Privy
Council Appeal No. 77 of 1996
Pasqual
Bull Appellant
v.
The
Queen Respondent
FROM
THE
COURT OF APPEAL OF BELIZE
---------------
REASONS FOR REPORT OF
THE LORDS OF THE
JUDICIAL COMMITTEE OF
THE PRIVY COUNCIL,
OF THE 23rd March 1998,
Delivered the
------------------
Present at the hearing:-
Lord Nolan
Lord
Jauncey of Tullichettle
Lord
Steyn
Lord
Clyde
Lord
Hutton
·[Delivered by Lord Steyn]
-------------------------
1. On 26th
October 1994 in the Supreme Court of Belize a jury convicted Pasqual Bull of
two murders. Singh J. sentenced him to
death. He appealed against his
conviction to the Court of Appeal of Belize.
On 7th February 1995 his appeal was dismissed. By Order in Council dated 13th March 1996 he was granted special
leave to appeal to Her Majesty in Council.
2. At the
conclusion of the hearing of the appeal their Lordships indicated that they
would humbly advise Her Majesty that (a) the conviction of murder and sentence
of death should be quashed; (b) a conviction of manslaughter should be
substituted; and (c) the matter should be remitted to the Court of Appeal to
pass sentence. Their Lordships' reasons
for their advice now follow.
The law of provocation in Belize.
The principal ground of
appeal is that the trial judge incorrectly directed the jury about the defence
of provocation. Their Lordships observe
at once that counsel for the appellant rightly acknowledged that the summing up
was carefully crafted and balanced.
But, he argued, in the result the judge did not correctly explain the
law of provocation to the jury. The
background to this issue is that in Belize, as in other Caribbean countries,
the modern legislation reformed the law of provocation by leaving intact
provisions based on common law principles dating from Victorian times and
introducing a reforming measure based on section 3 of the English Homicide Act
1957. In Belize, and elsewhere in the
Caribbean, the inconsistency between the old and new law greatly complicated
the task of trial judges. For Belize
that problem was solved by the judgment of the Privy Council in Logan v. The
Queen [1996] AC 871 which was to the effect that as a matter of
construction the reforming provision, which became part of the law of Belize in
1981, must be given full force and effect: compare Culmer v. The Queen
[1997] 1 WLR 1296 where in effect, although by different reasoning, the
Privy Council arrived at a similar conclusion in respect of The Bahamas.
3. The
present case pre-dates the judgment of the Privy Council in Logan. In accordance with the practice which
prevailed in Belize before Logan the judge quite understandably felt
compelled to sum up in accordance with the old law of provocation as well as
the new reforming provision i.e. section 118.
The correctness of the directions on provocation must, however, be
judged in the light of the provisions of section 118 of the Criminal Code as
explained in Logan.
4. Given
that there was no issue of principle as to the law of provocation in Belize it
is unnecessary to discuss the legal position generally. But it appears that there may be confusion
in Belize about two matters. The first
point relates to the old rule that provocation offered by a third party could
never reduce murder to manslaughter. It
is rightly conceded by the Crown that the effect of section 118, as explained
in Logan, is that provoking conduct does not have to be that of the
victim. Secondly, their Lordships were
told that since Logan trial judges in Belize still sometimes consider it
necessary to cover the old law in directions to the jury. That is unnecessary and calculated to
confuse the jury. As in The Bahamas (as
to which see Culmer, at page 1308C) judges ought now to sum up in the
terms of section 118, ignoring the historic ballast of the old law.
The
evidence before the jury.
On 15th April 1993, and
in the presence of his 16 year old common law wife, the appellant killed two
men with a machete. The deceased were
Turcios, a Salvadorean man, and Cowo, a Belizean man. There were four versions of the critical events before the jury.
5. First,
there was before the jury the evidence of Rosita Carillo, the appellant's
common law wife. She said that at 6.30
p.m. on 14th April 1993 she and the appellant returned from a shopping trip in
Belize City. The appellant had gone to
the hospital to collect his pay.
Turcios and Cowo were waiting for them at the appellant's home. They wanted the appellant to pay them for
some work they had done. Rosita cooked dinner and the men ate and then got
drunk on rum and brandy. Turcios went
to sleep and the other man, Cowo, began arguing with the appellant about the
money he was owed. Cowo wanted to get
paid that night, but the appellant refused.
The quarrel lasted until 12.00 p.m.
Cowo then told the appellant that Rosita had had sex with Turcios. Rosita denied having sex with Turcios. Nevertheless the appellant began beating her
up. He put a knife to her throat and
pushed her onto the fire, burning her breast and her back. Rosita said that while she was being beaten
up Cowo fell asleep. The appellant then
cleaned two machetes and instructed Rosita to kill one of the men while he
killed the other. He gave her one of
the machetes and went outside. Rosita
went outside and unsuccessfully tried to wake up Turcios. Rosita then heard a noise and saw the
appellant chopping at the throat of Cowo.
He then attacked Turcios, who got up and ran away. The appellant chased him into the bush and
killed him. Cowo asked Rosita for help
but the appellant came back and chopped him twice more. The appellant then threw the two machetes
into the bush.
6. The
second version of the events was contained in a caution statement made by the
appellant at 9.00 a.m. on 15th April.
He said that he had left home at 7.00 a.m. on 14th April to go to work
at the hospital and had returned at 2.00 p.m.
