Hilary
Term
[2018] UKSC 3
On appeal from: [2014] EWCA Civ 708
JUDGMENT
R (on the application of Bancoult No 3) (Appellant) v
Secretary of State for Foreign and Commonwealth Affairs (Respondent)
before
Lord Neuberger
Lady Hale
Lord Mance
Lord Kerr
Lord Clarke
Lord Sumption
Lord Reed
JUDGMENT GIVEN ON
8 February 2018
Heard on 28 and 29 June
2017
Appellant
Nigel Pleming QC
Richard Wald
Stephen Kosmin
Professor Robert McCorquodale
(Instructed by
Clifford Chance LLP)
|
|
Respondent
Steven Kovats QC
Professor
Malcolm Shaw QC
Penelope Nevill
(Instructed by The
Government Legal Department)
|
LORD MANCE: (with whom Lord
Neuberger, Lord Clarke and Lord Reed agree)
Introduction
1.
The appellant is the chair of the Chagos Refugees Group. The Group
represents Chagossians whose removal from the British Indian Overseas Territory
(the Chagos Islands - “BIOT”) and resettlement elsewhere was procured by the
United Kingdom government in the years 1971 to 1973. The circumstances have
generated much national and now also international litigation. The sad history
has been told on a number of occasions. It suffices to mention Chagos
Islanders v The Attorney General [2003] EWHC 2222 (QB), R (Bancoult)
Secretary of State for Foreign and Commonwealth Affairs (No 2) [2008] UKHL 61;
[2009] AC 453 and most recently in R (Bancoult) v Secretary of State for
Foreign and Commonwealth Affairs (No 4) [2016] UKSC 35; [2017] AC 300.
Following the last two decisions, it remains prohibited, under the BIOT
Constitution and Immigration Orders 2004, for Chagossians to return to BIOT.
Since the last judgment, the United Kingdom government has on 16 November 2016
announced its decision to maintain the ban on resettlement, after a study
carried out by KPMG published on 31 January 2015. That decision is itself the
subject of further judicial review proceedings.
2.
The present appeal concerns the establishing for BIOT of “a marine
reserve to be known as the Marine Protected Area” by Proclamation No 1 of 2010.
The Proclamation was issued by Mr Colin Roberts, Commissioner for BIOT, “acting
in pursuance of instructions given by Her Majesty through a Secretary of
State”. The Marine Protected Area (“MPA”) was established in a 200 mile
Environment (Protection and Preservation) Zone (“EPPZ”) which had existed since
Proclamation No 1 of 2003 dated 17 September 2003. Proclamation No 1 of 2010
said (para 2) that, within the MPA:
“Her Majesty will exercise
sovereign rights and jurisdiction enjoyed under international law, including
the United Nations Convention on the Law of the Sea, with regard to the
protection and preservation of the environment of the [MPA]. The detailed
legislation and regulations governing the said [MPA] and the implications for
fishing and other activities in the [MPA] and the Territory will be addressed
in future legislation of the Territory.”
The creation of the MPA was accompanied by a statement
issued by the respondent, stating that it “will include a ‘no-take’ marine
reserve where commercial fishing will be banned”.
3.
No fresh legislation or regulations relating to fishing were in the
event issued or necessary. Fishing was already controlled. From 1984 it was
controlled within the three mile territorial waters and the contiguous zone
which extended a further nine miles (to 12 miles from shore) under Proclamation
No 8 of 1984 and the Fishery Limits Ordinance 1984. Control was subject to a
power (exercised on 21 February 1985) to designate Mauritius for the purpose of
enabling fishing traditionally carried on within those limits. Proclamation No
1 of 1991 and the Fisheries (Conservation and Management) Ordinance 1991 (“the
1991 Ordinance”) established a Fisheries Conservation and Management Zone
extending 200 miles from shore, within which a fee-carrying licence was required
for any fishing. The Mauritian government was, however, informed that a limited
number of licences would continue to be offered free of charge in view of the
traditional fishing interests of Mauritius in the waters surrounding BIOT.
Proclamation No 1 of 2003 establishing the EPPZ had no impact on fishing. The
1991 Ordinance was superseded by similarly entitled Ordinances in 1998 and then
2007, under which the licensing system was continued. The majority of fishing
from Mauritius was inshore fishing carried out by the Talbot Fishing Company,
owned by the Talbot brothers, one of whom was Chagossian. Their vessels were
flagged to Mauritius until 2006 or 2007, when for economic reasons they were
reflagged to Madagascar and the Comoros. A number of regular crew members on
these boats were Chagossians. After the establishing of the MPA, and the
accompanying announcement, the achievement of a no-take reserve or zone was in
practice accomplished by allowing existing licences to expire and by not
issuing any fresh licences to the Talbot vessels or other vessels from outside
BIOT for inshore or other fishing in the MPA.
4.
The present challenge has two limbs. One is that the decision to create
the MPA had an improper ulterior motive, namely to make resettlement by the Chagossians
impracticable. The other is that the consultation preceding the decision was
flawed by a failure to disclose the arguable existence on the part of Mauritius
of inshore fishing rights (ie within the 12 mile limit from shore). Both
challenges are associated with the enforcement of a no-take zone by the refusal
since 2009 of fishing licences, since the impracticality of resettlement is
said to derive from the loss by Chagossians of occupational skills and
possibilities, now and at any future time when resettlement might be
contemplated.
5.
At the core of the appellant’s case on improper purpose is a document
published by The Guardian on 2 December 2010 and by The Telegraph on 4 February
2011, purporting to be a communication or “cable” sent on 15 May 2009 by the
United States Embassy in London to departments of the US Federal Government in
Washington, to elements in its military command structure and to its Embassy in
Port Louis, Mauritius. The cable is recorded as having been passed to The
Telegraph (and was presumably also passed to The Guardian) by Wikileaks. Its
text purports to be a record, by a United States political counsellor,
evidently a Mr Richard Mills, of conversation at a meeting on 12 May at the
Foreign Office, London with Mr Roberts, Ms Joanne Yeadon, the Administrator for
BIOT, and Mr Ashley Smith, the Ministry of Defence’s Assistant Head of
International Policy and Planning. It also purports to refer to some previous
meetings and a subsequent conversation involving Ms Yeadon. It starts with a
one-paragraph summary and ends with two paragraphs of comment, and contains 12
paragraphs of purported record in between. Reliance is placed on passages in
it, which it is submitted show, or could be used to suggest, that Mr Roberts,
Commissioner for BIOT, had and disclosed an improper motive in relation to the
creation of the MPA. It is common ground that there was in fact a meeting
between US officials and Mr Roberts and Ms Yeadon at the Foreign Office on 12
May 2009.
6.
The present proceedings took an unfortunate turn in this respect before
the Administrative Court (Richards LJ and Mitting J). Burnton LJ had on 25 July
2012 given permission for Mr Roberts and Ms Yeadon to be cross-examined on the
purported cable, acknowledging that it must have been obtained unlawfully and
in probability by committing an offence under US law, but saying:
“I do not see how the present
claim can be fairly or justly determined without resolving the allegation made
by the [appellant], based on the Wikileaks documents, as to what transpired at
the meeting of 12 May 2009, and more widely whether at least one of the motives
for the creation of the MPA was the desire to prevent resettlement.”
Before the Administrative Court, objections were made to
the use of the cable in cross-examination of Mr Roberts.
7.
One objection, which did not find favour with the Administrative Court
(and which is not live before the Supreme Court), was that the Official Secrets
Act and the UK government’s policy of “neither confirm nor deny” (“NCND”) in
relation to documents of this nature meant that Mr Roberts should not be
required to answer questions relating to the purported cable. In relation to
this objection, the Court ruled that Mr Roberts could be questioned on an
assumption that the cable was what it purported to be, and that it would be
open to the appellant at the end of the hearing to invite the Court to accept
it as an accurate record of the meeting, and to rely on it evidentially.
Various questions were put to Mr Roberts and answered on that basis, before Mr
Kovats QC for the respondent asked for and obtained further time overnight to
consider the position.
8.
The other objection was that use of the cable would be contrary to the
principle of inviolability of the US mission’s diplomatic archive in breach of
articles 24 and 27(2) of the Vienna Convention on Diplomatic Relations 1961,
given effect in the United Kingdom by section 2(1) of the Diplomatic Privileges
Act 1964. This further objection only occurred to the respondent during the
second day. It was therefore only made the subject of submissions on the third
day. This led to the first ruling being effectively over-taken, by a further
ruling that it would not be open to the appellant to invite the court to treat
the cable as genuine or to find that it contained an accurate record of the
meeting and that any further cross-examination should proceed on that basis,
without any suggestion that the purported cable was genuine. Mr Pleming applied
for, but was refused immediate permission to appeal that ruling. In these
circumstances, he indicated that he had no further cross-examination of Mr
Roberts, and on the next day conducted a cross-examination of Ms Yeadon,
limited as directed by the Court’s ruling.
9.
By a judgment dated 11 June 2013, the Administrative Court rejected the
appellant’s case both in so far as it was based on improper purpose and in so
far as it was based on failure to disclose the arguable existence of Mauritian
fishing rights. The Court of Appeal (the Master of the Rolls, Gloster and Vos
LJJ) [2014] 1 WLR 2921 reached the same overall conclusions, but after taking a
different view of the admissibility of the purported cable. It held that, since
the cable had already been disclosed to the world by a third party, admitting
it in evidence would not have violated the US London mission’s diplomatic
archive. The Court of Appeal had therefore to consider whether the exclusion of
the cable from use before the Administrative Court would or could have made any
difference to that Court’s decision on the issue of improper purpose. By a judgment
given 23 May 2014, it decided against the appellant on both this issue and the
issue relating to the omission of reference to arguable Mauritian fishing
rights. The Supreme Court by order dated 7 July 2016 gave permission to appeal
on the issue of improper purpose and directed that the application for
permission to appeal on the issue relating to the omission of reference to
arguable Mauritian fishing rights be listed for hearing with the appeal to follow
if permission is granted. The respondent has in turn challenged the correctness
of the Court of Appeal’s conclusion that use of the cable would not have
contravened article 24 and/or 27(2) of the Vienna Convention.
The admissibility of the cable
10.
I will take this issue first. In order to give some context to articles
24 and 27(2), the whole of articles 24, 25 and 27 of the Vienna Convention on
Diplomatic Relations are set out:
“Article 24
The archives and documents of the
mission shall be inviolable at any time and wherever they may be.
Article 25
The receiving State shall accord
full facilities for the performance of the functions of the mission.
…
Article 27
1. The receiving State
shall permit and protect free communication on the part of the mission for all
official purposes. In communicating with the Government and the other missions
and consulates of the sending State, wherever situated, the mission may employ
all appropriate means, including diplomatic couriers and messages in code or
cipher. However, the mission may install and use a wireless transmitter only
with the consent of the receiving State.
2. The official
correspondence of the mission shall be inviolable. Official correspondence
means all correspondence relating to the mission and its functions.
3. The diplomatic bag
shall not be opened or detained.
4. The packages
constituting the diplomatic bag must bear visible external marks of their
character and may contain only diplomatic documents or articles intended for
official use.
5. The diplomatic courier,
who shall be provided with an official document indicating his status and the
number of packages constituting the diplomatic bag, shall be protected by the
receiving State in the performance of his functions. He shall enjoy person
inviolability and shall not be liable to any form of arrest or detention.
6. The sending State or
the mission may designate diplomatic couriers ad hoc. In such cases the
provisions of paragraph 5 of this article shall also apply, except that the
immunities therein mentioned shall cease to apply when such a courier has
delivered to the consignee the diplomatic bag in his charge.
7. A diplomatic bag may be
entrusted to the captain of a commercial aircraft scheduled to land at an
authorized port of entry. He shall be provided with an official document
indicating the number of packages constituting the bag but he shall not be
considered to be a diplomatic courier. The mission may send one of its members
to take possession of the diplomatic bag directly and freely from the captain
of the aircraft.”
11.
The submissions on inviolability under these provisions range widely.
They cover the nature of the archive, its location, the circumstances in which
material originating from the archive may continue inviolable and the reach of
the concept of inviolability itself. As to the nature of the archive, Professor
Denza concludes in Diplomatic Law, Commentary on the Vienna Convention on
Diplomatic Relations (4th ed) (2016), at p 161, that, instead of trying to
list all modern methods of information storage, “it is probably better simply
to rely on the clear intention of article 24 to cover all physical items
storing information”. Writing jointly in Satow’s Diplomatic Practice
(7th ed, edited by Sir Ivor Roberts) (2017), at p 238, para 13.31, Professor
Denza and Joanne Foakes, former Legal Counsellor to the Foreign and
Commonwealth Office, say, after noting that the term “archives” is not defined
in the 1961 Vienna Convention:
“but it is normally understood to
cover any form of storage of information or records in words or pictures and to
include modern forms of storage such as tapes, sound recordings and films, or
computer disks.”
That can be readily accepted, as can be the proposition
that copies taken of documents which are part of the archive must necessarily
also be inviolable.
12.
As to location, Mr Kovats on behalf of the respondent points to the
words “at any time and wherever they may be” in article 24, and to commentaries
by Professor Eileen Denza in her work, cited above, pp 158-159, and by
Professor Rosalyn Higgins (as she then was) in Problems and Process:
International Law and how we use it (OUP) (1995), pp 88-89. Professor Denza
observes that the words quoted mean “that archives not on the premises of the
mission and not in the custody of a member of the mission are entitled to
inviolability”, and that:
“If archives fall into the hands
of the receiving State after being lost or stolen they must therefore be
returned forthwith and may not be used in legal proceedings or for any other purpose
of the receiving State.”
Professor Higgins wrote:
“Article 24 stipulates that the
archives and documents shall be inviolable at any time and ‘wherever they may
be’. It is clear that this last phrase is meant to cover circumstances where a
building other than embassy premises is used for storage of the archives; and
also the circumstances in which an archived document has been, for example,
taken there by a member of the Secretariat staff for overnight work - or even
inadvertently left by him on the train or in a restaurant. What would happen if
the Secretariat member, or a diplomat, took an overseas trip, and mislaid the
document while abroad? The English High Court [in the Tin Council case:
International Law Reports Vol 77 (1988) pp 107-145 at pp 122-123] was disturbed
by the idea that ‘wherever located’ could, on the face of it, mean even in
Australia or Japan. It is true that an English court is not likely to be in a
position to enforce the inviolability of a document from the authorities of another
country where that particular document happens to be located. But it is
entirely another thing to say that, because a document happens to be outside
the jurisdiction, an English court is thereby entitled to treat it, in matters
that do fall within its own competence, as non-archival and thus without
benefit of such inviolability as it is in a position to bestow.”
Again, so long as the document can be said to constitute
part of the archive, a point to which I shall return, these statements appear
not only authoritative in their sources, but convincing. As will appear, they
also receive support from Shearson Lehman Bros Inc v Maclaine, Watson and Co
Ltd; International Tin Council (Intervener) (No 2) [1988] 1 WLR 16. That is
the House of Lords judgment in the Tin Council case, to the first
instance decision in which Professor Higgins referred. The House in that case
on any view accepted that there were some circumstances in which a document
which was part of an archive, but for some reason no longer physically within
the archive, remains inviolable.
