Trinity Term
[2017] UKPC 25
Privy Council Appeals
No 0055 of 2015 and 0086 of 2015
JUDGMENT
Lendore and others (Appellants) v
The Attorney General of Trinidad and Tobago (Respondent) (Trinidad and Tobago)
From the Court of Appeal
of the Republic of Trinidad and Tobago
before
Lord Mance
Lord Kerr
Lord Sumption
Lord Reed
Lord Hughes
JUDGMENT GIVEN ON
31 July 2017
Heard on 26 and 27 April
2017
Appellants
Edward Fitzgerald
QC
Ruth Brander
Amanda
Clift-Matthews
Gregory Delzin
Mark Seepersad
Theresa Hadad-Maraj
(Instructed by
Simons Muirhead and Burton LLP)
|
|
Respondent
Peter Knox QC
Navjot Atwal
(Instructed by
Charles Russell Speechlys LLP)
|
LORD HUGHES:
1.
In Pratt and Morgan v Attorney General for Jamaica [1993] UKPC 37; [1994] 2 AC 1 (“Pratt & Morgan”) this Board, sitting as an
expanded bench of seven, held that undue delay in carrying out the execution of
a prisoner lawfully sentenced to death rendered it unlawful to proceed to the
implementation of that penalty. Ordinarily, it held, a period of more than five
years would amount to such undue delay, so that the prisoner could no longer be
executed. The Board was well aware, in giving the judgment which it did, that
it would be applicable also in states other than Jamaica, and that there was
likely to be a significant number of prisoners to whom it would apply. It gave
considered guidance as to how its decision might be implemented. After setting
out advice as to the management of the post-conviction process so as to improve
expedition, Lord Griffiths, giving its judgment, said this at 35G:
“These considerations lead their
Lordships to the conclusion that in any case in which execution is to take
place more than five years after sentence there will be strong grounds for
believing that the delay is such as to constitute ‘inhuman or degrading
punishment or other treatment.’ If, therefore, rather than waiting for all
those prisoners who have been in death row under sentence of death for five
years or more to commence proceedings pursuant to section 25 of the
Constitution, the Governor-General now refers all such cases to the [Jamaican
Privy Council] who, in accordance with the guidance contained in this advice,
recommend commutation to life imprisonment, substantial justice will be
achieved swiftly and without provoking a flood of applications to the Supreme
Court for constitutional relief pursuant to section 17(1).”
2.
An executive power of pardon, in terms essentially identical to the
Jamaican one there referred to, is contained in the Constitution of Trinidad
and Tobago. Section 87 of that Constitution provides:
“87(1) The President may grant to
any person a pardon, either free or subject to lawful conditions, respecting
any offences that he may have committed. The power of the President under this
subsection may be exercised by him either before or after the person is charged
with any offence and before he is convicted thereof.
(2) The President may -
(a) grant to any person
convicted of any offence against the law of Trinidad and Tobago a pardon,
either free or subject to lawful conditions;
(b) grant to any person a
respite, either indefinite or for a specified period, from the execution of any
punishment imposed on that person for such an offence;
(c) substitute a less
severe form of punishment for that imposed by any sentence for such an offence;
or
(d) remit the whole or any
part of any sentence passed for such an offence or any penalty or forfeiture
otherwise due to the State on account of such an offence.
(3) The power of the
President under subsection (2) may be exercised by him in accordance with the
advice of a Minister designated by him, acting in accordance with the advice of
the Prime Minister.”
Sections 87(3), 88 and 89 go on to provide for the President
to act on ministerial advice, and for an Advisory Committee to advise both the
minister and the President on the exercise of this power. These arrangements and the Advisory Committee
(also known as the Mercy Committee) are considered at (E) below. Section 70 of
the Criminal Procedure Act (set out at (C) below) provides for a substituted
sentence imposed as a condition of a pardon to be made an order of the court.
3.
The several appellants in this case were all convicted of murder in
Trinidad and Tobago. In that country, the statutory sentence for murder is
(except in the case of felony-murder) a mandatory sentence of death which is
saved from constitutional invalidity because it was an existing law preserved
at the time when the Constitution was adopted in 1962 (see Matthew v State
of Trinidad and Tobago [2004] UKPC 33; [2005] 1 AC 433). Accordingly,
sentence of death was passed on the appellants, as was lawfully required of the
court. In the cases of all of them, either more than five years passed after
they were sentenced to death, or that period was approaching. In most cases
that period had already passed when Pratt & Morgan was decided. In
others, time ran subsequently.
4.
Following the procedure suggested by the Board in Pratt & Morgan,
the Presidential power of pardon was exercised for each of the appellants by
commuting the death sentence to one of imprisonment. That was an exercise of
the precise power provided by section 87(2)(a) and (c) of the Constitution.
Those decisions were made by the President, or Acting President, for a number
of prisoners at a time, and without distinction between the different members
of the group dealt with at the same time. The first group, which was of 47
prisoners who included five of the appellants, received such conditional
pardons on or shortly after 31 December 1993. Their death sentences were
commuted to life imprisonment with hard labour for the rest of their natural
lives. The second group, of five prisoners including the appellant Lendore,
were granted similar pardons on 23 April 1998. In their cases the death
sentences were commuted to sentences of 75 years imprisonment with hard labour.
5.
These are test cases. The appellants, like others, have lodged motions
for constitutional relief under section 14 of the Constitution. Their cases, in
essence, challenge the substituted sentences attached as conditions to the
grants of pardon from the death sentences originally imposed on them. The several
bases of that challenge have, however, shifted significantly over the course of
the litigation, including after the decision of the Court of Appeal. Some
refinement of argument is only to be expected and is the common coin of the
progress of a case through successive layers of court, but in this case the
changes of stance went further than this, and have included the argument of
grounds which were not advanced before the judge or Court of Appeal. The
obvious general importance for other cases of the issues raised, and the
realistic readiness of the State to advance its submissions despite the
alterations in stance, led the Board to permit these arguments to be advanced,
although on some issues, as appears below, it would have preferred to have the
benefit of the informed views of the local courts.
The issues before the Board
6.
As the argument was developed before the Board, the issues are:
(A)
Has the President any power to exercise the power of pardon and
substitution in a delay case?
(B)
Alternatively, are prisoners in a delay case nevertheless entitled,
despite the exercise of the Presidential power to pardon, to have the
substitute sentence determined by a court?
(C)
Should section 70 of the Criminal Procedure Act be modified so that it
provides the court with the power to vary the substituted sentence ordered by
the President as a condition of the pardon?
(D)
Given the presidential power of pardon, has the High Court power, on a
motion for constitutional relief by a prisoner in a Pratt & Morgan
case, to substitute a lesser sentence; if it has, should it decline to exercise
it?
(E)
What are the legal requirements for the process of considering the exercise
of the power of pardon?
(F)
What is the correct legal analysis of the substitute terms which were
attached to the pardons in the present case?
(G)
What are the requirements for periodic review of the cases of prisoners
such as the appellants?
(H)
Are those substituted terms of imprisonment unlawful as cruel and
unusual punishment on the grounds that they are irreducible life sentences?
(I)
Are those substituted terms of imprisonment unlawful as cruel and
unusual punishment on the grounds that they were imposed in the same terms for
a number of prisoners and without consideration of their individual
circumstances?
(J)
Given that it is now common ground that a prisoner has the right to make
representations to the Advisory Board and Minister considering the exercise of
the power of pardon, and that the appellants were not afforded that
opportunity, were they for that reason entitled to an order remitting the issue
of substituted sentence to the High Court?
(A) Is there a power to
pardon at all in a delay case?
7.
In the courts below, and in their initial written case before the Board,
the appellants contended that the Presidential power of pardon, and therefore
of substitution, does not extend to cases of the Pratt & Morgan
type. In oral argument this contention, which was rejected in the High Court
and in the Court of Appeal, was only very faintly renewed. Rather, the argument
was that even though the President has the power of pardon, he cannot lawfully
exercise it by substituting a lesser sentence. This modified contention is
considered at (B) below. But it ought to be made clear that it is impossible to
read section 87 of the Constitution in a manner which excludes Pratt &
Morgan type delay cases. The decisions below to that effect were plainly
correct.
8.
