Upper Tribunal
(Immigration and Asylum Chamber)
HK and others (minors – indiscriminate violence – forced recruitment by Taliban – contact with family members) Afghanistan CG [2010] UKUT 378 (IAC)
THE IMMIGRATION ACTS
Heard at Field House |
Determination Promulgated |
On 15 July 2010 |
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|
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Before
MR JUSTICE BLAKE, PRESIDENT
SENIOR IMMIGRATION JUDGE WARD
Between
HK
NS
MM
Appellants
and
THE SECRETARY OF STATE FOR THE HOME DEPARTMENT
Respondent
Representation:
For the Appellant: Mr Bedford of Counsel instructed by Sultan Lloyd, Solicitors
For the Respondent: Mr Gulvin, Senior Home Office Presenting Officer
1. Children are not disproportionately affected by the problems and conflict currently being experienced in Afghanistan. Roadside blasts, air-strikes, crossfire, suicide attacks and other war-related incidents do not impact more upon children that upon adult civilians.
2. While forcible recruitment by the Taliban cannot be discounted as a risk, particularly in areas of high militant activity or militant control, evidence is required to show that it is a real risk for the particular child concerned and not a mere possibility.
3. Where a child has close relatives in Afghanistan who have assisted him in leaving the country, any assertion that such family members are uncontactable or are unable to meet the child in Kabul and care for him on return, should be supported by credible evidence of efforts to contact those family members and their inability to meet and care for the child in the event of return.
DETERMINATION AND REASONS
History of the appeals
The issues
Submissions
10. At the beginning of his submissions, the Tribunal indicated to Mr Gulvin that they did not need to hear him on the subject of Article 15(c) of the Qualification Directive. He therefore commenced his submissions by noting that in all three cases the refusal letters had given details of how the appellants might be able to contact their relatives in Afghanistan. The appellants had all been represented throughout the proceedings and contact with their relatives back home had been an issue from the beginning. Each of the appellants had been provided with information to enable them to make contact with their families but there was no evidence that any had done so. It was his submission that none of these children could be regarded as unaccompanied children on return to Kabul as they each had relatives and they had not shown that those relatives would not be able to come to meet them and accompany them. There was therefore no reason to believe that those relatives would not be willing to assist them.
11. Turning to the question of recruitment by the Taliban, Mr Gulvin acknowledged that there was some anecdotal evidence in the background material but at best it raised only a possibility of forced recruitment. There was no sufficient evidence to show that boys of this age were exposed to any more than a mere possibility, and certainly that these three boys did not face a real risk of such recruitment. There simply was not the evidence to support such an assertion.
12. At the end of submissions the Tribunal reserved its decision, which decision we now give together with our reasons.
Material error of law
13. We are satisfied that a material error of law has been demonstrated in each of these determinations. In the case of the first appellant, Master HK, we are satisfied that in the light of subsequent jurisprudence, and through no fault of his own, the Immigration Judge failed properly to consider the issue of humanitarian protection in line with appropriate country guidance as provided in GS, and in the European Court of Justice case of Elgafaji (Case C-465/07) [2009] 1 WLR 2100, 17 February 2009 (“Elgafaji”). In the case of the other appellants the respective judges failed to address humanitarian protection at all.
14. We note the following extract from the judgment of the European Court in Elgafaji:
“31. …it is appropriate to compare the three types of 'serious harm' defined in Article 15 of the Directive, which constitute the qualification for subsidiary protection, where, in accordance with Article 2(e) of the Directive, substantial grounds have been shown for believing that the applicant faces 'a real risk of [such] harm' if returned to the relevant country.
32. In that regard, it must be noted that the terms 'death penalty', 'execution' and 'torture or inhuman or degrading treatment or punishment of an applicant in the country of origin', used in Article 15(a) and (b) of the Directive, cover situations in which the applicant for subsidiary protection is specifically exposed to the risk of a particular type of harm.
33. By contrast, the harm defined in Article 15(c) of the Directive as consisting of a 'serious and individual threat to [the applicant's] life or person' covers a more general risk of harm.
