United Kingdom Upper Tribunal (Tax and Chancery Chamber)

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You are here: BAILII >> Databases >> United Kingdom Upper Tribunal (Tax and Chancery Chamber) >> Sussex Independent Financial Advisers Ltd v The Financial Conduct Authority (FINANCIAL SERVICES - Supervisory Notice) [2019] UKUT 228 (TCC) (25 July 2019)
URL: http://www.bailii.org/uk/cases/UKUT/TCC/2019/228.html
Cite as: [2019] UKUT 228 (TCC)

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Sussex Independent Financial Advisers Limited v The Financial Conduct Authority: [2019] UKUT 228 (TCC) (25 July 2019)

FINANCIAL SERVICES- Supervisory Notice- Application for direction to suspend the effect of notice until reference disposed of- Notice varied Applicants permission by removing regulated activities from those to which its Part 4A FSMA permission related- Reason for notice: failure to satisfy Threshold Conditions of appropriate resources and suitability - whether Tribunal satisfied that the direction to suspend the effect of the notice would not prejudice the interests of consumers - no - Application dismissed - Rule 5 (5) The Tribunal Procedure (Upper Tribunal) Rules 2008.

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