The explicit terms of section 87 confer the power of pardon in respect of
any person for any offence. It is quite impossible to read them as excluding Pratt
& Morgan type cases. Moreover, to do so would be contrary to the
express decision of the Board in that case, and to the established practice
which has obtained in numerous Caribbean states since then. It is unrealistic
to treat Lord Griffiths’ words, set out at para 1 above, as of no or little
weight because they were technically obiter in relation to the appellants Pratt
& Morgan themselves, who had brought applications for constitutional
relief. At the time of the Board’s decision there were over 100 prisoners in
Jamaica alone who had been sentenced to death more than five years previously,
together with over 50 more in Trinidad and Tobago and nine in Barbados: see Attorney
General for Barbados v Boyce (2006) 69 WIR 104, in the Caribbean Court of
Justice, CCJ Appeal No CV2 of 2005 at para 46. The Board’s advice as to how in
practice the continuing Damoclean sword of impending execution might be removed
in cases where it has become unconstitutional to carry out the sentence was
plainly carefully considered and intended to be acted upon generally, as it has
been for more than 20 years.
(B) An entitlement to judicial
substitution of sentence?
9.
This was the substantial argument advanced by Mr Fitzgerald QC before
the Board. On the assumption that a Pratt & Morgan case is within
section 87, it ran as follows:
(a) the death sentence has
become unlawful;
(b) the prisoner has
become entitled as a matter of law to commutation of the death penalty and
substitution of a lesser sentence;
(c) even though the
President can pardon from execution, the additional substitution of a lesser sentence
is a judicial function; for the President to assume it to himself is contrary
to the principle of the separation of powers which is inherent in the
Constitution; only the court can do it; the prisoner is entitled to judicial
determination of his substitute sentence;
(d) in substituting a
sentence, the President would not be exercising the power of mercy but rather
exercising the sentencing process which is the proper remit of the courts;
(e) additionally, for the
President to exercise the power of substituting a sentence is to infringe the
prisoner’s right under the Constitution to due process and the protection of
the law because once the death sentence has become unlawful so has the
detention of the prisoner, and only a court can impose a new order depriving a
subject of his liberty.
10.
This argument fails at each of these several stages.
11.
First, as to (a), the original sentence has not become unlawful; it has
become unlawful to carry it out. The original sentence of death was lawful. Indeed
it was mandatory; the court of trial had no choice. All that has become
unlawful is carrying it out after unreasonable delay.
12.
The argument assumes, at both (a) and (b), an equivalence between a
sentence which was unlawful (or legally erroneous) when passed and one which
was lawful but which it has subsequently become unlawful to carry out. There is
no such equivalence. The difference is of importance. If the original sentence
is one which the trial court could not (or indeed should not) have passed, the
convicted defendant has a right of appeal to the Court of Appeal, and that
court will substitute the correct sentence in the usual way. In a Pratt
& Morgan case, such as that of these appellants, there could be no
appeal to the Court of Appeal because there was nothing wrong, in law, with the
sentence passed by the trial judge. There can be no question of an appeal
against sentence succeeding, even after the passage of a period amounting to
unreasonable delay. The available legal remedy is, by section 14 of the
Constitution, an originating motion for relief lodged in the High Court. For
this reason, the Board in Hunte v State of Trinidad and Tobago [2015] UKPC 33, having considered but rejected grounds of appeal against conviction,
held that it lacked jurisdiction, despite what was by then delay beyond the
term contemplated in Pratt & Morgan, to proceed to quash the
sentences of death. It could not do so by way of appeal against sentence
because the sentence was perfectly lawful and properly passed. Nor could it do
so by way of constitutional relief because, however predictable the outcome of
an application to the High Court for such relief might be, the Board has no
original jurisdiction to entertain such an application; it must first be made
to, and considered by, the High Court, as required by section 14.
13.
The difference between a sentence which was unlawful when passed and one
which was lawful but which cannot now be carried out is also illustrated by Coard
v Attorney General of Grenada [2007] UKPC 7. In that case the statutory
provision for a mandatory death penalty (in Grenada) was unconstitutional. It
followed that there had never been a lawful sentencing exercise, and no valid
sentence to which the power of pardon could be applied. In that case,
therefore, unlike the present, the purported commutation and substituted sentence
were also unlawful. That is of no assistance to the present appellants, because
in their cases there has been a lawful sentence, to which the power of pardon
has lawfully been applied.
14.
There is nothing in Bowe v The Queen [2006] UKPC 10; [2006] 1 WLR 1623 which contradicts these conclusions. Certainly, the Board there held that
since a legislative provision for a mandatory death penalty was, in the Bahamas
unlike in Trinidad and Tobago, unconstitutional because not saved by an
existing laws exception, the Court of Criminal Appeal could and should
entertain an appeal against a death sentence passed in reliance on that
mandatory statute. But that was because the mandatory death penalty was
unlawful and hence a sentence passed in reliance upon it was also unlawful at
the time it was passed. It was not a case in which a lawful sentence was
passed, the carrying out of which subsequently became unlawful. True it is also
that in the concluding paragraph 44 of its judgment in that case the Board said
that it would be absurd to hold that a sentence was constitutional but that
giving effect to it was not. That, however, was said in the quite different
context of a supplementary contention by the appellants that even if (contrary
to the conclusion arrived at by the Board) it had been held that the mandatory
death penalty was lawful, the carrying out (timeously) of such a sentence by
the executive could still be unconstitutional. It is one thing to say that if a
sentence is lawfully passed it can lawfully be carried out; it is quite another
to say that a sentence lawfully passed is retrospectively transformed into an
unlawful one when, as a result of subsequent events, here unreasonable delay,
it becomes unconstitutional to carry it out.
15.
It does not at all follow from the fact that the appellants became
entitled to constitutional relief from the carrying out of the original death
sentences that that excludes the power of pardon. On the contrary, if the power
of pardon be exercised, as contemplated by the Board in Pratt & Morgan,
that itself relieves the convicted person of the threat of unconstitutional
execution. There then remains no occasion for a constitutional motion to
restrain it, even if there could in some cases be scope for a motion for other
relief, as to which it is unnecessary here to express any opinion. This was
undoubtedly the basis of the advice given by the Board in Pratt & Morgan
(see para 1 above).
16.
As to (c), it is of course axiomatic that the Constitution assumes some
separation of powers between the executive and the judiciary, and for that
matter between both of them and the legislature and the President. Such
separation is a common feature of all Westminster model constitutions. The
Constitution of Trinidad and Tobago deals separately with the principal arms of
the State. Chapter 3 relates to the President, Chapter 4 to Parliament, Chapter
5 to the Executive, Chapter 6 to the Director of Public Prosecutions and the
Ombudsman, and Chapter 7 to the judiciary. In the absence of explicit provision
in a constitution such as this, it may be necessary to construe legislation in
a manner which remains consistent with the separation of powers: a clear
example is afforded by Liyanage v The Queen [1967] 1 AC 259 where legislation
designed to take effect ad homines by prescribing sentences for particular
defendants was held to be ultra vires as inconsistent with the Constitution of
Ceylon which manifested an intention to secure judicial independence. But this
is the process of ensuring that the Constitution prevails over ordinary legislation,
or executive acts. There is no room for this process when the provision under
consideration is itself an entrenched rule of the Constitution, as section 87
here is. The Constitution is, by section 2, the supreme law of Trinidad and
Tobago. It itself defines the manner in which effect is given to the separation
of powers. There is no power in a court to go behind its explicit provisions by
asserting some yet higher norm of legal theory. The submission invites the
Board to treat section 87 of the Constitution as unconstitutional.
17.
A similar argument was advanced before the Board in Boyce v The Queen
[2004] UKPC 32; [2005] 1 AC 400, but was rejected for the same reason. The
Board there held that in Barbados (as in Trinidad and Tobago) the mandatory
statutory death penalty was lawfully preserved by an existing laws exception in
the Constitution. The Constitution also contained, as here, provisions for
executive clemency. Referring to these two provisions, Lord Hoffmann,
delivering the majority opinion, said at para 70:
“70. It follows that neither
can be rejected on the ground that it infringes the principle of the separation
of powers. Although [counsel] submitted that it was a principle which overrode
even the terms of the Constitution itself, their Lordships regard that as an
extravagant proposition. To say that a constitution is based upon the principle
of the separation of powers is a pithy description of how the constitution
works. But different constitutions apply this principle in their own ways and a
court can concern itself only with the actual constitution and not with what it
thinks might have been an ideal one. All that matters is whether the mandatory
death penalty and executive clemency are in accordance with the Constitution of
Barbados. In their Lordships’ opinion, they are.”
18.
