[2006] UKSSCSC CDLA_1365_2005 (24 March 2006)
DECISION OF A TRIBUNAL OF SOCIAL SECURITY COMMISSIONERS
Decision
The Issue
The Facts
"He also suffers from alcohol dependency syndrome and this has been a problem throughout the time that I have had any contact with him and has resulted in a number of attendances at hospital and admissions with complications of that alcohol problem including in 1996, haematosis, that is the vomiting of blood, and problems of acute pancreatitis in 2001. He has had several attendances at casualty as a consequence of falls which generally speaking appear to have occurred whilst under the influence of alcohol."
The Law
"Subject to the provisions of this Act, a person shall be entitled to the care component of a disability living allowance for any period throughout which –
(a) he is so severely disabled physically or mentally that –
(i) he requires in connection with his bodily functions attention from another person for a significant portion of the day (whether during a single period or a number of periods; or
(ii) he cannot prepare a cooked main meal for himself if he has the ingredients; or
(b) he is so severely disabled physically or mentally that, by day, he requires from another person –
(i) frequent attention throughout the day in connection with his bodily functions; or
(ii) continual supervision throughout the day in order to avoid substantial danger to himself or others; or
(c) he is so severely disabled physically or mentally that, at night, –
(i) he requires from another person prolonged or repeated attention in connection with his bodily functions; or
(ii) in order to avoid substantial danger to himself or others he requires another person to be awake for a prolonged period or at frequent intervals for the purpose of watching over him."
By virtue of section 72(4), the lowest rate is paid if one of the conditions of paragraph (a) is satisfied, the middle rate is payable if one of the conditions of either paragraph (b) or (c) is satisfied, and the highest rate is payable is one of the conditions of each of both paragraph (b) and paragraph (c) are satisfied.
"… a person shall not be entitled to the care component of a disability living allowance unless –
(a) throughout
(i) the period of three months immediately preceding the date on which the award of that component would begin; or
(ii) …,
he has satisfied or is likely to satisfy one or other of the conditions mentioned in subsection (1)(a) to (c) above; and
(b) he is likely to continue to satisfy one or other of those conditions throughout –
(i) the period of six months beginning with that date; or
(ii) …".
"Subject to the provisions of this Act, a person shall be entitled to the mobility component of a disability living allowance for any period in which he is over the relevant age and throughout which –
(a) he is suffering from physical disablement such that he is either unable to walk or virtually unable to do so; or
(b) …
(c) …
(d) he is able to walk but is so severely disabled physically or mentally that, disregarding any ability he may have to use routes which are familiar to him on his own, he cannot take advantage of the faculty out of doors without guidance or supervision from another person most of the time."
By virtue of section 73(11), if section 73(1)(a) is satisfied there is entitlement to the higher rate and if only (d) is satisfied there is entitlement to the lower rate. Section 73(9) is almost identical to section 72(2).
The Correct Approach to the Legislation
(i) DLA is a benefit for people who are so disabled that they need help to cope with their disability. The purpose of the benefit is to assist with the reasonable care and mobility requirements that result from disability.
(ii) "Disability" is distinct from "medical condition", "disability" being entirely concerned with a deficiency in functional ability, i.e. a physical or mental ability to do things. Whilst a medical condition may give rise to a disability (e.g. a condition that involves the loss of a limb would give rise to an obvious diminution in functional capacity), it may not do so (e.g. a life threatening but asymptomatic heart condition may not have any adverse impact on one's ability to care for oneself or be mobile without assistance). Sections 72 and 73 are entirely focused on disability.
(iii) However, the statutory provisions impose a number of limitations. First, the claimant must be disabled, i.e. have some functional incapacity or impairment. He must lack the physical or mental power to perform or control the relevant function. Second, even where there is a functional incapacity, that alone is insufficient for entitlement to benefit - for the purposes of sections 72 and 73(1)(d), the disability must be severe i.e. the disability must be such that it results in the claimant requiring the degree of assistance identified in the legislation (e.g., under section 72(1)(a)(i), the claimant must require attention for a significant part of the day).
