Privy Council Appeal No. 45 of 1999
(1) John Junior Higgs and
(2) David Mitchell Appellants
v. The Minister of National Security and Others RespondentsFROM THE COURT OF APPEAL OF THE BAHAMAS
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JUDGMENT OF THE LORDS OF THE JUDICIAL
COMMITTEE OF THE PRIVY COUNCIL, Delivered the 14th December 1999 ------------------Present at the hearing:-
Lord SteynLord Hoffmann
Lord Cooke of Thorndon
Lord Hobhouse of Woodborough
Mr. Justice Henry
[Majority Judgment delivered by Lord Hoffmann] ------------------
. Higgs's case is that he was twice convicted and sentenced to death. He spent six and a half months under sentence of death after his first trial, then just over three months awaiting his second trial and then three more years between sentence and the reading of the death warrant which gave rise to these motions. But on any view, the total falls a long way short of five years. Mr. Mitchell, when the warrant was read to him, had been under sentence of death for four years and eight months.
1. The appellants are held at Fox Hill Prison in The Bahamas under sentence of death for murder. They have exhausted the right to appeal against their convictions. But they have brought constitutional motions claiming that the execution of the death sentences would violate their fundamental rights and freedoms under the Constitution. There are two principal grounds. The first is that each has pending before the Inter-American Commission on Human Rights ("the Commission") a petition complaining that their executions would violate their human rights. The Commission, which is an organ of the Organisation of American States ("OAS") of which The Bahamas is a member, has not yet dealt with the petitions. The appellants say that an execution before the decision of the Commission has been received and considered by the Government of The Bahamas would be contrary to due process of law and would violate their right to life under article 16 of the constitution. The second ground is that having regard to the length of time for which the appellants have been held in prison, both before and after conviction, the conditions in which they have been held and the treatment they have received, the executions would be "inhuman or degrading treatment or punishment" contrary to article 17(1) of the Constitution.
1. The Commission.
2. The Commission has a role in respect both of member states of the OAS which are parties to the American Convention on Human Rights 1969 ("the Convention") and member states, such as the Bahamas, which are not. In relation to states in the former category, it is charged with enforcing the Convention, if necessary by proceedings before the Inter-American Court of Human Rights ("the Court"). The Convention gives individuals and non-governmental organisations a right to petition the Commission to complain of violations and the Commission, if it is unable to arrive at a satisfactory settlement, may submit the matter to the Court, which has sole jurisdiction to interpret the Convention. The procedure was recently discussed in the judgment of the Board in Briggs v. Baptiste (The Times 3rd November 1999) an appeal from Trinidad and Tobago.
3. In relation to states which are not parties to the Convention, the Commission has a general duty to promote the observance of the human rights set out in the American Declaration of the Rights and Duties of Man 1948 ("the Declaration"). There is no right of individual petition as such, but the Commission has under article 20(b) of its Statute power:-
"to examine communications submitted to it and any other available information, to address the government of any member state not a Party to the Convention for information deemed pertinent by this Commission, and to make recommendations to it, when it finds this appropriate, in order to bring about more effective observance of fundamental human rights."
4. The "communications" received by the Commission under this article tend in practice to be complaints by individuals of the violation of their rights under the Declaration. The Commission has in fact made procedural regulations which assimilate the preliminary procedures for dealing with such communications with those for petitions under the Convention. For example, it is a condition of the admissibility of both Convention petitions and non-Convention communications that the petitioner should have exhausted his domestic remedies: see article 37 of the Regulations of the Inter-American Commission on Human Rights. But the outcome of the proceedings in non-Convention cases is that the Commission sends its "decision" in the form of a report to the member state concerned, including any recommendations it may make in accordance with article 20(b) of the Statute. Being recommendations, they are not binding upon the member state as a matter of treaty law or in any other way.
2. The Commission and The Bahamas
5. Although The Bahamas has been a member of the OAS since 1982, it does not appear that until quite recently anyone availed himself of the power of the Commission to receive communications and make inquiries about alleged violations of human rights there. The government was in fact unaware that the assistance of the Commission could be invoked by an individual through this route. In Henfield v. Attorney-General of the Commonwealth of The Bahamas [1997] AC 413 counsel for the government, on instructions, accepted the submission of counsel for the appellants that citizens of The Bahamas had no individual access to the United Nations Human Rights Committee (which was correct) or any other international human rights body (which was not). The context in which the question arose was whether this made any difference to the five year period which the Board had said in Pratt v. Attorney-General for Jamaica [1994] 2 A.C. 1, 35 was the period after sentence after which there would normally be "strong grounds for believing" that an execution would be inhuman or degrading punishment. The period of five years had been an attempt to strike a balance between the cruelty of a long delayed execution and the need to allow time for completion of the available appellate processes. In the case of Jamaica, which was party to both the International Covenant on Civil and Political Rights (with its Protocol giving a right of petition to the U.N. Human Rights Committee) and the American Convention on Human Rights, the Board in calculating the time reasonably required for appeals allowed a period of 18 months for petitions to one or other international body. In Henfield it decided that since neither form of petition existed in The Bahamas, three and a half years was the appropriate period within which an execution could normally be expected to be carried out.
6. The error was corrected in Fisher v. Minister of Public Safety and Immigration [1998] AC 673 (which, in view of a subsequent appeal by the same appellant, their Lordships will call "Fisher No. 1"). In that case the appellant Mr. Fisher had presented a petition to the Commission which was pending at the date of the hearing before the Board. Sir Godfray Le Quesne Q.C., as counsel for the government, informed the Board that the government recognised the power of the Commission to receive communications from citizens of The Bahamas complaining of violations of their human rights. He said at page 685A that "it was the intention of the government that the applicable regulations should be duly respected".
3. The appellants' cases.
7. Their Lordships must now set out some of the chronology of the proceedings against the appellants. First, Mr. Higgs. He murdered his wife in July 1993 and was arrested a few days later. He was committed for trial on 26th November 1993 but there was a technical defect in the committal as a result of which it was quashed on 12th July 1994. On 14th November 1994 he was committed again and on 2nd October 1995 found guilty and sentenced to death. On 16th April 1996 the Court of Appeal allowed his appeal on the grounds of excessive interventions by the judge and ordered a retrial. On 6th August 1996 he was again convicted and sentenced to death. The Court of Appeal dismissed a second appeal on 2nd May 1997 and a petition for special leave to appeal to Her Majesty in Council was dismissed on 6th November 1997. On the following day he lodged his petition with the Commission. On 21st October 1998 the government wrote to the Commission stating that it considered that 18 months would be a reasonable period to allow for the Commission to reach its decision and make its recommendations. Neither the government nor the Commission sent a copy of this letter to Mr. Higgs. The period expired on 7th May 1999. His execution was fixed for 10th August 1999 and the warrant read to him on 3rd August 1999, but a stay of execution was granted on 9th August 1999 pending the hearing of this constitutional motion. It came before Marques J. and was dismissed on 12th August. An appeal to the Court of Appeal was dismissed on 17th August. From that decision Mr. Higgs now appeals to the Privy Council.
8. Mr. Mitchell's case has followed a rather simpler course. On 9th May 1994 he murdered a couple in their home by stabbing them to death. He was arrested on the same day and on 24th November 1994 he was convicted and sentenced to death. His appeal to the Court of Appeal was dismissed on 2nd October 1995 (with reasons given on 27th October 1995) and (after special leave had been granted) his appeal to the Privy Council was dismissed on 21st January 1998: see Mitchell v. The Queen [1998] AC 695. On 27th January 1998 he lodged his petition with the Commission. In October 1998 the government wrote a similar letter to that in Mr. Higgs's case, informing the Commission that the period of 18 months would expire on 27th July 1999. Thereafter, Mr. Mitchell's execution was fixed for 10th August 1999, the same day as Mr. Higgs, and the warrant was read to him. He brought his constitutional motion on 5th August 1999 and this led to stays of execution being granted to both him and Mr. Higgs. Since then their cases have proceeded together.
9. Both appellants have been in Fox Hill Prison since their respective arrests. For Mr. Higgs, this has been six and a half years. For Mr. Mitchell it has been five and a half. Their Lordships will return later, when they consider the question of whether execution would be an inhuman or degrading punishment, to the question of the conditions in which they have been held and the treatment which they have received. But first they turn to the effect of the unresolved petitions to the Commission.