34. Reference is made, more generally, to a 'threat ... to a civilian's life or person' rather than to specific acts of violence. Furthermore, that threat is inherent in a general situation of 'international or internal armed conflict'. Lastly, the violence in question which gives rise to that threat is described as 'indiscriminate', a term which implies that it may extend to people irrespective of their personal circumstances.
35. In that context, the word 'individual' must be understood as covering harm to civilians irrespective of their identity, where the degree of indiscriminate violence characterising the armed conflict taking place assessed by the competent national authorities before which an application for subsidiary protection is made, or by the courts of a Member State to which a decision refusing such an application is referred, reaches such a high level that substantial grounds are shown for believing that a civilian, returned to the relevant country or, as the case may be, to the relevant region, would, solely on account of his presence on the territory of that country or region, face a real risk of being subject to the serious threat referred in Article 15(c) of the Directive.
36. That interpretation, which is likely to ensure that Article 15(c) of the Directive has its own field of application, is not invalidated by the wording of recital 26 in the preamble to the Directive, according to which '[r]isks to which a population of a country or a section of the population is generally exposed do normally not create in themselves an individual threat which would qualify as serious harm'.
37. While that recital implies that the objective finding alone of a risk linked to the general situation in a country is not, as a rule, sufficient to establish that the conditions set out in Article 15(c) of the Directive have been met in respect of a specific person, its wording nevertheless allows by the use of the word 'normally' for the possibility of an exceptional situation which would be characterised by such a high degree of risk that substantial grounds would be shown for believing that that person would be subject individually to the risk in question.
38. The exceptional nature of that situation is also confirmed by the fact that the relevant protection is subsidiary, and by the broad logic of Article 15 of the Directive, as the harm defined in paragraphs (a) and (b) of that article requires a clear degree of individualisation. While it is admittedly true that collective factors play a significant role in the application of Article 15(c) of the Directive, in that the person concerned belongs, like other people, to a circle of potential victims of indiscriminate violence in situations of international or internal armed conflict, it is nevertheless the case that that provision must be subject to a coherent interpretation in relation to the other two situations referred to in Article 15 of the Directive and must, therefore, be interpreted by close reference to that individualisation.
39. In that regard, the more the applicant is able to show that he is specifically affected by reason of factors particular to his personal circumstances, the lower the level of indiscriminate violence required for him to be eligible for subsidiary protection.
40. Moreover, it should be added that, in the individual assessment of an application for subsidiary protection, under Article 4(3) of the Directive, the following may be taken into account:
the geographical scope of the situation of indiscriminate violence and the actual destination of the applicant in the event that he is returned to the relevant country, as is clear from Article 8(1) of the Directive, and
the existence, if any, of a serious indication of real risk, such as that referred to in Article 4(4) of the Directive, an indication in the light of which the level of indiscriminate violence required for eligibility for subsidiary protection may be lower.
…………………………………….
43. Having regard to all of the foregoing considerations, the answer to the questions referred is that Article 15(c) of the Directive, in conjunction with Article 2(e) of the Directive, must be interpreted as meaning that:
the existence of a serious and individual threat to the life or person of an applicant for subsidiary protection is not subject to the condition that that applicant adduce evidence that he is specifically targeted by reason of factors particular to his personal circumstances;
the existence of such a threat can exceptionally be considered to be established where the degree of indiscriminate violence characterising the armed conflict taking place assessed by the competent national authorities before which an application for subsidiary protection is made, or by the courts of a Member State to which a decision refusing such an application is referred reaches such a high level that substantial grounds are shown for believing that a civilian, returned to the relevant country or, as the case may be, to the relevant region, would, solely on account of his presence on the territory of that country or region, face a real risk of being subject to that threat.”
