Haikel v General Medical Council (GMC) [2002] UKPC 37 (04 July 2002)
Privy Council Appeal No. 69 of 2001
Dr. Mohamed Shaker Haikel Appellant
v.
The General Medical Council Respondent
FROM
THE PROFESSIONAL CONDUCT COMMITTEE
OF THE GENERAL MEDICAL COUNCIL
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JUDGMENT OF THE LORDS OF THE JUDICIAL
COMMITTEE OF THE PRIVY COUNCIL,
Delivered the 4th July 2002
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Present at the hearing:-
Lord Slynn of Hadley
Lord Steyn
Sir Philip Otton
[Delivered by Sir Philip Otton]
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Background
“That, being registered under the Medical Act
1. At the material times you were practising as a General Practitioner at Andover Medical Centre, 270-282, Hornsey Road, London, N.7.
2. At various times, the following patients were registered with you namely,
a. Ms A
b. Ms B
c. Ms C
d. Ms D
e. Ms E
f. Ms F
3a. In the autumn of 1988 you were consulted by Ms A in relation to leg pains.
b. At that consultation you
i. questioned Ms A about her sexual experiences,
ii. performed a vaginal examination,
c. Your questioning of the patient as alleged in 3b(i) above was inappropriate,
d. The vaginal examination referred to in 3b(ii) above was inappropriate in that it was not clinically indicated,
e. The examination was performed in a manner that was:
i. unprofessional and/or
ii. improper.
...
4a. Between November 1991 and December 1995 you were consulted by Ms B ..
b. During such consultations you frequently performed vaginal examinations,
c. Such frequent examinations were inappropriate in that they were not clinically indicated,
d. The examinations were performed in a manner that was
i. unprofessional and/or
ii. improper
e. At no stage during the consultations was the patient offered a chaperone,
5a. Between December 1994 and December 1996 you were consulted by Ms C ...
b. During such consultations you frequently performed vaginal examinations,
c. Such frequent examinations were inappropriate in that they were not clinically indicated,
d. The examinations were performed in a manner that was,
i. unprofessional
...
e. The patient was not offered a chaperone during the initial consultations.
6a. On 9th December 1996 you were consulted by Ms C ...
b. You carried out:
...
(ii) a vaginal examination
c. Neither examination was appropriate in that neither was clinically indicated.
d. Both examinations were performed in a manner that was:
i. unprofessional and/or
ii. improper
7a. Between 1992 and late December 1996 you were consulted by Ms D in relation to a number of medical complaints including abdominal pain,
b. During such consultations you frequently performed vaginal examinations,
c. Such frequent examinations were inappropriate in that they were not clinically indicated,
d. The examinations were performed in a manner that was:
i. unprofessional and/or
ii. improper.
e. The patient was rarely offered a chaperone.
8a. On 16th and 21st December 1994 you had occasion to examine Ms D’s back.
b. On each occasion the examination was carried out in an appropriate manner;
9a. On several occasions including December 1996 you examined Ms D’s breasts,
b. These examinations were performed in a manner that was:
i. unprofessional and/or
ii. improper
c. The examination in December 1996 was also inappropriate because it was not clinically indicated;
10a. Between December 1993 and 1996 you were consulted by Ms E on a number of occasions ...
b. During a number of such consultations you performed vaginal examinations.
c. Such examinations were inappropriate in that they were not clinically indicated,
d. The examinations were performed in a manner that was:
i. unprofessional and/or
ii. improper
e. On an occasion in November 1995 you examined Ms E’s back in a manner that was:
i. unprofessional and/or
ii. improper;
The PCC found that allegations in relation to Ms F were not proved.11a. Between 1993 and 1997 you were consulted by Ms F. on a number of occasions.”
“Mr Hockton, the Committee have received a great deal of evidence in this case. It has been established that the Doctor has been a thorough and conscientious GP. Two expert witnesses have confirmed that they considered the Doctor’s record-keeping to be good, and agreed that he readily undertakes referrals. There is no doubt that he retains the confidence of many of his patients.