13.
This brings me to the circumstances in which material originating from
the archive may continue inviolable and the reach of the concept of
inviolability itself. The appellant, whose case on this aspect was presented by
Professor Robert McCorquodale, submits that the word “inviolable”, read in the
context of the Convention, does not embrace inadmissibility. In his submission,
the concept is directed at some degree of interference, of a more or less
forceful nature, and this limited sense is the only sense which applies in all
the places where the concept is deployed. The submission corresponds with the
approach taken by the Court of Appeal, which picked up the characteristically
trenchant view of Dr F A Mann, that
“Inviolability, let it be stated
once more, simply means freedom from official interferences. Official
correspondence of the mission over the removal of which the receiving state has
had no control can … be freely used in judicial proceedings.”
See “‘Inviolability’ and Other Problems of the
Vienna Convention on Diplomatic Relations in Further Studies in
International Law, (1990) pp 326-327 and also [1988] 104 LQR, p 178. But
Professor McCorquodale’s submission does not allow for the fact that a concept
may embrace different shades of meaning according to the particular context in
which it is deployed.
14.
The meaning of inviolability in the context of use of archive material
in evidence was in fact the very subject of the House of Lords judgment in the Tin
Council case. The issue arose there under article 7(1) of the International
Tin Council (Immunities and Privileges) Order 1972, whereby it was provided:
“The council shall have the like
inviolability of official archives as in accordance with the 1961 Convention
Articles is accorded in respect of the official archives of a diplomatic
mission.”
The Tin Council intervened in civil proceedings between
private parties, relying on article 7(1) as rendering inadmissible various
documents that the parties were proposing to adduce in evidence.
15.
The House was in these circumstances asked to address the operation of
article 7(1) on various “Agreed Assumptions of Fact” set out in a document so
entitled. One such assumption was that a Tin Council document was supplied to a
third party by an officer or other staff member of the Tin Council without any
authority. Mr Kentridge QC submitted that article 24 of the Vienna Convention
and article 7(1) of the 1972 Order only afforded protection against executive
or judicial action by the host state, so that, “even if a document was stolen,
or otherwise obtained by improper means, from a diplomatic mission,
inviolability could not be relied on to prevent the thief or other violator
from putting it in evidence”. Lord Bridge, giving the sole fully reasoned
judgment in the House, rejected this submission, saying (p 27F) that:
“The underlying purpose of the
inviolability conferred is to protect the privacy of diplomatic communications.
If that privacy is violated by a citizen, it would be wholly inimical to the
underlying purpose that the judicial authorities of the host state should
countenance the violation by permitting the violator, or anyone who receives
the document from the violator, to make use of the document in judicial
proceedings.”
16.
The House went on to limit this to circumstances in which the third
party receiving the document was aware of the absence of any authority to pass
it to him (p 29B-C). To a limited extent therefore, the Tin Council succeeded
in establishing that its documents would have inviolability, precluding their
use in civil proceedings. This was part of the ratio of the House of Lords’
decision, as appears at p 31D-E, even though Lord Bridge went on to add that
“In the event the rejection of that [Mr Kentridge’s] argument turns out to be
of minimal significance in the context of the overall dispute”.
17.
The Canadian case of Rex v Rose An Dig 1946, Case No 76, p 161
was cited to the House in the Tin Council case, but not referred to by
Lord Bridge in his judgment. Rose was convicted of furnishing secret material
to the Soviet Embassy in reliance on documents stolen from the Embassy archive
by a defector. Rose’s claim that the stolen documents used against him were
immune from use was rejected, on the grounds that such a claim
“could not be admitted where the
recognition of such immunity was inconsistent with the fundamental right of
self-preservation belonging to a State or where the executive had impliedly
refused to recognise such immunity.”
The absence of inviolability in cases where state security
is involved has a pedigree going back to the extraordinary Cellamare conspiracy
in 1718 by Antonio dei Giudice, Prince of Cellamare and Ambassador of Spain to
France, to kidnap and depose Philippe d’Orléans, Regent of France, and replace
him as Regent by Philip V of Spain: see Martens, Causes célèbres du
droit des gens, I, p 149. Rex v Rose is nonetheless controversial,
and, more importantly for present purposes, neither of the grounds on which it
rests applies to this case.
18.
In his LQR article, cited above, Dr Mann was taking direct issue with
the House of Lords’ rejection in the Tin Council case of Mr Kentridge’s
submission. The Court of Appeal was in my opinion bound to reject Dr Mann’s
analysis, and I see no reason for adopting it. I also consider that the Court
of Appeal was incorrect to identify Dr Mann’s analysis as representing the
weight of opinion (para 64). Professor Denza says, at p 189, that:
“As regards use of the
correspondence as evidence, article 27.2 may be regarded as duplicating the
protection under article 24 of the Convention which gives inviolability to the
archives and documents of the mission ‘wherever they may be’.”
Professor Jean Salmon of The Free University, Brussels,
describes F A Mann’s view as regards article 27(2), in Further Studies in
international law (OUP) (1990), p 226, as “une vue trop restrictive de
l’inviolabilité”: Manuel de Droit Diplomatique (1994), p 244. The
quotation from Professor Higgins, set out in para 12 above does not fit well
with Dr Mann’s approach. S E Nahlik, Development of Diplomatic Law, Selected
Problems, 222(III) Recueil des Cours (1990), 291-292 and B S Murty, The
International Law of Diplomacy: The Diplomatic Instrument and World Order
(1989) at p 382 comment critically on Rex v Rose, while J Wouters, S
Duquet & K Meuwissen, The Vienna Conventions on Diplomatic and
Consular Relations (OUP, 2013) at para 28.4.5.1 state, citing Professor
Salmon, that:
“The inviolability of
diplomatic/consular archives and documents entails that they cannot be opened,
searched, or requisitioned without consent, and cannot be used as evidence.”
19.
In Fayed v Al-Tajir [1988] QB 712 the de facto head, later
Ambassador, of the Embassy of the United Arab Emirates in London was sued by Mr
Fayed in respect of an Embassy communication addressed to an Embassy
counsellor. For unclear reasons diplomatic immunity was waived, but the
question remained whether the document could be used in court. The Court of
Appeal held that the document enjoyed immunity from use, and the dispute was
non-justiciable. Kerr LJ noted at p 736C-E that the judge in Rex v Rose
had concluded that diplomatic documents generally enjoyed “inviolability”, so
anticipating the use of that term in the Vienna Convention, and that he had
expressed the concept of “inviolability” at p 646 in wide terms:
“International law creates a
presumption of law that documents coming from an embassy have a diplomatic
character and that every court of justice must refuse to acknowledge
jurisdiction or competence with regard to them.”
Kerr LJ also noted that this conclusion was supported by Denza
on Diplomatic Law (1976), p 110. At p 736F-G, he distinguished the
actual decision in Rex v Rose as having been reached on the basis that a
citizen could not invoke immunity in litigation with his own government and on
the basis of the principle said to derive from the Cellamare conspiracy,
neither of which bases had any relevance in Fayed v Al-Tajir.
20.
In principle, therefore, inviolability of documents which are part of
the mission archive under articles 24 and 27(2) extends to make it
impermissible to use such documents or copies in a domestic court of the host
country, at any event absent extraordinary circumstances such as those of the
Cellamare conspiracy or Rex v Rose and absent express waiver of the
inviolability by the mission state. But the application of this principle to
any particular document is subject to two qualifications. First, the document
must constitute or remain part of the mission archive, and, second, its
contents must not have become so widely disseminated in the public domain as to
destroy any confidentiality or inviolability that could sensibly attach to it.
These two qualifications may sometimes, but certainly not always, coincide.
Taking the first, in the present case, there is no indication from where the
Wikileaks document emanates, but there is no suggestion that it is likely to
have emanated from the United States Embassy in London. It was sent both to the
State Department in Washington and elsewhere. There is no indication that the
United States Embassy in London attached any reservation to or placed any
limitation on the use or distribution of the cable by the State Department or
any other authority to whom the cable went. The cable was simply classified as
Confidential. In these circumstances, once the document reached the State
Department or any other addressee, it was, so far as appears and in the form in
which it was there held, a document in the custody of the Federal Government of
the United States or that other authority, and not part of the London Embassy
archive. Bearing in mind the probability that the Wikileaks cable was extracted
from the State Department or some other unknown foreign location to which it
had been remitted for information and use there, it is not therefore
established, even as a matter of probability that the cable remained part of
the archive of the London mission, when it was so extracted. On that simple
basis, the Wikileaks cable was available for use and admissible as evidence of
its contents in the present proceedings. I therefore arrive as the same
conclusion on this point as the Court of Appeal, albeit for different reasons.
21.
Taking, second, the possibility of loss of inviolability due to a
document from the mission archive coming into the public domain, I have come to
the conclusion that this must in principle be possible, even in circumstances
where the document can be shown to have been wrongly extracted from the mission
archive. Whether it has occurred in any particular case will however depend on
the context as well as the extent and circumstances of the dissemination. That
seems to me to follow by analogy with the reasoning concerning the protection
afforded by the law to confidential material (as opposed to that afforded on
grounds of privacy and/or human rights) in cases such as Attorney General v
Guardian Newspapers Ltd (No 2) [1990] 1 AC 109 and PJS v News Group
Newspapers Ltd [2016] UKSC 26; [2016] AC 1081, see also Passmore on
Privilege, paras 7-039 and 7-042. In the present case, the cable has been
put into the public domain by the Wikileaks publication and the newspaper
articles which followed, in circumstances for which the appellant has no
responsibility. In my opinion, the cable has as a result lost its
inviolability, for all purposes including its use in cross-examination or
evidence in the present proceedings. On that ground, I would therefore reach
the same conclusion as the Court of Appeal expressed in para 64 of its
judgment.
The allegation of improper purpose
22.
On the above basis, the question arising is whether the Court of Appeal
was right to conclude that the Administrative Court’s ruling that the cable was
not available for use or admissible had no material effect on the proceedings
and was not a ground for allowing the appeal. The Court of Appeal, after
reviewing all the material available, including the cable, the evidence given
and the Administrative Court’s findings, concluded (para 93) that
“even if the cable had been
admitted in evidence, the court would have decided that the MPA was not
actuated by the improper motive of intending to create an effective long-term
way to prevent Chagossians and their descendants from resettling in the BIOT.”
A little earlier in its judgment, in para 89, the Court
said that it did “not accept that there is a realistic possibility that the
[Administrative Court’s] assessment of the evidence of Mr Roberts and Ms Yeadon
would have been affected if the cable had been formally admitted as an
authentic document”; that in reaching this conclusion, it had “borne in mind
the need to exercise caution in denying relief on the ground that the legally
correct approach would have made no difference to the outcome”; but that it was
“satisfied that the admission of the cable in evidence would have made no
difference”.
23.
Before the Supreme Court, criticism was directed at the Court of Appeal
for formulating its conclusions in terms of what “would”, rather than “could”
have made a difference. Reference was made to well-known authorities on the
test applicable in cases of breach of natural justice (or unfairness) by public
authorities, including Malloch v Aberdeen Corpn [1971] 1 WLR 1578 and R
(Cotton) v Chief Constable of the Thames Valley Police [1990] IRLR 344,
paras 59-60, per Bingham LJ. Reference was also made to the discussion, without
decision, on the test applicable on an application to the Supreme Court to set
aside a prior judgment of its own in Bancoult (No 4), cited in para 1 of
this judgment. The precise test must depend on the context, including, in
particular, how well-placed the court is to judge the effect of any unfairness.
In the present case, the complaint is of lack of opportunity for full cross-examination
and for the trial court to weigh the evidence it heard in the light of the
cable, treating the cable as admissible. In these circumstances, I am prepared
for present purposes to accept that the appropriate question is whether the
admission of the cable for use in these ways could have made a difference.
However, I also consider that this is in substance how the Court of Appeal
approached the issue. The conclusion it reached (see para 22 above) was that
there was no
“realistic possibility that the
[Administrative Court’s] assessment of the evidence of Mr Roberts and Ms Yeadon
would have been affected if the cable had been formally admitted in evidence as
an authentic document.”
Its statement at the end of para 89 that “the admission of
the cable in evidence would have made no difference” must be read, in context,
as a shorthand resumé of this conclusion. A conclusion that there was no
realistic possibility that the assessment would have been affected amounts, in
substance, to a conclusion that the admission of the cable could not
realistically have made a difference. Nonetheless, it is incumbent upon the
Supreme Court to consider for itself whether the Court of Appeal erred in
reaching that conclusion.
24.
The Administrative Court undertook in paras 53 to 77 of its judgment a
full and careful review of the genesis and development of and decision to
announce the MPA and a no-take zone, which the Court of Appeal accurately
summarised as follows:
“75. … The catalyst for making
the MPA was a proposal made in July 2007 by an American environmental group,
Pew Environmental Group, to Professor Sheppard, the environmental adviser for
the BIOT. On 5 May 2009, Mr Roberts submitted a briefing note to the Secretary
of State which explained the benefits of the proposal. These included that,
because of the absence of a settled population and the strict environmental
regime already in force, the BIOT was one of the few places in which a large
scale approach to conservation was possible; and it offered great scope for
scientific and climate change research. The Secretary of State’s reaction was
enthusiastic. His private secretary emailed Mr Roberts to say that the
Secretary of State was ‘fired up’ after the meeting and ‘enthusiastic to press
ahead’ with the proposal.
76. This was followed by a
meeting to discuss the proposal with US Embassy officials on 12 May 2009. This
is the crucial meeting the gist of which was purportedly summarised in the copy
cable dated 15 May 2009. Both Mr Roberts and Ms Yeadon attended the meeting and
were cross-examined about it. Mr Roberts denied making any reference to ‘Man
Fridays’. He said that he recognised that the declaration of an MPA, if
‘entrenched’, would create a serious obstacle to resettlement. Ms Yeadon also
denied that Mr Roberts had used the words ‘Man Fridays’ or that he had said
that establishing a marine park would put paid to resettlement claims. The
Divisional Court said (para 61) that it found Ms Yeadon to be ‘an impressive
and truthful witness’. Having referred to an important note of a meeting held
on 25 March 2009, the court said at para 63: ‘as Ms Yeadon understood, at
official level, HM Government regarded the resettlement issue as settled by the
2004 Order, subject only to the pending decision of the Strasbourg Court’ (this
is a reference to the claimant’s application which was eventually dismissed by
the ECtHR on 20 December 2012: see para 7 above).
77. By a note dated 29
October 2009, Ms Yeadon proposed to Mr Roberts and the Secretary of State that
consultation on the proposal to declare an MPA be launched on 10 November.
Under the heading ‘Risks’, she noted that the risk of an aggressive reaction
from the Chagossians and their supporters was high and said: ‘they may claim
that we are establishing a Marine Protected Area in order to ensure that they
can never return to BIOT. This is not the case ...’ The court said (para 65)
that it was ‘satisfied that in this passage Ms Yeadon again stated what she
genuinely believed: that the proposal to establish an MPA was not to ensure
that the Chagossians could never return.’
