United Kingdom Upper Tribunal (Tax and Chancery Chamber)

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You are here: BAILII >> Databases >> United Kingdom Upper Tribunal (Tax and Chancery Chamber) >> Roberts v The Financial Conduct Authority [2015] UKUT B2 (TCC) (08 September 2015)
URL: http://www.bailii.org/uk/cases/UKUT/TCC/2015/B2.html
Cite as: [2015] UKUT B2 (TCC)

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Roberts v The Financial Conduct Authority [2015] UKUT B2 (TCC) (08 September 2015)

Withdrawal of approval to perform controlled functions pursuant to s. 63 FSMA, prohibition from performing any function in relation to regulated activity pursuant to s. 56 due to lack of integrity, breach of principles 1 and 6, imposition of financial penalty

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