Upper Tribunal
(Immigration and Asylum Chamber)
FH (Post-flight
spouses) Iran [2010] UKUT 275 (IAC)
THE IMMIGRATION ACTS
Heard at Field House
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On 13
July 2010
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Before
Lord Justice Sedley
Mr C M G Ockelton, Vice
President
Senior Immigration Judge Perkins
Between
Fh
Appellant
and
ENTRY CLEARANCE OFFICER, TEHRAN
Respondent
Representation:
For the Appellant: Mr
A Mahmood and Miss N Ismail, instructed by IAS
For the Respondent: Mr
S Ouseley, Home Office Presenting Officer
- The Immigration Rules make
no provision for the admission of post-flight spouses of refugees with
limited leave. The Rules should be changed. In the mean time it is most
unlikely that it will be proportionate to refuse the admission of the
spouse of a refugee where all the requirements of paragraph 281 are met
save that relating to settlement.
- Immigration Rules cannot be
the subject of a declaration of incompatibility under s.4 of the Human
Rights Act 1998, and in any event, a Tribunal has no power to make such a
declaration.
DETERMINATION AND REASONS
- This is the judgement of the Tribunal.
- The appellant is a national of Iran. She appealed to the Asylum and Immigration Tribunal
against the decision of the respondent on 4 March 2009
refusing her entry clearance to the United
Kingdom as the spouse of
the sponsor, who is also a national of Iran,
and is in the United
Kingdom with leave as a
refugee. Immigration Judge Rose dismissed her appeal. The appellant sought
and obtained an order for reconsideration, which under the provisions of
paragraph 4 of Schedule 4 to the Transfer of Functions of the Asylum and
Immigration Tribunal Order 2010 takes effect as a grant of permission to
appeal to this Tribunal.
The
facts
- The sponsor was born in 1980. He came
to the United Kingdom in 2002 and claimed asylum. Following
an appeal, he was in due course recognised as a refugee on the basis of
his conversion to Christianity, and granted limited leave to remain in the
United Kingdom. That grant was made on 15 May 2006
and was for (nearly) five years: it expires, for some reason, on 11 May 2011.
Under the terms of the Refugee Convention he was also issued with a
Refugee Travel Document.
- The appellant was born in 1976. She and
the sponsor had known each other since 1999, and had been in contact since
the sponsor left Iran. In 2008 they both travelled to Turkey, and were married there on 16 November 2008.
They then each returned to their countries of usual residence. The
appellant applied on 4
February 2009 for a visit
visa, which was refused; she then applied on 17 February for a settlement
visa as the sponsor’s wife. It is convenient to indicate at this point
that the Immigration Judge found that the marriage was valid, genuine and
subsisting; and Mr Ouseley indicated to us, on the basis of the evidence
that has been made available at various stages during the course of this
appeal, that there was no doubt that, at the date of the decision and now,
the sponsor’s financial circumstances were such that the appellant would
be maintained and accommodated adequately without recourse to public funds
in the manner required by paragraph 281 of the Statement of Changes in
Immigration Rules, HC 395 insofar as that paragraph applies to the
appellant.
The
Immigration Rules
- We turn, then, to the Immigration
Rules. The Rules which appear to touch the appellant’s situation most
closely are paragraphs 281 and 352A. We set them out below omitting parts
which are certainly not relevant to the present appeal.
“281. The requirements to be met by a person seeking
leave to enter the United Kingdom with a view to settlement as the spouse of a
person present and settled in the United Kingdom or who is on the same occasion
being admitted for settlement are that:
(i) (a) the
applicant is married to a person present and settled in the United Kingdom or who is on the same
occasion being admitted for settlement ….
(ii) the parties to the marriage have met; and
(iii)
each of
the parties intends to live permanently with the other as his or her spouse and
the marriage is subsisting; and
(iv)
there
will be adequate accommodation for the parties and any dependents without
recourse to public funds in accommodation which they own or occupy exclusively;
and
(v)
the
parties will be available to maintain themselves and any dependants adequately
without recourse to public funds ….
352A. The requirements to be met by a person seeking leave to
enter or remain in the United
Kingdom as
the spouse of a refugee are that:
(i)
the
applicant is married to a person granted asylum in the United Kingdom; and
(ii)
the
marriage did not take place after the person granted asylum left the country of
his former habitual residence in order to seek asylum; and
(iii)
the
applicant would not be excluded from protection by virtue of article 1F of the
United Nations Convention and Protocol relating to the Status of Refugees if he
were to seek asylum in his own right; and
(iv)
each of
the parties intends to live permanently with the other as his or her spouse and
the marriage is subsisting; ….”
