United Kingdom Upper Tribunal (Tax and Chancery Chamber)

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You are here: BAILII >> Databases >> United Kingdom Upper Tribunal (Tax and Chancery Chamber) >> Andrew Jeffery v FCA - FS/2010/0039 [2013] UKUT B4 (TCC) (7 February 2013)
URL: http://www.bailii.org/uk/cases/UKUT/TCC/2013/B4.html
Cite as: [2013] 6 WLUK 856, [2013] UKUT B4 (TCC)

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Andrew Jeffery v FCA - FS/2010/0039 [2013] UKUT B4 (TCC) (7 February 2013)

"FINANCIAL SERVICES – general insurance broker - whether Applicant in breach of Statements of Principle 1 and 4 – standard of proof - forged documentation – failure to effect insurance – failure to keep clients informed of identity of insurer – failure to deal with the Authority in an appropriate, open and cooperative way – action under s 66 FSMA – whether prevented by limitation – construction of s 66(4), (5) – penalty – s 66(3) - prohibition order – s 56 FSMA"

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