IN THE UPPER TRIBUNAL Appeal No. CDLA/2060/2009
ADMINISTRATIVE APPEALS CHAMBER
This decision is made under section 12(1) and (2)(a) and (b)(i) of the Tribunals, Courts and Enforcement Act 2007.
The decision of the tribunal heard on 15/12/08 under reference 038/08/02193 is SET ASIDE because its making involved an error on a point of law.
The appeal is REMITTED to a fully reconstituted tribunal for a complete rehearing.
REASONS FOR DECISION
1
The appellant, who is the
Secretary of State for Work and Pensions, appeals the decision of the Leicester
First-tier tribunal with a District First-tier Judge’s permission. The
Secretary of State submits, in brief, that the First-tier Tribunal erred in law
in failing to find sufficient facts, give sufficient reasons and in applying
the principles laid down in relevant case law in respect of DLA relating to
those who suffer from deafness correctly.
2
The tribunal’s decision: The tribunal found that the appellant had no
hearing in his right ear and markedly reduced hearing in his left ear, which
was accompanied by tinnitus. This made it extremely difficult for him to hear
any normal speech, including broadcast speech of any form. The tribunal considered
that it was not possible to quantify the help the appellant required because
his hearing problems pervaded his life, but considered, globally, that the
claimant required frequent attention throughout the day in connection with the
bodily function of hearing, involving such matters as receiving information via
broadcast media (which could occur at intervals throughout the day), attention
in connection with responding to telephone calls for the claimant, difficulty
hearing the door bell, hearing on a one to one basis even if there was only low
background noise, difficulty following multi-party conversations, needing to
sit very close to a person to whom he is speaking and facing them directly,
attention in connection with hearing out of doors, shopping, visiting a bank or
post office and attending social and community functions in both of which he
had formerly actively participated.
3
Why the tribunal erred in law: It was not enough in this case to say that the
claimant’s problems were pervasive. It was necessary not only to break down
the activities for which the claimant claimed to need attention, but to
a. articulate the nature of the assistance needed, which could vary considerably depending upon the activity in question,
b. give an indication of the frequency with which he required attention with the differing types of assistance he might need, and
c. assess how far the assistance was reasonably required.
4
Although the tribunal’s task is
complex in relation to needs arising from sensory loss, careful analysis is
particularly important in cases such as this, where deafness and hearing
difficulties occur later in life. The claimant’s claim pack also appeared to
indicate that he was seeking the lower rate of the mobility component. The
Record of Proceedings does not show that he abandoned this aspect of the claim,
but the tribunal did not deal with it. Finally, the tribunal was under a duty
to explain why it considered the claimant’s oral evidence entirely credible in
light of significant inconsistencies with the written evidence in his claim
pack. The Secretary of State was entitled to know how the tribunal resolved
these conflicts.
5
How should the tribunal have
proceeded? The basic principles applying
to a deaf claimant’s need for attention in connection with the bodily function
of hearing are set out by the House of Lords in Secretary of State for
Social Security v Fairey (aka Halliday) [1997] 1WLR 799 (House of Lords)
also reported as R(A) 2/98 (‘Fairey’). Because this decision is well
known, I propose simply to summarise the points which are important for making
a decision in the present appeal. It is, however, useful to point out that Fairey,
which concerned a prelingually deaf claimant’s need for a BSL
interpreter, extended considerably the scope of attention which could be taken
into account in relation to sensory disabilities.
6
Lord Slynn of Hadley, who gave
the decision of the majority, confirms that in assessing entitlement to the
care component of DLA on the basis of attention in connection with a sensory
disability, the decision maker must take into account the attention which the
claimant reasonably requires to enable him to live, as far as reasonably
possible, a normal (or ordinary) life. What is reasonable depends on the age,
sex, interests of the claimant and other circumstances, though the attention
must ’still be reasonably required both in its purpose and in its frequency’.
In particular, the decision confirms that engaging in a social life, in the
sense of mixing with others, taking part in activities with others, undertaking
recreation and cultural activities can be a part of normal life’ while
at the same time acknowledging that there may be some activities that may never
be available to deaf people. How much attention is reasonably required
and how frequently it is required are questions of fact.