(iv) The Commissioners conclude (at paragraph 42) that sections 72(1) and 73(1)(d) give rise to two issues. (i) Does the claimant have a disability, i.e. does he have a functional deficiency? (ii) If so, do the care or mobility needs to which that functional deficiency give rise satisfy any of paragraphs (i) or (ii) of section 72(1)(a) to (c) (and, if so, which) or (for the lower rate of the mobility component) section 73(1)(d)?
Alcohol Dependence
"A maladaptive pattern of substance use, leading to clinically significant impairment or distress, as manifested by three (or more) of the following, occurring at any time in the same 12-month period
(1) tolerance, as defined by either of the following:
(a) a need for markedly increased amounts of the substance to achieve intoxication or desire effect
(b) markedly diminished effect with continued use of the same amount of the substance
(2) withdrawal, as manifested by either of the following:
(a) the characteristic withdrawal syndrome for the substance …
(b) the same (or a closely related) substance is taken to relieve or avoid withdrawal symptoms
(3) the substance is often taken in larger amounts or over a longer period than was intended
(4) there is a persistent desire or unsuccessful efforts to cut down or control substance use
(5) a great deal of time is spent in activities necessary to obtain the substance (e.g., visiting multiple doctors or driving long distances), use the substance (e.g., chain-smoking), or recover from its effects
(6) important social, occupational, or recreational activities are given up or reduced because of substance use
(7) the substance use is continued despite knowledge of having a persistent or recurrent physical or psychological problem that is likely to have been caused or exacerbated by the substance (e.g., current cocaine use despite recognition of cocaine-induced depression, or continued drinking despite recognition that an ulcer was made worse by alcohol consumption)."
The definition of Dependence Syndrome in the current equivalent World Health Organisation manual ("ICD10") largely corresponds.
Common Ground
The Principal Issue
"Section 72 of the Social Security Contributions and Benefits Act 1992 confers entitlement to the care component of disability living allowance on a person who is so severely disabled physically or mentally that he requires in connection with his bodily functions attention from another person, and in Re H (a minor), reported as R(A) 1/98, the Court of Appeal accepted that the severity of a disablement is a function of the need for care. A person who is intoxicated by alcohol may require attention in connection with bodily functions such as standing and walking, but the amount of alcohol which the person has consumed, and hence the extent of the person's need for attention at any particular time, will depend on factors such as the availability of alcohol, the extent of the claimant's willingness to control his or her alcohol consumption, and the claimant's financial resources (which will of course actually be increased if benefit is awarded). (In this case the claimant's consumption varies from no alcohol on some days, to between five and fifteen cans of beer the rest of the time.) In the leading case of Cockburn v Chief Adjudication Officer [1997] 1 WLR 799 (reported also as R(A) 2/98) the House of Lords approved the passage from the decision of Mr Commissioner Monroe in C.A. 2/79, cited by Lord Bridge in In re Woodling, [1984] 1 WLR 348 (also reported as Appendix 2 to R(A) 2/80) that the provisions "are directed primarily to those functions which the fit man normally performs for himself." An inability to stand or walk unaided when intoxicated by alcohol is unrelated to any infirmity, but is a temporary effect which is a direct and natural consequence of the consumption of excessive alcohol. Since the nature and extent of the attention required by a person when intoxicated by alcohol cannot be directly related to the 'severity' of alcohol dependency (on the basis that such dependency, in itself, constitutes a physical disability), I consider that such attention needs should not be taken into account. Entitlement to lower rate mobility component and care component on the basis of supervision needs is also prescribed in terms of the severity of disablement as a function of care needs, and I therefore consider for the same reasons that the intoxicating effects of alcohol should also be excluded when considering those entitlement conditions. Similarly, the extent to which a person is prevented by intoxication from cooking a main meal is not related to the 'severity' of disablement, and I therefore consider that the intoxicating effects of alcohol should be left out of account when considering entitlement to lowest rate care component on the basis of the 'main meal' test."
Disposal and Directions
His Honour Judge Gary Hickinbottom
Chief Commissioner
Mark Rowland
Commissioner
Edward Jacobs
Commissioner
22 March 2006