4. International law in domestic courts.
10. The point of departure in considering the effect of the petitions is the fact that the constitution of the OAS (including the Statute which established and conferred powers upon the Commission) is an international treaty. In the law of England and The Bahamas, the right to enter into treaties is one of the surviving prerogative powers of the Crown. Her Majesty does not require the advice or consent of the legislature or any part thereof to authorise the signature or ratification of a Treaty. The Crown may impose obligations in international law upon the state without any participation on the part of the democratically elected organs of government.
11. But the corollary of this unrestricted treaty-making power is that treaties form no part of domestic law unless enacted by the legislature. This has two consequences. The first is that the domestic courts have no jurisdiction to construe or apply a treaty: see J.H. Rayner (Mincing Lane) Ltd. v. Department of Trade and Industry [1990] 2 A.C. 418. So, in the present case, the effect of the treaty in international law may be that The Bahamas has a duty to wait indefinitely for the decision of the Commission or that it has a duty to wait a reasonable time or (given the advisory and non-binding nature of the possible recommendations of the Commission) it has no duty to wait at all. The courts of The Bahamas have no jurisdiction to pronounce upon this question.
12. The second consequence is that unincorporated treaties cannot change the law of the land. They have no effect upon the rights and duties of citizens in common or statute law: see the classic judgment of Sir Robert Phillimore in The Parlement Belge (1879) 4 P.D. 129. They may have an indirect effect upon the construction of statutes as a result of the presumption that Parliament does not intend to pass legislation which would put the Crown in breach of its international obligations. Or the existence of a treaty may give rise to a legitimate expectation on the part of citizens that the government, in its acts affecting them, will observe the terms of the treaty: see Minister for Immigration and Ethnic Affairs v. Teoh (1995) 183 C.L.R. 273. In this respect there is nothing special about a treaty. Such legitimate expectations may arise from any course of conduct which the executive has made it known that it will follow. And, as the High Court of Australia made clear in Teoh's case, the legal effect of creating such a legitimate expectation is purely procedural. The executive cannot depart from the expected course of conduct unless it has given notice that intends to do so and has given the person affected an opportunity to make representations.
13. The rule that treaties cannot alter the law of the land is but one facet of the more general principle that the Crown cannot change the law by the exercise of its powers under the prerogative. This was the great principle which was settled by the Civil War and the Glorious Revolution in the seventeenth century. And on no point were the claims of the prerogative more resented in those times than in relation to the establishment of courts having jurisdiction in domestic law. There have been no prerogative courts in England since the abolition of Star Chamber and High Commission. But the objection to a prerogative court must be equally strong whether it is created by the Crown alone or as an international court by the Crown in conjunction with other sovereign states. In neither case is there power to give it any jurisdiction in domestic law.
5. Fisher No. 2
14. These well-established principles were the background to the decision of the Board in Fisher v. Minister of Public Safety and Immigration (No. 2) [1999] 2 WLR 349. Their Lordships have already referred to the first constitutional motion in this case (Fisher No. 1). After the Board had given its decision in that case on 16th December 1997, the government wrote to the Commission (on 29th December 1997) pointing out that more than 18 months had elapsed since the petition had been presented on 7th June 1996. It said that the government could not wait indefinitely and that unless the Commission made its decision by 15th February 1998, the law would have to take its course without further delay. No decision was received and on 26th March 1998 a warrant of execution was read. Mr. Fisher brought a second constitutional motion, alleging that his execution before the decision of the Commission had been received would be a violation of his human rights under the constitution and also contrary to his legitimate expectations created by the government's undertaking given at the earlier hearing.
15. Counsel made alternative submissions as to which of Mr. Fisher's constitutional rights would be violated. His primary case (see page 354G) was that it was his right to life under article 16(1). In answer to the objection that article 16(1) includes the words "save in execution of the sentence of a court", counsel said the article should be given a liberal construction. The execution had to be lawful and it should not be considered lawful if the case was still being considered by the Commission.
16. The judgment of the majority of the Board on this question, delivered by Lord Lloyd of Berwick, was that the legality of the execution, as a matter of domestic law, could not be affected by the terms of an international treaty. He said the government could not, by joining the OAS in 1982, create a new constitutional right or alter what had previously been the legality of executing the sentence of a court. Otherwise "it would mean that the government had introduced new rights into domestic law by entering into a treaty obligation " at page 355C. On this point the minority of the Board agreed.
17. Counsel's alternative constitutional argument was that the execution would in such circumstances be inhuman or degrading punishment. Lord Lloyd said that if the death penalty was not otherwise inhuman or degrading, as had been held by the Privy Council in Jones v. Attorney-General of the Commonwealth of The Bahamas [1995] 1 W.L.R. 891, it could not become inhuman and degrading on account of an international treaty. The minority of the Board, however, considered that execution would be cruel and inhuman, not because of the pendency of the petition to the Commission as such, but because Mr. Fisher had spent a considerable time in prison since the exhaustion of his domestic remedies anxiously awaiting the decision of the Commission and it would therefore be inhuman to execute him before it was given.
18. Finally counsel argued that Mr. Fisher had a legitimate expectation that the government would await the decision of the Commission, or would wait for a reasonable time which had not yet expired. The expectation was founded upon the undertaking given on behalf of the government in Fisher No. 1 and there was some discussion of what it had meant. At first it was agreed between counsel that it meant that the government would wait a reasonable time for the decision of the Commission, which would then be considered by the appropriate body. The issue was whether the government had waited a reasonable time. In his reply, however, the appellant's counsel argued that it meant that the government would wait indefinitely. Lord Lloyd of Berwick, who gave the advice of the Board, did not attempt to construe the undertaking. He said instead (at p. 356) that even if the undertaking had given rise to an expectation that the government would wait indefinitely, that expectation could not have survived the communication to Mr. Fisher of the government's letter to the Commission stating that it would not wait longer than 15th February 1998. The minority, on the other hand, considered that there was a continuing legitimate expectation that the government would wait a reasonable time and that this was in the circumstances longer than 18 months.
6. No distinction from Fisher No. 2
19. Their Lordships can find nothing which materially distinguishes this case from Fisher v. Minister of Public Safety and Immigration (No. 2) [1999] 2 WLR 349. The appellant's claim that his execution would violate his constitutional right to life or be, by reason only of the outstanding petition, an inhuman or degrading punishment, were considered and rejected in that case. Only on the issue of legitimate expectation does counsel draw a distinction on the facts. He says that, whereas in Fisher No. 2 the letter to the Commission setting a date for their decision was communicated to the appellant, the government's letters in these cases were not. It could not therefore be said in this case that the government had made its position clear to the appellants. But their Lordships consider that just as the government's undertaking was made public in consequence of Fisher No. 1, so its extent was clarified by the public statement of the government's position in Fisher No. 2, in which the constitutional motion was heard in The Bahamas on 3rd April 1998. No one after the hearing in the latter case could have had a reasonable expectation that the government would wait for more than a reasonable time. And there is no evidential basis for any further expectation, such as that the government would give the appellant notice of exactly what period it considered to be a reasonable time or that it would exceed 18 months. There are accordingly no relevant factual grounds on which Fisher No. 2 can be distinguished.
7. The effect of Thomas v. Baptiste
20. Counsel submits, however, that Fisher No. 2 ought not to be followed because it is inconsistent with the reasoning in the later decision of the Board in Thomas v. Baptiste [1999] 3 WLR 249. This was a decision on appeal from the Republic of Trinidad and Tobago and its reasoning requires careful study. The Republic, unlike The Bahamas, was a party to the American Convention on Human Rights 1969. On 26th May 1998 it denounced the Convention with effect from 26th May 1999, but the judgment was given on 17th March 1999 and all relevant events took place while the Republic was still a party. In 1997 the government had become concerned that delays in petitions to the Commission and the United Nations Human Rights Committee were preventing executions from taking place within the Pratt five year period. It therefore published Instructions laying down strict timetables for the various steps to be taken by the Commission in dealing with petitions. Thomas and Hilaire were prisoners under sentence of death whose petitions were not dealt with in the relatively short times allowed by the Instructions. Thomas lodged his petition on 31st March 1998 and the Instructions required that the government should have been asked for its response by 1st May 1998. This did not happen. Hilaire lodged his petition on 7th October 1997 and the Instructions required a decision to be given by 11th June 1998. This did not happen either. So in June and July 1998 the warrants were read for the executions of both men. They filed constitutional motions which were dismissed by the courts in Trinidad and came on appeal to the Privy Council.