7
What can be drawn from the
judgment is that attention in connection with sensory functions needed to
engage in ‘normal’ or ‘ordinary’ activities is capable of counting as
attention, but will not necessarily do so. Commissioners’ decisions following Fairey,
or referred to in it without disapproval, have tended to conclude that it
is not necessary in order to lead ‘a normal life’ for a deaf claimant to be
able to communicate with others, at will, frequently throughout the day, in the
way that a person who is not deaf might do (R(DLA) 3/02 [24] referring
to CA/249/1992); that unusual but minor acts aimed at attracting a deaf
person’s attention will generally not amount to attention simply because such
acts they are not necessary in relation to a hearing person in the same setting
(R(DLA) 3/02 [28-29] cf. R(DLA 2/02[34]). Speaking loudly
or more clearly directly to a deaf person, or signing to him in a two-way
conversation (at least where the signer is reasonably fluent) would be unlikely
to amount to attention (R(A)2/98, Commissioner Sanders; CA/249/1992;
CDLA/240/1994), though if the task became particularly onerous, it might
indicate a need for an interpreter, and thus for attention (RDLA)2/02).
It is a question of fact and degree.
8
Application to this appeal: The claimant in this appeal, who was born in 1945, is
not prelingually deaf. He lost his hearing in his right ear over 15 years ago,
while the hearing in his left ear deteriorated over the last few years. It is
said to be very poor. The claimant gave up work because his hearing was not
good enough to undertake the telephone communication and face to face customer
contact necessary for his job, and felt he could not take part in community
activities as he used to, or attend religious services or social events. He
felt that he needed assistance out of doors because of his hearing. At the
hearing, he claimed difficulty with hearing broadcasts (radio and television),
though in his claim pack, he stated that his hearing aid ‘helped him with his
hearing’ (p11) and that he could hear with the sound turned up, or would watch
programmes with text. At the hearing, on the other hand, he claimed that his
hearing aid provided little assistance. Although his written evidence was that
he had hearing tests monthly (which might have shed considerable light on his
assisted and unassisted hearing) no results were before the tribunal. There
was no evidence that the claimant was unable to read or write in English or another
language, or that he used BSL or required a BSL interpreter. He appears to
have filled in the claim form (which is written in the first person singular)
himself. He could, on his written evidence, hear the telephone ring (p30)
though he said he could not understand what was said by the caller. He could
not hear the doorbell ring, but the tribunal did not explore whether he had a
flashing light attachment. At the hearing, he was able to hear – albeit with
some frustration – if he moved his chair close up to the tribunal member
speaking to him. The tribunal does not seem to have explored his lip reading
ability with members of his household, the extent to which he was able to hear and
understand familiar voices such as those of his family if they spoke
loudly to him, whether they could write quick notes in case of particular
difficulty, or the frequency with which communicating with others was
reasonably required on a day to day basis. The type of help which he might
need at community events was not specified.
9
It is apparent from the different
types of communication described in the previous paragraph that different
levels of assistance might be required for each, which might lead to different
legal consequences in terms of aggregating his needs. In a one-to-one conversation
at home, for example, all that might be necessary is for the other party to
face the claimant and speak more loudly. This type of assistance is unlikely
to amount to attention unless it particularly strenuous. It may be that the
participants could supplement conversations by very brief, simple written notes
if there is some confusion. Expedients such as these might not be sufficient
to count as assistance at all. The discussion in R(DLA)3/02 can be
usefully referred to here. On the other hand, if the situation is such that,
in order to be heard and understood, the family must go substantially beyond
these expedients, their efforts may be classed as assistance. R(DLA)2/02
and 3/02 contain discussion. Ordinary activities such as watching television
also require careful consideration. Text is available with many programmes,
while DVDs generally have a subtitle mode. The claimant’s needs may be met by
turning up the sound, and the claimant stated in his claim pack that he does
this or accesses text. The tribunal would also have to consider whether any
oral assistance would actually be feasible or effective: R(DLA)3/02. How
would the claimant be assisted by a family member or other person at, say, a
community meeting or religious service where loudly relaying what was being
said would be disruptive?
10
Careful questioning should enable
the tribunal to make the necessary findings, though the hearing might be
lengthy. Once the tribunal has a feel for the nature of the claimant’s needs
across a variety of situations, it will be able to assess on a more secure
basis the frequency with which these are reasonably required.
11
The appeal must be remitted for
further findings of fact. Since that is so, a district judge might also wish
to consider whether further evidence is necessary, such as hearing tests (with
and without the hearing aid) at and around the date of claim and date of
decision.
[Signed on original] S M Lane
Judge of the Upper Tribunal
[Date] 3 February 2010