Tribunal's hearing.
- The Government assert that the judicial review proceedings
instituted by the applicant after his recall in large part
satisfied the requirements of Article 5 para. 4 (Art. 5-4) of the
Convention. These proceedings, combined with the referral of the
applicant's case to the Mental Health Review Tribunal on the day
of the recall, complied with the requirements of this Convention
provision. A certain lapse of time is necessary to enable an
assessment of the patient to be made by the responsible medical
officers and the Tribunal hearings are usually held within six
months of referral. Whilst the Tribunal decision taken in the
present case was not speedy it could have been taken earlier if
the applicant had pressed the matter and had not himself caused
delays in what was a complex case.
- The Commission recalls that in the X v. the United Kingdom
case the Court held that the limited judicial control available
in habeas corpus proceedings and before Mental Health Review
Tribunals, which prior to 1983 could not order the discharge of
patients like the applicant, did not adequately ensure the right
guaranteed by Article 5 para. 4 (Art. 5-4) of the Convention
(Eur. Court H.R., X v. the United Kingdom judgment of
5 November 1981, Series A no. 46, pp. 21-26, paras. 48-62).
- In the present case the applicant did not take habeas corpus
proceedings. He applied for judicial review of the Secretary of
State's decision to recall him to Broadmoor. The Commission is
aware, however, that the remedy of judicial review does not
envisage the taking of medical evidence. Nor does it involve a
determination of whether existing medical evidence is sufficient
to demonstrate that the individual is truly suffering from a
mental disorder at the material time. The Government concede
that this remedy alone would not have satisfied Article 5 para. 4
(Art. 5-4) of the Convention.
- The Commission notes that Mental Health Review Tribunals
reach their decisions on the basis of independent and objective
medical evidence, which they evaluate themselves. Since the
Mental Health Act 1983 the Tribunals have been vested with the
power to discharge, either conditionally or absolutely, patients
like the applicant if the medical evidence shows that they are
no longer suffering from a mental disorder. In substance,
therefore, the Commission considers that Mental Health Review
Tribunals provide the necessary judicial guarantees of Article 5
para. 4 (Art. 5-4) of the Convention.
- However, the problem arises in the present case whether the
Mental Health Review Tribunal acted with the speed required by
Article 5 para. 4 (Art. 5-4) of the Convention.
- The Commission refers to the Court's case-law that periods
of eight weeks to five months in mental health determinations are
difficult to reconcile with the notion of "speedily" in Article 5
para. 4 (Art. 5-4) of the Convention (cf. Eur. Court H.R., E. v.
Norway judgment of 29 August 1990, Series A no. 181-A, p. 27,
para. 64; Van der Leer judgment of 21 February 1990, Series A
no. 170-A, pp. 14-15, paras. 32-36).
- The Commission notes that it was not contested by the
Government that the Mental Health Review Tribunal frequently
takes up to six months to determine cases like the applicant's.
In the present instance the determination took just over two
years: from 24 October 1989, when the Secretary of State referred
the case, until 26 November 1991, when the Tribunal directed that
the applicant should not be discharged. The first hearing date
proposed by the Tribunal was 22 March 1990, nearly five months
after referral.
- In the Commission's view the system itself is inherently too
slow. Accordingly, it does not deem relevant the applicant's
subsequent requests for adjournments and, later, his apparent
disinterest. It considers that the absence of any psychiatric
assessment prior to the applicant's recall demontrates a
deficiency in the system, which contributed to the delays before
the Tribunal. In all the circumstances, the Commission is of the
opinion that the proceedings before the Mental Health Review
Tribunal were not conducted "speedily", within the meaning of
Article 5 para. 4 (Art. 5-4) of the Convention.
CONCLUSION
- The Commission concludes, by 15 votes to 2, that in the
present case there has been a violation of Article 5 para. 4
(Art. 5-4) of the Convention.
E. Recapitulation
- The Commission concludes, by 16 votes to 1, that in the
present case there has been a violation of Article 5 para. 1
(Art. 5-1) of the Convention (para. 55 above).
- The Commission concludes, by 15 votes to 2, that in the
present case there has been a violation of Article 5 para. 4
(Art. 5-4) of the Convention (para. 66 above).
Secretary to the Commission President of the Commission
(H.C. KRÜGER) (C.A. NØRGAARD)
(Or. English)
PARTIALLY DISSENTING OPINION OF Mr. TRECHSEL
While I fully agree with the majority as far as the
violation of Article 5 para. 1 of the Convention is concerned,
I cannot agree that paragraph 4 of that Article was also
violated.
It is true that, as the Government conceded (paragraph 58
of the Report), the applicant's appeal to the Mental Health
Review Tribunal was not decided "speedily" as required by
Article 5 para. 4 of the Convention. However, it is in my view
obvious that during the later stages of those proceedings, i.e.
after 22 March 1990, the applicant took the initiative to further
delay a decision by repeatedly asking for adjournments of
hearings (para. 29). In view of this attitude I have come to the
conclusion that the applicant is now estopped from complaining
about the length of proceedings under Article 5 para. 4 of the
Convention.
(Or. English)
DISSENTING OPINION OF Mr. SCHERMERS
The main reason why I do not share the opinion of the
majority of the Commission concerns the proof surrounding the
applicant's mental health. It is true that there was no decisive
evidence of psychopatic disorder in 1989, but it is also true
that the applicant had then been in prison for some three years.
He had therefore not lived under normal conditions, which made
the establishment of convincing proof at that time difficult.
Weighing the interests of the applicant against the risks
he posed for society, one must take account of the following
elements :
(1) the prior conduct of the applicant;
(2) the different reports which concluded that he suffered from
a mental disorder, and which at least doubted whether this
disorder was at all curable;
(3) the fact that the applicant was liable to recall at any
time, being subject to a conditional discharge.
In these circumstances and taking account of the discretion
which should be left to the national authorities, I accept that
the detention was lawful under Article 5 para. 1 (e) of the
Convention.
A further medical examination at the time of his release
from the Albany prison could have shown the absence of any
symptoms of psychopatic disorder at that particular moment. It
could not have offered any guarantee that the applicant would not
again commit crimes similar to those which he had committed six
times before. It is significant that in December 1986 the Mental
Health Review Tribunal had refused the applicant's absolute
discharge from hospital because it was considered appropriate to
leave open the possibility of recalling the applicant to hospital
for further treatment if the need were to arise after the
applicant's release from prison. In these circumstances I find
it acceptable that no further medical examination was requested
before the applicant was due for release from prison.
With respect to Article 5 para. 4 I share the opinion
expressed by Mr. Trechsel.
APPENDIX I
HISTORY OF THE PROCEEDINGS
Date |
Item |
14 December 1990 |
Introduction of application |
20 February 1991 |
Registration of application |
Examination of admissibility |
|
2 July 1991 |
Commission decision to communicate the case to the respondent Government and to invite the parties to submit observations on admissibility and merits |
31 October 1991 |
Government's observations |
3 December 1991 |
Commission's grant of legal aid |
31 March 1992 |
Applicant's observations in reply |
15 January 1993 |
Commission's decision to hold a hearing |
7 July 1993 |
Hearing on admissibility and merits |
7 July 1993 |
Commission's decision to declare application admissible |
Examination of the merits |
|
20 July 1993 |
Decision on admissibility transmitted to parties. Invitation to parties to submit further observations on the merits |
4 December 1993 |
Commission's consideration of state of proceedings |
1 March 1994 |
Commission's deliberations on the merits, final vote and consideration of the Report. Adoption of Report |