Article 15(c)
“On 6 January 2010 Integrated Regional Information Networks News stated that:
“‘Armed conflict killed hundreds of children and adversely affected many others in 2009 the deadliest year for Afghan children since 2001- an Afghan Human Rights group has said:
“About 1,050 children died in suicide attacks roadside blasts, air strikes and in the cross fire between Taliban insurgents and pro-government Afghan and foreign forces from January to December 2009 the Afghan Rights Monitor, a Kabul based rights group said in a statement on 6 January:
“’At least three children were killed in war related incidents every day in 2009 and many others suffered in diverse mostly unreported ways Almai Smadi, ARM’s director was quoted in the statement as saying.’ ”
“Like in Iraq, the risk to civilians is not evenly distributed around the territory of the country. It is highest in the southern provinces and along the highways going from Kabul to the provinces of the South and South East. Significant levels of risk then exist in the south-east and in the east. The risk is lower in the North, North East and in the central highlands. In Kabul city the risk is modest: there have been bloody attacks but the casualty rate among the city's 5 million inhabitants is rather low. The BBC produced a security map of Afghanistan in the summer of 2009, reproduced below. In this map it is shown that the worst areas, red and pink are concentrated in the South and East whereas the yellow areas the next degree of danger, are widespread. White areas are considered to be low risk, even if the Ministry of Interior, on whose data the map is based, tends to underestimate the risk for political reasons. Since the publication of the map, the situation has worsened in some parts of the North in particular such as Kunduz”.
“27. The ECJ's judgment, however, does not resolve the multiplication of contingencies by articles 2(e) and 15(c). In fact the final words of its answer to the second question appear to adopt it: "a real risk of being subject to that threat". It is possible to devise a theoretical situation in which people can be said to face a risk of a threat (the possibility that a quiescent militia will re-emerge; a rumour that the local wells have been poisoned) but it is not thinkable that the Directive seeks to cover such remote and not truly dangerous situations rather than the real risks and real threats presented by the kinds of endemic act of indiscriminate violence – the placing of car bombs in market places; snipers firing methodically at people in the streets – which have come to disfigure the modern world.
28. In this regard it is possible that the Directive is less strong than IHL, which – as the AIT point out in §126 of KH – prohibits "threats of violence the primary purpose of which is to spread terror among the civilian population". It seems to us clear, nevertheless, that when article 15(c) speaks of a threat to a civilian's life or person it is concerned not with fear alone but with a possibility that may become a reality.
29. In our judgment "risk" in article 2(e) overlaps with "threat" in article 15(c), so that the latter reiterates but does not qualify or dilute the former. As a matter of syntax this no doubt has its problems, but as a matter of law and common sense it does not. Tribunals will of course need to address them in the light of the ECJ's ruling, but as a single, not a cumulative, contingency.”
Forced recruitment of children
“Although accurate documentation on the number of child soldiers actively associated with armed groups was not available Unicef reported in mid-2003 that boys aged between 14 and 18 continued to be involved in such groups. They were attracted by promises of payment or education, by a desire to protect their own communities or by the status and power of carrying weapons. Some joined voluntarily, but others were coerced under threat of death or injury. In some cases local commanders demanded that families provide a son to fill quotas imposed by regional commanders. Parents also sent their children to join armed groups for ideological reasons and under 18s joined up alongside their brothers or other family members.”
“…the UNICEF Humanitarian Action Report 2010 published on 4 February 2010 referring to Afghanistan stated that:
“Children continue to face multiple risks to their personal safety especially as community support mechanisms remain weak and there are few government services to protect them and their families from gender based violence and domestic abuse and exploitation. Armed groups continue to recruit children to be used as spies and informants or transport explosives and conduct suicide attacks. These children are subject to arrest capture and detention without due process by Afghan and international military forces for alleged association with armed groups.”
…”Anecdotal evidence suggests that insurgent recruitment of underage soldiers was on the rise. There were numerous credible reports that the Taliban and other insurgent forces recruited children younger than 18, in some cases as suicide bombers and in other cases to assist with their work. For example in Uzurgan the Taliban reportedly used children to dig hiding places for IEDs. There were many reports of insurgents using minor teenage boys as combatants in Paktya province. In July in Helmand province authorities apprehended a child before he allegedly would have been equipped to become a suicide bomber. NDS officials held several children in the juvenile detention facility in Helmand on insurgency related charges. Although most children were 15 or 16 years old, reports from Ghazni province indicated that insurgents recruited children as young as 12 particularly if they already owned motorbikes and weapons. NGOs and UN agencies reported that the Taliban tricked, promised money to children, or forced them to become suicide bombers.”