Proposition (d) was founded by Mr Fitzgerald principally on an
observation of Lord Bingham in Reyes v The Queen [2002] UKPC 11; [2002] 2 AC 235. That was another case of a statutory mandatory death sentence held to
be unconstitutional, there in Belize and for a particular category of murder. One
contention considered and rejected by the Board was that the executive power of
clemency saved the mandatory sentence from being unlawful. At para 44, Lord
Bingham explained:
“44. In reaching this decision
the Board is mindful of the constitutional provisions, summarised above,
governing the exercise of mercy by the Governor General. It is plain that the
Advisory Council has a most important function to perform. But it is not a
sentencing function and the Advisory Council is not an independent and
impartial court within the meaning of section 6(2) of the Constitution. Mercy,
in its first meaning given by the Oxford English Dictionary, means
forbearance and compassion shown by one person to another who is in his power
and who has no claim to receive kindness. Both in language and literature mercy
and justice are contrasted. The administration of justice involves the determination
of what punishment a transgressor deserves, the fixing of the appropriate
sentence for the crime. The grant of mercy involves the determination that a
transgressor need not suffer the punishment he deserves, that the appropriate
sentence may for some reason be remitted. The former is a judicial, the latter
an executive, responsibility. Appropriately, therefore, the provisions
governing the Advisory Council appear in Part V of the Constitution, dealing
with the executive. It has been repeatedly held that not only determination of
guilt but also determination of the appropriate measure of punishment are
judicial not executive functions ... The opportunity to seek mercy from a body
such as the Advisory Council cannot cure a constitutional defect in the
sentencing process: see Edwards v Bahamas Report No 48/01, paras 167-168,
Downer and Tracy v Jamaica Report No 41/00, paras 224-226 and Baptiste
v Grenada Report No 38/00, paras 117-119.”
19.
What was under consideration in Reyes was the lawfulness of the
sentencing statute. Plainly, executive clemency is not part of the sentencing
process; it is a separate power which falls to be exercised, where appropriate,
independently of sentencing. There is no reason to doubt the general
proposition that the exercise of mercy is distinct from the application of the
sentencing process. There are clear differences between them. One is a judicial
process; the other is not. Whilst it is to be expected that a sentencing court
may be activated by mercy, amongst other considerations, that is not by any
means its sole, or even principal, consideration. When, as in Reyes, the
legality of the sentencing process is under examination, defects in it cannot
be rectified by the separate power of clemency. But it does not begin to follow
from that that the exercise of the power of clemency, separately from the
sentencing process, is ruled out; on the contrary, it is plainly designed to be
used.
20.
Next, it is also plainly correct that the exercise of the power of
pardon is not necessarily, or even ordinarily, part of a process of vindicating
constitutional rights. Its ordinary use is discretionary and designed to
provide an extra-judicial dispensation from the consequences of conviction. But
that does not mean that the power to pardon cannot be exercised in a manner
designed to avoid a breach of an individual’s constitutional rights. In the present
cases, it was so used. The power of pardon was intended to reflect the common
law prerogative power as exercised in the UK - see confirmation in section 69
Criminal Procedure Act. That power was used not only for mercy but also where
the prisoner was entitled not to be executed, for example by reason of
insanity: see Pitman and Hernandez v State of Trinidad and Tobago [2017] UKPC 6 at paras 34-35, and Rolph The Royal Pardon (1978) at pp 28-29 and
47-52.
21.
Contention (e) was grounded on the proposition that because to carry out
a death sentence after the passage of an unreasonable period of delay has
become unconstitutional, the sentence of the court has no further effect
whatever. There is no reason at all why that should be so, and it is clearly
not correct. The prisoner remains convicted. The President has the explicit
power to substitute a different sentence under section 87(2)(c), and that not
only includes imprisonment but almost invariably will take that form. The
argument is a further variant of the proposition considered above, that the
consequence of delay is to vitiate the original sentence in law, and it assumes
what it seeks to prove.
22.
Nor can the suggested analogy with R (Lumba v Secretary of State for
the Home Department (JUSTICE intervening) [2011] UKSC 12; [2012] 1 AC 245
and R (I) v Secretary of State for the Home Department [2002] EWCA Civ 888; [2003] INLR 196 avail the appellants. Whilst those cases held continued
detention unlawful if the particular occasion for it relied upon had ceased to
exist, that was because the power of detention in question was explicitly given
by the statute only in aid of proposed deportation; it was a power which could
only be exercised where there was the prospect of deportation within a
reasonable time. By contrast, the detention by the State of a person convicted
of murder is clearly authorised, whether explicitly or implicitly, by the
sentence (of death) which the court has pronounced. That authority continues
unless and until a court orders otherwise, or a pardon is granted without
substitute imprisonment. That the execution cannot any longer proceed does not
alter this position.
23.
For these reasons the modified argument (B) advanced on behalf of the
appellants must be rejected. The Presidential power of pardon does extend to
substituting a lesser sentence in a Pratt & Morgan case.
24.
The Board would not altogether rule out the legal possibility that the
exercise of the power of pardon and substitution of alternative sentence could
in certain very limited circumstances infringe a prisoner’s right under the
Constitution to the protection of the law. One could theoretically envisage the
purported exercise of the power of pardon and substitution in the case of a
convicted prisoner who has a viable right of appeal against sentence to the
Court of Appeal. Theoretically the position could arise in which the
substituted sentence attached to a pardon was more severe than the one which
the Court of Appeal might, if it allowed the appeal, order. In such a case, the
power of pardon might indeed deprive the prisoner of an existing legal right to
appeal and to the normal operation of the criminal justice system, and to that
extent might deprive him of the protection of the law. But that is far removed
from the present cases, and from any known practice of the power of pardon. The
difference in the present cases is that the exercise of the power of pardon
does not deprive the prisoner of any existing legal right of appeal to the
Court of Appeal, because he has none in the face of a mandatory sentence. Nor
can it be regarded as depriving him of a vested right to launch a
constitutional motion against execution because the operation of the pardon has
itself removed that threat from him. Where carrying out the death sentence is
impermissible because the conditions outlined in Pratt & Morgan exist,
concurrent alternative routes to relief from the threat of unconstitutional
execution exist, and it must be open to the State to redress the position
without requiring the prisoner to seek constitutional relief. Indeed, the Board
made this clear in its opinion in Pratt & Morgan.
25.
The power of pardon might be exercised after proceedings in the Court of
Appeal were concluded, if there appeared good grounds for mitigating as a
matter of discretion and mercy that Court’s substituted sentence, but that
would be the orthodox use of the power. There can of course be no question of
the power of pardon being exercised to impose a sentence more severe than that
substituted by the Court of Appeal, for section 87(2)(c) makes clear that only
a less severe punishment can be substituted.
(C) Section 70 Criminal
Procedure Act
26.
Section 70 provides:
“70. When any person is
convicted of any crime punishable by death, if the President in the name and on
behalf of the State intends to extend mercy to any such person upon condition
of imprisonment, and such intention of mercy is signified by the President to
the Court during the Criminal Sessions at which such person was convicted, the
Court shall allow to such person the benefit of a conditional pardon, and make
an order for imprisonment, of such person; and where such intention of mercy is
so signified to the Court at any time when the Court is not in session, the
Chief Justice shall allow to such person the benefit of a conditional pardon,
and make an order for the imprisonment of such person, in the same manner as if
such intention of mercy had been signified to the Court during the Criminal
Sessions at which such person was convicted; and such allowance and order shall
be considered as an allowance and order made by the Court, and shall be entered
on the records of the Court by the Registrar, and shall be as effectual to all
intents and purposes as if such allowance had been made by the Court during the
continuance of the same Criminal Sessions, and every such order shall subject
the person to be so imprisoned.”
27.
The plain purpose of this section (an existing law at the time of the
Constitution) is to give effect to a Presidential pardon by means of an order
of the court before which the prisoner either is, or was, indicted. The
contention of the appellants is that it ought to be interpreted as enabling the
court to depart from whatever substitute sentence the President attaches to his
pardon, and to proceed to determine sentence for itself. As a matter of
construction, this is simply not a possible reading of the section.
28.