21. Lord Millett, who gave the judgment of the majority of the Board, said at pages 258-259 that the Instructions were unlawful because they were "disproportionate". It was reasonable for the government to lay down time limits to introduce "an appropriate element of urgency" into the international process but that they "curtailed petitioners rights further than was necessary". It would have been sufficient to prescribe a period of 18 months for the whole process.
22. Their Lordships note in passing that Lord Millett saw no objection to the imposition of an 18 month time limit on the exercise of the right of petition. That is exactly what the Government of The Bahamas has done in this case.
23. Lord Millett then proceeded to consider how the existence of the Convention might generate rights justiciable in the domestic courts of the Republic. He had drawn attention at the very beginning of his judgment (at p. 255F) to section 4(a) of the Constitution of Trinidad and Tobago, which affirmed the right of the individual to life, liberty, security of the person and the enjoyment of property and the right not to be deprived thereof except by "due process of law". The due process clause, he said at pages 259-260, invoked "the concept of the rule of law itself and the universally accepted standards of justice observed by civilised nations". It "gives constitutional protection to the concept of procedural fairness". This included, by analogy with the right to a fair trial, the right to a fair appellate process: "the right of a condemned man to be allowed to complete any appellate or analogous legal process that is capable of resulting in a reduction or commutation of his sentence before the process is rendered nugatory by executive action".
24. Lord Millett then dealt with the question of how, consistently with the doctrine that treaties are not part of domestic law, the petition to the Commission should be regarded by the domestic courts of the Republic as a "legal" process. He said at pages 260-261 that the applicants' claim did not infringe the principle that acts under the prerogative cannot change the law:-
"The right for which [the applicants] contend is not the particular right to petition the commission or even to complete the particular process which they initiated when they lodged their petitions. It is the general right accorded to all litigants not to have the outcome of any pending appellate or other legal process pre-empted by executive action. This general right is not created by the Convention; it is accorded by the common law and affirmed by section 4(a) of the Constitution. The applicants are not seeking to enforce the terms of an unincorporated treaty, but a provision of the domestic law of Trinidad and Tobago contained in the Constitution."
25. So far, this reasoning still did not explain why, apart from the Republic's treaty obligations, the petition to the Commission should be a "pending appellate or other legal process" when an appeal to Human Rights Watch or Amnesty International would not be. But the answer was given at page 261B in the very next sentence:-
"By ratifying a treaty which provides for individual access to an international body, the government made that process for the time being part of the domestic criminal justice system and thereby temporarily at least extended the scope of the due process clause in the Constitution."
26. It therefore appears to their Lordships that the ratio decidendi of Thomas v. Baptiste is that the due process clause in section 4(a) of the Trinidad and Tobago Constitution gave the Crown power to accept an international jurisdiction as part of the domestic criminal justice system. It was on this ground that Lord Millett at page 261 distinguished Fisher No. 2:-
"Their Lordships note that a similar argument was rejected in Fisher v. Minister of Public Safety and Immigration (No. 2) [1999] 2 WLR 349. They observe, however, that the Constitution of The Bahamas which was under consideration in that case does not include a due process clause similar to that contained in section 4(a) of the Constitution of Trinidad and Tobago."
27. The Board in Thomas v. Baptiste did not therefore cast doubt on the correctness of Fisher No. 2. The ground upon which the minority had dissented in that case, namely that execution during the pendency of the petition was a cruel and unusual punishment, was (at p. 262C) summarily rejected. ("The argument has no merit".)
28. Counsel for the appellants say that the distinction which the Board drew between the Constitutions of Trinidad and Tobago and The Bahamas was illogical and wrong. Due process is part of the common law. Lord Millett in fact said at page 261A that it was "accorded by the common law and affirmed by section 4(a)" (emphasis added). There must be an implication in Article 16(1) of the Constitution of The Bahamas that the "execution of the sentence of a court" to which it refers will have been carried out with regard to due process of law. Their Lordships have no difficulty in making this implication of the ordinary common law concept of due process as being in accordance with law and general principles of fairness. But the majority of the Board in Thomas clearly did not regard this common law concept as having the power (absent specific language in the Constitution) to incorporate procedures having an existence only under international law into the domestic criminal justice system. It is not for their Lordships to say whether this was right or wrong. It is impossible, without throwing the law on this subject into a state of total uncertainty, to do otherwise than apply the distinction which the Board has drawn. Fisher No. 2 is a very recent decision of the Board which, as their Lordships have said, is precisely in point. Their Lordships do not think it would be right to re-open it unless they were obliged to do so by precedent or satisfied that it was wrong. Thomas itself makes it clear that it is not a contrary authority and so far from thinking that Fisher No. 2 was wrong, their Lordships are satisfied that it was right.
29. Reference was made to the recent decision of Lewis v. Attorney-General for Jamaica 15th June 1999; Court of Appeal of Jamaica (Supreme Court Civil Appeal No. 7 of 1999) (unreported), which contains an interesting discussion of the relationship between Fisher No. 2 and Thomas v. Baptiste. But since an appeal to the Privy Council in that case is pending, their Lordships think that it would be inappropriate to comment on the judgments.
30. For the sake of completeness, their Lordships note that there are grounds for saying that even if this appeal was from Trinidad and Tobago, the claim that execution before the decision of the Commission was unconstitutional might well fail. First, as already noted, Lord Millett accepted that the government would have had the right to stipulate for an 18 month time limit on the petition process. Secondly, Lord Millett laid stress upon the fact that the applicants' petitions to the Commission complained not only of the carrying out of the sentences (which would have been a matter for the non-justiciable procedures of the advisory committee on the exercise of the power of commutation) but also of the fairness of their trials. He repeated this point in Briggs v. Baptiste (The Times 3rd November 1999). In the present appeals, no complaint is made about the fairness of the trials.
8. Inhuman punishment
31. Their Lordships turn next to the second principal ground for the constitutional motions, namely that the infliction of the death penalty would in the circumstances be an inhuman or degrading punishment, contrary to Article 17(1) of the Constitution. The circumstances relied upon are (1) the length of time which the appellants have been in prison awaiting execution, (2) the length of time they were in custody before conviction and sentence and (3) the conditions in which they have been held and the treatment they have received. Before examining the particular facts relied upon under these three heads, their Lordships must make some general observations about the construction of Article 17(1), which embodies a concept contained, in slightly variant forms of language, in many constitutional instruments since the Bill of Rights 1689 (1 Will. & Mary, sess. 2. c. 2). The original prohibition on "cruel and unusual" punishments was intended, as was the rest of the Act of 1689, to limit the powers of the Crown rather than the legislature. In England, under the doctrine of the sovereignty of Parliament, the Act still has only this function. The mischief against which it was aimed was the imposition of cruel and degrading treatment by way of addition to the punishment prescribed by common law or statute. Of such practices, the most notorious and obscene were the cruelties and degradations inflicted upon persons condemned to death, both before and after their executions. But, while the 1689 Act took as its benchmark the punishment prescribed by law, the concept soon evolved in other countries into a general prohibition on punishments considered cruel or unusual by the standards of the day, which applied to the legislature as well as the executive. In England the sovereignty of Parliament meant that the prohibition could not, in the last resort, be enforced by the judiciary against the legislature. But the constitution of the United States expressly used the principle to limit the powers of Congress as well as the executive and the constitution of The Bahamas was made in the same mould.
32. In relation to the death sentence which is expressly preserved in Article 16(1) of The Bahamas Constitution, the relevant principle is that lucidly stated in the extract from Montaigne quoted by Lord Steyn in his judgment (dissenting on this point) in Thomas v. Baptiste [1999] 3 WLR 249, 272. If a man has been sentenced to death, it is wrong to add other cruelties to the manner of his death. The prohibition is on the infliction of punishment additional to what Montaigne called "the straightforward death penalty". Thus in Pratt v. Attorney-General for Jamaica [1994] 2 A.C. 1 the Board held that execution after excessive delay was an inhuman punishment because it added to the penalty of death the additional torture of a long period of alternating hope and despair. It is not the delay in itself which is a cruel and unusual punishment. As de la Bastide C.J. said in his judgment in the Court of Appeal in Thomas v. Baptiste, "it is the act of hanging the man that is rendered cruel and unusual by the lapse of time". Likewise in his judgment in Thomas when it was before this Board, Lord Millett said (at p. 265E) that the principle would prohibit the infliction of death preceded by torture or flogging (a paradigm example) or detention in solitary confinement.
