[2022] UKPC 42
Privy Council Appeal No 0043 of 2021
JUDGMENT
Flora Moses (administratrix pendente lite of the estate of Jude Moses aka Julie Moses, deceased) (Respondent)
v
Selwyn Moses (Appellant) (Trinidad and Tobago)
From the Court of Appeal of the Republic of Trinidad and Tobago
before
LORD KITCHIN
LORD SALES
LORD BURROWS
LADY ROSE
LORD LLOYD-JONES
JUDGMENT GIVEN ON
10 November 2022
Heard on 21 July 2022
LORD SALES (with whom Lord Kitchin and Lord Lloyd-Jones agree):
Factual background
“… in pursuance of the said desire and in consideration of the premises and by virtue of the Administration of the Estates Ordinance Chapter 8 No. 1 and all the other powers her enabling the Representative hereby conveys unto the Beneficiary … the said lands and hereditaments described in the Schedule hereto …”.
The proceedings in the courts below: the first instance judgment
The judgment of the Court of Appeal
The Board’s assessment
(i) Error by the judge
(ii) Was the Court of Appeal entitled to conclude that Jude acted under a mistake
(iii) Other defences
(iv) The relief granted by the Court of Appeal
Conclusion
LORD BURROWS AND LADY ROSE (dissenting):
“[35] It is accepted that an executor cannot alter the intention of a testator, however, although the deceased left the property under his will to the Ancillary Claimant [Jude Moses], she was free to divest herself of the said interest. Under the 1984 Deed, the Ancillary Claimant as the personal representative was duly empowered to deal with the said lands and she elected not to assent the property to herself but instead conveyed same to the Ancillary Defendant [Selwyn Moses]. The recital which recorded that the Ancillary Claimant was the beneficiary of the lands under the Will was clearly not accurate and it cannot be disputed that the D'abadie property fell into the residuary of the estate. However, the Ancillary Claimant unilaterally and without coercion elected to deprive herself of the said benefit and interest in the said lands and she elected to convey the beneficial interest in same, to the Ancillary Defendant. There was no evidence adduced before the Court that could have led the Court to conclude that the 84 Deed was executed as a result of a mistake of fact or that the Ancillary Claimant was the victim of fraud, or deception, undue influence or coercion.
[36] The proper process that should have been adopted, should have been an assent of the lands to herself as beneficiary and then a conveyance of same to the Ancillary Defendant. The failure to follow that process did not however invalidate the conveyance. There is no evidence that can lead the Court to conclude that [at] the material time … the Ancillary Claimant was unaware that she was the actual legatee of the D'abadie lands as the wording of the Will was quite clear and unequivocal.”
In those paragraphs we therefore see Seepersad J recognising that there were obvious inconsistencies between the 1984 deed and the terms of Milton’s will and also recognising that the correct procedure for Jude Moses making a gift would have been for her first to have made a deed of assent transferring the Land to herself and then conveying the Land by a separate deed to Selwyn Moses. But he indicates that she was free to make a gift of the Land to Selwyn Moses and that, in his view, albeit short-circuiting the need for two deeds, it had not been proved that she had not intended to make that gift.
“[33] The undisputed evidence capable of giving some insight into the Appellant's [Jude Moses’] intention with respect to the disposition of the land was as follows:
(i) the disputed deed purported to transfer the land to the Respondent [Selwyn Moses] as though he was entitled to it under Milton's will when he was not.
(ii) the subsequent deed of assent made by the Appellant in accordance with Milton's will sought to vest the land in the Appellant as the residuary beneficiary under the will;
(iii) the deed of mortgage executed by the Appellant and the subsequent release;
(iv) the attempted sale of the land by the Appellant; and
(v) the fact that the Respondent had not been informed of the existence of the disputed deed and only knew of it when, some 15 years later, the Appellant put the land up for sale.”
But, as we have made clear, the trial judge did take into account the first of those elements. Moreover, Jones JA failed to mention the evidence, set out in paras 80-81 above, supporting the trial judge’s decision that it was unlikely that Jude Moses was mistaken as to the content of the will. The last four elements are neutral. True it is that the second third and fourth show that in 1985 and afterwards Jude Moses wished to regard herself, and did regard herself, as the owner of the Land. But those elements offer no real assistance as to her state of mind at the time of the making of the 1984 deed. In other words, whether making a mistake or not in 1984, she was aware that she had transferred the Land to Selwyn Moses by the 1984 deed (whether as a gift or in compliance with the will) so that she must surely have known that the 1985 deed and the subsequent mortgage and dealing with the Land were inconsistent with that. Her conduct after she made the 1985 deed is puzzling not only because it is inconsistent with the 1984 deed but because she allowed Selwyn to continue to occupy and farm the Land for his own benefit and then did nothing whilst the Land was being fully developed by the construction of the houses which were then sold off to various third party purchasers. This point was noted by the judge at paras 9 and 39 of his judgment when he rejected, as he was entitled to do, the evidence of Norris Moses given on behalf of Jude Moses and preferred the evidence given by Selwyn Moses as to the use made of the Land over the years. The fifth element referred to by Jones JA - that Selwyn Moses did not know of the 1984 deed - is again neutral as between her having made a gift or having made a mistake. Certainly, one might have expected her to tell Selwyn Moses if she was (unexpectedly) making him a gift of the Land. But, if mistaken as to the content of the will, one would equally have expected her to tell him at what point she had effected the will by transferring the Land to him (just as one would have expected her to tell him when she had effected the bequest of 74B Anna Street and the other children when she had effected the bequest of each relevant house to them).
“In coming to his conclusions the Judge asked himself the wrong question. The question was not why did the Appellant execute the disputed deed. In the absence of the Appellant's evidence the answer to that question would have been pure speculation. The question that the Judge ought to have asked himself was whether the evidence taken as a whole disclosed that the Appellant intended to transfer her beneficial interest in the land to the Respondent or whether it showed that at the time of the transfer she was operating under a mistake. That was the question for his determination.”
With respect, that was not a fair criticism. The question that the judge saw himself as answering was whether Jude Moses had proved on the balance of probabilities that she made a mistake as to the content of the will when making the 1984 deed. That was the correct question to be asked, and the judge was entitled to answer it “no”.