78. In a note dated 30 March
2010, Ms Yeadon proposed that the Secretary of State should publish the report
on consultation and declare his belief that an MPA should be established, but
only after further work had been done. There followed a flurry of emails
between officials. The Secretary of State did not accept Ms Yeadon’s advice. On
1 April, he announced the creation of an MPA in the BIOT which included a ‘no
take’ Marine Reserve where commercial fishing would be banned. Mr Roberts duly
made the proclamation on 1 April.
79. The Divisional Court
expressed its conclusion on the improper motive point in these terms:
‘74. This material makes it
clear that it was the personal decision of the Foreign Secretary to declare an
MPA on 1 April 2010, against the advice of his officials. There is no evidence
that, in doing so, he was motivated to any extent by ‘an intention to create an
effective long-term way to prevent Chagossians and their descendants from
resettling in the BIOT’. His Private Secretary could hardly have written on 7
May 2009, the day after the presentation of the proposal by Professor Sheppard
to him, that he was ‘really fired up about this’ if the proposal was presented
as a cynical ploy to frustrate Chagossian ambitions. It is obvious that he was
responding to a proposal presented by a man, Professor Sheppard, who was keen
to see it adopted and put into effect for scientific and conservation purposes
only. Later, on 31 March 2010, when the Foreign Secretary made the decision to
go ahead immediately, the decision had nothing to do with Chagossian ambitions.
The decision to override official advice can best be understood in the
political context: Parliament was about to be dissolved. The Foreign Secretary no
doubt believed that the decision would redound to the credit of the Government
and, perhaps, to his own credit. It would do so the more if a decision with
immediate effect was taken. Officials thought that this would create
difficulties but it was the Foreign Secretary’s prerogative to override their
reservations and make the decision which he did. There is simply no ground to
suspect, let alone to believe or to find proved, that the Foreign Secretary was
motivated by the improper purpose for which the claimant contends.
75. It is significant that
the Foreign Secretary’s announcement contained the caveat which always
accompanied public and private statements by officials: that the decision was
subject to the pending judgment of the Strasbourg Court. Unless there was some
deep plot to frustrate an adverse judgment, of which there is no evidence at
all, this fact alone demonstrates that no sensible official in the FCO could
have believed that the establishment of an MPA would fulfil the improper
purpose alleged. Nor could it have done. The proclamation made by Mr Roberts on
1 April 2010 stated that:
‘The detailed legislation and
regulations governing the said Marine Protected Area and the implications for
fishing and other activities in the Marine Protected Area and the territory
will be addressed in future legislation of the territory.’
The only step taken since then
has been to allow fishing licences current at 1 April 2010 to expire and to
issue no more. What prevents the return of Chagossians to the islands is the
2004 Order, not the MPA. If, at some future date, HM Government decided or was
constrained by a judgment of a court to permit resettlement or the resumption
of fishing by Chagossians, nothing in the measures so far taken would prevent
it or even make it more difficult to achieve.
76. For the claimant’s case
on improper purpose to be right a truly remarkable set of circumstances would
have to have existed. Somewhere deep in government a long-term decision would
have to have been taken to frustrate Chagossian ambitions by promoting the MPA.
Both the administrator of the territory in which it was to be declared, Ms
Yeadon, and the person who made the decision, the Foreign Secretary, would have
to have been kept in ignorance of the true purpose. Someone - Mr Roberts? -
would have been the only relevant official to have known the truth. He, and
whoever else was privy to the secret, must then have decided to promote a
measure which could not achieve their purpose, for the reasons explained above,
while explaining to all concerned that the MPA would have to be reconsidered in
the light of an adverse judgment of the Strasbourg Court. Those circumstances
would provide an unconvincing plot for a novel. They cannot found a finding for
the claimant on this issue.’
80. In order to test Mr
Pleming’s submission that the effect of the Divisional Court’s ruling was to
deprive him of the opportunity of properly testing the evidence of the
witnesses, it is necessary to see what cross-examination he was able to undertake.
During day 1 and day 2 of the hearing, Mr Pleming cross-examined Mr Roberts
extensively about the meeting of 12 May 2009 by reference to various documents,
including the cable. Although Mr Roberts was not prepared to answer questions
as to whether the contents of the cable were accurate (because of the NCND
policy), nevertheless he answered questions as to what he might or might not
have said at the meeting: see day 1 pp 155 to 169 and day 2 at pp 9 to 41. Mr
Pleming confirmed to the court that his general purpose in cross-examining on
the cable, paragraph by paragraph, was to establish its general accuracy by
reference to relatively uncontroversial passages in it.
81. Despite his repeated
reliance on the NCND policy, Mr Roberts gave extensive evidence of what was
discussed at the meeting on 12 May. For example, in relation to one passage
from the cable, he said: ‘I can confirm that the general content and sense of
the issues that you have just read out is consistent with the discussion we
were having with the United States at the time’. In relation to another
passage, he said: ‘I don’t recall what language I would have used at the time
but it would have been consistent with the general position that we were trying
to set out to the United States’.
82. At p 36 on day 2, Mr
Roberts accepted that he did say to the US officials that the establishment of
an MPA would in effect put paid to the resettlement claims. He said that this
was ‘a recognition of a reality’ that, if the MPA was ‘entrenched’ (ie a law which
would be impossible or difficult to repeal), this would be a ‘serious obstacle
to resettlement’. He denied that he had said anything about ‘footprints’ or
‘Man Fridays’: ‘that was not the nature of the conversation’. Mr Pleming sought
to persuade the court to give a ruling as to whether Mr Roberts should be
required to answer questions about the accuracy of the contents of the cable.
Mitting J asked whether it was necessary to have this debate, since Mr Roberts
had accepted that a consequence of establishing an MPA would be that the hopes
of the Chagossians to return would be thwarted. Richards LJ was not sure how
much more Mr Roberts could say. He had indicated why he declined to answer the
‘ultimate’ question; but he had answered all the ‘intermediate’ questions.
83. The court did not make
any final ruling at this stage and Mr Pleming continued with his
cross-examination of Mr Roberts by reference to the cable: see day 2 pp 78 to
80. He put it to Mr Roberts that his purpose was to use the MPA to prevent or
kill off the claims for resettlement; and that this policy ‘shines out of the
record of that meeting and is not a policy you would want to put in written
form so that it could ever be seen by the Chagossians or in any litigation’. Mr
Roberts replied: ‘No, I reject that suggestion entirely. I do not believe it is
possible to keep a policy of that significance quiet.’”
25.
It is worth underlining some points about the history which arise from
this account. First, the whole idea of an MPA and a no-take zone was generated
by independent environmental activity. An American environmental group, Pew,
made the initial proposal to Professor Charles Sheppard, BIOT’s independent
environmental adviser, in July 2007. This led on 22 April 2008 to discussions
between Pew and Ms Yeadon about the creation of an MPA, in which there would be
a no-take zone. On the same day, the Chagos Conservation Network, whose
founders included Pew and Professor Sheppard, held its inaugural meeting at the
Linnean Society, and expressed the view that there should be a no-take zone
within BIOT waters. On February 2009, The Independent reported in an article
that the Chagos Conservation Trust, the RSPB, the Zoological Society of London and
Pew were launching a plan for an MPA, which would be compatible with defence
interests and would offer a possibility that some Chagossians might return as
environmental wardens; a marine biologist from York University was reported as
describing the attitude of the British government towards the Chagos Islands up
to that time as “one of benign neglect”; and the British government itself was
reported as saying it would “work with the international environmental and
scientific community to develop further the preservation of the unique
environment”. (The Mauritian government’s response to this article was that the
Chagos Islands were under its sovereignty, so that its consent would be
required.)
26.
Second, it is clear that, from the outset, the relevant decision-maker
was to be the Secretary of State for Foreign and Commonwealth Affairs, Mr David
Miliband, in person, not the civil servants who were directly or indirectly
reporting to or advising him. Mr Miliband was first briefed on the idea of an
MPA by a six and a half page note from Mr Roberts dated 5 May 2009. This was in
terms to which no objection is or could be taken, and was followed up by a
meeting with Mr Roberts and Professor Sheppard. The note identified and examined
the “numerous benefits” and “wide range of potential beneficiaries” of an MPA.
The benefits fell under the heads of conservation, climate change, scientific
[research], development, reputational/political and security (the last being
explained by Mr Roberts in a witness statement dated 1 May 2012 as relating to
control of illegal, unregulated and unreported fishing). The note went on to
examine risks. In that connection, it identified Mauritian sovereignty claims
and “a side deal done at the time of excision which gave Mauritius the right to
apply for fishing licences free of charge”, the Chagossian movements and the US
military. The US military were not thought likely to oppose, and the note
expressed confidence that reassurances could be given that they would not
experience any rise in the security risk, impediment to freedom of manoeuvres
or significant increase in environmental regulation.
27.
In relation to the Chagossian movements, the note said:
“Their plans for resettlement are
based on the establishment of an economy based on fishing and tourism. In the
specific context of BIOT this would be incompatible with a marine reserve. They
are therefore hostile to the proposal, unless the right of return comes with
it. They have expressed unrealistic hopes that the reserve would create
permanent resident employment based on the outer islands for Chagossians.
Assuming we win in Strasbourg [as
in the event occurred], we should be aiming to calm down the resettlement
debate. Creating a reserve will not achieve this, but it could create a context
for a raft of measures designed to weaken the movement. This could include:
-
presenting new evidence about the precariousness of any settlement
(climate change, rising sea levels, known coastal defences costs on Diego
Garcia)
-
activating the environmental lobby
-
contributing to the establishment of community institutions in the UK
and possibly elsewhere
-
committing to an annual visit for representatives of the communities to
the outer islands on All Saints’ Day
-
inclusion of a Chagossian representative in the reserve government.
-
[an irrelevant redaction]”
28.
It is not suggested that this note was other than an objective
assessment of the proposal, or that it contains or suggests any improper
motivation. As the Administrative Court stated (para 77), the only “collateral”
factor relating to Chagossian ambitions which it shows is that the proposal
might, in various ways, permit the Government to “calm down the resettlement
debate” and attract support for the Government’s position from the
environmental lobby. The Administrative Court went on:
“This could not have the effect of
creating an effective long-term way to prevent resettlement and Mr Pleming
rightly conceded that it would not taint a decision genuinely to further
environmental and scientific purposes.”
That remains the position before the Supreme Court.
29.
The note was followed up by a meeting between the Secretary of State, Mr
Roberts and Professor Sheppard, which was on the evidence principally devoted
to a slide show by Professor Sheppard showing the environmental benefits of an
MPA. As a result of the note and meeting, Mr Miliband was “fired up” by the
proposal and “enthusiastic to press ahead”.
30.
Thirdly, the meeting a week later between Mr Roberts, Ms Yeadon and
representatives of the United States Embassy was aimed at briefing a United
States counsellor (Mr Richard Mills) interested in knowing more about the
Chagos Islands position, no doubt as it related to the United States concerns
identified in the note dated 5 May 2009. In his initial summary in para 1 of
the cable, its author recorded Mr Roberts as saying that
“the BIOT’s former inhabitants
would find it difficult, if not impossible to pursue their claim for
resettlement on the islands if the entire Chagos Archipelago were a marine
reserve.”
The ensuing paragraphs included the following:
“7. … Roberts stated that
according to the HGM’s [sic] current thinking on a reserve, there would be no
‘human footprints’ or ‘Man Fridays’ on the BIOT’s uninhabited islands. He
asserted that establishing a marine park would, in effect, put paid to
resettlement claims of the archipelago’s former residents …”
The final paragraph of comment included this:
“15. Establishing a marine
reserve might indeed, as FCO’s Roberts stated, be the most effective long-term
way to prevent any of the Chagos Islands’ former inhabitants or their descendants
from resettling in the BIOT.”
31.
Accepting the Wikileaks memorandum as a genuine record of the meeting,
it must be seen in that context. What would have concerned the United States
were the consequences of an MPA, not the motivation. Further, the opening and
the final two paragraphs are evidently comment or attempted summary by Mr
Mills, while it is the intermediate paragraphs that purport to record the
actual course of the discussion. In the case of The Guardian report of the
cable, the intermediate paragraphs have interposed what are evidently
journalistic captions. I note at this point Lord Kerr’s suggestion (paras 84
and 86) that US military needs provided no reason for Mr Roberts and Ms Yeadon
to assure the Americans, or ask them to confirm their requirement, that no
resettlement would occur elsewhere in the BIOT. The “obvious question” which
Lord Kerr considers to arise in this regard was not raised before the Supreme
Court. But the answer is clear. The original exchange of notes between the
United States and United Kingdom in 1966 provided that all of the BIOT
be “set aside for defence purposes” and that any significant change of the
BIOT’s status that could impact the BIOT’s strategic use would require US
consent. Hence also, Mr Roberts’ statement in this connection in his note dated
5 May 2009 that
“We expect we will have our work
cut out to reassure the US military that creation of a reserve will not result
in trouble for them. Trouble could be any rise in the security risk, any
impediment to the freedom of manoeuvre, or any significant raising of the bar
in terms of environmental regulation.”
Lord Kerr himself says in para 88
that the theme that “… the MPA would prevent any resettlement of the islands ...
certainly preoccupied the Americans” in May 2009.
32.
In November 2009 a consultation was launched in respect of the proposal.
The motivation for the proposal was explained as being environmental and
scientific, and various options were presented for public consideration. The
consultation process ended in early March. The proposal then returned to the
political arena, where the same picture of independent decision-making by the
Secretary of State emerges as nearly a year before. This concluded with Mr Miliband
instructing Mr Roberts as Commissioner for BIOT to issue Proclamation No 1 of 2010
(para 2 above), and with an FCO statement dated 1 April 2010 to the effect that
“This will include a ‘no-take’ marine reserve where commercial fishing will be
banned”.
33.
More specifically, the events leading to this decision were as follows.
A submission dated 30 March 2010 from Ms Yeadon had discussed how best to
progress the proposal. In it, Ms Yeadon pointed to likely opposition and
possible international moves by the Mauritian government and advised that,
rather than any immediate decision, more time should be taken to work through
the various issues and a positive, but not definitive, announcement should be
made. However, at 18.06 on the same day, Mr Miliband’s office informed Ms
Yeadon that Mr Miliband’s “inclination [was] to be bolder” and actually to
decide to go ahead.
34.