- Those familiar with the Immigration
Rules will be aware that paragraph 281 is the normal route for the
admission of a foreign spouse. Paragraph 352A arises from the United Kingdom government’s acceptance of a principle
of family reunion for refugees. As will be seen from its terms, paragraph
352A is limited to the spouses of those who have been recognised as
refugees; it differs also from paragraph 281 in that there is, for spouses
of refugees, no financial requirement: it is not necessary to show that
adequate maintenance and accommodation will be available without recourse
to public funds. The phrase “a person granted asylum” in paragraph 352A(i)
was the subject of authoritative interpretation by the Supreme Court in ZN
(Afghanistan) and others v Entry Clearance Officer [2010] UKSC 21. The Court was there
concerned with the family members of an individual who, after being
granted asylum, had subsequently attained British citizenship. The
Secretary of State’s argument was that the provisions of paragraph 352A
were no longer applicable and that the sponsor’s family members should
seek admission under the normal provisions relating to those present and
settled in the United Kingdom (in other words, for a spouse, paragraph
281, with its requirements as to maintenance and accommodation). The
Supreme Court rejected that argument, holding that the grant of asylum was
a historical fact and that a person who had been granted asylum did not
cease to be “a person granted asylum” if his status was no longer that of a
refugee but that of a British citizen.
- That decision means that a person who
was the sponsor’s spouse before he left his own country continues to
benefit from the more generous provisions of paragraph 352A despite any
change in the sponsor’s status in the United Kingdom.
It does not assist the appellant in the present case, however, because she
was not the sponsor’s spouse before he left Iran.
- Paragraph 281 does not assist the
appellant either. Although, as we have said, there is no dispute about the
nature of the marriage, and the appellant’s ability to meet the financial
requirements of paragraph 281, the difficulty here relates to the
requirement in the opening words of paragraph 281 that she be intending to
join a person “present and settled in the United Kingdom”. That phrase,
for the purposes of the Immigration Rules, is defined in paragraph 6,
which, so far as relevant for present purposes, reads as follows:
“’settled in the United Kingdom’ means that the person concerned:
(a) is free from any restriction on the period for
which he may remain…
(b) is either:
(i) ordinarily
resident in the United
Kingdom
without having entered or remained in breach of the immigration laws; or
(ii) despite having
entered or remained in breach of the immigration laws, has subsequently entered
lawfully or has been granted leave to remain and is ordinarily resident.”
- Subparagraphs (a) and (b) are
cumulative requirements. As we have said, the sponsor has limited leave to
remain, until May next year. He is thus not “settled” for the purposes of
paragraph 281, and it follows that the appellant is not entitled to
admission under that paragraph.
- Neither paragraph 281 nor paragraph
352A appears to admit of any argument as to ambiguity. It is not for the
Tribunal to write or rewrite Immigration Rules. It follows that the
appellant cannot succeed under the Immigration Rules.
Comparable
situations
- The Secretary of State recognises that
“post-flight spouses”, such as the appellant, cannot qualify under the
Immigration Rules. In that respect, they are treated differently not only
from pre-flight spouses (paragraph 352A) and the spouses of those settled
in the UK (paragraph 281), but also from the
spouses of others granted temporary leave in the United Kingdom. The spouses of students, those
working in the United Kingdom, businessmen, artists, ministers of religion
and so on may obtain leave in the United Kingdom under paragraphs 76 or
(principally) 194, even though the sponsor has only limited leave, and
even though the marriage took place after the sponsor came to the United
Kingdom. From that point of view, therefore, refugees are in a
particularly disadvantageous position. If, after leaving their country of
nationality, they contract a marriage to a person who is not a British (or
EEA) national, the Immigration Rules do not provide for the couple to live
together in the United
Kingdom. It is, as we
remarked at the hearing, odd that the refugee should be disadvantaged in
that way, because, unlike other persons with limited leave in the United Kingdom under the Rules, the refugee is a
person who cannot return home to enjoy married life there.
- The disadvantage which we have
identified is if anything rendered even more surprising by ZN (Afghanistan), to which we have already referred. The Immigration Rules
themselves provide for the pre-flight spouse and family of a refugee to
continue to be so treated even after the refugee himself is “settled”. It
begins to look as though the post-flight spouse of a refugee is indeed
being treated in a particularly adverse way.
- The Secretary of State’s position, put
formally on behalf of the Entry Clearance Officer before us by Mr Ouseley,
and similarly to the Court of Appeal in A (Afghanistan) v SSHD [2009] EWCA Civ 825, is that the
Secretary of State is entitled to make Immigration Rules in the terms we
have identified. In particular, the Secretary of State is entitled to
distinguish between pre-flight and post-flight families of refugees,
between those who are “settled” in the UK and
those who are not, and between the types of temporary presence in the UK which should attract the right to have a spouse here too.