We have heard and found proved the testimony of five female patients, all of whom initially held the Doctor in high regard and trusted him, that between 1988 and 1996 he undertook a number of unprofessional and improper examinations of those patients. In some instances, while the Doctor accepted the fact of the consultations, he denied the witnesses’ accounts of them; in others he maintained that the consultations had never taken place. These latter consultations he had not recorded in the medical notes. He claimed that the patients who have complained about him lied to this Committee or misinterpreted their experiences.
The Committee did not accept that the poor memory of these patients for inconsequential details of their visits to the doctor undermines their clear memory of unnecessary examinations performed in an improper manner. The conduct of these examinations, and in one instance inappropriate questioning, abused the trust of vulnerable patients in their Doctor. Nor do the committee accept that the failure of these patients to complain at the time of these events undermines the impact of their evident distress at what he did. They described their confusion, fear and embarrassment. Nor do the Committee accept that failure to change their Doctor immediately denies the reality of their distress. Some were very dependent upon him and were reluctant to take that step having been his patients for many years. Others had their entirely reasonable explanations, which we accept.
The Committee was concerned at the many occasions on which some of these patients were not offered a chaperone, but they accepted that the evidence overall indicated that his practice generally in this regard was rapidly moving with or even ahead of General Practice at the time. Accordingly, the Committee have not found the findings concerning failure to offer a chaperone as a material factor in determining serious professional misconduct. Interest (sic) his case.
The Council’s published guidance, Good Medical Practice, makes is clear that successful relationships between doctors and patients depend on trust, and that doctor must respect the privacy and dignity of patients. The doctor has repeatedly failed in this respect. Unprofessional and improper behaviour by a doctor towards patients is always a matter of grave concern to this Committee. Such behaviour undermines the trust which members of the public need to have in the medical profession. The Committee find Doctor Haikel guilty of serious professional misconduct.
The Committee have noted the testimonials from patients and fellow professionals submitted on his behalf. Patients have testified as to their respect for him. Even those who have complained have indicated in their accounts that they have confidence in his ability as a doctor. Nevertheless, the findings against him reflect such a major breach of the principals of Good Medical Practice that the Committee are obliged to take action in the public interest. The Committee have considered carefully what action they should take in relation to his registration. Taking account of the seriousness of his misconduct and their duty to protect the public, they have concluded that it is necessary in the public interest for his name to be erased from the Register.
The effect of the foregoing Direction is that, unless he exercises his right of Appeal his name will be erased from the Register 28 days from today. It is the Committee’s present view that it should exercise its power under Rule 33(a)(i)(c) to impose conditions on his registration for so long as it remains in force. The conditions would be exactly those which were imposed by the Interim Orders Committee on 20th October 2000 and under subsequent Orders currently remaining in force.” [D7-16C to D7-18A].
The Appeal
(1) The Assessor decided the issue of delay for the Committee;
(2) The decision on delay was wrong;
(3) The Assessor’s advice on the use of propensity evidence (similar fact) was inadequate;
(4) The penalty was too severe.Ground One – The Conduct of the Legal Assessor
“THE LEGAL ASSESSOR: Chairman, as I said when I invited you to adjourn for a short while, the relationship between the Legal Assessor and the Committee does pose certain problems at this stage and I say now that, notwithstanding what I am about to suggest, the ultimate decision about how this matter further proceeds must be for the Committee and not for me.
