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United Kingdom Upper Tribunal (Tax and Chancery Chamber)


You are here: BAILII >> Databases >> United Kingdom Upper Tribunal (Tax and Chancery Chamber) >> ARIAN FINANCIAL LLP v THE FINANCIAL CONDUCT AUTHORITY [2024] UKUT 352 (TCC) (11 November 2024)
URL: http://www.bailii.org/uk/cases/UKUT/TCC/2024/352.html
Cite as: [2024] UKUT 352 (TCC)

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ARIAN FINANCIAL LLP v THE FINANCIAL CONDUCT AUTHORITY [2024] UKUT 352 (TCC) (11 November 2024)


FINANCIAL SERVICES - financial penalty - whether the FCA correctly followed its policy in the setting of the penalty imposed on the Applicant in relation to the breach by the Applicant of Principles 2 and 3 of the FCA's Principles for Business

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