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United Kingdom Upper Tribunal (Tax and Chancery Chamber)
Sussex Independent Financial Advisers Limited v The Financial Conduct Authority: [2019] UKUT 228 (TCC) (25 July 2019)
FINANCIAL SERVICES- Supervisory Notice- Application for direction to suspend the effect of notice until reference disposed of- Notice varied Applicants permission by removing regulated activities from those to which its Part 4A FSMA permission related- Reason for notice: failure to satisfy Threshold Conditions of appropriate resources and suitability - whether Tribunal satisfied that the direction to suspend the effect of the notice would not prejudice the interests of consumers - no - Application dismissed - Rule 5 (5) The Tribunal Procedure (Upper Tribunal) Rules 2008.
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