The section deals in the same manner with two situations: (1) where the
pardon is signified to the court whilst it is still in session; and (2) where
the pardon is notified after the end of the relevant court session. In the
first of those two situations the notification of pardon could, theoretically
at least, be received either before or after the mandatory sentence of death is
pronounced. Whichever of these three factual positions obtains, the section
requires the court not simply to pass a sentence of imprisonment, but to “allow
to such person the benefit of a conditional pardon”. If the prisoner is to be
given the benefit of the President’s conditional pardon, he must be made
subject to the condition which is an integral part of it. If the court were to
assert the power to re-sentence for itself, it would not be giving effect to
the conditional pardon. Rather, it would be giving the prisoner the benefit of
the remission of the death sentence without attaching to that remission the
substitute sentence which is the basis on which it has been given. The section
is enacted to avoid there remaining in place inconsistent directions relating
to the prisoner from (a) the President and (b) the court. The suggested
construction would contradict that purpose and leave in place two inconsistent
substitute sentences, both having the force of law.
29.
Secondly, because section 70 deals in exactly the same way with the case
of a pardon granted shortly after the trial and one granted years later, it
follows that it deals identically with the prisoner whose pardon is a pure act
of mercy and the one, such as these appellants, to whom a pardon is granted as
a means of relieving him from an execution which has become unconstitutional
through the passage of time. In the case of the former, it cannot be suggested
that the court has any power to modify the substitute sentence which is
attached as a condition to the pardon. In such a case there could be no colour
for any suggestion that the prisoner had any kind of right to a pardon and to a
substituted sentence. Nor, therefore, can a pardon granted after the passage of
time has made execution unconstitutional be treated differently.
30.
Thirdly, sentencing by the court is a statute-governed operation. In a
case where a mandatory death penalty is prescribed by statute and remains
constitutional, there is no residual sentencing power which the court of trial
can invoke to impose any different order. This applies equally to pardons
granted at or about the time of trial and to those granted after unreasonable
delay has made execution unconstitutional.
31.
Fourthly, since section 70 is an existing law, the suggested
construction cannot be forced upon it by the terms of the Constitution. More
fundamentally, such a construction would in any event be inconsistent with the
Constitution. It would heavily qualify the presidential power set out in
section 87(2) of the Constitution, because it would effectively remove from it
section 87(2)(c) in all delay cases.
32.
It may well be that if one were starting afresh with a new constitutional
and statutory scheme for the handling of Pratt and Morgan prisoners whom
it has become unlawful to execute, a system which committed the substitution of
sentence to the judiciary would have considerable appeal. The question before
the Board, however, concerns the law which is presently in place.
(D) The powers of the High
Court on constitutional motion
33. This question does not arise on the appeals of
these appellants, but was addressed by the State in argument. Attention was
invited to the proper course to be adopted if a constitutional motion were to
be brought before the High Court by a prisoner who contended that he had been
the victim of unreasonable delay within the principle of Pratt & Morgan.
In particular, the Board was invited to consider whether the presence of the
Presidential power of pardon in the Constitution meant that the court should
defer to it by leaving remission of the death sentence and substitution of an
alternative sentence to the President.
34.
Section 14 of the Constitution gives the High Court very wide powers to
ensure that a citizen is not deprived of his fundamental constitutional rights
under Chapter 1. It provides:
“14.(1) For the removal of doubts
it is hereby declared that if any person alleges that any of the provisions of
this Chapter has been, is being, or is likely to be contravened in relation to
him, then without prejudice to any other action with respect to the same matter
which is lawfully available, that person may apply to the High Court for
redress by way of originating motion.
(2) The High Court shall
have original jurisdiction -
(a) to hear and determine
any application made by any person in pursuance of subsection (1); and
(b) to determine any
question arising in the case of any person which is referred to it in pursuance
of subsection (4),
and may, subject to subsection
(3), make such orders, issue such writs and give such directions as it may
consider appropriate for the purpose of enforcing, or securing the enforcement
of, any of the provisions of this Chapter to the protection of which the person
concerned is entitled.”
35.
Subsection (3), there referred to, applies the State Liability and
Proceedings Act to such an application, but that does not limit the breadth of
the power of the court to make such order and to give such directions as it
considers appropriate for giving effect to the constitutional rights concerned.
Section 14(2) is, for present purposes, in terms identical to section 25(2) of
the Constitution of Jamaica, which was the governing supreme law in Pratt
& Morgan. In that case, the prisoners had brought constitutional
motions under section 25. The Board entertained no doubt that the provisions of
that section were amply wide enough to enable it not only to declare that
execution after unreasonable delay would be unconstitutional but also to
substitute sentences of life imprisonment: see para 78. It did so
notwithstanding the presence in Jamaica of a power of pardon in terms
essentially identical to those in place in Trinidad and Tobago. The Board sees
no reason to depart from the view which it expressed in Pratt & Morgan.
The very wide words of section 14(2) of the Constitution of Trinidad and Tobago
empower the High Court, if on a constitutional motion it finds that execution
has become unlawful by reason of unreasonable delay, so to declare and to order
commutation to an appropriate substitute sentence.
36.
The occasion for the High Court to do so may be relatively rare, if the
practice of issuing a Presidential pardon after the passage of five years is
followed, as presently it appears to be. But if for any reason there has been
no pardon at the time when the High Court determines an application under
section 14, the Board can see no reason why the court should feel constrained
to confine itself to a declaration of unconstitutionality, together with any
other relief, and should not proceed to substitute an alternative sentence. It
is clear that the President has the power to substitute a sentence if he
exercises his power of pardon, but this is a supplemental power and does not,
for the reasons set out above, constitute him a sentencing organ within the
criminal justice system. Still less does it make him the sole re-sentencing
organ.
(E) The legal
requirements for the process of considering pardon
37.
Section 87(3) of the Constitution provides that the Presidential power
of pardon may be exercised in accordance with the advice of a minister, which
minister may be designated by the President on the advice of the Prime
Minister. The relevant minister is and for some time has been the Minister for
National Security. Section 88 of the Constitution requires the creation of an
Advisory Committee on the power of pardon. Its members are stipulated by
section 88; the designated minister is its chair, the Attorney General and the
Director of Public Prosecutions must be members, and there may be up to four
others, appointed by the President after consultation with the Prime Minister
and the Leader of the Opposition. The Committee has the power under section 89 to
regulate its own procedure. It must consider the case of any person sentenced
to death, and may consider any other possible exercise of the power of pardon. The
minister is not obliged to follow the advice of the Committee (section 89(3)).
38.
In the present case the Court of Appeal (on this point reversing the
judge) held that the effect of the Board’s decision in Lewis v Attorney
General of Jamaica [2001] 2 AC 50; [2000] UKPC 35 is that it has always
been the law that a person in whose case a pardon is under consideration must
have the opportunity to make representations of his own. The present
appellants, who were granted pardons before Lewis, were not given that
opportunity. The decision of the Court of Appeal on this point has not been
challenged by the State, and the Board endorses it for the reasons that court
very fully gave.
(F) Analysis of the
substitute terms imposed
39.
It was common ground between the parties in the Court of Appeal that a
sentence which incarcerates a prisoner for ever, without any prospect of
release, whatever might be the change in the prisoner or his circumstances, is
unlawful as cruel and unusual punishment. In that court, the argument of the
appellants was that the substitute sentences in the present cases could not be
lawful as conditions attached to the pardons, for three different reasons:
(a) because a sentence
of imprisonment for the rest of the prisoner’s natural life is unknown to law;
(b) because a sentence
of imprisonment for 75 years is obscure, arbitrary and, because longer than
imprisonment for life, exceeded the maximum powers available in Trinidad and
Tobago; and
(c) because, when making
the order under section 70 the Chief Justice had added to both forms of
substitute terms the direction that the appellants should remain imprisoned for
the whole of the term of imprisonment, and that had rendered the substitute
term one from which there was no prospect of release, however conditional.
40.
Both the judge and the Court of Appeal held that the use of the words
“natural life” did not alter the nature of the term imposed from one of life
imprisonment, which is well known to the legal system in Trinidad and Tobago. That
conclusion is not disputed by the State and the Board is satisfied that it is
plainly correct. The substitute sentence should be construed as the form of
indefinite imprisonment known to the law of Trinidad and Tobago. Such
construction also follows from the provisions of the Prison Rules which ordain
regular reviews of life prisoners’ cases, for which see below.
41.