At 8.30 next morning, Mr John Murton, at that time, it appears, the
British High Commissioner in Mauritius, commented that he had no idea whether
Mr Miliband would follow the recommendations of the day before, but that, if he
went for the MPA immediately, they would face problems. Shortly before 11.47
next day, Mr Miliband’s office informed Ms Yeadon by telephone that Mr Miliband
was minded to ask Mr Roberts to declare an MPA and a full no-take zone, that no
final decision has yet been taken, and that he would like to find some way of
mitigating the Mauritian reaction. An internal email reaction by Mr Roberts at
12.07 proposed to give Mr Miliband “a clearer steer”. This led to an immediate
rejection by another civil servant, Mr Andrew Allen, who at 12.31 stated his
view that “this approach risks deciding (and being seen to decide) policy on
the hoof for political time-tabling reasons rather than on the basis of expert
advice and public consultation” and was a very different approach to the one
recommended the day before, which Mr Miliband was still considering. The
reference to political time-tabling is a clear reference to the general
election due not later than five years after 5 May 2005, and in fact announced
on 6 April 2010 for 6 May 2010. Mr Allen’s view was endorsed by Mr John Murton
at 12.45, with the additional comment that - while “Obviously the Foreign
Secretary is free to make whatever decision he chooses” - “to declare the MPA
today could have very significant negative consequences for the bilateral
relationship” with Mauritius, where an announcement of general elections was
also expected, that same day, where ministers were uncontactable as a result
and where the prime minister “would greatly resent our timing”. Mr Murton thought
that “there might be a market for a proposal to work with Mauritius as a
privileged partner on management issues etc prior to a final decision on an
MPA”. These exchanges led to the preparation of a further note from Ms Yeadon
addressed to Mr Roberts, and, when finalised, evidently also forwarded to the
Secretary of State. The note reported the views expressed and repeated the
previous day’s recommendation against any rapid decision.
35.
Mr Miliband did not accept the advice tendered on 30 and 31 March 2010.
He said he had carefully considered it and given serious thought to the
different possible options. But his decision was to instruct Mr Roberts to
declare the full MPA on 1 April 2010.
36.
In these circumstances, the present issue can be approached, as the courts
below have done, at two different levels. The first involves considering
whether there is any real likelihood or risk that the Administrative Court’s
assessment of Mr Roberts’ and/or Ms Yeadon’s motivation would have been
different if the Administrative Court had permitted further cross-examination
on the Wikileaks memorandum and had accepted that memorandum as evidence of
what its contents purport to record. The second is whether there is any real
likelihood or risk that any improper motivation on the part of Mr Roberts
and/or Ms Yeadon affected the ultimate decision-maker (Mr Miliband) or his
decision.
37.
As to the first level, the Administrative Court heard both Mr Roberts
and Ms Yeadon being cross-examined on the most important passages of the cable,
particularly the summary in the first and last paragraphs and the purported
recital of actual discussion in para 7. Mr Roberts accepted that he said words
to the effect that it was governmental policy that there should be no human
footprint on the Chagos Islands (other of course than Diego Garcia), embracing
within that term absence of scientific or wardens’ offices, temporary workers
as well as resettlement. He accepted that he had said that establishing an MPA
would in effect put paid to resettlement claims, but explained that this was
recognition of a reality that the Chagossians themselves had originally raised
and that it only related to an MPA “entrenched” by law. He said that
entrenchment was in the event never pursued, and that the proposal for an MPA
was at the time always subject to the outcome of the proceedings in Strasbourg.
Ms Yeadon on the other hand denied that Mr Roberts had said that establishing
an MPA would in effect put paid to resettlement claims. Resettlement was, in
her view, already precluded by the 2004 Order (subject only to the pending
decision of the Strasbourg Court), a point on which the Administrative Court
accepted her evidence, finding it to be supported in a note of a meeting of 25
March 2009 between Mr Roberts, Ms Yeadon and a Chagossian delegation including
the appellant and their solicitor, Mr Gifford. Both Mr Roberts and Ms Yeadon
were adamant that Mr Roberts had not used, and would never have used, the
highly emotive words Man (or Men) Fridays.
38.
The first tier question in these circumstances is whether further
cross-examination might have led to more material favourable to the appellant’s
case of improper motivation on the part of Mr Roberts and/or Ms Yeadon and
whether admission of the cable in evidence to counterbalance the evidence of Mr
Roberts and Ms Yeadon might have led the Administrative Court to accept that
either or both was, when advancing the proposal for an MPA, improperly
motivated by the desire to prevent resettlement.
39.
As to this question, the “extensive” evidence given by Mr Roberts about
the meeting on 12 May and Ms Yeadon’s own evidence give a picture which is
generally and substantially consistent with that presented by the cable. In my
opinion, Lord Kerr’s references to an account or statements “inconsistent
with”, or “directly contrary to” or “flatly contradict[ing]” or “in obvious
conflict” (paras 91, 92, 94 and 107) are not borne out by comparison of the
evidence and the cable. That too was how the Court of Appeal evidently saw the
position: see its paras 80 to 82 quoted in para 24 above; and see also para 37
above.
40.
When it came to considering whether the Foreign Office representatives
had some ulterior motive in their proposal for an MPA, the Administrative Court
was also impressed by the evidence of Mr Roberts and Ms Yeadon. It is true that
it did not directly address the contradiction between their evidence on the
question whether Mr Roberts had said that an MPA would put paid to
resettlement. But it accepted that a wish to preclude resettlement was not part
of Ms Yeadon’s motivation, because she regarded resettlement as off the table
anyway as a result of the 2004 Order, and it must also have accepted Mr
Roberts’ evidence that what he was explaining to the United States counsellor
was the practical consequences of an MPA, which is what would have been of
interest to Mr Mills, rather than its motivation. It is difficult to see what
further cross-examination by reference to Mr Mills’ memorandum could have
achieved. It is also difficult to think that admission of the memorandum,
without more, would have outweighed the impression which the Court obtained
from the oral evidence it heard. The memorandum is at the very lowest ambiguous
as to whether the references to resettlement were uttered in circumstances
indicating that they had a role in motivating the proposal for an MPA. On the
face of it, it seems very unlikely that a British civil servant would have
disclosed an improper motivation of this nature, rather than have been outlining
the practical consequences of an MPA which is what would have concerned the
Americans.
41.
It is equally difficult to think that the Administrative Court could
have concluded, by reference either to further cross-examination or to the
cable itself, that Mr Roberts in fact used the phrase “Man Fridays”, which he
and Ms Yeadon adamantly denied that he would ever have used. The phrase had
already had considerable currency, including in court judgments, and was
well-known known in British circles as infamous. Lord Kerr in para 97 notes the
Court of Appeal’s reference in para 82 of its judgment to the fact that Mr
Pleming QC was not permitted to put to Mr Roberts the “ultimate question”. This
the Court of Appeal identified as being whether the cable was accurate, before
continuing “but Mr Roberts had answered all the ‘intermediate’ questions”. Lord
Kerr treats the ultimate question as being “whether [Mr Roberts] had an
explanation for the fact that he was recorded as having made certain statements
which he denied having uttered”. However, as to this, Mr Roberts was not party
to the cable, and had, by his answers to the “intermediate” questions, given
the only explanation that he could be expected to give about any differences,
namely that the cable was wrong. Even more importantly in this connection, it
is difficult to see that the Administrative Court could have been assisted in
its task on the central issue, even if it had concluded that the phrase “Man
Fridays” was used.
42.
In these circumstances, I do not consider that it has been shown that
the Court of Appeal erred in concluding that neither further cross-examination
on the cable nor the cable itself, if admitted as evidence, would have led to
any different outcome before the Administrative Court. Assuming that the test
should be whether this could realistically have led to any different outcome,
the answer would still, in my opinion, be negative.
43.
Let me assume however that this is wrong, and that Mr Roberts and/or Ms
Yeadon did have and voice to the United States Embassy officials an
illegitimate motive for the proposal for an MPA. The second level question then
arises whether there is or can be any conceivable basis for thinking that this
affected the ultimate decision-maker, Mr Miliband, or his decision. In my opinion,
the answer to this is even more clearly in the negative. The Administrative
Court’s conclusion in para 74, summarised in para 91 of the Court of Appeal’s
judgment was that it was clear that
“it was the personal decision of
the Foreign Secretary to declare an MPA on 1 April 2010, against the advice of
his officials.”
and that this
“can best be understood in the
political context: Parliament was about to be dissolved. The Foreign Secretary
no doubt believed that the decision would redound to the credit of the
Government and, perhaps, to his own credit. It would do so the more if a
decision with immediate effect was taken.”
44.
The documentation and exchanges available all show that the proposal was
put up by civil servants to the Secretary of State. Bearing in mind its nature
and context, this was bound to occur. It was put up in appropriate terms
without any suggestion of any improper motive, both initially in May 2009 and
ultimately in March 2010. The documentation and exchanges also show that he
made his decision of 31 March 2010 on that basis, against his civil servants’
recommendation to give the proposal further thought and attention. Any suggestion
that further cross-examination of Mr Roberts and/or Ms Yeadon or the admission
of the cable as evidence of its contents might have led the Administrative
Court to conclude that Mr Miliband was motivated in his enthusiasm, not by his
assessment of the merits of the proposal as such, but by extraneous
considerations relating to a desire to make return difficult for the
Chagossians, finds no basis in the documentation or exchanges and has to my
mind no plausibility at all. There is no basis whatever for impugning Mr Miliband’s
motivation. There is in particular no basis for suggesting that he may have
connived at or joined with Mr Roberts and/or Ms Yeadon in a collusive exercise
of documenting an objective-decision making process, while at the same time pursuing
and concealing an illicit agenda.
45.
The final matter for consideration on this basis is whether any
relevance could attach to improper motivation on the part of one or more civil
servants, when there is no indication whatever that it shaped or in any way
influenced ministerial thinking. The answer must in my opinion be negative. If
the Secretary of State as the ultimate decision-maker, the actual
decision-making process and the decision were unaffected by an improper motive
held by a civil servant, on a proposal bound because of its significance to be
put up to the Secretary of State, the decision can and should stand by itself.
That would on all the evidence be the present position, even if one assumes
that the cable discloses, or would if deployed have led to a conclusion, that
there was, some improper motivation on the part of Mr Roberts and/or Ms Yeadon
in (or after) May 2009.
46.
Mr Pleming QC submits that an opposite conclusion flows from a form of
reconfiguration of the principle in Carltona Ltd v Commissioners of Works
[1943] 2 All ER 560, and that the Secretary of State can be “fixed with the
knowledge, motives and considerations of … civil servants when relying on them
unless he proves otherwise”. The problem with that submission is that, even if
one or more civil servants had improper motives or considerations in mind, Mr
Miliband did not rely on any decision or conduct of those civil servants to
which such motives and considerations had any relevance. The relevant civil
servants were, as stated, bound to put the matter before the Secretary of
State. They did so in proper terms, ultimately counselling against any
immediate decision to declare an MPA and no-take zone. The Secretary of State
rejected their recommendation, and made his own decision.
47.
Carltona does not have any bearing on this situation. It stands
for the proposition that ministerial powers are commonly delegable and that,
where this is the case and delegation occurs, the decision of an authorised
official falls to be treated as the decision of the minister. Here, therefore,
it may readily be accepted that, if a Minister were simply to rely on a civil
servant, in effect to take a decision in the Minister’s name, then it would be
the knowledge, motives and considerations held by and influencing the civil
servant that would be relevant. A ministerial decision may also be vulnerable
to challenge if taken in ignorance of or on the basis of some mistake as to
some material factor. Similarly, if a ministerial decision is arrived at by a
collective decision-making process involving a minister and his departmental
civil servants, it may well be impossible to separate the ultimate ministerial
decision from the knowledge and motives of civil servants involved in its
preparation: see eg Bushell v Secretary of State for the Environment
[1981] AC 75, 95-96, per Lord Diplock. But these are situations very far from
the present case. In the present case, far from the relevant decision being
taken by an official on behalf of the minister or being a collective decision,
it is clear that the minister, Mr Miliband, took his own decision on the
relevant matters. His civil servants put the matter up to him in terms to which
no objection is taken as such, he formed his own strong views on the basis of
the material put before him and he made the relevant decision. In these
circumstances it is his state of mind that is critical, not that of his civil
servants.
48.
I note here Lord Kerr’s suggestion that the Secretary of State’s
decision could be regarded as having been reached without regard to material
factors or considerations if taken “in ignorance of a concealed reason for the
recommendation on which he acted” (para 117) and/or without awareness of “the
view of the civil servants that the MPA would” eliminate the chances of
resettlement of the Chagos Islands, contrary to the advice on which he in fact acted
(para 118). Neither of these points was part of the applicant’s case before the
Supreme Court, which focused on the existence of an allegedly improper motive
on the part of Mr Roberts and/or Ms Yeadon. Reliance on their suggested views
as material information which should have been made available to the Secretary
of State is a quite different matter. If this were sufficient to undermine a
ministerial decision, then logically any irrelevant misconception possessed by
any civil servant at any level in the civil service hierarchy in relation to
any proposal ultimately reaching Cabinet level could undermine a Cabinet
decision. There is in any event no basis for regarding any such views as
material, since the appeal has been conducted on the basis that the creation of
the MPA “could not have the effect of creating an effective long-term way to
prevent resettlement”: see para 28 above. The only suggested reason why an MPA
or no-take zone might preclude resettlement was that it would deprive
Chagossians of an important source of food and livelihood. But this is not an
objection deriving from the establishment of an MPA, but from a policy,
reversible at any time, of refusing fishing licences.
49.
For these reasons, I would hold that no basis exists on which the
Supreme Court would be justified in reaching a different conclusion to that
reached in the Court of Appeal, upholding the Administrative Court, though for
different reasons, on the point.
Fishing rights
50.
The position in respect of this adjourned application for permission to
appeal is unusual. I say at the outset that I consider that permission to
appeal should be given. But permission to raise the issue of Mauritian fishing
rights at all was only given by the Administrative Court on the limited basis
that the appellant
“does not contend in these
proceedings that the traditional or historical fishing rights relied on are
legally enforceable, so that the question whether there are enforceable rights
under international law would not arise for decision.”
The appellant’s case, as explained by Mr Pleming before the
Administrative Court, was
“simply that there is credible
evidence that HMG gave an undertaking to the Government of Mauritius which has
subsequently been evidenced by preferential treatment for Mauritius registered
vessels, and that this was an important part of the background yet was not put
before consultees, who were in consequence misled.”
The Administrative Court held the appellant to that
position, and Mr Pleming has not sought to resile from it before the Court of
Appeal or Supreme Court. Further, he made clear that before the Supreme Court
the only fishing rights relied on are Mauritian fishing rights. That means (and
it is unnecessary to attempt any precise definition) fishing rights enjoyed by
Mauritian registered and, quite probably, owned vessels, on which in practice
Chagossians are often also found as crew.
51.
Yet, since the Court of Appeal’s judgment in May 2014, an arbitration
between the Republic of Mauritius and the United Kingdom under Annex VII of the
United Nations Convention on the Law of the Sea (“UNCLOS”) has concluded in an
award dated 18 March 2015, finding, inter alia:
“that the United Kingdom’s
undertaking to ensure that fishing rights in the Chagos Archipelago would
remain available to Mauritius as far as practicable is legally binding insofar
as it relates to the territorial sea.”