33. It is however difficult for this principle to apply to treatment, even unlawful treatment, which cannot be regarded as punishment inflicted by way of aggravation of the sentence of death. It was for this reason that the Board in Fisher No. 1 [1998] AC 673, 682 said that only in exceptional (and unspecified) circumstances could pre-trial delay be regarded as something which affected the question of whether it would be inhuman to inflict the death penalty. Pre-trial delay can seldom be regarded as an additional form of punishment. The prisoner charged with murder is detained because he is awaiting trial, in the same way as other prisoners on remand. The detention cannot ordinarily be regarded as an addition to the punishment, aggravating the eventual sentence. It would have taken place even if the prisoner had been acquitted.
34. The same is true of prison conditions. Detention in prison before execution is a necessary part of the death penalty. If additional hardships and privations of the kind mentioned by Lord Millett are inflicted upon prisoners on death row, that may well amount to an aggravation of punishment which would make their subsequent execution inhuman and degrading. It is less easy to regard detention in substantially the same general conditions as other prisoners as something that affects the constitutionality of the execution. As de la Bastide C.J. said in the Thomas judgment to which their Lordships have already referred, "There is not the same nexus between the abuse complained of and the death sentence as exists between delay in carrying out the death sentence and the actual carrying out of it". This is not to say that the additional cruelties must have been deliberately intended by the prison authorities as additional punishment. That would certainly not have been true of the delays which were held to make the punishment inhuman and degrading in Pratt v. Attorney-General for Jamaica [1994] 2 A.C. 1. The question of whether they amount to an aggravation of the punishment of death is an objective one. But there must be some connection with that punishment which would make the execution itself inhuman and degrading.
35. For this reason the majority of the Board in Thomas held that prison conditions which it described (at p. 265B) as "completely unacceptable in a civilised society" would not render an execution inhuman or degrading, even if they amounted to an infringement of other constitutional rights. The judgment of the Board in that case makes it clear that the fact that the appellants have suffered "inhuman treatment" in prison, contrary to Article 17(1) of the Constitution, will entitle them to a remedy such as was granted by the Supreme Court of Zimbabwe in Conjwayo v. Minister of Justice, Legal and Parliamentary Affairs 1992 (2) S.A. 56 (ordering the prison authorities to allow longer periods for exercise) but not necessarily to commutation of the death sentences. Their Lordships regard their adherence to this ruling as the main difference of principle between themselves and the minority opinions in this case.
36. Their Lordships wish to make it clear that they in no way condone lengthy pre-trial delays or uncivilised prison conditions. They are unacceptable. But they differ sharply from the case of delay in execution because whereas a prisoner cannot be expected to put an end to his uncertainty by demanding his own execution, both pre-trial delay and prison conditions are the subject of other legal remedies. In Fisher No. 1 (at pp. 680-681) Lord Goff of Chieveley drew attention to the remedies open to a prisoner who had been held in custody for an excessive period before trial. He can apply to have the prosecution dismissed as an abuse of process; he may apply under Article 19(3) for an order that unless tried speedily he should be released on bail and he can invoke his constitutional right under Article 20(1) to be tried within a reasonable time. Likewise in the case of prison conditions, the prisoner may apply for injunctive relief. The decision in Conjwayo v. Minister of Justice, Legal and Parliamentary Affairs 1992 (2) S.A. 56, to which their Lordships have already referred, is a striking example of the grant of such relief to prisoners under sentence of death.
9. The facts
37. Having stated these general principles, their Lordships turn to their application to the facts of these appeals. They will first state the facts relied upon as cumulatively rendering the executions an inhuman punishment.
(a) Post-conviction delay.
(b) Pre-trial delay.
39. Mr. Higgs was held in prison for
two years and three months before his first trial and another three months
between the date on which his appeal was allowed and the second trial. These
relatively long periods are explained by the procedural defect in the
committal to which their Lordships have already referred and the fact that
the first trial was also defective. Mr. Mitchell was held in custody before
trial for just over 6 months.
(c) Prison conditions.
40. Mr. Higgs said in an affidavit that
while awaiting his trial and retrial, as well as since conviction, he has
been "incarcerated on death row together with condemned men awaiting
execution". When he swore the affidavit in February 1998 he said that
the hour's daily exercise allowed him under the Prison Rules had recently
been reduced to half an hour. He also said that in July 1997, after a
reading of the death warrant, he was subjected to a "mock
execution". He was weighed, measured for a suit for his execution and
shown where the execution would be carried out.
41. Mr. Mitchell likewise said that he
had been kept on death row during his six months on remand as well as after
conviction. He said (in August 1999) that his cell was hot and airless and
that he was being allowed only 10 minutes exercise four times a week instead
of an hour a day.
42. An affidavit in answer was sworn by
the Assistant Superintendent of Fox Hill Prison. He said that there was no
place in the prison designated for condemned prisoners ("death
row"); they were simply held, whether on remand or after conviction, in
the maximum security block, which housed 775 inmates. The only distinction
made for prisoners under sentence of death was that they were required to be
held in separate cells. The cells, he said, measured six feet by nine and
were adjacent to the corridor with grilled doors. Exercise was allowed on
four days a week for at least 25-30 minutes each day. This reduction in the
time required by the rules was due to the crowded conditions in the prison
and lack of sufficient prison officers to supervise exercise.
43. Marques J., hearing the
constitutional motion, decided to inspect the prison himself on 30 minutes
notice to the Assistant Superintendent. He found that the conditions there
did not fall below reasonable standards of decency, having regard to
financial and security constraints. He found that the applicants were not
held in an area which was solely for condemned prisoners and which could be
described as death row, although the room in which executions were carried
out was in the same building. He rejected the allegation that Mr. Higgs had
been subjected to a "mock execution" and said that he was
"not satisfied that either applicant has suffered a deprivation of the
entire hour allotted to them by the Prison Rules for exercise". Their
Lordships are bound to say that the purport of the last finding is obscure
because there was uncontradicted evidence that they had been entirely
deprived of exercise on three days a week and that the period had been
reduced by at least a half on the other four days.
10. Conclusion
44. Counsel submitted that their
Lordships should take a global approach to the question of whether execution
had been rendered an inhuman punishment and that although the period for
which the appellants had been under sentence of death might not in itself be
sufficient, it should be so regarded in conjunction with the pre-trial delay
and the conditions under which they had been held. As authority for this
approach they relied upon what Lord Goff of Chieveley in Fisher No. 1 (at
pp. 681-682) described as "the principle in Guerra's case" (Guerra
v. Baptiste [1996] AC 397). That principle was the holding that in a case
in which there had been "very substantial" but less than five
years post-conviction delay, pre-trial delay "of a serious
character" could in principle be taken into account so that
"looking at the case in the round", an execution would be inhuman
punishment. Likewise in the case of prison conditions, their Lordships were
referred to the judgment of the Supreme Court of Zimbabwe in Catholic
Commission for Justice and Peace in Zimbabwe v. Attorney-General (1993) 14
H.R.L.J. 323, a case which preceded and was followed in Pratt v.
Attorney-General for Jamaica [1994] 2 A.C. 1. This was a case in which
executions were held unconstitutional on account of delay, but Gubbay C.J.
at page 336 also took into account the "demeaning conditions of
confinement" of the prisoners. It appears from the statement of facts
that condemned prisoners were segregated and subjected to a particularly
harsh prison regime.
45. Their Lordships would certainly
accept that the question of whether the treatment of the prisoner has been
such as to render his execution an inhuman punishment must be looked at in
the round, taking into account all matters which would make the totality of
his punishment something more than "the straightforward death
penalty". But the principle is that the matters to be taken into
account must have been an aggravation of the punishment of death. There must
be, as de la Bastide C.J. said, a nexus between the matters complained of
and the sentence of death. Their Lordships do not say that cruelties
inflicted upon condemned prisoners cannot constitute an unlawful aggravation
of the death sentence merely because they are also inflicted upon other
prisoners. But the establishment of the necessary link is more difficult
when the conditions in the prison are a generalised consequence of
overcrowding and lack of resources. There appears to their Lordships that
there is no such nexus in the present case. The pre-trial delay had no
connection with the fact that a sentence of death was eventually imposed.
The conditions under which the appellants were held in Fox Hill Prison had
no connection (save for their being held in individual cells) with the fact
that they were under sentence of death.