The judge held that the terms of 75 years ought also to be construed as
sentences of life imprisonment. The Court of Appeal disagreed, holding that
those terms were determinate, if long, and also lawful. The Board agrees with
the Court of Appeal. The suggestion had been that the sentence was the
equivalent of life because the average time served by those sentenced to life
imprisonment was well below 75 years, or even the 50 years to which such a term
would in effect be reduced by full remission (see below). That process of
reasoning is illegitimate. The form of sentence cannot be read as
indeterminate. These terms of 75 years can no more be construed as
indeterminate life sentences than can any other determinate sentence imposed on
a man who may not survive its full length, something which can occasionally be
true of relatively short sentences. As to the average time actually served by
others sentenced to life imprisonment, that depends on the offences of which
they have been committed, which by definition cannot include murder, and the
outcome of the regular reviews to which life prisoners are subject. Such an
average of experience cannot convert a determinate term into an indeterminate
one.
42.
These contentions (a) and (b) were not renewed before the Board. As to
(c), for the reasons set out above the addition to the section 70 court order
could not alter, but could only give effect to, lawful substitute sentences
imposed by the President as a condition of his pardons. Nor could a section 70
order displace the provisions of the Prison Rules for review and remission (for
which see below). So the substitute sentences to which these appellants, and
others like them, are presently subject are either ones of life imprisonment or
are determinate sentences of 75 years.
43.
Prison Rule 285 and following provide for remission in the case of
determinate sentences. Rule 285 provides:
“285 - Remission
With a view to encouraging good
conduct and industry and to facilitating the reformative treatment of
prisoners, arrangements shall be made by which a convicted prisoner serving
imprisonment, whether under one sentence or consecutive sentences or under any
such sentence or sentences and the remnant of a previous sentence, for a period
exceeding one month, may become eligible for discharge when a portion of his
term of imprisonment, not exceeding one-third of the whole term of
imprisonment, has yet to run: Provided that nothing in the said arrangements
shall authorise the reduction of any period of imprisonment to be served to
less than 30 days.”
44.
The ensuing rules set out a scheme of progressive earning of marks, essentially
for good behaviour. It follows that a prisoner serving a 75 year sentence can,
providing his behaviour is good, earn remission of one third. Even a 50 year
sentence is, however, plainly one which will in almost all cases take effect in
practice but not in form as an indefinite one in the sense that it may well
last the lifetime of the prisoner.
(G) The regime for review
45.
The Prison Rules contain two relevant provisions for periodic reviews of
prisoners’ cases. Rules 281 and 282 are both headed “Review of Long Sentences”:
“281. The case of every prisoner
serving a life sentence shall be reviewed … at the 4th, 8th, 12th, 16th,
and 20th year of the sentence.
282. The case of every prisoner
serving a term of imprisonment exceeding four (4) years shall be reviewed … at
intervals of four years or at shorter periods if deemed advisable.”
It follows that prisoners subject either to life
sentences or to determinate sentences of 75 years are entitled to review at not
less than four year intervals. Rule 281 must clearly be construed as requiring
such four yearly reviews also after more than 20 years, if that period should
pass, and even if it were not so read, a life prisoner would be entitled to
similar reviews under Rule 282, since a life sentence is plainly a sentence to
a term exceeding four years.
46.
The evidence shows that these reviews are undertaken initially by the
superintendent of the relevant prison. Reports of the prisoner’s behaviour,
attitude, disciplinary record, educational work, sporting progress and the like
are collated. The prisoner is interviewed. He is also examined medically. A
written report is sent to the Minister for National Security with a
recommendation addressing response to rehabilitative efforts, and whether the
prisoner is suitable for early release. The Commissioner for Prisons may add
his own recommendation, either concurring or disagreeing. Early release, if it
occurs, is accomplished through the exercise of the power of Presidential
pardon under section 87 of the Constitution. If the prison recommendation is
for release, a Minister (designated by the President, acting in accordance with
the advice of the Prime Minister) consults the Advisory Committee before
tendering advice to the President, upon which the President “may” (and by
convention no doubt will) exercise his power (section 87(3)). Rajkumar J’s
judgment, p 88, suggests that the designated Minister was the Minister for
National Security himself.
47.
Apart from the regular reviews, a prisoner is entitled himself to
petition the President for clemency by way of pardon, as may relatives or
others on his behalf. Such an application is referred to the Advisory
Committee, together with the assessment of the prison superintendent and/or
Commissioner of Prisons.
48.
Both processes are explained to the prisoner on admission at the start
of his sentence.
49.
Since the Board’s decision in Lewis v Attorney General of Jamaica
[2001] 2 AC 50; [2000] UKPC 35 the papers considered under either process by
the Advisory Committee are made available to the prisoner, who may make
representations to it. Until recently the documents prepared in the four yearly
reviews were not made available unless they went on to the Advisory Committee
because they included a recommendation for early release; the prisoner’s input
was limited to his personal interview. But in the High Court in the current
litigation, Rajkumar J declared that natural justice and section 4(b) of the
Constitution require that the prisoner be provided with the material being
considered, and be given sufficient time and opportunity to make
representations, either personally or through representatives, in such manner
as the reviewing authorities should deem most appropriate to any issue raised. That
finding, which follows the principle of Lewis, has not been challenged
and now represents the law. The process of review is, moreover, on the
authority of Lewis, subject to judicial review if legal error, including
error of fairness, be in question.
50.
Mr Fitzgerald advanced four criticisms of the review process as it
operates in Trinidad and Tobago.
51.
Firstly, it was said to be flawed because administered by the Executive
rather than by judicial process; Mr Fitzgerald relied upon the first instance
Eastern Caribbean decision in In the Matter of Section 6 of the Anguilla
Constitution Order SI No 334 as amended v Attorney General of Anguilla [2010]
ECSCJ Mp 359. But that impressive judgment was that a mandatory life sentence,
with no system for either parole or the setting of minimum term tariffs, was
unconstitutional because invariable, and thus disproportionate and cruel and
unusual punishment. The reasoning was the same as applied by the Board to
mandatory death penalties in places where, unlike in Trinidad and Tobago, they
are not saved by existing laws provisions. Because the mandatory life sentence
was thus unconstitutional, the original sentence was unlawful. From that it
followed that the Governor’s power of pardon could not be relied upon as the
passing of a sentence. That is not authority for the different proposition that
where a power of pardon is used not to pass a sentence but to relieve the
defendant from the court’s sentence, it must be exercised by a judicial body:
see paras 12-14 above for the difference. It is to be noted that this point was
not taken in either of the courts below. On a point like this the Board would
be much assisted by the view of the local courts, who have noticeably not
identified any problem. There is clearly no general rule that all reviews must
be judicial.
52.
Secondly, it was said that the reviews must be conducted “by the decision-making
bodies themselves”. This appeared to be a complaint about the manner in which
prison reviews are conducted initially by the prison authorities and passed on,
either invariably or where release is recommended, to the Advisory Board and
the minister. This point was completely new and the exact practice has neither
been explored in evidence nor received the consideration of the local courts. It
seems natural enough that the initial report on the prisoner, with
recommendation, is undertaken by those supervising him in custody. In any
event, if there is complaint about the fairness of the manner of review, the
remedy is to challenge the procedure by judicial review; such complaint would
not affect the validity of the substituted sentence.
53.
Thirdly, the Board was referred to a four-year Report (the most recent
available) made in 2012 by Daniel I Khan, Inspector of Prisons (2011-2012),
which is sharply critical of the adequacy and effectiveness in practice of the
review process at that time. It was submitted that this goes to show that the
review process was irregular, that it failed to meet a Strasbourg-derived test
of pre-established objective criteria (for which see paras 55-74 below) and
that the sentences cannot truly be regarded as having been “irreducible”. This
report was not available at the time of the hearing before the judge, but it
was by the time the case reached the Court of Appeal; it was not relied upon
there. That alone militates against admitting the point without the considered
view of the local court. There are aspects of the report which make concerning
reading. It demonstrates that some reviews were delayed, erratically carried
out and, in the case of some prisoners serving non-commuted sentences,
altogether omitted. Separately, the Board observes that the evidence filed in
the case of the appellant Williams demonstrates that his 2002 and 2006 reviews
were both delayed and the reports appear to bear dates only in 2008. The
Inspector’s report relates to a period several years ago and, importantly,
before the judge and Court of Appeal laid down clear rules as to the requirement
of natural justice. If this pattern of reviewing still persists, then challenge
to the operation of the process may be necessary, by way of judicial review.
What the report does show is that there is a genuine process of review and that
in the period May 2011 to March 2012 the cases of 11 commutation prisoners were
reviewed, of whom seven were recommended for release on reasoned grounds
generally connected either to behaviour, risk or physical condition. Those who
were refused were likewise refused on reasoned grounds. There is no question of
there being a lack of any prospect of release.