During the course of the hearing before the Supreme Court,
the Government put before the Court a statement that:
“HM Government is committed to
implementing the Dispositif made in 2015 following Arbitration between the UK
and Mauritius over the Marine Protected Zone (MPA) around the British Indian
Overseas Territory (BIOT). In line with the Dispositif, the UK will continue to
work with Mauritius to agree the best way to meet our obligation to ensure
fishing rights in the territorial sea remain available to Mauritius, so far as
practicable. The Arbitral Award did not require the termination of the MPA but
the UK will continue to approach discussions with an open mind about the best
way to ensure proper conservation management of this unique marine environment.”
52.
It therefore appears that, at the international level, the fishing
rights, the arguable existence of which the appellant claims should have been
recognised in the consultation paper, have not only been held to exist, but are
rights, to which so far as they have been held to exist, the United Kingdom is
committed to giving effect. In these circumstances, it is possible to wonder
what further purpose these proceedings might have, since it is on these rights
that the appellant’s objections to the MPA and/or no-take zone centre.
Ostensibly, the appellant’s case is that, if there was improper motivation
and/or a failure properly to consult about arguable fishing rights, the MPA and
no-take zone should be declared to have been invalidly declared. But Mr Pleming
indicated at the outset of the hearing before the Supreme Court that, at any
rate in relation to the latter failure if accepted, it would be possible for a
court to limit any invalidity to the extent of the arguable fishing rights. A
later draft declaration which Mr Pleming submitted showed that, if it were
feasible to contemplate a declaration of limited invalidity, the identification
of what was involved in Mauritian fishing rights could still be controversial.
That is however, as already indicated, another matter.
53.
I would accept that, if there was a failure properly to consult about
arguable fishing rights, that could lead to a declaration of limited validity.
In parenthesis, I add that the case based on improper motivation can also be
related to fishing rights, since the reason why it is suggested that an MPA or
no-take zone might preclude resettlement is that it would deprive Chagossians
of an important source of food and livelihood. I would therefore also have been
attracted by (but do not, in the light of my conclusion in para 49 above, need
to consider further) the suggestion that improper motivation might also have
led to a limited declaration. Further, in either case, I would be minded to
accept the Secretary of State’s case that any declaration could be related and
limited to the no-take zone, rather than the MPA. Mr Pleming objected that this
was a new point, only raised by the Secretary of State after the hearing. But
it is a pure point of law and the Administrative Court itself pointed out in
para 75 of its judgment that the restrictions on fishing did not derive from
the MPA itself. On the contrary, the MPA stated that the implications for
fishing would be addressed in future legislation, and the only actual step
taken regarding fishing was to allow existing fishing licences to expire and to
withhold further fishing licences. The appellant’s real complaint can therefore
be identified as being to the current policy, in so far as it has been to
refuse fishing licences giving effect to the Mauritian fishing rights now
recognised by the UNCLOS tribunal’s award. That is essentially a limited
complaint, which could, it seems to me, appropriately be addressed by a limited
declaration as to the invalidity of such a policy of refusal.
54.
I must however revert to the case as it stands, however artificially,
before the Supreme Court, on the basis that the appellant’s only complaint is that
there was, at the time of the consultation, credible evidence that the United
Kingdom had given an undertaking to the Government of Mauritius to permit
Mauritian fishing in the territorial waters of the Chagos Islands (free of
charge), that these arguable rights should have been mentioned, that the
consultation process was defective accordingly and that the MPA, or (for
reasons I have indicated) at least the no-take zone, was invalid, at least to
the extent that it excluded Mauritian fishing.
55.
The UNCLOS tribunal in its award found that the United Kingdom was in
breach of its obligations under UNCLOS article 2(3) (“sovereignty over the
territorial sea is exercised subject to the Convention and to other rules of
international law”) and article 56(2), which reads, less ambiguously:
“In exercising its rights and
performing its duties under this Convention in the exclusive economic zone, the
coastal State shall have due regard to the rights and duties of other States
and shall act in a manner compatible with the provisions of this Convention.”
The breaches so found concerned the relationship between
the United Kingdom and Mauritius. It was the tribunal’s view that, after a
second meeting between United Kingdom and Mauritian representatives on 21 July
2009, there remained outstanding a number of unanswered issues, as well as
information that the United Kingdom promised to provide to Mauritius, but that,
despite this, the United Kingdom had in March 2010 elected to press ahead with
the final approval and proclamation of the MPA without providing any convincing
explanation for the urgency with which it did this on 31 March and 1 April
2010.
56.
The issues of both law and fact before the tribunal were, therefore,
very different from that now before the Supreme Court, which is narrowly
focused on the adequacy of the public consultation. It is unnecessary to go
back in detail over all the issues which were considered in the courts below. I
can summarise the position as it emerges, in my opinion, from the evidence and
documents as follows. First, the actual extent of inshore fishing by Mauritian
vessels in territorial waters, after the Chagossians left and until the no-take
zone affected licensing, was always limited, but it was significant for those
involved, including the owners and Chagossian crew members. The principal
vessels involved were those of the Talbot brothers.
57.
Secondly, there was credible evidence in the United Kingdom Government’s
possession (though not all of it necessarily available to Mr Roberts or Ms
Yeadon) as to the existence of Mauritian fishing rights dating back to
undertakings given in 1965. However, thirdly, extensive legal advice (for which
privilege has not been waived) was taken on this subject during the period
January to November 2009, and, on the basis of that advice, both Mr Roberts and
Ms Yeadon understood that Mauritius “did not have legal rights to fish in BIOT
territorial waters, which prevented the United Kingdom Government from
establishing an MPA, including a complete no-take zone”. Fourthly, for that
reason, “after considering the position and receiving legal advice” Mr Roberts
and Ms Yeadon “did not believe that Mauritius or the Chagossians had, or might
have had, any such rights”, and Ms Yeadon in particular saw the 1965 undertaking
as being “of a political, not legal, nature”; and, as a result, no reference
was made in the consultation document to any such rights.
58.
Fifthly, despite the appellant’s reliance on a paper prepared by
Professor Brownlie for and read at a United Kingdom-Mauritius meeting in
January 2009, containing at most only a fleeting suggestion of such rights,
Mauritius never really advanced such rights with any clarity at any time
throughout 2009 to March 2010, referring instead constantly to its sovereignty claim
and refusing on that basis to engage with any consultation. In particular, it
made no suggestion of any such rights in the second United Kingdom-Mauritius
meeting in July 2009 or in a submission to the House of Lords in February 2010.
The Administrative Court correctly so concluded (para 158).
59.
Sixthly, Mauritius had the opportunity of responding to the consultation
and making the point that it had fishing rights, but did not avail itself of
this. Chagossians and others also had the opportunity of responding, and some
did:
i)
Mr Gifford and Chagossians resident in Crawley made representations
against any no-take ban in the territorial waters, on a basis summarised as
follows:
“Very limited fishing anyway, so
limited environmental benefit from a ban.
Could have significant
consequences for the Chagossians. What effect on the Chagossian community?
Should not be possible to use MPA
as a way of entrenching no right of abode.
Inconsistent, as far as concerns
fishing, with the law of the sea (UNCLOS).”
ii)
The Diego Garcian Society also representing Chagossians wrote in favour
of:
“4th option, a no-take marine
reserve for the whole of the territorial waters and EPPZ/FCMZ with exceptions
for certain types of pelagic fishery (eg tuna) and artisanal fishing by Diego Garcians
and other Chagossian fishing projects only.”
iii)
The members of the Chagos Refugees Group, led by the appellant and
joined by Mr Gifford as their lawyer submitted that the consultation process
was “premature (and flawed)” as “putting the cart before the horse”, inter
alia, because it needed to be with the consent of the Chagossians, rather than
pushed ahead unilaterally, because the sovereignty of Mauritius was also
involved and because:
“[There] Are fishing rights which
they need in their sea.”
and
“Need human rights first - wrong
to come before ECHR judgment.”
60.
The Divisional Court observed (para 160):
“The potential impact of an MPA on
commercial fishing was squarely raised and must have been obvious to all
concerned. The responses from fishing interests show that the impact was
clearly understood. If anyone wished to raise an argument that a ban on fishing
would be incompatible with Mauritian fishing rights, they were free to do so. …
Against that background, the omission of express reference to the point in the
consultation document itself is in our view a matter of no significance. It did
not affect the fairness of the consultation or the validity of the MPA decision
taken following that consultation.”
The Court of Appeal rejected the appeal on this ground,
largely for the same reasons given by the Divisional Court (para 108), and
specifically agreed with the last two sentences quoted above (para 111).
61.
The case open to the appellant is that there was credible evidence of
Mauritian fishing rights, deriving from an undertaking given by the United
Kingdom Government to the Government of Mauritius and subsequently evidenced by
preferential treatment given to Mauritius registered or owned vessels. Approaching
this case in the light of the matters which I have mentioned, I have no
hesitation in agreeing with the assessment of both courts below that the
absence of any mention of such evidence or of the arguable fishing rights to
which it related does not undermine the consultation, make it unfair or justify
setting it or any decision consequent upon it aside. It was obvious, as the
Court of Appeal also said (para 112), that at least one of the options would
affect inshore fishing, and threaten the livelihood of vessels which had
previously been licensed to fish in territorial waters.
62.
It was open to Mauritius or anyone affected to raise this objection in
response to the consultation. Mauritius notably did not respond at all. Others
made various points about the option of a no-take ban in territorial waters
and/or the loss of alleged fishing rights. It would be wholly inappropriate to
treat the consultation process as invalid, when the party to whom the alleged
rights belonged (the Republic of Mauritius) had full opportunity of asserting
them in response to the consultation, and when others indirectly involved
actually took advantage of the opportunity of raising them. Finally, there is
also no reason to believe that the ultimate decision would or could have been
any different, if the consultation had specifically drawn attention to the
possible existence of such fishing rights.
Conclusion
63.
For these reasons, I would grant permission to appeal on the issue of
fishing rights, but dismiss the appeal both on the issue of improper motivation
and on the issue arising from the failure to mention the possible Mauritian
inshore fishing rights in the consultation document before the decision to
declare an MPA and a no-take zone. I repeat that the latter issue has been before
the Supreme Court solely on the basis that there was convincing evidence that
such Mauritian fishing rights existed. The significance of the finding in the
UNCLOS tribunal’s arbitration award dated 18 March 2015 that such fishing
rights do actually exist is not before us. In particular, whether that finding
is capable of having any and if so what effect in domestic law, as regards
either the MPA or the no-take zone is not before us.
LORD SUMPTION: (with
whom Lord Neuberger, Lord Clarke and Lord Reed agree)
64.
I agree with the disposal proposed by Lord Mance and with his reasons. I
add a judgment of my own to address the status and use in evidence of
information about the contents of diplomatic correspondence which has come into
the hands of third parties. This question is the subject of the Secretary of
State’s cross-appeal, and raises points of some general importance. The leaking
of governmental documents and their widespread distribution through the
internet is a phenomenon of our time. The status of leaked documents in the
public domain is an issue which is likely to recur.
65.
The basis in modern international law for the protection of the
documents of a diplomatic mission is article 24 of the Vienna Convention on
Diplomatic Relations (1961), which provides that “the archives and documents of
the diplomatic mission shall be inviolable at any time and wherever they may
be.” Article 27.2, which provides for the inviolability of “the official
correspondence of the mission”, was added (as part of an article about freedom
of communication) in order to deal with the problem of the interception en
route of communications not made by diplomatic courier or diplomatic bag,
which would not necessarily be part of the mission’s archives or documents at
the time of interception: see ILC Yearbook 1958, i, 143, paras 34-35,
and Denza, Diplomatic Law, 4th ed (2016), 189-190. These provisions have
the force of law by statute in the United Kingdom, under the Diplomatic
Privileges Act 1964.
66.
Any issue of this kind is likely to give rise to two fundamental
questions. The first is how a document is to be identified as part of “archives
and documents” of a diplomatic mission. The second is what it means to describe
such a document as “inviolate”.
67.
Traditionally, the protection accorded to a mission’s documents was
viewed as a particular aspect of the inviolability of its premises and the
diplomatic bag, and of the immunities of diplomatic couriers. This was why,
upon a cessation of diplomatic relations, when the premises of the mission
would become entitled to a lesser degree of protection, the practice was to
destroy the mission’s archives or entrust them to a protecting power as the
diplomats left. As a general rule, the movable property of a mission was
protected only so far as it was located on its premises, and indeed this is
still the position today: see article 22.3 of the Convention. Before the Vienna
Convention came into force in 1964, the status of a mission’s archives located
outside diplomatic premises was therefore uncertain. To resolve that
uncertainty, the words “at any time and wherever they may be” were added to
article 24 at the United Nations Conference on Diplomatic Intercourse and Immunities
which approved the final text of the Convention. The archives and documents of
a mission were now to be protected as such and not only by virtue of their
presence in a protected location or in protected hands. As the French delegate
explained when introducing the amendment, “the object was to establish clearly
the absolute inviolability of the mission’s archives and documents as such, and
not merely as part of the furniture of the mission”: Official Records,
i, (1962), 148 (para 2).
68.
A diplomatic mission is not a separate legal entity. Its archives and
documents belong to the sending state. But the protection of article 24 is
limited to the archives and documents of the mission. It does not extend to
those of any other organ of the sending state. The latter may be protected by
other rules of law: for example by the criminal law, the law of confidence or
the law of copyright. But they are not protected by the Vienna Convention.
Against that background, what is it that identifies a document as belonging to
the archives or documents of the mission, as opposed to some other organ of the
sending state? (I will return below to the particular problems raised by their
unauthorised possession by third parties). The test is not their location, for
they are protected “wherever they may be”. It must necessarily be whether they
are under the control of the mission’s personnel, as opposed to other agents of
the sending state. The draftsmen of article 24 were thinking in terms of
physical documents. But retrievable electronic files are also documents and may
be part of an archive. The same protection therefore applies to them, provided
that access to them is under the control of the mission’s personnel, whether
directly or by virtue of the terms on which the mission transmitted the
document to another governmental entity. This appeal is not the occasion for
determining the exact circumstances in which a mission will be treated as
having control over a document by virtue of the terms on which it transmits it,
because there is no suggestion that the US diplomatic cable was released on
terms. The relevant point for present purposes is that because the designation
of a document as that of the mission depends on control, its origin and content
is in itself irrelevant. Thus the archives and documents of a mission may
include original or copy documents which emanate from some other organ of the
sending state or from a third party, in which case so far as they are under the
control of the mission’s personnel they will enjoy the same protection as the
mission’s internally generated documents. Correspondingly, copy documents or
originals emanating from the mission may be found in the archives of another
organ of the state (say, its foreign ministry) where they will not enjoy the
protection of article 24.
69.