When the point arose in A (Afghanistan), the Court of Appeal described that case as involving
“important policy issues”. The Secretary of State asked for time to deal
with them in full. Time was granted, but no substantive answer was raised
in time for the appellant to deal with it. Indeed, it was very shortly
before the hearing in the Court of Appeal on 23 July 2009
that the Secretary of State sought, in the words of Hooper LJ at [49]:
“without the benefit of a respondent’s notice and after very
considerable delay, to present a substantial argument, not put before the AIT, that there is a public
interest in drawing a distinction between refugees and other persons granted
leave to remain for a limited period”.
In
the circumstances, the court refused to allow the Secretary of State to develop
that argument. It noted that the AIT had been unable to identify the public
interest on the basis of the material before it. It allowed the appellant’s
appeal, but Hooper LJ noted at [52]:
“I accept that the public interest arguments now submitted may
lead to a Tribunal or Court in the future agreeing that in a case like the
present it would not be a violation of Article 8 to prevent the spouse from
joining the refugee. However, it would be desirable for that issue to be
considered first by the AIT, given the specialist
knowledge of its members. It would not be desirable for the issues to be
considered in this court for the first time.”
- The present appeal, so far as we are
aware, is the first opportunity that the Tribunal has had to consider the
matter. It is clear that Mr Ouseley has endeavoured to obtain all the
information he could, in order to put the Secretary of State’s case before
us in full. Without any disrespect to Mr Ouseley, we think it is fair to
say that his success has been only moderate. In his written skeleton he
points out that the appellant does not qualify under paragraph 352A or
paragraph 281, and continues as follows:
“The issue of settled status
Granting refugees limited leave rather than settlement in the
first instance allows the refugee a period of integration and time for
reflection in case the situation in the country of origin improves sufficiently
for a return to be possible. It also allows for any cases where asylum status
has been gained fraudulently to be acted upon more effectively and, at the end
of the five-year period, for UKBA officials to review whether the situation in
the refugee’s country of origin has improved sufficiently for there to be no
further need for protection. During their period of leave refugees are
permitted to be joined by the members of their existing family and are
encouraged to find work and participate in local communities. This seeks to
ensure that they make a full contribution to the UK while here, and that the have the skills to
benefit their country of origin if they return home. Refugees without a
pre-flight family who subsequently marry and wish to commence a family life in
the UK will clearly not be able
to return to their country of origin to do so. That, by and large, means that
anyone seeking leave to enter or remain to join a refugee a post-flight spouse
will not be a refugee, and the UK
will not have the same obligations towards them. There are other categories of
immigrant (e.g. work permit holders and students) whom UK wishes to attract to the UK for the contribution they
make to the economy and the education sector. Not to allow them to bring family
members here could detract from that goal. In relation to refugees, the Rules
give effect to the UK’s international
obligations to offer protection, but do not actively seek to encourage asylum
seekers to come to the UK.”
- In the course of his submissions, Mr Ouseley
was challenged as to the final sentiment. He accepted that it was not the
task of the Secretary of State to encourage or discourage refugees, but to
process their applications, in conformity with the United Kingdom’s international obligations.
- With that modification, however, Mr Ouseley’s
written skeleton, and his brief oral expansion of it, is evidently the
best the Secretary of State can offer, despite the passage of some 15
months since the application for an adjournment in A (Afghanistan) in order to deal with this very issue.
- In A (Afghanistan), the Court of Appeal noted that the Tribunal had said
this:
“Until August 2005, those recognised as refugees got indefinite
leave to remain, and they could by joined by their spouses either by way of Rule
352A, which was inserted from 18 September 2002, or, if they were not married
before leaving their country to seek asylum, by way of Rule 281. When the
practice of granting indefinite leave to refugees ended in August 2005, it
either was or was not appreciated that the second of these routes was now
closed off.”
- The Tribunal (as cited by Hooper LJ at
[47]), continued as follows:
“17. It may be that the reason why refugees with limited leave
cannot generally be joined by their spouses whom they married after
coming here to seek asylum is that this situation falls outwith the principle
of refugee family reunion, namely that a family which has been sundered because
one of its members had to flee persecution ought to he reunited in the country
of refuge. But why should a refugee who did not found a family before fleeing
persecution be in a worse position than a businessman who may have got married
abroad during the currency of his limited leave, and is not prevented by the
Rules from being joined thereafter by his dependent spouse? It can hardly be
said that the former enjoys a more precarious immigration status than the
latter. Both may apply for indefinite leave on the basis of five years'
residence, and while refugee status is said to be subject to 'active review' at
this point, in practice indefinite leave is nearly always granted. It is nearly
always granted to businessmen too, but likewise that is not guaranteed.