46. Their Lordships would say in
conclusion that even if the conditions suffered by the appellants had been
confined to those on death row, they would not have been inclined to differ
from the finding of Marques J. that the they were not inhuman or degrading
treatment and, a fortiori, did not make a subsequent execution inhuman or
degrading. This is a question of fact and degree. It has often been said
that the Privy Council is not a second court of appeal. Its function is to
lay down general principles and to correct substantial miscarriages of
justice. Their Lordships think it would create uncertainty and be
detrimental to the administration of justice in The Bahamas if this Board
were in each case to form its own view on whether local conditions in the
prison fell on one side or the other of the imprecise line dividing
treatment which is inhuman from that which is not. If one compares the
evidence in this case with the conditions in Thomas, vividly described by
Lord Steyn in his dissenting judgment at pp. 273-274, which were held not to
amount to cruel and unusual punishment or treatment, it seems to their
Lordships impossible to say that Marques J. must have erred in principle in
making a similar finding in respect of the conditions in this case. The
learned judge directed himself correctly on the proper considerations to be
applied and his findings should not be disturbed.
47. Their Lordships will therefore
humbly advise Her Majesty that these appeals should be dismissed.
__________________________
49. The two appellants seek in the first
place commutation of the death sentences imposed on them by reason of the
prolonged periods for which they have been held on death row in The Bahamas,
coupled with the conditions to which they have been subjected during those
periods. In fundamental and comprehensive disagreement with all the
constituent parts of the reasoning of the majority, I would advise Her Majesty
that both appeals should succeed on this primary issue. In these circumstances
the appellants alternative claims for the lesser relief of a stay of
execution of their sentences pending the decisions of the Inter-American
Commission on Human Rights fall away and need not be considered. I do not,
therefore, express any view on this aspect of the two appeals. Had it been
necessary to consider the matter I would have wished to explore it in depth.
And I would not have considered the matter as necessarily concluded by Fisher
v. Minister of Public Safety and Immigration (No. 2) [1999] 2 WLR 349.
Article 17(1) of the Constitution
50. The appellants base their claims that
they are entitled to commutation of their sentences on Article 17(1) of the
Constitution of The Bahamas. It provides:-
"No person shall be subjected to torture or to inhuman or degrading treatment or punishment."
51. Not every guarantee in the
Constitution is absolute. Sometimes derogation is permitted. But Article 17(1)
is unquestionably an absolute guarantee: it imposes irreducible minimum
standards. This is clear from the wording of Article 17(1) read against the
structure of the Bill of Rights contained in the Constitution. It is hardly
surprising. It would have been astonishing if the framers of the Constitution
had not adopted an absolute guarantee against torture and inhuman or degrading
punishment or treatment. After all, long before 1973 everybody (including
transgressor states) condemned torture and inhuman treatment of persons as
odious conduct which is never permissible. When the treatment or punishment
passes the threshold of Article 17(1) the guarantee is engaged and effective
remedies under the Constitution are available.
52. The genesis of Article 17(1) the
Constitution is the ipsissima verba of Article 3 of the European Convention
for the Protection of Human Rights and Fundamental Freedoms 1953 (Cmd. 8969)
which is already part of the law of Scotland and will become part of the law
of England, Wales and Northern Ireland on 2nd October 2000. What is held in
this case about the interpretation of Article 17(1) of the Constitution of The
Bahamas is therefore also of importance for the human rights law of the United
Kingdom. The European Court of Human Rights has emphasised on numerous
occasions that Article 3 of the European Convention prohibits in absolute
terms torture or inhuman or degrading treatment of punishment: The Republic of
Ireland v. The United Kingdom (1978) 2 E.H.H.R. 25, 79, para. 163 Selcuk and
Asker v. Turkey (1998) 26 EHRR 477, 515 at para. 75. The guarantee under
Article 3 is a universal minimum standard, the breach of which is protected
under the Convention. The only qualification under the Convention system is
that in order for the conduct to be covered by the prohibition it must
"attain a minimum level of severity". But there is no express or
implied derogation in favour of the state: the prohibition is equally
applicable during a war or public emergency. The guarantee is subject to no
derogation in favour of the state in order to enable it to fight terrorism or
violent crime: Tomasi v. France (1992) 15 E.H.R.R. 1, 33, para. 115. Breaches
cannot be justified by a lack of resources: see Human Rights Law and Practice,
Lester and Pannick, (1999) para. 4.3.1-4.3.8; Jacobs and White, The European
Convention on Human Rights, 2nd ed. (1996), p. 49. Similarly, under Article
17(1) of the Bahamian Constitution there is no express or implied derogation
in favour of the state. A breach cannot be justified on any grounds. It is an
absolute and unqualified constitutional guarantee. These propositions are
elementary but important. They provide a complete answer to the theory hinted
at but not articulated at the hearing of the appeals that inhuman treatment of
condemned men may be justified by cultural relativism.
53. Article 17(1) is in disjunctive
terms. It is not alleged that the appellants were tortured or that, apart from
the death sentences, additional punishments were inflicted on them. Much of
the reasoning of the majority is concerned with the infliction of
"additional punishments" and "additional cruelties". That
is not what this case is about. For present purposes the relevant part of
Article 17(1) is the free-standing and independent guarantee that no person
"shall be subjected to ... inhuman ... treatment". The question is
whether the critical words properly construed cover the conditions to which
the two condemned men have been subjected in The Bahamas. How such language
should be interpreted and applied was explained by Lord Wilberforce in his
seminal judgment in Minister of Home Affairs v. Fisher [1980] AC 319. After
emphasising the constitutional dimension, Lord Wilberforce observed at page
328F-H:-
"... the Constitutions of most Caribbean territories, [were] greatly influenced by the European Convention for the Protection of Human Rights and Fundamental Freedoms (1953) (Cmd. 8969). That Convention was signed and ratified by the United Kingdom and applied to dependent territories including Bermuda. It was in turn influenced by the United Nations Universal Declaration of Human Rights of 1948. These antecedents, and the form of Chapter I itself, call for a generous interpretation avoiding what has been called the austerity of tabulated legalism, suitable to give to individuals the full measure of the fundamental rights and freedoms referred to."
54. The death sentence is preserved by
the Constitution. But Article 17(1) applies to all persons including condemned
men. The state is not permitted to inflict inhuman treatment on condemned men
beyond the suffering necessarily involved in their imprisonment before the
carrying out of the sentence of the court and the execution itself. The
guarantee under Article 17(1) forbids the infliction of additional unnecessary
suffering. Inhuman treatment may take the form of the causing of physical or
mental suffering or both: see The Republic of Ireland v. The United United
Kingdom (1978) 2 EHRR 25, 79 para. 167. Unlike torture inhuman treatment
under Article 17(1) does not require proof of deliberate causing of very
serious or cruel suffering: ibid.
55. Article 17(1) requires a global
approach to be adopted to the question whether a condemned man has in fact
been inhumanly treated. In judging cases under Article 3 of the European
Convention the court considers the actual facts of the case in order to assess
whether the impact on the individual of the treatment or punishment was
inhuman or degrading. This is illustrated by observations of the court in
Soering v. United Kingdom (1989) 11 EHRR 439 where the court held that it
would be contrary to Article 3 for a state to extradite a person where there
were substantial grounds for believing that the person concerned, if
extradited, would face a real risk of being subjected to inhuman or degrading
punishment in the requesting country. The applicant faced a possible death
sentence in the United States. The courts decision turned on a combination
of the "conditions of detention", viz. the death row phenomenon, and
the "personal circumstances" of the applicant who was 18 years old
and somewhat immature. Accepting that the death sentence was a lawful
punishment the court observed, at p. 474, para. 104:-
"The manner in which [the death penalty] is imposed or executed, the personal circumstances of the condemned person and a disproportionality to the gravity of the crime committed, as well as the conditions of detention awaiting execution, are examples of factors capable of bringing the treatment or punishment received by the condemned person within the proscription under Article 3."
56. Taking into account the death row
phenomenon, and "the personal circumstances of the applicant, especially
his age" (see p. 478, para. 111) the court held that the extradition, if
implemented, would give rise to a breach of Article 3. A global approach was
adopted. Similarly, it follows that Article 17(1) of the Constitution requires
the court to take account of the particular circumstances of the treatment of
a condemned man. The jurisprudence of the Privy Council is to the same effect.