“Inviolability” is a term variously used in the Convention about diplomatic
premises (articles 22, 30), documents (articles 24, 30), official
correspondence (article 27), diplomatic personnel (articles 27, 29, 31, 38, 40)
and personal property (article 30). But it is a protean word, whose meaning is
necessarily sensitive to its context and purpose. It used to be thought that
all diplomatic privileges and immunities reflected the extra-territorial
character of a foreign sovereign and, by extension, of its diplomatic
representatives. But in the modern law, its justification is pragmatic and
wholly functional. In the words of the fourth recital to the Convention, it is
intended “to ensure the efficient performance of the functions of diplomatic
missions as representing States.” It has been recognised ever since Vattel (Droit
des Gens, Bk IV, 123), the first writer to deal with the question, that the
basis of the rule of international law is that the confidentiality of
diplomatic papers and correspondence is necessary to an ambassador’s ability to
perform his functions of communicating with the sovereign who sent him and
reporting on conditions in the country to which he is posted. The purpose of
article 24 in protecting a mission’s archives qua archives, and not as
mere items of property, is to protect the confidentiality of the mission’s work,
without which it is conceived that it cannot effectively represent the sending
state. In particular, it is “to protect the privacy of diplomatic
communications”: Shearson Lehman Bros Inc v Maclaine Watson & Co
(International Tin Council intervener) (No 2) [1988] 1 WLR 16, 27G (Lord
Bridge). The confidentiality of such documents does not depend on their
particular contents or subject-matter, which is not a matter which a domestic
court could properly examine, but on their status as part of the archives and
documents of a diplomatic mission protected by article 24 of the Convention.
70.
Dr F A Mann, a notable opponent of the larger claims of international
law in the domestic legal world, was of the opinion that the inviolability of a
mission’s archives and documents served only to protect them from interference
by the receiving state, for example by seizing them or allowing them to be the
subject of compulsory legal process: “‘Inviolability’ and other Problems of the
Vienna Convention on Diplomatic Relations”, Further Studies in International
Law (1990), 326-338. A rather similar view was put forward at the United
Nations Conference preceding the adoption of the Convention, as a reason for
rejecting the addition of the words “wherever they may be”, but it is clear
that this objection did not find favour with the majority: see Official
Records, i (1962), 149, 150 (paras 9, 22). The Court of Appeal, however,
appear (paras 39-42, 58-61) to have adopted it in the present case. I agree
with Lord Mance that so narrow an approach is not supported by the generality
of commentators. It is also, in my view, inconsistent with the concept of
inviolability. Whatever may be involved in that concept, it is clear that
article 24 is not only concerned with the duties of the receiving state but
describes the status of a mission’s archives and documents erga omnes. It
is the obligation of the receiving state to give effect to that status. That
obligation, extends beyond simply refraining from violating it itself. As the
International Law Commission observed in its report of 1957 to the United
Nations General Assembly, “the receiving State is obliged to respect the
inviolability itself and to prevent its infringement by other parties”: ILC
Yearbook 1957, ii, 137. It was on this basis that the International Court
of Justice held in US Diplomatic and Consular Staff in Tehran (1980)
ICJ Rep, 3, at paras 61-63, 66-67, 69, 77 that the failure of the government of
Iran to intervene to prevent or terminate the occupation of the US embassy in
Tehran by militants was a violation not only of articles 22 (premises) and 29
(diplomatic agents), which impose express obligations on the receiving state to
protect against action by third parties, but also of article 24 (archives and
documents), which contains no express provision of that kind.
71.
I make this point in order to correct what I regard as an error of the
Court of Appeal. But it is not decisive of the present appeal, which is
concerned with the legitimacy of a court receiving into evidence a document
emanating from the archives and documents of a diplomatic mission. If this is a
violation of article 24, the violation does not consist only in the receiving
state failing to protect the archives and documents against third party action.
The court is itself an organ of the receiving state, and the violation consists
also in its receipt and use of the material. No one doubts that if the document
has been communicated to a third party with the actual or ostensible authority
of the responsible personnel of the mission, any immunity in respect of it is
lost. In the form communicated, it is no longer the mission’s document: Shearson
Lehman Bros Inc v Maclaine Watson & Co (International Tin Council intervener)
(No 2) [1988] 1 WLR 16, 27-28. But what if the document, or more plausibly
a copy of the document or information about it, has come into the hands of a
third party without authority? Subject to an important reservation (see below)
I think that in that case there is a violation if the courts of the receiving
state receive it in evidence. This is not, as is sometimes suggested, because
of the words “wherever they may be”. They have a different purpose, as I have
explained. It is because of what is involved in the notion of inviolability,
and in the receiving state’s obligation to give effect to it. The real
objection is to the receiving state employing them for a purpose inconsistent
with their confidential status.
72.
Article 25 of the Convention, which is not one of the articles scheduled
to the Diplomatic Privileges Act but informs the interpretation of those that
are, requires the receiving state to “accord full facilities for the
performance of the functions of the mission”. As Professor Denza observes (Diplomatic
Law, 4th ed (2016), 170), article 25 is not an additional source of rights
but an ancillary provision intended to make effective those facilities which
are assured by other provisions of the Convention. Thus it has been held that
as a matter of public international law it prevents the courts of the receiving
state from acting “in such manner as to obstruct the mission in carrying out its
functions”, for example by permitting the judicial enforcement of judgments
against embassy property: Alcom Ltd v Republic of Colombia [1984] AC
580, 599. A similar view was expressed by the German Constitutional Court in
the Philippine Embassy Bank Account Case (1977) 46 BVerfGE 342, 395,
397-398 and by the United States District Court for the District of Columbia in
Liberian Eastern Timber Corp v Government of the Republic of Liberia
(1987) 89 ILR 360, 363.
73.
In my opinion, similar considerations apply to the reception in evidence
by the courts of the receiving state of confidential documents obtained directly
or indirectly through a violation of a mission’s archives and documents. Article
24 gives effect to the confidential status of these documents, which is necessary
to the functioning of the mission. Their inviolability necessarily imports that
the state will take reasonable steps to prevent the violation of that status
and will not itself be party to its violation. In Rose v The King [1947]
3 DLR 618, a decision of the Appellate Division of the Supreme Court of Quebec,
the appellant had been convicted on charges of conspiracy with (among others)
members of the embassy of the Soviet Union in Ottawa to violate the provisions
of the Official Secrets Act. The evidence against him had included documents
abstracted by a defector without authority from the files of the Russian
military attaché and delivered to the Canadian government. The appeal was
dismissed on the controversial ground that diplomatic immunity was subject to
an exception for cases where embassy personnel had conspired against the
security of the receiving state. But, subject to this supposed exception, Bissonnette
J, in a judgment with which the rest of the court concurred, considered that as
a matter of customary international law no court had “jurisdiction or
competence … to take cognizance” of documents emanating from a foreign embassy
without the consent of the sending state. At p 646, he observed:
“International law creates a
presumption of law that documents coming from an embassy have a diplomatic
character and that every court of justice must refuse to acknowledge
jurisdiction or competence in regard to them.”
Fayed v Al-Tajir [1988] QB 712 was a decision of
the Court of Appeal in England in a defamation action. The defendant, who was
described as the de facto ambassador of the United Arab Emirates in London, had
made the statements complained of in internal correspondence of the embassy,
copied to the foreign minister. The relevant letter was subsequently
communicated to the plaintiff by its recipient, a counsellor at the embassy,
without authority. The issue was held to be non-justiciable, and the letter
subject to absolute privilege. But Kerr LJ (with whom Croom-Johnson LJ agreed)
considered that the letter was also protected by article 24 of the Vienna
Convention. In Shearson Lehman Bros Inc v Maclaine Watson & Co
(International Tin Council intervener) (No 2) [1988] 1 WLR 16, the House of
Lords considered the deployment in evidence of copies of documents of the
International Tin Council which had been obtained by third parties. By statute,
the Council’s official archives enjoyed the same protection as those of a
diplomatic mission. The Appellate Committee held that the question depended on
whether the third party had obtained them with the authority of the Council or
in circumstances where he could reasonably assume authority. On the assumption
that a document forming part of the Council’s archives had been communicated to
the third party without authority, Lord Bridge (with whom the rest of the
Appellate Committee agreed) held at p 27G-H that it would be
“wholly inimical to the underlying
purpose that the judicial authorities of the host state should countenance the
violation by permitting the violator, or any one who receives the document from
the violator, to make use of the document in judicial proceedings.”
Cases in other jurisdictions are rare, but it may be
noted that the German Federal Court has applied a similar principle to evidence
derived from the monitoring of telephone lines contrary to the corresponding
principle of the Vienna Convention on Consular Relations (1963): BGHSt 36, 396
(4.4.1990).
74.
There is, however, a reservation of some importance which follows from
the nature of the protection accorded by article 24 of the Convention, as I
have analysed it. It concerns documents which, although indirectly obtained
without authority from the archives and documents of a mission, have entered
the public domain. By that I mean that they have been disclosed not simply to a
few people or in circumstances where it would take some significant effort on
the part of others to discover their contents, but that they are freely
available to any one who cares to know. This was not a question considered in
any of the cases cited in the previous paragraph, and may not have arisen on
the facts.
75.
In principle, as I have explained, article 24 protects documents under
the control of the mission, but not documents which never were or are no longer
under its control. The extension of the protection to documents under a
mission’s control which (or the contents of which) have come into the hands of
third parties without authority is necessary in order make article 24 effective
by preserving the confidentiality of unlawfully communicated documents in
accordance with the article’s purpose. The English courts cannot, consistently
with the privileges and immunities of a diplomatic mission, allow themselves to
be made the instrument by which that confidentiality is destroyed. But once the
documents have been published to the world, it has already been destroyed.
There is nothing left to be preserved of the interest protected by article 24.
It is arguable that where a document has been put into the public domain by the
very person who has violated the archives and documents of the mission, he
should not be allowed to rely on the fact, although the difficulties of the
argument have often been pointed out, for example by Lord Goff in Attorney
General v Guardian Newspapers (No 2) 1990] 1 AC 109, 286-287. But that is a
refinement which does not arise on the facts in the present appeal, and I need
not consider it further.
76.
The Secretary of State’s cross-appeal faces, as it seems to me, two distinct
and equally insuperable difficulties. The first is that, although the cable
relied upon by Mr Bancoult must have emanated directly or indirectly from a US
government source, the Secretary of State is unable to establish that it was
obtained by Wikileaks, and through them by The Guardian and The
Telegraph, from the archives of the US embassy in London as opposed to some
other unprotected organ of the US government. He has not therefore established
the essential factual foundation for reliance on article 24 of the Vienna
Convention. Secondly, even if the cable had come from the archives of the US
embassy, the document has entered the public domain. Mr Bancoult was not party
to the leaking of the cable and has not put it in the public domain. He has
merely made use of what is now the common knowledge of any one who cares to
interest himself in these matters. In my opinion it cannot possibly be a
violation of the US embassy’s archives or documents for Mr Bancoult to make use
in litigation of the common knowledge of mankind simply because it was once
confidential to the US embassy in London. Nor could it be a violation for the
English courts to take cognizance of a document which has escaped from the
control of the US embassy and whose confidential status long ago came to an
end.
77.
It was suggested to us that even if there was no remaining confidence in
the document or its contents, the mission’s archives and documents would be violated
by making findings about its authenticity, since those findings would
inevitably increase their interest and value. For the same reason it was
suggested that to do this without the consent of the sending state would amount
to the exercise of compulsion. I do not accept this. If the contents of the document
are no longer protected from public scrutiny because they are in the public
domain, I cannot see that any greater protection can attach to inferences drawn
from those same contents, whether about its authenticity or anything else.
78.
In those circumstances, I would dismiss the Secretary of State’s
cross-appeal, albeit for reasons somewhat different from those of the Court of
Appeal.
LORD KERR: (dissenting)
Improper motive
(i) Background
79.
The only legitimate purpose for introducing a marine protected area
(MPA) around the Chagos Islands was to protect marine life. If it could be
demonstrated that this was not the reason that it was introduced, or that there
was a collateral purpose for its introduction, the establishment of an MPA
would be unlawful.
80.
It is a centrepiece of the appellant’s case that his counsel was denied
the opportunity to pursue a line of cross examination that would have revealed
an ulterior motive for the MPA. This claim prompts the need for a careful
examination of the circumstances in which Mr Pleming’s cross examination of Mr
Roberts and Ms Yeadon before the Divisional Court was curtailed. It is also
necessary to look closely at how this matter was considered by the Court of
Appeal.
81.
The appellant also argues, however, that the refusal to admit a critical
item of evidence meant that the Divisional Court did not assess that evidence
for its potential to undermine the case for the respondent.
82.
Before considering these arguments, one must be clear about the
importance of that item of evidence, a cable which, the appellant claims, was sent
on 15 May 2009 by the United States Embassy in London to departments of the US
Federal Government in Washington. That cable, it is claimed, contained a record
of what was said at a meeting on 12 May 2009 between a United States political
counsellor, Mr Richard Mills, and Mr Colin Roberts, Head of Overseas
Territories Directorate, Commissioner for British Indian Ocean Territory (BIOT)
and Ms Joanne Yeadon, Administrator of BIOT and Mr Ashley Smith, the Ministry
of Defence’s Assistant Head of International Policy and Planning. As the Court
of Appeal said (at para 10 of its judgment), the cable is “the only
near-contemporaneous record of the meeting”. It purports to have been composed
three days after the meeting took place. If it is authentic, or, perhaps more
pertinently, if there is no reason to doubt its authenticity, it is, at least
potentially, a significant source of evidence about the reasons for making the
MPA.
83.
The first paragraph of the cable stated that a senior Foreign and
Commonwealth Office official (Mr Roberts) had assured his American counterparts
that the establishment of the MPA would “in no way impinge” on the US
government’s use of the British Indian Ocean Territory (BIOT). In that context,
Mr Roberts is said to have asserted that “the BIOT’s former inhabitants [the
Chagos Islanders] would find it difficult, if not impossible, to pursue their
claim for resettlement on the islands if the entire Chagos Archipelago were a
marine reserve.”
84.
It is, of course, understandable that Mr Roberts would want to make it clear
that the establishment of the MPA would not affect America’s use of BIOT as a
military base. But, whether that also required the statement that the Chagos
Islanders would find it difficult to resettle if the entire Chagos
Archipelago became a marine reserve is more imponderable. After all, many
of the islands in the archipelago were not required by the US for their
military activities in the area. The obvious question arises, therefore, why it
was necessary to state that the MPA would have the effect of preventing
resettlement in any of the islands. It has been pointed out that this
issue was not raised in argument in the Supreme Court. That, as it seems to me,
is beside the point. The unalterable fact is that no evidence has been produced
which established that the entire archipelago was required for American
military activities. What was at stake here was the denial of the opportunity
to the Chagos Islanders to return to their ancestral homeland and whether that
denial was required in order to achieve the reasonable requirements of the USA.
That circumstance should concern this court, whether or not it was
raised in argument, when we are asked to consider the impact which the
introduction of the cable in evidence might have had on the outcome of the
proceedings before the Divisional Court. There was no evidence that the
continuation of military activities required the depopulation of all the
islands. In those circumstances, the reason that the civil servants advised the
minister to make a MPA was highly relevant. It is therefore not only legitimate
for, it is required of, a court examining the reasons for making the MPA to
address the question whether the minister has been properly appraised of all
material factors. If it was wholly unnecessary to keep uninhabited the islands
other than Diego Garcia, the motives of the civil servants in recommending that
course were directly relevant to the question of why they had advocated the
establishment of the MPA. Was it to frustrate any further campaign to allow the
Chagos Islanders to return to their homeland? To dismiss and treat as
irrelevant this consideration simply because it did not feature in the
appellant’s argument cannot be right. It has been pointed out that, in the
original exchange of notes between the United States and United Kingdom in 1966
it was stipulated that all of the BIOT be “set aside for defence
purposes” and that any significant change of the BIOT’s status that could
impact the BIOT’s strategic use would require US consent. But what of that?