54.
Fourthly, criticism was made before the Board of the composition of the
Advisory Committee, on the grounds that it contains representatives of the
prosecution and/or the State, namely the Attorney General and the Director of
Public Prosecutions. Such criticism is misplaced. The composition of the
Committee, so far as the membership of those two officers of state is
concerned, is prescribed by section 88 of the Constitution and accordingly
cannot be questioned. The appointment of other members is, under section 88,
for the President, after consultation with the Prime Minister and Leader of the
Opposition. The Board has no jurisdiction to control such appointments. It was
suggested to the Board that the identity of these other members might have to
be kept confidential for reasons of personal safety. Whether that is so or not,
it is certainly open to the President to seek to include appointees whose
approach contributes some kind of balance to the ex officio members and, given
the need to deal fairly with the representations of prisoners and the
importance of presenting a public appearance of objectivity, to include persons
with some judicial or sentencing experience, but that is a matter for him.
(H) Cruel and unusual
punishment; irreducible sentences?
55.
That will bring the Board to the second principal substantive argument
advanced before it for the appellants. This was that these sentences amount to
irreducible life sentences and thus to cruel and unusual punishment and are for
that reason alone unlawful. That argument was largely based upon decisions of
the European Court of Human Rights. None of those decisions was relied upon
before the courts below. The Board would have benefited from the informed view
of the local courts as to the practical operation of the review and pardon
system judged against such general principles as can be extracted from those
decisions, but has been able to reach clear conclusions nevertheless upon the
question whether these sentences are illegitimately irreducible.
(H-i) The use of Strasbourg
decisions
56.
The Board takes this opportunity to make some general observations about
the use of the case law of the European Court of Human Rights to interpret the
rights and freedoms protected by the Constitution.
57.
The European Convention for the Protection of Human Rights (“ECHR”) has
historical links to states such as Trinidad and Tobago which were formerly
dependencies of the United Kingdom. In 1953, two years after it ratified the
ECHR, the United Kingdom made a declaration under article 56 extending its
operation to most territories for whose international relations it was then
responsible. These included Trinidad and Tobago. The effect was to create an
international law obligation of the United Kingdom to secure to everyone in
Trinidad and Tobago the rights and freedoms defined in the ECHR. That
obligation subsisted until the United Kingdom ceased to be responsible for the
territory’s international relations upon independence in 1962 (by which time
the European Court of Human Rights had given only four judgments: Lawless v
Ireland (No 1) (1960) 1 EHRR 1, Lawless v Ireland (No 2) (1961) 1
EHRR 13, Lawless v Ireland (No 3) (1961) 1 EHRR 15 and De Becker v
Belgium (1962) 1 EHRR 43). Although corresponding rights and freedoms are
protected by other international human rights instruments, as a matter of
history entrenched rights and freedoms such as those protected by section 4 of
the Constitution of Trinidad and Tobago were derived from the ECHR, as the
Board has more than once observed. Since 1962, however, the ECHR has, so far as
Trinidad and Tobago is concerned, been replaced on the plane of international
law by other treaties and other international instruments to which Trinidad and
Tobago has acceded as an independent state, including the Universal Declaration
of Human Rights, the International Convention on Civil and Political Rights,
the Charter of the Organisation of American States and the American Convention
on Human Rights. On the domestic law plane, the sole basis for their protection
is the Constitution.
58.
The Board has frequently resorted to the sources of international human
rights law when considering the general principles governing rights which are
the common currency of civilised nations. These include international human
rights instruments, the case law of international bodies charged with their
interpretation, and the decisions of the domestic courts of common law
jurisdictions including those of the Board on appeal from them. In Reyes v
The Queen (supra) Lord Bingham, delivering the advice of the Board,
endorsed this practice, while emphasising that the starting point was the
Constitution. The court was required to “consider the substance of the
fundamental right at issue and ensure contemporary protection of that right in
the light of evolving standards of decency that mark the progress of a maturing
society” (para 26). At the same time, this
“does not mean that in
interpreting the Constitution … effect need be given to treaties not incorporated
into the domestic law of Belize or non-binding recommendations or opinions made
or given by foreign courts or human rights bodies. It is open to the people of
any country to lay down the rules by which they wish their state to be governed
and they are not bound to give effect in their Constitution to norms and
standards accepted elsewhere, perhaps in very different societies. But the
courts will not be astute to find that a Constitution fails to conform with
international standards of humanity and individual right, unless it is clear,
on a proper interpretation of the Constitution, that it does.”
See also Matthew v State of Trinidad and Tobago [2004] UKPC 33; [2005] 1 AC 433, paras 36-39 and Watson v The Queen (Attorney
General for Jamaica intervening) [2004] UKPC 34; [2005] AC 472, para 30.
59.
Constitutional provisions, especially those protecting fundamental
rights, generally fall to be interpreted in the light of the developing values
of the societies for which they were made. Such instruments were described by
the Privy Council as long ago as 1930 as “a living tree capable of growth and
expansion within its natural limits”: Edwards v Attorney General for Canada
[1930] AC 124, 136. The European Court of Human Rights has always applied a
corresponding principle. In Tyrer v United Kingdom (1978) 2 EHRR 1, 31,
where it was first articulated, the court described the ECHR as
“a living instrument which … must
be interpreted in the light of present day conditions … [T]he Court cannot but
be influenced by the developments and commonly accepted standards in the penal
policy of the member states of the Council of Europe.”
60.
It is inherent in this concept of fundamental rights that different
jurisdictions may develop the law in ways that reflect their own constitutional
traditions, legal procedures and collective values. The European Court of Human
Rights has been the most prolific single international source of judicial
decisions on human rights which in one form or another are protected under many
instruments in many countries. But in considering the persuasiveness of its
decisions in Trinidad and Tobago, some significant features of its
jurisprudence must be born in mind. First, the Convention is a regional human
rights instrument and, as the Strasbourg court’s observations in Tyrer
show, the values which it seeks to apply are those of the member states of the
Council of Europe so far as it is possible to generalise about them. Criminal
law and procedure, and penal policy in general, are areas in which accepted
practices are particularly liable to diverge as between different jurisdictions
and different parts of the world, where patterns of criminality, social
attitudes to crime and the practical implications of penal policy may not be
the same. Secondly, the Strasbourg court has not been content to lay down
general principles to be applied by national courts in accordance with
divergent national practice. Its practice has been to define the incidents of
human rights prescriptively and in considerable detail. This means that the
scope for inconsistency between the decisions of the court as an international
court and the values and practices of individual jurisdictions is necessarily
increased. Thirdly, perhaps because of the enormous volume of its decisions and
the differing composition of its chambers, as well as because it is
evolutionary, the jurisprudence of the Strasbourg court may sometimes not be
entirely consistent internally, which can require analysis by States which are
parties to the ECHR. It is not the duty of the courts of independent non-party
States to follow every turn in its case law as it occurs.
61.
Compliance with the decisions of the European Court of Human Rights is
not an international obligation of Trinidad and Tobago as it is of the United
Kingdom. Instead, the international obligations of Trinidad and Tobago in
relation to human rights arise under the instruments to which it is party, some
of which have their own decision-making bodies and their own corpus of
decisions. The decisions of the European Court of Human Rights are not a source
of law which the courts of Trinidad and Tobago are bound to take into account,
as the domestic courts of the United Kingdom are by virtue of section 2(1) of
the Human Rights Act 1998, let alone are they a source of binding authority.
They may bear valuable persuasive authority on the general principles
underlying the protection of particular rights. But they are likely to be less
valuable when prescribing the detailed content of those rights or the mode of
giving effect to them procedurally. As far as the Board is concerned,
particular importance will generally be attached to the views of the courts
below before recognising any development of the law which is not warranted by
the express terms of the Constitution or necessarily implicit in them.
(H-ii) Irreducible life
sentences?
62.
The contention of the appellants is that the life sentences (and equally
the 75 year sentences since they are de facto indefinite for the person on whom
they are imposed) are irreducible unless there exists:
(a) a prescribed review
mechanism, which is
(b) based upon
“objective pre-established criteria, of which the prisoner had precise
cognisance at the time of the imposition of the life sentence”, and
(c) which have “a
sufficient degree of clarity and certainty” to enable the prisoner, at the time
the sentence is imposed “to know what he must do to be considered for release”,
and
(d) which require the
authorities to determine “whether the prisoner has changed and progressed to
such an extent that continued detention can no longer be justified on legitimate
penological grounds”.