My advice to the Committee at this stage however is that in relation to the arguments advanced by Mr Hockton on behalf of the doctor on his first ground that, if looked at in the round, the whole of these proceedings are an abuse of the process of the court, they would not make me, if I were the sole judge, invite the Council to respond to that. I will explain why, but in very headline form, in a moment. [emphasis added]
However, in relation to that argument advanced by Mr Hockton on behalf of the doctor which relates entirely to Ms C, then again if I were in that position I would be looking for a response from Miss Sullivan on behalf of the Council. Let me explain so that you may make your own decision, very shortly, why I would have taken that course in relation to the overall argument. [emphasis added]
and later
“There are detailed matters of course raised by Mr Hockton in the course of his argument as regards, for example, Ms A and so forth but, as I was indicating at the beginning, having regard to that background and the appropriate approach to these issues, were I the sole arbiter at this stage, I would not be asking the Council to respond and, even wearing my slightly different hat, I would be advising this Committee that the basis for making a decision that the further conduct of these proceedings by the Council would be an abuse of process may not exist unless of course the Committee take the view that, as a consequence of the delay without qualification, it does not believe this defendant can obtain a fair trial. Unless the Committee thinks otherwise, I question whether there is anything further that can be obtained from the Council which will assist in that decision. [emphasis added]
…
In summary, I repeat, my advice is that there is nothing to be gained and indeed no need, looked at from a lawyer’s point of view at any rate, in calling for the Council to respond to the first argument advanced by Mr Hockton but an essential requirement that Miss Sullivan should be asked to respond to the second.” [emphasis added]
The Second Ground – That the Decision on Delay was Wrong
“The Committee then moved to consider and balance their duty to protect patients, the interests of the public and the interests of the doctor. In doing so, they considered all the circumstances of the case, submissions of Counsel, the allegations contained in the charges, and the findings of the Tribunal. On balance the Committee considered it would be disproportionate to continue with the proceedings.”
Leading counsel submitted that their Lordships should show appropriate deference to the views of the PCC as the expert body. The Rogers decision should be taken as reflecting the PCC’s views on the issue of delay and reasonable time in medical disciplinary cases. The Judicial Committee should reconsider the matter, conclude that the decision was an abuse of process and set aside the determination.
“I turn to the passage of time and associated matters. The spread of time covered by this case is well illustrated by the table; from the autumn of 1988 to December 1996, that is, between five and thirteen years ago. It does not require much thought to realise that time impacts upon memory: it degrades it. Time affects recall of detail, of date, of place and of sequence. Common sense suggests that, even in those cases where there is no suggestion of malice with regard to the evidence that a witness has given, caution should be exercised by a trier of fact when deciding whether to accept a witness’s evidence of events which fall into that sort of time frame. But you may think that common sense also suggests that, in circumstances which suggest that a witness’s recollection of date, place and sequence may be unreliable, that unreliability may not extend to the substance of what the witness says happened on the occasion of which evidence is being given.
Since I am dealing with elements which may affect recollection, I should refer to the possible impact of emotion and the risk of misunderstanding.”
Ms Booth acknowledged that the advice was appropriate for the complainants but she contended that it was also necessary to give clear advice as to how the Committee should consider the evidence of the appellant and his witnesses which he relied upon. As she put it in her written case:
“All of these directions were appropriate. They focus principally on the witnesses for the Respondent. However it was also necessary for the Legal Assessor to go on to give a clear direction as to how they should consider the evidence of the Appellant and the witnesses which he relied upon. In particular the Legal Assessor should have identified the danger of real prejudice to the Appellant’s case in the light of the delays which had occurred. He should have advised them to make allowances for the fact that from the Appellant’s point of view, the longer the time since an alleged incident the more difficult it would be for him to answer it. This was particularly so in the case of a doctor with thousands of patients compared with patients who only have one doctor. The Committee should have been advised that even though they believe the delay was understandable, if they feel that because of this the Appellant had been placed at a real disadvantage then they should take this into account in his favour when deciding if the case against him has been proved.”
“There is one further feature of the case to which I must refer under this general heading: delay; delay, that is, by the alleged victims in bringing their concerns or allegations to the notice of the authorities by making a complaint. That feature may have a significant impact on your approach to the basic question: ‘Can you rely on the evidence of the alleged victims?’