Here we are examining the motivation for the recommendation of the
establishment of an MPA. Was it for the purpose of protecting marine life? Or
was it in order to ensure that the Chagossians’ campaign could go no further
and that the Americans’ desire to have all the BIOT preserved for their use
(assuming that that desire had persisted since 1966) would be fulfilled? It is
no answer to the charge of improper motive as to the reasons for advocating the
establishment of the MPA, that this chimed with the wishes of the USA.
85.
At para 7 of the cable, Mr Roberts is recorded as saying that a way had
to be found to “get through the various Chagossian lobbies”. He is said to have
admitted that the British government was under pressure from the Chagos
Islanders to permit resettlement of the outer islands. Further, Mr Roberts is
recorded as having observed that, according to the British government’s current
thinking, there would be “no human footprints” and no “Man Fridays” on BIOT’s
uninhabited islands. In the words of the cable, Mr Roberts asserted that
“establishing a marine park would, in effect, put paid to resettlement claims
of the archipelago’s former residents”. When it was suggested by the Americans
present at the meeting that the advocates of Chagossian resettlement continued
vigorously to press their case, Mr Roberts replied that the UK’s environmental
lobby was “far more powerful than the Chagossians’”.
86.
Comment by the author of the cable is littered with observations about
the possible resettlement of the Chagos Islands. Reference is made to the
possible “appeal” by the Chagossians to the European Court of Human Rights
(ECtHR) and the British government’s assurance that this would be firmly
resisted. This is the pervasive theme of the meeting. And the cable also stated
that after the meeting had ended, Ms Yeadon urged US embassy officials to affirm
that the US government required the entire BIOT for defence purposes. She is
recorded as having said that “making this point would be the best rejoinder to the Chagossians’ assertion that partial settlement of
the outer islands would have no impact on the use of Diego Garcia”. This is
important. There is no evidence that America did need the entire BIOT. Why, if
she did, did Ms Yeadon urge the US government to make this claim, if not in
order to thwart the Chagos Islanders’ aspiration to return to at least part of
their homeland?
87.
The final two paragraphs of the cable contain significant observations
in relation to the importance placed on the possibility of resettlement. These
are the relevant passages from those paragraphs:
“Regardless of the outcome of the ECtHR case, however, the
Chagossians and their advocates, including the ‘All Party Parliamentary Group
on Chagos Islands (APPG)’, will continue to press their case in the court of
public opinion. Their strategy is to publicise what they characterise as the
plight of the so-called Chagossian diaspora, thereby galvanising public opinion
and, in their best-case scenario, causing the government to change course and
allow a ‘right of return.’ They would point to the government’s recent retreat
on the issue of Gurkha veterans’ right to settle in the UK as a model …
We do not doubt the current government’s resolve to prevent
the resettlement of the islands’ former inhabitants, although as FCO
Parliamentary Under-Secretary Gillian Merron noted in an April parliamentary
debate, ‘FCO will continue to organise and fund visits to the territory by the
Chagossians.’ We are not as sanguine as the FCO’s Yeadon, however, that the
Conservatives would oppose a right of return. Indeed, MP Keith Simpson, the
Conservatives’ Shadow Minister, Foreign Affairs, stated in the same April
parliamentary debate in which Merron spoke, that HMG ‘should take into account
what I suspect is the all-party view that the rights of the Chagossian people
should be recognised, and that there should at the very least be a timetable
for the return of those people at least to the outer islands, if not the inner
islands.’ Establishing a marine reserve might, indeed, as the FCO’s Roberts
stated, be the most effective long-term way to prevent any of the Chagos
Islanders’ former inhabitants or their descendants from resettling in the
BIOT.”
88.
It is plain, as I have said, that a dominant theme of the meeting was
that the establishment of the MPA would prevent any resettlement of the
islands. It certainly preoccupied the Americans and it was a recurring refrain
in the assurances that Mr Roberts and Ms Yeadon are said to have given. Viewed
in isolation, the cable certainly creates a suspicion that this was a
motivating factor in the decision to declare an MPA.
89.
The Divisional Court concluded that the cable was not admissible in
evidence. It nevertheless permitted Mr Pleming to cross examine Mr Roberts and
Ms Yeadon about its contents on the basis that its authenticity was assumed but
not established. The Court of Appeal considered that the cable was admissible
but held that, even if it had been admitted, it would have made no difference
to the conclusion of the Divisional Court that improper motive had not been
established.
90.
The arguments about admissibility have been fully canvassed in the
judgments of Lord Mance and Lord Sumption and need not be repeated here. I
agree with Lord Mance that it has not been established that the cable remained
part of the archive of the London mission and, on that account, that the status
of inviolability can no longer be claimed. I also agree with Lord Sumption that
it cannot be a violation of the US embassy’s archives to use in litigation a
document which has entered the public domain.
91.
One must keep in mind that the exclusion of the cable had two distinct
effects. First, it restricted the cross examination of Mr Roberts and Ms
Yeadon. It was not possible to challenge them on the basis that the document
was genuine and was to be taken as having recorded their statements at the meeting
and, in Ms Yeadon’s case, subsequently. Being able to confront a witness with
statements that she or he previously made which are inconsistent with their
testimony is one of the most important forensic tools in the cross-examiner’s
armoury. Technically, Mr Pleming was bound by the answers given by the
witnesses to questions based on the cable’s contents. This would not have been
the case if the cable had been admitted in evidence.
92.
It has been suggested that the evidence given by Mr Roberts about the
meeting on 12 May and Ms Yeadon’s own evidence “give a picture which is
generally and substantially consistent with that presented by the cable”. Much
of the evidence that they gave coincides with the contents of the cable, it is
true. But in crucial areas it is incontestably inconsistent. It is not in the
least surprising that much of the evidence from the civil servants and the
contents of the cable were found to coincide. Indeed, it was part of Mr
Pleming’s admitted strategy to point to that coincidence in order to establish
the cable’s authenticity. But to imply that there were not highly significant
differences, differences which, moreover, touched on the very issue at stake in
this case, is unrealistic. Mr Roberts denied using the expression, “Man Fridays”.
Ms Yeadon denied that Mr Roberts had said that “establishing an MPA would in
effect put paid to resettlement claims”. This is directly contrary to the
contents of the cable. Indeed, it is directly contrary to the evidence of Mr
Roberts himself, for he is recorded as having accepted that he did say to the
US officials that the establishment of an MPA would in effect put paid to the
resettlement claims. The opportunity to exploit these differences if the cable
had been admitted in evidence, as it should have been, cannot be airily
dismissed. The entire cursus of the cross examination (and consequently the
conclusions that might have been reached on the critical issue) could have been
radically different.
93.
The second consequence of excluding the cable from evidence was that it
did not rank as independent material with the potential to act as a significant
counterweight to the FCO witnesses’ testimony. If the Divisional Court had
admitted the cable in evidence, it would have to be pitted as an item of
evidence which was in many respects directly contrary to the testimony of Mr Roberts
and Ms Yeadon. The court would have been required to assess the veracity and
reliability of their claims against the contemporaneous evidence provided by
the cable. As it was, the Divisional Court merely theorised about whether Mr
Pleming’s cross examination would have been more effective if the cable had
been admitted in evidence. It did not consider the cable’s contents for their
capacity to discredit the testimony of the two FCO witnesses.
(ii) The curtailing of cross examination
94.
Dealing with the impact of the exclusion of the cable from evidence, the
Court of Appeal said at para 88:
“[Our] outline of the
cross-examination of both witnesses does not capture its full flavour. It was
extensive and searching. In our judgment, Mr Pleming was not disadvantaged by
not being able to put questions on the basis that the cable was authentic and a
true record of what was said at the meeting of 12 May 2009. He tested the
evidence of Mr Roberts and Ms Yeadon on the basis of the cable. It is true that
he was not able to put questions like: ‘have you any explanation for the fact
that you are recorded as having said X when you deny having said it?’ But it is
unrealistic to suppose that, if Mr Pleming had been able to put such questions,
this would have materially affected the thrust or course of the
cross-examination or of the answers that were given. The Divisional Court was
right to say that the dividing line between questions which its ruling permitted
and those which it did not permit was ‘fine’. In our judgment, the inhibition
on Mr Pleming’s questions can have had no material effect on the course or the
outcome of the cross-examination. Mr Pleming was able to, and did in fact,
explore the accuracy of the contents of the cable with both witnesses. In
particular, he probed the purpose of the MPA and whether what was purportedly
recorded in the cable as having been said had in fact been said.”
95.
It is true that there was extensive cross examination of Mr Roberts and
Ms Yeadon based on the contents of the cable. The difference between probing
witnesses’ accounts and confronting them with admissible evidence which flatly
contradicts their accounts should not be underestimated, however.
96.
As the Court of Appeal observed (in para 80 of its judgment), Mr Roberts
refused to answer questions as to whether the contents of the cable were
accurate. This was in reliance on the government’s policy of “neither confirm
nor deny” (NCND) policy. It appears to have been accepted without demur by the
Divisional Court and the Court of Appeal that NCND justified this stance. For
my part, I would not be disposed to accept that this policy could be resorted
to in order to avoid answering a relevant question with which the court was
required to deal. Given that the Divisional Court had decided that the
authenticity of the cable should be assumed, it appears to me that Mr Roberts
should have been required to answer as to whether what was recorded in the
cable faithfully recorded what had taken place. As it happens, of course, Mr
Roberts did address the question whether some parts of the cable were accurate
- see para 81 of the Court of Appeal’s judgment.
97.
What is clear, in my view, is that Mr Roberts could not have relied on
NCND if the cable had been admitted in evidence. Nor could he have refused to
deal with what the Court of Appeal described in para 82 of its judgment as “the
ultimate question”: whether he had an explanation for the fact that he was
recorded as having made certain statements which he denied having uttered. In
deciding whether being required to answer such a question could have made a
difference to the outcome of the Divisional Court case, one must consider the
range of possible responses that might have been given. (In this context, Lord
Mance has accepted for the purposes of the appeal that the appropriate question
is whether the admission of the cable could have made a difference - see
para 23 of his judgment. For reasons that I will give later in this judgment, I
consider that this is indubitably the correct test in this instance.)
98.
If one imagines that Mr Roberts’ answer to the “ultimate question” was
that he had no explanation, or even, when pressed, that the cable was indeed
accurate and that he recanted his initial disavowal of what he was recorded as
having said, it is not difficult to conclude that this could have made a
significant difference to the court’s assessment of him as a reliable witness.
The Court of Appeal did not consider the range of possible responses that Mr
Roberts might have given to this question. In my opinion, it should have done.
And if it had done, it could not have reached the conclusion that it did.
(iii) The capacity of the cable to counter the FCO
evidence
99.
The Court of Appeal dealt cryptically with the second issue, namely, the
status of the cable as independent material with the potential to act as a
counterweight to the FCO witnesses’ testimony. At para 89, the court said,
“[w]e do not accept that there is a realistic possibility that the court’s
assessment of the evidence of Mr Roberts and Ms Yeadon would have been affected
if the cable had been formally admitted in evidence as an authentic document”.
100.
Case law emphasises the importance of documentary evidence in assessing
the credibility of oral witnesses. In Onassis v Vergottis [1968] 2
Lloyd’s Rep 403 Lord Pearce, having reviewed the various reasons that a
witness’s oral testimony might not be credible, stated, “all these problems
compendiously are entailed when a judge assesses the credibility of a witness;
they are all part of one judicial process. And in the process contemporary
documents and admitted or incontrovertible facts and probabilities must play
their proper part.” In Armagas Ltd v Mundogas SA (The Ocean Frost) [1985]
1 Lloyd’s Rep 1, 57 Robert Goff LJ made this observation:
“It is frequently very difficult
to tell whether a witness is telling the truth or not; and where there is a
conflict of evidence … reference to the objective facts and documents, to the
witnesses’ motives, and to the overall probabilities, can be of very great
assistance to a judge in ascertaining the truth.”
101.
That approach was approved by the Privy Council in Grace Shipping Inc
v CF Sharp & Co (Malaya) Pte Ltd [1987] 1 Lloyd’s Rep 207 and
applied in a number of subsequent cases. For example, in Goodman v Faber Prest
Steel [2013] EWCA Civ 153, the Court of Appeal held that the trial judge
had erred in accepting a personal injury claimant’s evidence of pain without
dealing with contradictory documentary evidence and explaining why the
claimant’s evidence was to be preferred. Moore-Bick LJ applied the approach of
Robert Goff LJ and stated that “memory often plays tricks and even a confident
witness who honestly believes in the accuracy of his recollection may be
mistaken. That is why in such cases the court looks to other evidence to see to
what extent it supports or undermines what the witness says and for that
purpose contemporary documents often provide a valuable guide to the truth”. He
concluded that:
“[O]ne is left with the clear
impression that [the judge] was swayed by Mr Goodman’s performance in the
witness box into disregarding the important documentary evidence bearing on
what had become the central question in the case. It may have been open to her
to prefer what he had said in the witness box, but if she was minded to do so
it was incumbent on her to deal with the documentary evidence and explain why
Mr Goodman’s oral evidence was to be preferred.”
102.
It is not to be suggested that the Divisional Court ignored or
disregarded the “important documentary evidence” which the cable constituted.
But if it had admitted the cable in evidence, as should have happened, the
contrast between some of its contents and the evidence of Mr Roberts and Ms
Yeadon would have been starker. The need to confront the discrepancy between
the two could not have been avoided.
103.
Although said in relation to commercial litigation, I consider that the
observations of Leggatt J in Gestmin SGPS SA v Credit Suisse (UK) Ltd [2013] EWHC 3560 (Comm), paras 15-22 have much to commend them. In particular, his
statement at para 22 appears to me to be especially apt:
“… the best
approach for a judge to adopt … is, in my view, to place little if any reliance
at all on witnesses’ recollections of what was said in meetings and
conversations, and to base factual findings on inferences drawn from the
documentary evidence and known or probable facts. This does not mean that oral
testimony serves no useful purpose - though its utility is often
disproportionate to its length. But its value lies largely, as I see it, in the
opportunity which cross-examination affords to subject the documentary record
to critical scrutiny and to gauge the personality, motivations and working
practices of a witness, rather than in testimony of what the witness recalls of
particular conversations and events. Above all, it is important to avoid the
fallacy of supposing that, because a witness has confidence in his or her recollection
and is honest, evidence based on that recollection provides any reliable guide
to the truth.”
104.