These propositions, save perhaps for the first, are all
derived directly from recent cases in the European Court of Human Rights, in
particular Kafkaris v Cyprus [2008] ECHR 143, Vinter v United Kingdom
[2013] ECHR 645, Magyar v Hungary [2014] ECHR 1456, Trabelsi v
Belgium [2014] ECHR 893 and Murray v The Netherlands [2016] ECHR 408.
63.
Valuable as these judgments are, this process of reasoning directly from
specific passages in them exhibits precisely the difficulties set out at paras
52-57 above. Firstly, those decisions are firmly based upon what is identified
as a regional European consensus as to the objectives and minimum standards of
punishment for crime. Secondly, they are by no means clear and consistent
amongst themselves. Before attempting to deduce from Strasbourg decisions on article
3 ECHR the correct application of section 5(2)(b) of the Constitution it is
necessary to concentrate upon the underlying principle rather than simply to
transpose either the decisions themselves or, even less appropriately,
extracted quotations.
64.
The Strasbourg decisions are reached against the background of a
Europe-wide consensus about certain aspects of punishment. But there are
legitimate differences of view in other parts of the world about matters which are
uncontroversial in Europe. In Europe, it is a fundamental principle that the
death penalty is abjured, as a discretionary as well as a mandatory penalty. That
is not the case in the Caribbean, nor in many other parts of the world. The
life sentences under consideration in the present cases have been imposed by
way of substitution for execution in a legal system which recognises such a
penalty. (To the extent that it is a mandatory penalty it is, although
cruel and unusual punishment, saved from illegality by the existing laws
provision. As a discretionary penalty there is in this legal system no question
of illegality.) There is, next, a mass of European material, collected and
analysed in Vinter at para 59 and repeated in subsequent cases, to the
effect that conditional release should be the objective of imprisonment when it
can properly be achieved. That is against the legal framework, applicable in
most European States, of a system of parole, that is to say of release on
conditions or licence, under supervision, sometimes very close, and with the
sanction of recall in event of breach. There is no parole system in Trinidad
and Tobago, nor in many other Caribbean States. Release, if it is affected, is
unconditional. The decision not to inaugurate a parole and licence system may
be in part attributable to the fact that such systems are heavily
resource-intensive, not only or mainly in terms of money, but also of
expertise, but it may also be a decision of penal policy, if one which may be
under debate. Similarly, there is predominately European material, analysed in Vinter
at paras 77 and 115 and in Murray at paras 70-76 and 101-104, justifying
the Court’s extracted principle that “While punishment remained one of the aims
of imprisonment, the emphasis in European penal policy was now on the
rehabilitative aim of imprisonment, even in the case of life prisoners”. The
balance of punishment and rehabilitation is a matter on which there may be
legitimate difference of view, and certainly of emphasis, amongst States. The
non-European sources of international learning on this topic which are cited in
these cases, the ICCPR and the UN Standard Minimum Rules for the Treatment of
Prisoners, refer in general terms to the principle of rehabilitation in the
context of equipping prisoners for life in society on release but do not address
indefinite sentences.
65.
The underlying principle of the Strasbourg cases may readily be accepted
as applicable in Trinidad and Tobago. It is that, however grave the crime, to
imprison someone without any prospect of ever being released, no matter what
change of circumstances there may be, is punishment which is cruel and unusual
and accordingly a breach of section 5(2)(b) of the Constitution. Therefore,
secondly, any such sentence must offer, in some form or another, the
possibility of release. That in turn must mean, thirdly, that there must exist
a system of review, for without it the prospect of release would be a matter
merely of chance. And fourthly, if the decision to release or to continue to
hold is not to be simply arbitrary, it must be based upon either pure mercy, or
an assessment of whether continued detention is justified on legitimate grounds
or not. Lord Bingham was recognising the same principles when, in R v
Lichniak [2002] UKHL 47; [2003] 1 AC 903 at para 8, he observed in passing
that release cannot be left to the chance of whether the Executive of its own
initiative elects to decide simply that the public interest now favours release
over detention.
66.
Conversely, the fact that a prisoner may well serve his whole life in
prison does not by itself achieve the minimum level of severity required for
breach of section 5(2)(b), or of A3 ECHR. Nor does the necessity to avoid cruel
and unusual punishment mandate the attachment to every life sentence of a
minimum “tariff” term of the kind which is required in England and Wales and
permissible to courts in Trinidad and Tobago under section 69A of the
Interpretation Act. Nor is a system of parole, or a separate Parole Board, a
necessity.
67.
These principles are set out in all the Strasbourg decisions. They
derive from Kafkaris. Those cases also establish a further proposition
which can readily be accepted, namely that the characterisation of a sentence
as impermissibly irreducible is one which can be made at the time of
imposition. Equally, the Strasbourg cases emphasise that the form of review is
a matter for individual States. Frequency is a matter for State judgment; the
cases suggest “clear support” for a first review not later than 25 years after
sentence and periodically thereafter. Nor does the avoidance of cruel and
unusual punishment mandate a particular form of review. In Kafkaris it
took the forms of presidential action, by way either of pardon or of conditional
release on licence. On the evidence, the President in that case took into
account all relevant circumstances including any change in the prisoner, the
nature of his offence, any danger to the public and whether it was necessary to
continue to hold him for retribution, deterrence or public safety. Some life
prisoners were released under these powers. That sufficed.
68.
What has happened since then is that subsequent Strasbourg decisions,
whilst reiterating these general principles, usually in identical terms, have
in some instances expanded on the nature of the review which is required. They
have not always done so consistently. Indeed, Mr Fitzgerald’s submission was
that, notwithstanding the brief time which has elapsed since Kafkaris,
ECHR law has changed significantly.
69.
Vinter contains, at para 122, the form of words now relied upon
by the appellants, that the prisoner “is entitled to know what he must do” to
achieve release. This has been represented subsequently to carry the
implication that there must exist some kind of code of relevant factors which
must be applied when release is under consideration. That is what led a chamber
of the Court in Trabelsi to refer to “objective pre-established
criteria” and to add moreover that the prisoner must have “precise cognisance”
of what they are (para 137). On any view that is a considerable departure from Kafkaris,
which contains clear decisions that what makes a life sentence cruel and
unusual punishment is the absence of any prospect of release and that
the system to be adopted was one to be determined by individual States. It may
simply be a misunderstanding of Vinter. Paragraph 122 of Vinter
was disposing of the argument that there could be no breach of article 3 until
the point had been reached at which detention had gone on for so long that a
review ought to have taken place. That was why the court said that it was wrong
to expect the prisoner to work towards possible release in a vacuum and without
knowing whether there ever would be a system of review. If it had meant to lay
down the requirement for a code for reviews, still more for a published set of
criteria available at the time of sentence, the court would no doubt have said
so, and indeed would have made it clear that it was to that extent departing
from Kafkaris. The proposition that the prisoner “must know what he has
to do” may well have been meant simply to import that he must be aware of the
available process, in the present cases by regular reviews and/or by petition
to the President. It is not easy to see what else it could mean. If it means
that he should know that good behaviour will redound to his advantage, and bad
to his disadvantage, it tells him nothing which is not obvious. If it means
that he should know that the nature of his offence, and any danger which he
poses to the public will be taken into account that, as well as being obvious,
is not to tell him about anything that he “must do”. It clearly cannot mean
that any State is obliged to lay out at the commencement of the sentence a
programme of education, treatment or behaviour which will lead to release; such
is simply not possible and is inconsistent with the concept of an indefinite
sentence. Whilst the Grand Chamber in Murray, at para 100, noted the Trabelsi
expansion of para 122 of Vinter with the carefully neutral words
that “A chamber of the Court has held … that the assessment must be based on objective
pre-established criteria”, it perhaps understandably made no attempt to define
what they might have to be.
70.