This passage was clearly to the advantage of the appellant and draws much of the sting of the criticism. Their Lordships are satisfied that any omission from the advice was not of sufficient significance to invalidate the decision. They are also satisfied that the advice taken as a whole was both appropriate and helpful to the Committee. The second ground of appeal cannot be sustained.When you are considering delay, indeed when you are considering each of the issues about which you have to make decisions, do not leave aside your knowledge and understanding of people in general, and, where it exists, of patients in particular. You may want to think about, and you would certainly be entitled to, the refrain that ran through so much of the evidence of the alleged victims: ‘He was my doctor. I trusted him to be doing the right thing for me.’”
The Third Ground – Similar Fact Evidence and Corroboration
“I turn therefore to similar facts. All these alleged victims were patients of Dr Haikel at material times. There are said to be clear similarities between the allegations made by them as to (1) the manner in which internal examinations were conducted, and you could apply that also, where appropriate, to other intimate examinations; (2) whether they were clinically indicated; and (3) whether Dr Haikel offered a chaperone or a chaperone was present.
Provided you find them to be similarities, you would be entitled to have regard to the similarities referred to when dealing with the stage one question in respect of any one of the alleged victims, but only if first, you consider that the detail and the pattern of what happened in the case or cases of another one or more of the alleged victims are credible, and assist to prove that the detail and the pattern deposed to by the alleged victim being particularly considered are accurate and not mere coincidence or the subject of misunderstanding by the witness; second, that you consider that the assistance is obtained not merely from the fact – if you so find it to be – that Dr Haikel had behaved wrongly with regard to another one or more of the other witnesses.
Thus, it is the detail and the pattern which may assist you, not just the fact of improper behaviour. My advice to you is to be careful if you go down this route. It is fraught with danger and is best followed with great caution.
In this case, there is an additional reason for treading carefully; the allegation of collusion.” [D7/AM 5G-6]
and as to corroboration he said:
“Classically, until the common law on this topic was abolished by statute, you would have had to be warned in a case of this kind that you ought not to find any one of the allegations proved unless you found that there was some evidence independent of the particular alleged victim which corroborated what she was saying. That rule has gone by statute. But the question arises whether in any particular case, and therefore in this case, there are special reasons why you should be cautious about accepting the evidence of any of these alleged victims in the absence of some evidence supporting their story. With some hesitation, I think I should advise you along those lines. It is partly because of the passage of time, it is partly because of the issues I have discussed with you over consistencies and inconsistencies, it is partly because of the fact that there are clear battle lines between those opposed to and those supporting Dr Haikel and it is partly because of the issue of collusion. [D7/AM 7G-8A]
“He should have alerted the Committee to the dynamic of reasoning from propensity, i.e. that because there were so many allegations present, the doctor was ‘a sort of person’ to do this and therefore was likely to have done it in the instant individual cases.”
This failure left open the possibility of confusion in the reasoning of the Committee.“Decisions about what is capable of providing support and whether it does provide support are entirely for you. I am not obliged to identify particular aspects of the evidence which I suggest to you are capable of affording support. I can do it if I think it may help you to focus on the issues which arise.”
“Dr Haikel, the Committee have carefully considered all the evidence presented to them over the course of this hearing. They have applied the burden and standard of proof to the required degree. They have not found it necessary to consider similarity of fact and have found no evidence of collusion between witnesses or of contamination of their testimony, as has been suggested might be the case.”
Thus it is clear that the PCC considered each case independently of any similar fact principles. This approach cannot be faulted. It is not without significance that the Committee found that the allegations in respect of one of the complainants, Ms F, had not been proved. They might have relied on similar fact evidence and found the case proved but they declined to do so. Thus in the light of the Committee’s approach and conclusions Ms Booth’s argument on the similar fact advice falls away.
The Sanction of Erasure
Conclusion