The intellectual exercise on which the Divisional Court was engaged in
evaluating the evidence of Mr Roberts and Ms Yeadon, having refused to admit
the cable in evidence, was quite different from that on which it would have had
to embark if the evidence had been received. By refusing to admit the evidence,
the court effectively had confined its role to an assessment of how well the
witnesses had withstood cross examination. If the cable had been admitted, the
discrepancies between the contents of the cable and their testimony would have
had to be considered objectively, while keeping in mind all the adjurations as
to the likelihood of contemporaneous documentary evidence being intrinsically
more reliable.
105.
If the Divisional Court had admitted the cable in evidence, what were
the possible consequences? If it had concluded, as well it might, that it was
inherently unlikely that the cable would have recorded Mr Roberts as having
said there would be “no human footprints” and no “Man Fridays” on BIOT’s
uninhabited islands, unless he had actually used those words, what impact would
that have had on his believability? These were striking expressions. Indeed, Ms
Yeadon said that, if they had been used, she would have been shocked. Could
they have been fabricated by the author of the cable? Why should they have
been? If the cable had been admitted and was therefore a freestanding item of
evidence, it is at least possible that the Divisional Court would have decided
that it was unlikely that the person who composed the cable would have
fabricated those phrases and attributed them directly to Mr Roberts. And, if it
was concluded that this was unlikely, what effect would that have on Mr
Roberts’ credibility in light of his denial of having used them?
106.
When the Court of Appeal came to consider what difference the admission
in evidence of the cable might have made, the question for them should have
been whether a different outcome was possible, not whether that would
have happened or even whether it was likely. (I will explain presently why I
consider that the possibility of a different result was the correct test.) The
Court of Appeal, however, seems to have considered various possible
formulations at different points of its judgment. At para 89 it twice stated
that it was unrealistic to suggest that the court “would” have reached a
different conclusion, had the evidence been admitted. Later in the same paragraph
the court said that it had borne in mind that “a legally correct approach would
have made no difference to the outcome: see, for example, R v Chief
Constable of the Thames Valley Police, Ex p Cotton [1990] IRLR 344, per
Bingham LJ at para 60.” These statements suggest that the appeal court
considered that, unless the admission of the cable would have made a
difference, as opposed to whether it could have done so, a review of the
Divisional Court’s decision would not be appropriate. I do not consider that
this is the correct test and I turn now to that issue.
(iv) The correct test
107.
In Malloch v Aberdeen Corpn [1971] 1 WLR 1578, the appellant had
been dismissed from his employment as a teacher by a motion passed by an
education committee. He claimed that he had not been given a fair hearing and
that, if he had been permitted to make representations, it was possible that
some members of the committee would not have voted in favour of his dismissal.
(The motion required to be carried by a two-thirds majority). The House of Lords
held that teachers in Scotland had in general a right to be heard before they
were dismissed and, since, in view of the ambiguity of the regulations by
reason of which the appellant had been dismissed, he might have had an arguable
case before the committee and might have influenced sufficient members to vote
against his dismissal. The committee was in breach of duty in denying him a
hearing and the resolution and dismissal were accordingly unlawful. At 1582H
Lord Reid dealt with an argument that affording the appellant a hearing would
have made no difference. He said:
“… it was argued that to have
afforded a hearing to the appellant before dismissing him would have been a
useless formality because whatever he might have said could have made no
difference. If that could be clearly demonstrated it might be a good answer.
But I need not decide that because there was here, I think, a substantial
possibility that a sufficient number of the committee might have been persuaded
not to vote for the appellant’s dismissal.”
108.
The “substantial possibility” that the Divisional Court would have
reached a different conclusion if Mr Roberts’ evidence had taken a different
turn as a consequence of his having to address and answer the “ultimate
question” cannot be dismissed, in my opinion. Moreover, if the court had been
required to confront the obvious conflict between Mr Roberts’ and Ms Yeadon’s
evidence and that contained in the cable, again there was a distinct
possibility that it would have been concluded that the frustration of the
campaign by the Chagossians to resettle the outlying islands was, at least, a
collateral purpose in the civil servants’ recommendation to the minister that
the MPA be established.
109.
Lord Mance has said that the test to be applied in deciding whether a
different outcome could or would have eventuated “must depend on the context,
including, in particular, how well-placed the court is to judge the effect of
any unfairness” - para 23. Perhaps. I would observe, however, that if the court
cannot with confidence judge the measure of unfairness to the affected
individual, this should surely impel the adoption of the “could” rather than
the “would” test. Unless one could be confident that unfairness would not
accrue, I find it difficult to see how it could be otherwise.
110.
As noted at para 106 above, the Court of Appeal suggested that the
proper manner of dealing with the question was to ask whether a legally correct
approach would have made no difference to the outcome. In relation to this
case, that means that one should ask the question, if the Divisional Court had
admitted the cable in evidence and if it had permitted cross examination on the
basis that it was in evidence, would this not have affected the outcome. On one
view, this partakes of the application of a “could” test, and, in effect, this
is how Lord Mance considers that the Court of Appeal dealt with the issue. For
the reasons given earlier, I do not agree. Even if that had been the Court of
Appeal’s approach, however, I could not agree with the conclusion that it
reached.
111.
What “might” have happened, as opposed to what “would” have happened
involves consideration of a different range of imponderables. Deciding what
would have happened involves the decision-maker in imposing, to some extent at
least, his or her own view as to what ought to have happened. By contrast,
deciding what might have happened requires the decision-maker to envisage a
range of possibilities and to decide whether any one of those might have been
chosen by the original decider, if the position before him or her had been as
it has now been found to obtain.
112.
The Court of Appeal did not review the range of possible outcomes that
might have accrued if the cable had been admitted in evidence or if Mr Pleming
had been permitted to press on with this cross examination to demand an
explanation as to why the civil servants’ evidence differed from its contents.
In my opinion, that was central to a proper examination of the issue.
(v) The genesis and development of the MPA
113.
It is true, as Lord Mance points out in para 25 of his judgment, that
the “whole idea of an MPA and a no-take zone” came from Pew, an American
environmental group. It is also true, again as stated by Lord Mance, that David
Miliband, the then Secretary of State for Foreign and Commonwealth Affairs, was
the relevant decision-maker as to whether the MPA should be established. The
circumstance that it was the minister, and not the civil servants who were
advising him, who would ultimately decide whether the MPA would be made does
not, of itself, dispose of the question whether there was a collateral motive
in the advocacy of the scheme by Mr Roberts and Ms Yeadon.
114.
In his note of 5 May 2009 to Mr Miliband, Mr Roberts referred to the
Chagos Islanders’ plans for resettlement. He was bound to do so because this
was an obvious aspect to be taken into account, in the event that an MPA was
declared. The note contains a significant passage on this question (quoted by
Lord Mance at para 27):
“Assuming we win in Strasbourg, we
should be aiming to calm down the resettlement debate. Creating a reserve will
not achieve this, but it could create a context for a raft of measures designed
to weaken the movement.”
115.
This statement is to be contrasted with what Mr Roberts is quoted in
para 7 of the cable as having said during the meeting with American officials
some seven days later. At that meeting he is recorded as having claimed that
British government thinking was that there would be “no human footprints” and
no “Man Fridays” on BIOT’s uninhabited islands. He is also recorded as having
asserted that “establishing a marine park would, in effect, put paid to
resettlement claims of the archipelago’s former residents”. So, although he
told the minister that the MPA would not “calm down the resettlement debate”,
he was telling the Americans that the resettlement claims would be effectively
extinguished. And, of course, in further contrast to what the minister was
being led to believe would be the effect of the MPA on the Chagossians’ hopes
of resettlement, Ms Yeadon was recorded in the cable as encouraging US embassy
officials to affirm that the US government required the entire BIOT for defence
purposes so as to nullify the Chagossians’ assertion that partial settlement of
the outer islands would have no impact on the use of Diego Garcia.
116.
The circumstance that the decision to make the MPA rested with the
minister does not immunise the process by which that decision was made from the
possible taint of improper motive. If those who advised the minister were
actuated by such a motive but tailored their advice to the minister so as to
conceal it, the fact that the minister took the decision does not render the
underlying collateral purpose of no consequence. The contrast between the
advice given to the minister and the contents of the cable incidentally
reinforces the need for an unrestrained cross examination of the witnesses,
particularly because, as Lord Mance observed in para 40, the Divisional Court
did not address the contradiction in the evidence of Mr Roberts and that of Ms
Yeadon as to whether the former did in fact say that an MPA would put paid to
resettlement.
117.
Lord Mance has suggested (in paras 41-43) that even if Mr Roberts and/or
Ms Yeadon had an improper motive, there is no conceivable reason to conclude
that this affected the ultimate decision-maker. I am afraid that I cannot
agree. True it is, as the Court of Appeal observed in para 91 of its judgment,
that the decision was personal to the Foreign Secretary. True it may also be, as
the Court of Appeal found, that the Foreign Secretary believed that the
declaration of an MPA would “redound to the credit of the government and,
perhaps, to his own credit”, although I am not at all clear as to the evidence
on which the court drew to support that conclusion. But, if the minister had
been aware that the civil servants were recommending the establishment of an
MPA with the covert purpose of ensuring that the Chagos Islanders’ ambition to
return to their homeland would never be fulfilled, can it be said that his
decision would be immune from challenge? Surely not.
118.
It is not a question of reconfiguring the principle in Carltona Ltd v
Commissioners of Works [1943] 2 All ER 560 so as to fix the Secretary of
State with the knowledge, motives and considerations of civil servants. Rather
it is whether a decision of the Secretary of State, taken in ignorance of a
concealed reason for the recommendation on which he acted, can be regarded as
lawful. In my judgment, a decision taken on a recommendation made to him
without knowledge of the true reasons that it was made, cannot be upheld on the
basis that it was a decision made without regard to material factors. On the
premise that the advice to the Foreign Secretary was fashioned so as to
withhold from him the true motivation for it, his decision is impeachable
because he was deprived of the opportunity to consider all relevant
circumstances and, on that account, it could not stand.
119.
Again, it is suggested that this was not argued on behalf of the appellant
before this court. For the reasons given earlier, I do not accept that this is
a basis on which the point may be ignored, if it has validity. Lord Mance has
stated, however, that the withholding of such information, if it were deemed
sufficient to undermine a ministerial decision, would lead logically to
the conclusion that “any irrelevant misconception possessed by any civil
servant at any level in the civil service hierarchy in relation to any proposal
ultimately reaching Cabinet level could undermine a Cabinet decision.” - para
48. With much regret, I must register my profound disagreement with this
statement. In the first place, if the appellant’s case is made good, the
purpose of Mr Roberts and Ms Yeadon was not the product of a “misconception”.
It was the outworking of a strategy to promote the establishment of the MPA for
an ulterior motive. A minister whose imprimatur was required to endorse the
advice given would surely need to be aware of the true motive for recommending
the course that he had been advised to follow, in order that his decision be
immune from challenge. There is no logical connection between the withholding
of vital, relevant information from a decision-maker and his failure to be
aware of a “misconception” on the part of those advising him.
120.
The fact that the Foreign Secretary rejected the proposal that he should
consult on the proposal is nothing to the point, in my opinion. He decided to
proceed with the MPA on the basis of advice that it would not, of itself,
eliminate the chances of resettlement of the Chagos Islands. If, contrary to
that advice, it was the view of the civil servants that the MPA would achieve
precisely that aim, the minister should have been aware of it. Not being
informed of it meant that he was not in a position to take all material
considerations into account.
121.
I consider, therefore, that the Court of Appeal should have recognised
that there was a substantial possibility that, not only would the Divisional
Court have taken a different view of the evidence of Mr Roberts and Ms Yeadon,
if they had admitted the cable and the case had proceeded to its conventional
conclusion, but that there was an equally substantial possibility that it would
have concluded that the Foreign Secretary’s decision could be impugned because
it was taken on a misapprehension of the true facts and circumstances. For
these reasons, I would have allowed the appeal and ordered that the matter be
remitted for hearing before a Divisional Court with the direction that it be
reconsidered on the basis that the cable was admissible in evidence.
Fishing rights
122.
I agree with Lord Mance on the issue of fishing rights.
LADY HALE:
123.
This case is of huge importance to the Chagossians in their campaign to
be permitted to re-settle in their islands and to fish in the waters
surrounding them. On the substance of the appeal, I agree with Lord Kerr that
we cannot be confident that the findings of the Divisional Court would have
been the same had the “Wikileaks cable” been admitted into evidence and counsel
been permitted to cross-examine the FCO officials upon it. The crucial legal
issue in the case is therefore the admissibility of the cable, which is a
matter of considerable importance both nationally and internationally.
124.
I agree with both Lord Mance and Lord Sumption that “inviolable” in
articles 24 and 27(2) of the Vienna Convention on Diplomatic Relations in
general means, among other things, that the archives and documents (article 24)
and the “official correspondence” (article 27(2)) of the mission cannot
generally be admitted in evidence, at least in the courts of the receiving
state, because to do so would interfere in the privacy of the communications of
the mission, both internally and with its sending government. The question,
therefore, is when such inviolability is lost.
125.
In Lord Mance’s view, the cable did not remain part of the archive of
the London mission once it had been remitted to the State Department or some
other location for information and use there (para 20). It is indeed very
probable that the leak did not take place from the mission but from elsewhere
in the United States government. Nevertheless, as the main purpose of the
inviolability rule is to allow the mission to communicate in confidence with
the sending government, documents emanating from a mission must retain their
confidentiality and consequent inviolability in some circumstances.
126.
Lord Sumption agrees with Lord Mance but bases this on the principle of
“control”. Documents, he says, are inviolable if “they are under the control of
the mission’s personnel, as opposed to other agents of the sending state” (para
68). I can agree with this only if it is understood that “control” includes the
restrictions placed by the sending mission (and for that matter the sending state
communicating with the mission) on the further transmission and use of the
document. It is my understanding of civil service practice in this country that
the initiator of a document decides upon the appropriate level of
confidentiality and marks the document accordingly. Other persons within
government who receive the document are bound to respect that marking. (Cabinet
Office, Government Security Classifications, April 2014, eg para 28.) It is
reasonable to assume that other countries have similar practices in their
intra-governmental communications.
127.
It cannot be the case that a diplomatic communication loses its
inviolability once it has left the mission. The concept of control must include
the restrictions placed by the sending mission on the dissemination of the
communication, subject to the directions of their superiors in the sending
state. In both versions of the Wikileaks cable which we have - one published in
the Guardian and one in the Daily Telegraph - it was classified Confidential by
Political Counsellor Richard Mills for reasons 1.4b and d (whatever they may
be). That indicates a rather low level of control exercised over the document,
which obviously found its way into many hands before it was acquired and put
into the public domain by Wikileaks.
128.
Whatever may be the position in relation to other documents passing
between a mission and their sending department, it seems clear in this case
that whatever control there had initially been exercised over this document, it
was lost even before it was put into the public domain. I therefore agree that
it was no longer inviolable and should have been admitted in evidence in this
case. As Lord Kerr has explained, its contents were such that they could have
made a difference to the result. I would therefore have allowed this appeal.