Moreover, in the most recent of the line of Strasbourg authorities in
this area Hutchinson v United Kingdom (App No 57592/08) (17 January
2017), the Grand Chamber addressed some important remarks to Trabelsi. Hutchinson
concerned a whole life sentence (ie a life sentence where the tariff was
“whole life”), and the effect of section 30 of the England and Wales Crime (Sentences)
Act 1997, providing that “the Secretary of State may at any time release a life
prisoner on licence if he is satisfied that exceptional circumstances exist
which justify the prisoners’ release on compassionate ground”. The prisoner had
relied “in particular” on para 137 of Trabelsi, as in the present
appeals before the Board. The Grand Chamber observed, as the Board has done,
that there was “some variation in the formulations employed in [Strasbourg]
judgments”, and went on to say that although “there needs to be degree of
specificity or precision as to the criteria and conditions attaching to
sentence review, in keeping with the general requirement of legal certainty”
(para 60), “a high degree is not required in order to satisfy the Convention”
(para 61). In Hutchinson itself, the Grand Chamber found the domestic
system to be compliant, because the Strasbourg case law, including the then
instant case, provided guidance as to what was required and “it can be expected
that the concrete meaning of the terms used in section 30 will continue to be
fleshed out in practice”. The Grand Chamber mentioned “the duty on the
Secretary of State to give the reasons each such decision, subject to judicial
review” as being of significance (para 64; see also para 70).
71.
In the present cases, the proper procedure for review has been the
subject of judicial examination and definition, underlined by the making of
declarations, by Rajkumar J at pp 86-94 of his judgment, upheld by the Court of
Appeal at paras 101 and 119 of Mohammed JA’s judgment, and has been further
examined in paras 45-54 above. Plainly, each prisoner must be entitled to
copies of the written reviews prepared in his case, at least absent a reasoned
justification for gisting. So long as the procedure is properly conducted,
then, as Rajkumar J held, a prisoner will have no further complaint. Should the
system at some future time be shown to have broken down, the position will of
course be different, and courts will have to determine the consequences.
72.
Vinter also contains at para 111, the unexceptional proposition
that it is axiomatic that continued detention must be based upon “legitimate
penological grounds”. Beyond adapting from the English Court of Appeal decision
in R v Bieber [2008] EWCA Crim 1601; [2009] 1 WLR 223, para 40 the
proposition that the legitimate objectives of imprisonment “include”
punishment, deterrence, rehabilitation and the protection of the public, the
Court made no attempt, consistently with Kafkaris, to bind the several
States party to the ECHR to any particular formulation of how legitimate
penological grounds are to be either defined or, more significantly, balanced. The
Chamber in Trabelsi was not so cautious. At para 137 it expressed the
view that any review must ascertain “whether, while serving his sentence, the
prisoner has changed and progressed to such an extent that continued detention
can no longer be justified on legitimate penological grounds.” Whilst it is
undoubtedly true that any review process must examine any change in the
prisoner or progress he has made, the ultimate question is not answered simply
by examining his circumstances, but by balancing them against the competing
penological considerations, including any public need for continued retribution
and/or deterrence (of others as well as the prisoner) and/or protection.
73.
What should be drawn by way of instructive example from these decisions
of the European Court of Human Rights are the fundamental principles. It is
apparent that the system of four-yearly review provides what is required,
indeed considerably more regularly than is contemplated by the Strasbourg cases
as the minimum necessary. The principal focus of the reviews is whether release
should occur or not. It is neither practicable nor consistent with the underlying
principles to attempt to resolve the Strasbourg differences as to the manner in
which the review should proceed beyond the fact that in addition, in an
appropriate case, to considering pure mercy, the Advisory Committee and the
Minister giving advice to the President must consider, in broad terms, whether
all the circumstances of the case call for continued detention or do not. That
is all that is required to prevent the sentence failing to offer any prospect
of release and thus being characterised as illegitimately irreducible and thus
cruel and unusual punishment. The need to avoid irreducibility is not to be
converted into a draftsman’s scheme for a system of public law. It is
sufficiently clear that the present process avoids the sentence failing to
offer any prospect of release. If, as Mr Fitzgerald suggested, there might be
occasions when the ultimate recommendation of the Minister could be
demonstrated to be based on irrelevant considerations, then judicial review is
available to put the legal error right. There must also be sufficient due
process, which will be achieved if the ruling of Rajkumar J set out at para 47
above is followed.
74.
For these reasons, as well as what has been said in para 53 above the
Board concludes that the present sentences cannot be found to be unlawful as
irreducible.
(I) Collective determination
of substitute terms
75.
It is apparent that the President, on the advice of the relevant
Minister, set the substitute terms in the present cases in batches. The
appellants contend that sentencing is an individual exercise and that
accordingly the decisions gave rise to cruel and unusual punishment which is
unlawful because contrary to section 5(2)(b) of the Constitution. They rely on
the fact that these days, when a court passes sentence for murder in
circumstances when a death sentence is not either required or merited, it does
not necessarily follow that it imposes a life sentence, and refer to Abraham
v State Cr App 43 of 2008 and Harris v Attorney General of Belize Claim
339 of 2006 as examples. Further, they point to factual differences which can
be shown to exist between the cases of the several appellants.
76.
It is of course true that sentencing by a court is an individual
exercise. At least in the absence of a statutory mandatory sentence, a court is
required to consider all the facts of each case before it. Sometimes many cases
may share sufficient facts to call for the same sentence. This is especially
true at the bottom end of the scale of severity of offence, but may also apply to
serious offending, as is clearly recognised by the existence in many
jurisdictions of sentencing guidelines of varying degrees of prescription. But
that does not absolve the court from determining an individual sentence in each
case. When exercising his power of conditional pardon, however, the President
is not operating as a court and he is not, for the reasons previously set out,
exercising a sentencing function. Rather, he is exercising a sui generis power
of dispensation.
77.
Nor would it follow, even if he were exercising a sentencing function,
that to impose the same sentence in multiple cases would necessarily render
those sentences cruel and unusual. What renders a sentence cruel and unusual is
gross disproportion to the offence. Suppose the (entirely hypothetical) case in
which the President determines, on advice, to substitute a sentence of (say)
two years in all the murder cases before him. A two year sentence for murder
simply cannot achieve the level of severity necessary for characterisation as cruel
and unusual.
78.
It follows that the mere fact that these sentences were substituted in
batches cannot by itself render them unlawful. Further, viewing the position as
at the time when these sentences were substituted in the 1990s, it can hardly
be regarded as surprising that the view then taken was that the only viable
alternative in cases which called in the Trinidadian legal system for a
mandatory death penalty was a sentence which was either expressly a life
sentence or, as the Court of Appeal has held, a sentence taking effect as such.
That was the view taken by the Board in both Pratt & Morgan and Lewis.
Given the four yearly reviews that are integral to it, it may be that a life
sentence will still often be a practical substitute for the President to
impose, but that is for the future and for those advising him. However, it can
now be seen that these appellants did not have the opportunity which they ought
to have had to make individual representations at the pardon stage, with a view
to having their substitute sentences set in the light of circumstances as they
then are. The appropriate substitute sentences are going, therefore, in any
event, to have to be reconsidered on that basis. The remaining issue in this
appeal is by whom.
(J) Remedy for absence of
a hearing at the pardon stage
79.
Mr Fitzgerald invited the Board to hold that once it had been decided,
by the Court of Appeal, that the appellants were entitled to make
representations at the pardon stage, they were also entitled to remission of their
cases to the High Court for a judicial determination of the substitute
sentence. For all the reasons previously set out, this does not follow. If a
defect in the pardon process is identified, as it has been, the appropriate
remedy is to put the defect right, not to substitute an entirely different
judicial sentencing process for the executive power of pardon.
80.
It should be noted, however, that the effect of the Court of Appeal’s
correct order to remit the decisions to the original decision-maker, the President,
is that individual representations will also mean that each appellant’s case must
be individually addressed, thus removing the complaint that the earlier
decisions were made in batches. Failure thus to address them can, like other
procedural unfairness, unreasonableness, or any error of law, be controlled by
judicial review as explained in Lewis. The Board expresses no
view about what substitute sentences ought to be imposed in these or comparable
cases, nor as to whether they will necessarily differ amongst themselves. Whether
they differ will no doubt depend on the weight accorded in each case to the
individual and to the general factors, and all substitute sentences will take
into account the system of reviews which will attend them. The fixing of substitute
sentences will be for the President acting on the advice of the Minister, who
will be informed by the views of the Advisory Committee. The exercise does
share this important feature with judicial sentencing, namely that it is of
considerable importance that any tariff level of sentence should be assessed by
those who are immersed in the standards of Trinidad and Tobago and who make
their decisions informed by the realities of crime and punishment in that
State.
Conclusion
81.
Despite Mr Fitzgerald’s submissions, for the several reasons explained
above, which are very largely those so fully developed in the Court of Appeal’s
careful judgment, these appeals must be dismissed.