United Kingdom Upper Tribunal (Tax and Chancery Chamber)

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You are here: BAILII >> Databases >> United Kingdom Upper Tribunal (Tax and Chancery Chamber) >> Canada Inc Swift Trade Inc and Peter Beck v FSA [2013] UKUT B2 (TCC) (23 January 2013)
URL: http://www.bailii.org/uk/cases/UKUT/TCC/2013/B2.html
Cite as: [2013] UKUT B2 (TCC)

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Canada Inc Swift Trade Inc and Peter Beck v FSA [2013] UKUT B2 (TCC) (23 January 2013)

"MARKET ABUSE — share price manipulation — whether demonstrated — yes — FSMA s 118 — whether entering into contracts for difference knowing counterparty would hedge by placing orders for stocks amounts to behaviour “in relation to” qualifying investments — yes — whether open to FSA to take action against dissolved Canadian corporation regulated in Canada and with no place of business in United Kingdom — yes — scale of penalty — reference dismissed."

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