18. What then is the public interest being served by preventing
refugees like the sponsor from being joined by their spouses? No doubt it would
be unduly cynical to suggest that asylum seekers may thereby be deterred from
coming here in the first place. Or can it be that the present position results
from sheer inadvertence on the part of the Home Office? We have no way of knowing. ... We at any
rate cannot identify a public interest in preventing refugees like the sponsor
from being joined by spouses whom they can maintain and accommodate adequately,
when other categories of immigrant who are here with limited leave, and who may
not be intending to stay permanently, can be joined by theirs. Indeed, there
seems to be an inconsistency between delaying family reunion for one class of
refugee and encouraging all refugees to integrate fully into the community once
they have been granted asylum, a process for which the Home Office provides financial
and other assistance.”
- Mr Ouseley told us that he was still
unable to say whether the consequence for spouses of the change of policy
was intentional or unintentional. The position as it is before us is that,
as we have indicated, the appellant and other post-flight spouses seem to
be the subject of particularly disadvantageous treatment; no public
interest in that treatment has been identified; the Secretary of State is
not even able to say whether the difference is intentional; but the effect
of the Rules is that the difference undoubtedly exists.
Resolution
- Before us, both parties agreed that it
was open to the Tribunal to allow the appellant’s appeal on the basis
that, in the particular circumstances of her case, to refuse entry
clearance would be a breach of her protected rights under the European
Convention on Human Rights. Mr Ouseley made no remotely spirited attempt
to suggest that the appeal should not be allowed simply on the basis that,
given the Immigration Judge’s findings of fact, it would be
disproportionate to refuse entry clearance in her case. He argued that,
given that post-flight spouses cannot qualify under the Immigration Rules,
they should be subject to an individual assessment on an Article 8 basis.
It was always open to the Secretary of State or, if necessary, the
Tribunal, to produce a decision in an individual applicant’s favour if the
facts warranted it.
- Mr Mahmood drew his arguments from a
rather wider spectrum. As well as an argument based on Article 8 alone, he
submitted that the treatment of post-flight spouses infringed Article 14
(discrimination) taken with Article 8, and Article 12 (the freedom to
marry). He suggested both originally and in a supplementary skeleton
argument produced during the hearing, that the Tribunal should make a
“declaration of incompatibility” of the existing Immigration Rules with
the European Convention on Human Rights, because of the discrimination
against post-flight spouses to be found in the Immigration Rules read as a
whole.
- It is difficult to understand quite
what Mr Mahmood meant by “declaration of incompatibility” in this context.
The phrase has a precise meaning under Section 4 of the Human Rights Act
1998, but that relates to a declaration made by a court no lower than the
High Court, that a provision of primary legislation is incompatible with a
Convention Right. Although this Tribunal is a superior court of record, it
is not the High Court; and, as we understand it, there is no suggestion in
Mr Mahmood’s skeleton argument that any provision of primary legislation
is incompatible with a Convention Right. His arguments relate to the
Immigration Rules, which are not even “subordinate legislation” within the
meaning of the Human Rights Act (see the definition in Section 21).
- So far as the present case is
concerned, it is not suggested that there is any country in the world
other than the United
Kingdom, where the
appellant and the sponsor can live together as husband and wife. The
appellant meets all the requirements of paragraph 281, save that relating
to the sponsor’s status in the United
Kingdom. No argument
justifying her exclusion, on grounds that her exclusion would in the
circumstances be proportionate, has been adduced by the respondent or on
his behalf. We have no hesitation in saying that in this case, the Article
8 rights of the appellant and the sponsor demand that she be granted entry
clearance. We shall therefore allow this appeal.
- Can we go further? It does no harm to
remind ourselves that we should be very cautious about using the European
Convention on Human Rights to cover perceived defects in the Immigration
Rules. Rules are essentially general, whereas rights are essentially
individual. To that extent, we have considerable sympathy with Mr Ouseley’s
argument that, while the Rules are as they are at present, an individual
post-flight spouse’s remedy is in an individual assessment of the relevant
factors under Article 8.
- But, on the other hand, the appellant’s
situation is by no means an unusual one, and it arises from provisions of
the Rules for which there appears to be no justification. Unless there is
some justification, of which we have not been made aware, of the Rules’
treatment of post-flight spouses, we think that the Secretary of State
ought to give urgent attention to amending the Rules, by extending either
paragraph 281 or, (perhaps preferably) paragraph 194, so as to extend to
the spouses of those with limited leave to remain as refugees. In the mean
time, it seems to us that although a decision based on Article 8 does have
to be an individual one in each case, it is most unlikely that the
Secretary of State or an Entry Clearance Officer will be able to establish
that it is proportionate to exclude from the United Kingdom the
post-flight spouse of a refugee where the applicant meets all the
requirements of paragraph 281 save that relating to settlement.
- For the reasons we have given, we find
that the Immigration Judge materially erred in law. We substitute a
determination allowing the appellant’s appeal, and direct that entry
clearance in the usual form issue to her.
C M G OCKELTON
Vice President of the Upper Tribunal,
Immigration and Asylum Chamber