United Kingdom Upper Tribunal (Tax and Chancery Chamber)

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You are here: BAILII >> Databases >> United Kingdom Upper Tribunal (Tax and Chancery Chamber) >> Sachin Karpe v FSA [2012] UKUT B7 (TCC) (15 May 2012)
URL: http://www.bailii.org/uk/cases/UKUT/TCC/2012/B7.html
Cite as: [2012] UKUT B7 (TCC)

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Sachin Karpe v FSA [2012] UKUT B7 (TCC) (15 May 2012)

"PERFORMANCE OF REGULATED ACTIVITIES – Conduct – Disciplinary powers – Misconduct – Unauthorised trading – Whether managing director carrying on “desk head” role is guilty of misconduct – FSMA 2000 s.66(2) "

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