Privy Council Appeal No. 1 of 2001
Dougnath Rajkumar Appellant
v.
(1) Kenneth Lalla
(2) Henley Wooding
(3) Corinre Mohammed
(4) Carlyle Walters
(5) Sakal Seemungal (Members of the Public Service
Commission) and
(6) Cipriani Baptiste (The Commissioner of Prisons) Respondents
FROM
THE COURT OF APPEAL OF TRINIDAD
AND TOBAGO
JUDGMENT OF THE LORDS OF THE JUDICIAL
COMMITTEE OF THE PRIVY COUNCIL,
Delivered the 29th November 2001
------------------
Present at the hearing:-
Lord Nicholls of Birkenhead
Lord Mackay of Clashfern
Lord Hobhouse of Woodborough
Lord Millett
Sir Andrew Leggatt
[Delivered by Lord Mackay of Clashfern]
------------------
"No appeal shall lie, except by leave of the judge making the order or of the Court of Appeal from –
(a) …
(b) …
(c) a final order of a Judge of the High Court made in a summary proceeding."
The submission was that judicial review is a summary proceeding and therefore leave either of the judge or the Court of Appeal was necessary before an appeal could lie to the Court of Appeal.
"168.(1) A Promotions Advisory Board is established which shall consist of -
(a) a member of the Commission selected by the Commission who shall be chairman;
(b) the Deputy Commissioner of Prisons; and
(c) one Senior Superintendent of Prisons nominated by the Commissioner.
(2) A prison officer in a grade lower than that of Prison Assistant Superintendent may apply to the Promotions Advisory Board to take any promotion examination when he has been in the service for at least four years and subject to subregulation (3), but the qualifying period of four years may be waived where such prison officer is in possession of the educational qualifications equivalent or superior to the prescribed qualifications.
(3) In order to determine whether a prison officer in a grade lower than that of Prison Assistant Superintendent who applies to take a promotion examination is a suitable candidate to take the examination, the Promotions Advisory Board shall examine the record of every such prison officer.
(4) A prison officer who is successful in the promotion examination shall be interviewed by the Commission and shall be placed in order of merit based on performance in the examination and the interview.
(5) A prison officer who is successful in the promotion examination for an appointment to an office in the Service shall be interviewed jointly by the Chairman of the Promotions Advisory Board, by a member of the Examinations Board nominated by such Board and by the Commissioner and shall be placed in order of merit based on performance in the examination and the interview.
169. Notwithstanding that a prison officer may have been successful in a promotion examination, if such prison officer is not appointed on promotion within three years, he shall re-sit the examination for promotion.
170. Whenever in the opinion of the Commissioner it is possible to do so and it is in the best interests of the Service, appointments shall be made from within the Service in accordance with these Regulations.
…
172. (1) In considering the eligibility of prison officers for promotion the Commission shall take into account the seniority, experience, educational qualifications, merit and ability, together with the relative efficiency of such prison officers and, in the event of an equality of efficiency of two or more prison officers, shall give consideration to the relative seniority of the prison officers available for promotion to the vacancy.
(2) In the performance of its functions under subregulation (1), the Commission shall take into account as regards each prison officer –
(a) his general fitness;(b) his position on the seniority list and on the list of results of the promotion examinations;(c) any special qualifications;(d) any special courses of training that he may have undergone (whether at the expense of Government or otherwise);(e) an evaluation of the officers overall performance as reflected in the annual staff reports;(f) any letters of commendation or special reports in respect of any special work done by the prison officer;(g) the duties of which he has had knowledge;(h) any specific recommendation of the Permanent Secretary for filling the particular office;(i) any previous employment of his in the Service or in the public service, or otherwise;(j) any special reports for which the Commission may call; and(k) his devotion to duty.
173.(1) The Director shall keep up-to-date seniority lists of all prison officers.
(2) The Commissioner shall ensure for purposes of making recommendations for promotion and acting appointments that up-to-date seniority lists are kept of all prison officers showing in respect of each officer the date of appointment to his present office, date of appointment to his previous office and date of first appointment in the Service.(3) The seniority of a prison officer shall be determined by the date of his appointment to the particular office in which he is serving. The seniority of prison officers promoted to the same office from the same date shall be in accordance with their seniority in their previous office.(4) Where prison officers have entered the Service by competitive examination and are appointed to the same office with effect on the same date, their relative seniority shall be determined according to the order of merit in which they were placed in the examination and interview.(5) Where any doubts arises in respect of seniority of a prison officer, the Commission shall determine the seniority of such prison officer.
174.(1) The Commissioner shall ensure that recommendations made in relation to an acting appointment as a prelude to a substantive appointment shall be based on the principles prescribed in regulation 172.