Thus in Guerra v. Baptiste [1996] AC 397 Lord Goff of Chieveley spoke of the
Pratt norm applying without "detailed examination of the particular
case": at 415H. He plainly contemplated that a focus on the particular
facts might dictate a different outcome. The global approach requires the
court to examine and consider the actual impact on an individual of the
infliction of illegitimate and unnecessary suffering beyond the torment
necessarily associated with the death sentence: see Jacobs and White, op.
cit., pp. 55-56. If the state superimposes upon the inevitable consequences of
the death sentence further unnecessary physical or mental agony and suffering
that treatment, if substantial and prolonged, may be a paradigm of inhuman
conduct: see Ireland v. United Kingdom, supra.
Death Row in The Bahamas
57. The basic facts are beyond dispute.
In both cases the periods of delay since the imposition of the death sentence
fall short of the five year presumptive period mentioned in Pratt v.
Attorney-General for Jamaica [1994] 2 A.C. 1. In the case of Higgs four years
has elapsed from the time that he was first sentenced to death and the reading
to him of the death warrant in August this year. It is true that due to the
failings of the judge at the first trial his conviction had to be set aside
and that until his retrial when he was again convicted and sentenced to death,
i.e. period of four months, he was not under sentence of death. But he was
exposed to the ordeal of a second imposition of the death sentence. Throughout
he remained in a cell reserved for condemned men. In the mind of Higgs the
oscillation of the hope and despair about a meeting with the hangman would
have been ever present in the intervening few months. It is therefore
consistent with the reasoning in Pratt to consider the matter on the basis
that the period since he was first sentenced to death was about four years.
The argument to the contrary I would reject as a classic example of "the
austerity of tabulated legalism".
58. Until the reading to him of the death
warrant in August this year Mitchell has been detained for four years and
eight months as a prisoner condemned to death. The delay in his case is
similar to the period of 4 years and 10 months which led to commutation in
Guerra v. Baptiste [1996] AC 397. Given that in Guerra the applicant had
escaped and was unlawfully at large for 21/2 months the
relevant period of detention in the present case is longer than in Guerra.
Even without calling in aid prison conditions Mitchell has a claim to
commutation on the basis of mere delay.
59. The Privy Council has ruled that the
five year period is not a rigid yardstick but a norm from which the courts may
depart if it is appropriate to do so in the circumstances of a particular
case: Guerra v. Baptiste [1996] AC 397; Henfield v. Attorney-General of the
Commonwealth of The Bahamas [1997] AC 413. The reason for a departure from
the presumptive norm in Pratt is the actual circumstances of the case and in
particular the global impact on the condemned man of his treatment on Death
Row. Unlike other prisoners condemned men are held in separate cells. In the
present case the two condemned men have been detained in small cells,
measuring six feet by nine feet, in the Western Block of Fox Hill Prison. The
Western Block houses the execution chamber where four executions have been
carried out in the last three and a half years. The cells have no windows
facing the outside world. Except for the fact the cells have grilled doors
adjacent to the corridor, it would be right to call the type of detention
solitary confinement. In truth it is virtually solitary confinement. There are
toilets in the cells which do not flush. The condemned men are provided with a
bucket of water which they use to flush the toilets. This water is also used
for washing and drinking. The cells are hot and foul smelling. There is no
fresh air. The condemned men are only allowed to shower in the shower
facilities during their exercise periods. On the appeal we were shown
photographs of typical cells occupied by condemned men. Nobody who has not
seen those photographs can truly visualise the horror of it. One is entitled
to ask how such conditions can be compatible with the language of the
Constitution. But I do not rest my judgment on these circumstances by
themselves. It is, however, the essential context of the appellants main
complaint.
60. In principle the law does not end at
the gates of Fox Hill Prison. Even condemned men have rights, notably under
the Prison Rules and the Constitution. Under the Prison Rules condemned men
are entitled to exercise in the open for a period of one hour per day. For at
least the last three years the appellants have only been allowed 25 to 30
minutes exercise on four week days each week. In the result the prison
authorities have systematically deprived all condemned men of at least
two-thirds of their overall entitlement to exercise. But the position is far
worse since from the periods of about half an hour four times a week there
must be subtracted time for the condemned men to wash themselves and their
clothes. Over the last three years they must have been deprived of about
five-sixths of their entitlement to exercise. Moreover, they were locked up in
their cramped cells every weekend over the last three years for 72 hours
beginning with the last exercise period of the week and ending with the first
exercise period of the following week. By the decision of the prison
authorities the rights of condemned men to exercise over weekends have
unlawfully and permanently been cancelled.
61. The first question is whether this
massive infraction of the rights of condemned men to exercise, together with
the complete withdrawal of such rights over weekends, over several years,
amounts to inhuman treatment. Unaided by authority I would have taken the view
in the context of the appalling conditions of incarceration on Death Row in
The Bahamas that the question admits of only one answer. The denial of such
basic rights must have contributed greatly to the suffering of the condemned
men. I would therefore hold that the conduct of the prison authorities
amounted to inhuman treatment of the condemned men. If any support for this
proposition is needed it is to be found in an important judgment cited on
behalf of the appellants. In Conjwayo v. Minster of Justice, Legal and
Parliamentary Affairs 1992 (2) S.A. 56 the Supreme Court of Zimbabwe had to
consider a complaint by a condemned man about inhuman treatment contrary to a
constitutional guarantee against inhuman treatment. The applicant sought
declaratory relief. The Chief Justice posed the question as follows [63A-C]:-
"... the critical issue to be resolved is whether the confinement of the applicant, in a small single cell, for a minimum of 23½ hours every weekday and 24 hours on Saturdays, Sundays and public holidays (except for half an hour each day in which he is allowed out of his cell to attend to his ablutions), without access to natural light and fresh air, and with only a limited ability to exercise his body, infringes his fundamental right under s 15(1) of the Constitution not to be subjected to inhuman treatment."
62. In giving the unanimous and brave
judgment of the court Gubbay C.J. observed [64A-B]:-
"I entertain no doubt that to confine a human being in a small cell over weekends for 47 hours (with the two daily half-hour periods out of the cell but within the condemned section itself and not in the open air), and for a much longer period where a public holiday falls on a day immediately preceding or subsequent to a weekend, is plainly offensive to ones notion of humanity and decency. It transgresses the boundaries of civilised standards and involves the infliction of unnecessary suffering."
63. The Chief Justice trenchantly
observed that "to deprive the applicant of access to fresh air, sunlight
and the ability to exercise properly for a period of 23½ hours per day, by
holding him in a confined space, is virtually to treat him as non-human":
at 65G. The Chief Justice described at page 656 it as "repugnant to the
attitude of contemporary society". Appropriate declaratory relief was
granted: at 66B-C. The court rejected an explanation about staffing problems.
And, so far as anybody might think it to be relevant, I would draw attention
to the fact that Zimbabwe is a far less prosperous country than The Bahamas.
Before I leave the Conjwayo case, I would point out that in Pratt the Privy
Council paid tribute to the subsequent but related decision of the Supreme
Court of Zimbabwe in Catholic Commission for Justice and Peace in Zimbabwe v.
Attorney-General 14 H.R.L.J. 323: see Pratt, at 30D. The judgment in Conjwayo
supports the view that the condemned men have been subjected to inhuman
treatment over a period of years.
Does it matter that the condemned men have been inhumanly treated?
64. The second question is whether it
matters on the constitutional motions seeking commutation of the death
sentences that the condemned men have systematically been subjected to inhuman
treatment. In respect of this question the majority in the present case have
placed emphasis on the judgment of the Privy Council in Thomas v. Baptiste
[1999] 3 WLR 249, a case from Trinidad. It is true that the prison
conditions in which the condemned men in Thomas were held were very bad. But
in the present cases the periods during which the men were deprived of
meaningful exercise are substantially longer. In Thomas the Chief Justice
described the conditions as "unacceptable in a civilised society".
In the majority judgment of the Privy Council Lord Millett at page 265B also
described the conditions as "appalling" and "unacceptable in a
civilised society". The following passage in Lord Milletts judgment
has been emphasised [at 265C-F]:-
"Even if the prison conditions in themselves amounted to cruel and unusual treatment, however, and so constituted an independent breach of the applicants constitutional rights, commutation of the sentence would not be the appropriate remedy. ...