Risk of homelessness, forced labour and sexual exploitation
“In the light of the expert evidence, we conclude that the risk of severe harm to the appellant, as found by the Adjudicator, would be as a result of his membership of a group sharing an immutable characteristic and constituting, for the purposes of the Refugee Convention, a particular social group.”
“Unaccompanied and separated children represent one of the most vulnerable groups in Afghanistan, in terms of the potential risks and the weakness of social and legal protection networks…Vulnerable children, include, but are not limited to, those at risk of forced recruitment (including use as suicide bombers), sexual violence, child labour in exploitative conditions and trafficking. Such children are at risk of persecution as a particular social group.”
44. He also referred us to P.61 of those Guidelines which states:
“The traditional family and community structures of the Afghan social and tribal system constitute the main protection and coping mechanism for returning Afghan refugees. The support provided by families, extended families and tribes is limited to areas where family or community links exist, in particular, in the place of origin or habitual residence. Those who may face particular difficulties upon return include, but are not limited to … unaccompanied children … Return to places other than places of origin or previous residence may therefore expose Afghans to insurmountable difficulties not only in sustaining and re-establishing livelihoods but also to security risks. Security risks may include, inter alia, arbitrary detention and arrest targeted killings based on ethnic rivalries and family based conflicts, besides the increasing risks being posed by the ongoing armed conflict, as detailed above … In this regard, given the differences particular to the situation in Afghanistan, UNHCR advises against the return of persons to areas other than their places of origin or previous areas of residence where they do not have effective family or tribal links and support, unless these returns are voluntary in nature.”
45. We also note that the COI Report of April 2010 refers to the fact that police regularly beat and incarcerated children they took off the streets, and quotes the USSD Report of 2009 which noted that child abuse was endemic throughout the country, ranging from general neglect, physical abuse, abandonment, and confinement to working to pay off family debts. We have also had our attention drawn to the Human Rights Watch World report 2009, Afghanistan published in January 2009, which provides information in the practice of bacha bazi (boy play or the keeping of boys as sex slaves by wealthy or powerful patrons) The USSD Report 2009 noted that numerous reports alleged that harems of young boys were cloistered for bacha bazi for sexual and social entertainment, although credible statistics were difficult to acquire as the subject was a source of shame, and ‘dancing boys’ was a widespread culturally sanctioned form of male rape. We accept that sexual abuse of children remains pervasive in Afghanistan, and that cases of child slavery and debt bondage practices have also risen there, particularly in poor rural communities, and are often disguised as marriage. Child labour is also a factor. According to UNICEF estimates at least 30 percent of primary school-age children undertook some work and there were more than one million child labourers younger than 14. There is also evidence to show that:
“Afghan boys and girls are trafficked within the country for commercial sexual exploitation, forced marriage to settle debts or disputes, forced begging, as well as forced labor or debt bondage in brisk kilns carpet making factories and domestic service. Afghan children are also trafficked to Iran and Pakistan for forced labor particularly in Pakistan’s carpet factories and forced marriage. Boys are promised enrolment in Islamic schools in Pakistan but instead are trafficked to camps for paramilitary training by extremist groups…“
46. The USSD Report 2009 stated that:
“NGOs estimated there were 60,000 street children in urban areas. Street children had little or no access to government services, although several NGOs provide access to basic needs such as shelter and food…During the year drought and food shortages forced many families to send their children onto the streets to beg for food and money.”
47. We have also had regard to paragraphs 14 -16 of Dr Giustozzi’s report dated 7 July 2010 where the doctor noted that there are many children working the streets of the capital with their number is increasing. He also noted that there are few orphanages in Kabul, mostly run by the government and the Afghan Red Crescent Society but they do not accept children above 16. He further noted that, in order to survive the winter with the low temperatures in Kabul, young returnees would most likely have to accept the protection of racket organisations which, in exchange for the shelter, force children to work for them, for example, begging on the streets. He also reports on the sexual exploitation of children.