(2) Where in the exigencies of the Service, it has not been practicable to apply the principles prescribed in regulation 172, any prison officer selected for an acting appointment in consequence of a recommendation made under subregulation (1) shall not thereby have any special claim to the substantive appointment.(3) In considering the claims of eligible candidates for a substantive appointment, the Commission shall take into account the claims of all eligible officers.
175.(1) Where an acting appointment falls to be made otherwise than as a prelude to a substantive appointment, the prison officer appointed shall –
(a) as a general rule be the senior prison officer eligible for such acting appointment;(b) assume and discharge the duties and responsibilities of the office to which he is appointed to act.
(2) …
176.(1) Where an acting appointment falls to be made whether as a prelude to a substantive appointment or not the Commissioner shall notify the prison officers who are eligible for consideration.
(2) The Commissioner shall, after notification as required by subregulation (1), allow a period of seven days to elapse before forwarding any recommendations for the filling of such vacancy, for the purpose of allowing the prison officers to make representations on the filling of such vacancy.(3) Where representations have been made by or on behalf of any prison officer, the Commission shall forward such representations in their original form to the Director.
177. Except in very special circumstances or in cases of sudden illness, the Commissioner shall submit, well in advance, recommendations for acting appointments to permit of their consideration by the Commission before the date on which the acting appointment is intended to become effective.
178. In submitting recommendations for acting appointments in any office the Commissioner shall state the reasons why prison officers, if any, are being passed over.
Amongst the general regulations in Chapter 4 there are important provisions on Staff Reports which apply to the Prison Service:179. Where the Commission delegates its power to the Commissioner to appoint a prison officer to act in an office and such acting appointment falls to be made as a result of sudden illness or other very special circumstances for a period not likely to exceed twenty-eight days the provisions of regulation 176 shall not apply."
"34.(1) A Permanent Secretary or Head of Department shall forward to the Director in each year –
(a) in respect of all officers who are within the scale of pay, a staff report not later than sixty days before an increment is due to an officer; and(b) in respect of all officers who are at the maximum in the scale of pay or who receive a fixed pay, a staff report not later than the anniversary of the date of appointment of an officer to the office.
(2) A staff report shall relate to the period of service during the immediately preceding twelve months.(3) In the preparation of a staff report, the Permanent Secretary or Head of Department shall be guided by his own deliberate judgment and shall in such report -
(a) make an unbiased assessment of the officer's performance and conduct over the past twelve months, and(b) give an indication of the future prospects of the officer.
(4) A staff report shall be in such form as may from time to time be prescribed by the Commission and shall be made in respect of every officer whether he holds an acting appointment, a temporary appointment or is employed for a specified period.
35. In order that an officer may be given every opportunity to correct any shortcomings which he might evince during the course of the twelve months' period of service to be reported on, a Permanent Secretary or Head of Department shall –
(a) as and when such shortcomings are noticed, cause the officer to be informed in writing thereof;(b) when adverse markings are included in the staff report cause the officer to be informed in writing thereof before he submits the report to the Director.
36.(1) A staff report made in respect of an officer under regulation 34 shall be the basis for determining the eligibility of an officer for –
(a) an increment, and(b) promotion.
…"
"(2) The Promotions Advisory Board shall interview a prison officer who has qualified for promotion to an office up to Range 53F (Assistant Superintendent of Prisons) as specified in the First Schedule to the Act.
(3) An officer being considered for promotion to an office by the Promotions Advisory Board shall be rated according to the criteria specified in regulation 172 and be placed in accordance with that rating on a list to be known as an Order of Merit List.
(4) Notwithstanding subregulation (2), the Commission may interview an officer for promotion to a higher office;"
"168(1)(a) A prison officer may apply to the Commission to be allowed to take the Promotion Examination for Prison Officer II when he has been in the service for at least two years.
(b) A prison officer in a grade lower than that of Prison Assistant Superintendent who has passed an Examination for Promotion to Prison Officer II may apply to the Commission to be allowed to take any promotion examination.(c) A prison officer who is successful in a promotion examination may be considered for promotion in accordance with this Regulation.
(2) The Commissioner of Prisons shall, after taking into account the criteria (specified in Regulation 172) submit to the Commission a list of the Officers in the Second Division –
(a) whom he considers suitable for promotion to an office; and(b) who are not being considered for promotion yet but who have served in the Service for a longer period in an office, or who have more experience in performing the duties of that office than the officers being recommended.
(3) The Commissioner shall, also advise those officers referred to to in sub-regulation 2(b) of their omission from the list for promotion, together with the reasons for such omission.
(4) An officer who is advised under sub-regulation 2(b) may make representations on his own behalf to the Commission within fourteen days of being so advised and the Commission may invite him for interview on the basis of his representations.
(5) The Commission shall advise those officers making representations under this Regulation of the outcome of their representations.
(6) The Commission may, after considering all the representations made, endorse or otherwise, the recommendations of the Commissioner when promoting an officer."