It would be otherwise if the condemned man were kept in solitary confinement or shackled or flogged or tortured. One would then say: Enough is enough. A state which imposes such punishments forfeits its right to carry out the death sentence in addition. But the present cases fall a long way short of this." (my emphasis)
65. The status of this observation is
obscure. It was not made with the express approval of three members of the
Board. That is perfectly clear from my dissenting judgment about the prison
conditions: 272 et seq. The minority (Lord Goff of Chieveley and Lord Hobhouse
of Woodborough) contented themselves with the conclusionary statement at page
267A that the carrying out of the death sentences would not be
unconstitutional by reason of the conditions in which the applicants have been
held or their treatment in custody. In any event Thomas v. Baptiste was
concerned with a different jurisdiction and was based on a differently worded
constitutional guarantee viz. one directed against cruel and unusual treatment
or punishment. In Thomas the important decision in Conjwayo was not cited.
Moreover, the terse and narrow observations of Lord Millett could not have
been intended to be exhaustive. Indeed, Sir Godfray Le Quesne Q.C. expressly
accepted that if condemned men are totally deprived of exercise such a case
would have to be added to Lord Milletts list. Sir Godfray Le Quesne further
accepted, as he was bound to do, that matters of degree are involved. If that
is so, I ask why is it not enough that for three years these men were locked
up for 72 hours every weekend week after week without any opportunity to
exercise whatever? Is it not obvious that the State has by unlawful conduct
immeasurably increased the suffering of the condemned men? I would adopt the
reasoning in Conjwayo. The very basis of the decision in the Privy Council in
Pratt was stated by Lord Griffiths to be our humanity at 29G; see also
Henfield at 420G. Moreover, in Pratt (at 30D) the Privy Council followed the
decision in Catholic Commission for Justice and Peace in Zimbabwe 14 H.R.L.J.
323, a case where the Supreme Court of Zimbabwe commuted death sentences after
delays in execution ranging between 52 months and 72 months. Gubbay C.J.
relied on the harsh conditions of detention which he spelt out.
66. The Privy Council has held that
"a state that wishes to retain capital punishment must accept the
responsibility of ensuring that execution follows as swiftly as practicable
after sentence, allowing a reasonable time for appeal": Pratt, supra, at
33. Similarly, it follows that if a state wishes to retain capital punishment
it must accept responsibility for ensuring that condemned men are incarcerated
in conditions which satisfy a minimum standard of decency. That is how I must
approach the present case. In my view the conditions in which the appellants
were held for the last three years on Death Row are an affront to the most
elementary standards of decency. The Commonwealth of the Bahamas have over a
prolonged period treated the appellants as sub-human. And, in Lord Milletts
words, enough is enough. The state has forfeited the right to carry out the
death sentences.
67. It is no answer to cite the
conditions in which other prisoners are held. Unlike other prisoners condemned
men are held in what is virtually solitary confinement. For them exercise is
the only remission in the wait for execution: it helps a little to make their
fate more bearable. In any event, if it be the case that other prisoners are
denied such rights, a matter not investigated at trial, that cannot possibly
justify in law the treatment of the condemned men. The majority categorise the
case as resulting from "a generalised consequence of overcrowding and
lack of resources". This is the theory of cultural relativism: "it
would not be tolerated here, but we must make allowance for conditions
there". It has no place in the construction and application of Article
17(1) which legislates for irreducible minimum standards. It is wholly
incompatible with the absolute nature of the relevant guarantee. Moreover, and
as an aside, I observe that it is a curious application of that theory: The
Bahamas is a rich and prosperous state.
68. The majority observe that in respect
of prison conditions condemned men "may apply for injunctive
relief". In The Bahamas condemned men have no access to justice for this
purpose. It was common ground that under the law of The Bahamas legal aid is
not available for constitutional motions or judicial review. In practice
condemned men in The Bahamas have no means of applying to the courts for
declaratory relief in respect of their conditions of incarceration on Death
Row. Notwithstanding the legal rights of condemned men under the Constitution
and the Prison Rules the prison authorities are effectively able to override
their rights in whatever manner they choose. The rule of law has been banished
from Death Row. The effect of the decision of the majority is to entrench by a
judgment of a court sitting in London the barbarous regime on Death Row which
I have described.
The decisions of Marques J and the Court of Appeal
69. The lower courts dealt with the
issues in a perfunctory fashion. At first instance Marques J. after an
inspection of the prison, found that the conditions did not fall below
reasonable standards of decency, having regard to financial and security
constraints. In the latter observation he fell into error on fact and law. It
was common ground on the appeal before the Privy Council that there was no
relevant security aspect. And, in invoking financial constraints, he failed to
appreciate that he was dealing with an absolute guarantee. Marques J.
concluded "I am not satisfied that either applicant has suffered a
deprivation of the entire hour allotted to them by the Prison Rules for
exercise". The majority describe the meaning of this observation as
"obscure". I agree. The judge failed to consider the substance of
the case before him. Nevertheless, the majority conclude (in time honoured
words sometimes more appropriately employed) that "The judge directed
himself correctly on the proper considerations to be applied and [that] his
findings should not be disturbed". This conclusion pushes to its outer
limits the policy of deference by appellate courts to decisions of trial
courts. In any event, on appeal in The Bahamas, there was an opportunity to
consider the matter afresh and in depth. The Court of Appeal disposed of the
matter in one sentence as follows:-
"Counsel for the appellants did not pursue the ground of appeal which, in the teeth of the trial judges unsupportive findings of fact, sought to make an Article 17(1) case of inhuman or degrading treatment or punishment out of alleged unbearable prison conditions."
70. This latter observation was made in
error. The evidence about prison conditions was before the Court of Appeal and
the ground of appeal was set out in a skeleton argument. When counsel wished
to develop the point he was stopped and told that the point was in the
skeleton argument. The Court of Appeal failed to examine and consider the
substance of the complaint. The manner in which the lower courts disposed of
the questions arising on constitutional motions did not in my view match the
gravity of the issues of life or death. There were serious miscarriages of
justice in the disposal of the constitutional motions at trial and appellate
level in The Bahamas.
Conclusions
71. For these reasons I have come to the
conclusion that the appellants claims to commutation of their sentences are
well founded. This conclusion is cogently reinforced by the further
considerations set out in the judgment of Lord Cooke of Thorndon. The four
weekly exercise periods of both appellants were reduced from one hour to half
an hour three years ago. Even before that reduction the conditions were
appalling and entailed both men being locked up without any exercise whatever
every weekend for 72 hours. In the case of Higgs those conditions have now
prevailed for the last five years. In the case of Mitchell he has been
subjected to those conditions for the last six years. Moreover, also for the
reasons given by Lord Cooke of Thorndon, I am satisfied that various systemic
faults which he has described have greatly contributed to the torment of the
condemned men. The appellants have committed grave crimes but they are
entitled to effective redress under the constitutional guarantee contained in
article 17(1). The only available remedy is to commute their sentences.
72. For all these reasons, I would advise
Her Majesty that the death sentences of both appellants should be commuted and
sentences of life imprisonment substituted.
Postscript
73. The Privy Council regularly hears
petitions and appeals in criminal cases from Caribbean countries, notably in
cases where the death sentence was imposed. The stark fact is that often the
cases have been inadequately investigated by prosecution and defence alike and
sometimes the quality of the representation of the defendants in the Caribbean
courts leaves much to be desired. Occasionally serious questions arise about
the fairness of the trial. There are also substantial issues about the
treatment of men held on Death Row. In almost all such cases the Privy Council
is crucially dependent on the services of firms of solicitors, organised in a
group called The London Panel, as well as on a number of barristers, leading
counsel and juniors, who act for applicants and appellants from the Caribbean.
These lawyers investigate, research and prepare the cases. Often the issues
are complex. The service rendered by these lawyers to the Privy Council, and
to the cause of justice, is invaluable. Indeed without it the petitions and
appeals from Caribbean countries could not be considered properly. The quality
of the preparation of the cases of Higgs and Mitchell, and the arguments on
their behalf, are but one example of this superb service. But I would wish to
place on record my appreciation of the work done generally by this large band
of selfless lawyers. Their work is in the finest tradition of an honourable
profession.
____________________________
Dissenting judgment delivered by Lord Cooke of Thorndon
74. Self-evidently every human being has
a natural right not to be subjected to inhuman treatment. A right inherent in
the concept of civilisation, it is recognised rather than created by
international human rights instruments such as the Universal Declaration of
Human Rights, the International Covenant on Civil and Political Rights, and
the European Convention for the Protection of Human Rights and Fundamental
Freedoms. In the Constitution of The Bahamas it is to be found in article
17(l). A duty of governments and courts in every civilised state must be to
exercise vigilance to guard against violation of this fundamental right.