48. We have taken this evidence into consideration, and we agree that it presents a bleak picture for children who are returned to Afghanistan and who do not have a family that will care for them. We note that in the case of the first appellant, the finding of the Tribunal was that this young man from Kundoz province had no parents, although he was looked after by a maternal uncle following the death of his family in the earthquake. His maternal uncle and wife did not have children of their own and clearly became de facto parents of the young man. The immigration judge found that he had a surrogate family in Afghanistan and, if he were to be returned, it was unlikely that his uncle would refuse to care for him. Indeed, Mr Bedford did not dispute that the relatives of all three appellants would be willing to care for their respective appellant. With regard to the second appellant, he was looked after by an uncle when his father disappeared. The third appellant, together with his mother was simply taken to live at an uncle's home after the disappearance of his father.
49. None of these boys is an orphan and none is without family in Afghanistan. It was pointed out on behalf of the Secretary of State that in each of these cases the appellant was advised that he could seek to make contact with his relatives through the auspices of the Red Cross organisation. Information was provided that the Red Cross International tracing service is a way for families who have been separated to try to restore contact. It was noted that it is a free service and that in the United Kingdom contact should be made with the local Red Cross Branch; if the organisation feels that it is able to help the inquirer will be asked to fill in a relevant form which will be sent to the headquarters in London, from whence it is forwarded to the appropriate Red Cross or Red Crescent Society in the appropriate country or to the International Committee of the Red Cross. They can offer assistance in putting the parties in contact through letter or phone.
50. In each case this information was provided in the refusal letter to the appellant, but there was no evidence before the Tribunal in any of the cases that any efforts had been made to contact relatives in Afghanistan. None of these respective families lived in areas of Afghanistan where it might be thought that they could have been displaced by the conflict. None of the families lived in the provinces which are under the control of the Taliban or where there is regular ongoing fighting which the generally displaces local people from their areas. There is no reason to believe that the relatives of these three young men are living anywhere else other than where they were previously living when each the appellants had contact with them.
51. There is no evidence of any endeavour being made on behalf of the any of the appellants to make contact with their relatives still living in Afghanistan. As Mr Bedford accepted, it was not in dispute that the respective families would be willing to collect and take care of these young men upon their return.
52. The Court of Appeal in the case of HH (Somalia) and others [2010] EWCA Civ 426 accepted that the route of return for an appellant should be looked at. It was said that it is impossible to decide whether return home is feasible or relocation is reasonable without knowing how the individual is going to get there. They considered that in any case in which it can be shown, either directly or by implication, the route or method of return is envisaged, the Tribunal is required by law to consider and determine any challenge to the safety of the route or method. In that case it was considered that the tribunal had erred in refusing to determine that appeal on the basis of what was known about the route of return. It was known that return would be to Mogadishu airport, and it was implicit that the journey onward would be by road. The Court found that the method of return was a necessary ingredient in any appraisal of risk. Even if they had no real information about this, they were still obliged to do as best as they could to deal with the issue.
53. The Tribunal finds itself with a similar dearth of evidence in these cases. However, it is known that the appellants would be returned to Kabul. The respondent pointed out the availability of assistance through the Red Cross, to which we have referred above. The respondent also made reference to the International Organisation for Migration which assists Afghan nationals through voluntary returns and reintegration into society. It was pointed out in the respective refusal letters that once an application for return assistance has been approved, the IOM sending mission makes travel arrangements and IOM Afghanistan provides reception assistance through the coordination cell at Kabul airport. Their personnel guide beneficiaries through immigration and customs processes. Temporary accommodation is provided upon request and returnees are offered onward transportation and assistance to their final destination. It is therefore our conclusion that assistance would be available to these appellants, both in seeking out their relatives in Afghanistan, and in facilitating their reunion and the reception of the appellants upon return to Kabul. As noted above, we have no reason to believe that contact with their families would be impeded by the situation in Afghanistan, and we have no reason to believe that the families have moved from where they were previously living.