Whenever violation is in issue a court will not fulfil its function without a
careful examination of the facts of each individual case and a global
assessment of the treatment in question. Commonly decisions in this
field are findings of fact and degree, not expositions of law. If more than
the assessment is open, the choice made is not one of law or legal principle
but one of evaluation. Although it may properly have some influence on a later
court faced with somewhat similar facts and anxious to achieve consistency of
results, it cannot be a binding precedent. To subscribe to a contrary doctrine
of precedent would to be insist on "the austerity of tabulated
legalism". If I venture to state these considerations dogmatically, it is
only because they seem dictated by the very idea of civilisation.
75. It is because of these
considerations, and because the present appellants have been kept for many
years in "appalling conditions ... completely unacceptable in a civilised
society", that I would join with Lord Steyn in humbly advising Her
Majesty to allow these appeals and commute the sentences of the appellants to
life imprisonment.
76. The appellant Higgs has now been
incarcerated since 19th July 1993 in conditions evidently materially unchanged
except that for about the last three years his opportunities for exercise,
previously sub-standard, have been restricted even more. The appellant
Mitchell has suffered similarly since 9th May 1994. In the leading case of
Pratt v. Attorney-General for Jamaica [1994] 2 A.C. 1 egregious delays after
the pronouncement of the death sentence were alone enough to justify
commutation. It was unnecessary for their Lordships Board to consider the
starting date that should be taken into account when the inhuman treatment
consists of a threat to execute a prisoner following a long period of
imprisonment in inhuman conditions. In such cases I think that the whole
period falls to be considered in accordance with the global approach of the
European Court of Human Rights in Soering v. United Kingdom (1989) 11 EHRR 439.
77. For periods of more than six and more
than five years respectively these prisoners have spent virtually the whole of
their lives in cells measuring six by eight or nine feet, with no window
opening to the air and only grilles through which they can see a corridor and
call out to fellow prisoners. Lord Steyn has explained the other conditions
and the grossly inadequate opportunities for exercise. Each appellant has had
the death warrant read to him. Higgs has been weighed for execution and
measured for the suit he is to wear then. The execution chamber is in the same
building and he has been shown it; no explanation has been offered by the
respondents of the reason for the latter procedure. Executions of fellow
prisoners have been carried out during this period. In one instance it is
understood by the appellants that the executed man was by mischance
decapitated. Again the respondents have offered no comment or explanation.
78. The unacceptable treatment has been
prolonged and aggravated by systemic failures. Higgs underwent two sets of
committal proceedings because on the first occasion the presiding magistrate
did not comply with the then requirement to certify the notes of evidence,
with the result that the committal was quashed by the Supreme Court.
Approximately a year was consumed in this way (first committal 26th November
1993; second committal 14th November 1994). Then Higgs was tried twice, the
first conviction being quashed by the Court of Appeal because the trial judge
had intervened excessively during the trial. Another year was added by this
unacceptable judicial conduct (first conviction August 1995; second conviction
6th August 1996). And in the cases of both men no notification was given to
them or their legal advisers that the Government of The Bahamas had purported
to impose a time limit of 18 months on the proceedings of the Inter-American
Commission on Human Rights. That was due to no fault of the Government, and it
is understandable that the Government may have felt exasperation at the
slowness of the Commission. But likewise it was due to no fault on the part of
the petitioning prisoners; and effectively they lost the opportunity of urging
the Commission to make favourable recommendations in time. One cannot other
than cynically dismiss the lost opportunity as of negligible value.
79. At present in The Bahamas the death
sentence is not unconstitutional in itself. Considered alone, it has still to
be seen as not inhuman punishment. But a sentence of five years very harsh
confinement to be followed by execution would manifestly have to be condemned
as inhuman. From the point of view of the suffering inflicted on the prisoner
there is little, if any, substantial difference between that and the present
cases. Whether or not the prison condition are themselves described as
punishment is essentially an academic question. Of course, they are not
officially imposed as punishment, but the effect is the same. And there would
be as much a nexus of continued inhumanity in then carrying out executions as
in a case when the gross length of detention alone was enough to make
subsequent execution inhuman. How does it come about that such a state of
affairs can be tolerated by a court?
80. Probably there are several
contributing causes. One cause may be awareness by judges of certain public
attitudes. Most people would find a day spent in the conditions which
these men have endured distressing and degrading. As days lengthen into weeks,
months and years, survival could probably be attributed only to extraordinary
fortitude or a debasement of human personality and sensitivity. Yet it is not
uncommon for persons invited to consider whether such treatment is acceptable
for others to remark that after all they are murderers. In human rights law it
is of course elementary that the gravity of a prisoner's crime does not put
him or her beyond the pale of entitlement to civilised treatment. Possibly,
while no judge would articulate any contradictory premise, there can be at
least subconscious influences in that direction.
81. Another factor may be that in some
jurisdictions the very prevalence of inhuman prison conditions may tend to
induce their acceptance as a norm. Closely connected with this is the effect
of apparent tolerance by ultimate appellate courts. In the course of his
characteristically clear and firm argument for the respondents, Sir Godfray Le
Quesne Q.C. made a deeply disturbing point. It was in the context of a
reference to Thomas v. Baptiste [1999] 3 WLR 249, where the majority of the
Judicial Committee, after staying the execution of the appellants while
proceedings before the Inter-American Commission on Human Rights and possibly
the Inter-American Court of Human Rights were pending, made observations about
what amounts to "cruel and unusual treatment or punishment" within
the meaning of the Constitution of Trinidad and Tobago. They said:-
"Their Lordships do not wish to seem to minimise the appalling conditions which the appellants endured. As the Court of Appeal emphasised, they were and are completely unacceptable in a civilised society. But their Lordships would be slow to depart from the careful assessment of the Court of Appeal that they did not amount to cruel and unusual treatment."
82. Sir Godfray Le Quesne's point was
that executive authorities in Caribbean countries take careful note of cases
where the Privy Council, even if voicing criticisms, is unwilling to interfere
with local assessments. It was a plea that governments are entitled to know
where they stand. Non-interference may all too readily be construed as
condonation. It may tend to perpetuate appalling conditions. I have already
said something about precedent in this field and would now add only that
humanity might be thought to be more important than consistency.
83. In the Supreme Court in the present
cases the judge adopted the opinion of another judge in another case that the
prison conditions could not be described as below the "evolving standards
of decency that are the hallmark of maturing society" having regard to
security and financial constraints. It is difficult, however, to see how
security could be a factor in the years of confinement in these conditions;
and I did not understand the argument for the respondents to suggest that it
was a factor. As for financial constraints, if ever the poverty of a country
might arguably excuse such treatment this could hardly be so in The Bahamas,
"one of the most prosperous of the Caribbean and Latin American
nations" (South America, Central America and the Caribbean, Europa
Publications Limited, London, 7th edition, 1999, 83). From the way in which
the prison conditions were dismissed in the courts below, the likely fate of
an application for injunctive relief (if one could have been mounted in the
absence of legal aid) is perhaps not hard to predict.
84. Majorities and responses to broadly
similar factual situations vary in the Judicial Committee as in other
appellate courts. There are now no small number of members of the Privy
Council who, over the years and not always in majority judgments, have taken a
view of what humanity requires in capital punishment cases with the spirit of
which I hope that my opinion conforms. It is the same spirit as has motivated
the members of the bar and the solicitors mentioned by Lord Steyn in his
postscript. It has been exemplified in the judgments of Gubbay C.J, and his
colleagues in Zimbabwe. It has led to findings by the United Nations Human
Rights Committee of breaches of articles 7 and 10 of the International
Covenant on Civil and Political Rights, with recommended remedies including in
some cases commutation of death sentences: see a series of cases reported
respectively in (1998/9) 12 INTERIGHTS Bulletin 138, 144, 151, 158, namely
Leslie v. Jamaica (Communication No. 564/1993, Views of the UNHRC, 31st July
1998); Finn v. Jamaica (Communication No. 617/1995, Views of UNHRC, 31st July
1998); Whyte v. Jamaica (Communication No.732/1997, Views of UNHRC, 27th July
1998; Perkins v. Jamaica (Communication No. 733/1997, Views of UNHRC, 30th
July 1998). Ultimately it will prevail. Perhaps even in these two cases,
although represented by a minority view, it may yet have some persuasive
influence with the executive or its advisers in The Bahamas.