54. The families were all able to make arrangements for the boys to travel out of Afghanistan and to the west. They travelled with the assistance of agents and each of the families was clearly able to provide the finance for such journeys, which is no small amount of money. We have no reason to believe that their families could not travel to Kabul to meet them on their return. Therefore, while we take into consideration the evidence which has been produced regarding the dangers for children in Afghanistan, particularly those who have no family to turn to, we do not believe that these appellants would face a real risk of such eventualities. There is no real risk that they would be homeless as they have families to whom they could return, and they have uncles who would be able to protect them from any abuse or violence on the journey home. There is no reason to believe that they would have to stay in Kabul other than while in transit, and it has not been shown that the level of violence in Afghanistan is such that they could not travel safely from Kabul to their home areas.
Decision
55. It is our conclusion that the evidence does not show that any of these three young men faces a real risk on return to Afghanistan.
These appeals are therefore dismissed.
Signed
Judge of the Upper Tribunal
(Immigration and Asylum Chamber)
APPENDIX: SCHEDULE OF DOCUMENTS BEFORE THE TRIBUNAL
Date
Source
Description
2007
December
UN High Commissioner for Refugees (UNHCR)
UNHCR’s Eligibility Guidelines for Assessing the International Protection Needs of Afghan Asylum Seekers
2008
3 January
UN High Commissioner for Refugees (UNHCR)
UNHCR’s Eligibility Guidelines for Assessing the International Protection Needs of Afghan Asylum Seekers
25 February
US State Department
Human Rights Report 2007: Afghanistan
28 May
Amnesty International
Amnesty International Report 2008: Afghanistan
10 November
United Nations
Report of the Secretary-General on children and armed conflict in Afghanistan
1 December
International Council on Security and Development
Struggle for Kabul: The Taliban Advance
15 December
UNICEF Press Conference
Children in Armed Conflict in Afghanistan
Speakers: Mr Bo Asplund, Deputy Special Representative Of The Secretary-General For Afghanistan (DSRSG);Ms Catherine Mbengue, UNICEF Country Representative for Afghanistan; Dr Nilab Mobarez, UNAMA Spokesperson’s Office
23 December
Afghanistan Independent Human Rights Commission
Insurgent abuses against Afghan civilians
2009
14 January
Human Rights Watch
World Report 2009: Afghanistan
17 February
UN Assistance Mission to Afghanistan (UNAMA)
Annual Report on Protection of Civilians in Armed Conflict, 2008
18 February
United Kingdom Home Office Country of Origin Information Service
Afghanistan Country of Origin Report, February 2009
25 February
US Department of State
2008 Human Rights Report: Afghanistan
26 February
Amnesty International
Getting away with murder? The impunity of international forces in Afghanistan.
26 March
United Nations
Report of the Secretary-General on children and armed conflict: Afghanistan
3 April
Oxfam International
Caught in the conflict: Civilians and the international security strategy in Afghanistan
8 April
United Kingdom Home Office Border Agency
Operational Guidance Note: Afghanistan
22 June
US Center of Excellence in Disaster Management and Humanitarian Assistance (COEDMHA)
Dozens killed in security incidents across Afghanistan
July
UN High Commissioner for Refugees (UNHCR)
UNHCR’s Eligibility Guidelines for Assessing the International Protection Needs of Afghan Asylum Seekers
9 July
Voice of America News
Bomb Kills 25 in Afghanistan
9 July
Institute for War and Peace Reporting (UK)
Insurgency Gaining Ground in Afghan North
15 July
Voice of America News
Top US General ‘Worried’ by Rise in Afghan Violence
16 July
Freedom House
Freedom in the World 2009: Afghanistan:
31 July
Voice of America News
UN: Civilian Death Toll Rises in Afghanistan
31 July
Office of the United Nations High Commissioner for Human Rights (OHCHR)
Afghanistan: civilian casualties keep on rising
2010
January
UN Assistance Mission to Afghanistan (UNAMA)
Annual Report on Protection of Civilians in Armed Conflict, 2009
8 April
United Kingdom Home Office Country of Origin Information Service
Afghanistan Country of Origin Report, February 2010
7 July
Dr Antonio Giustozzi
Country expert report: Violence in Afghanistan