Rosita was crying. She told him
that she had been raped by
the two men. The appellant and Rosita then went to Belize
City. He bought the rum and brandy and
returned home. Turcios and Cowo were
still there. All his clothes had been
scattered over the house. They all ate
and drank. Turcios then went to
sleep. The appellant told Cowo that he
was not going to pay him as much as Cowo wanted because he had not worked
hard. Cowo replied that then the
appellant would pay with his life. They
carried on drinking. Cowo then fell
asleep. The appellant went inside and
Rosita told him again how the men had "chanced" her. She suggested that they kill the men. The appellant was drunk. He got his machete and killed Cowo. He then went to Turcios and hit him. He got up and ran off so the appellant
followed him and killed him.
7. The
third version was a statement made by the appellant at the Preliminary Inquiry
on 30th June 1994. The prosecution
adduced it in evidence. He said that on
15th April he went to work. When he
came home he saw his wife crying. Her
face was bruised. She told the
appellant that she had been raped by the two men who had been working at the
house. Whilst she was explaining this
to him Turcios burst into the house with his machete and attempted to hit the
appellant with it. The appellant then
got his machete and hit Turcios on the head.
Cowo then opened the door and started to attack the appellant for
killing his partner. He swung at the
appellant a number of times but the appellant managed to hit him in the
hand. Cowo then ran towards the
appellant but the appellant chopped him again and he dropped dead.
8. The
fourth version was contained in the appellant's statement from the dock. As to the events of the day, he said that on
15th April 1993 he woke up at 4.45 a.m., when his wife told him that he had
killed the men. He went outside and saw
that the men were dead. He could not
remember anything that had happened because he had been very drunk. His wife told him to throw the machetes away
and to bury the bodies. He refused to
do so and said that he would call the police later. They started walking to the road going to Belmopan and she
explained to him what had happened.
While they were sleeping Turcios and Cowo had come in and taken her out
of the room. The two men had started to
"use she" and beat her up.
She started screaming and the appellant had got up with his machete and
started to chop up the men. She told
the appellant that he couldn't remember because he had been drunk.
The
summing up.
In dealing with
provocation the judge started his directions of law by reading from section 116
which confines the defence to "extreme provocation given by the other
person". Under section 118 the
provocation need not be extreme and need not come from "the other
person". The judge then read from
section 117 containing a list of categories of extreme provocation, such as
unlawful assault or battery, an act of adultery committed in the view of the
accused person with his wife, and so forth.
These extreme examples were not helpful in concentrating the jury's
minds on the generality of the tests contained in section 118. The judge then read out section 118. Quoting from section 117 he continued as
follows:-
"But, Members of
the jury, there are instances when even if a person is provoked, provocation
must not be taken into account, and one of these is where another of our
section of the law says, `not withstanding the existence of such evidence, as
is referred to in the last section, the crime of the accused shall not be
deemed to be thereby reduced to manslaughter if it appear, either from the
evidence given on his behalf, or from evidence given on the part of the
prosecution, that after the provocation was given and before he did the act
which caused the harm such a time elapsed; or such circumstances occured that a
person of ordinary character might have recovered his self-control'. This is what in law we refer to as `the
cooling off period'. If you are
provoked and a reasonable time elapse between the provocation and the time you
do the act that a reasonable person might have cooled off, then you cannot call
in aid that provocation, as to say that is why you did the act, because
provocation is like a temporary loss of self-control, in the heat of the moment
you are provoked you go-- you do an act.
You have no control over your emotions at the time, but if there is an
interval which is reasonable that anybody can say that you should have cooled
off in that time, then you cannot go and do an act after you have cooled
off. Here we are told in this case that
it was around 12 o'clock that the accused told, either that the Belizean man
told the accused that his wife have had sexual intercourse with the Salvadoran
or at that time the accused told her that the Belizan man said it. And
we are told by her that it was about three hours later that
the accused went and chopped up these two men.
[This is a reference to version 1.]
Now, if you accept that, Members of the
Jury, then I will say that you might easily find that that was a more than
reasonable period of cooling off. Even
if it can be said that such - such a statement to him might have amounted to
extreme provocation, even so. We are
told that during that time he was beating her and he threw her in fire, hold a
knife to her throat, was cleaning machetes and what not. When he did all these things, was he still
acting under this temporary loss of self-control due to provocation? That's question for you to determine as a
question of fact because if you find that what he did was caused by
provocation, then of course, you will have to bring him in guilty of
manslaughter. Another thing, if the
statement of being attacked in his house is correct, even if you do not find
that there was self-defence, you could easily find that there was provocation
if you accept that. [This is a
reference to version 3.]
Thirdly, if what he tells you his wife told him, but this is after the
act of course, that while they were both sleeping these two men came in and
took her outside and started abusing her, sexually and physically; she
screamed, he went outside, saw them in the act, use the machete and killed
them. [This is a reference to version
4.] Then you will have to ask
yourself two questions if that is so then of course that could amount to
provocation if he killed them at the time that they were abusing somebody under
his charge, but as to whether his retaliation was reasonable under the
circumstances, it is up to you to determine ...
Just to summarize, Members of the jury, this
provocation would apply if you believe that the deceased persons attacked the
accused [version 3], or that the accused saw them sexually and
physically abusing his common-law wife [version 4]." [References to different versions supplied]
9. These
directions must be considered in the light of section 118 which succinctly
states the law of provocation. It reads
as follows:-
"Where on a charge
of murder there is evidence on which the jury can find that the person charged
was provoked (whether by things
done or by things said or by both together) to lose
his self-control, the question whether the provocation was extreme enough to
make a reasonable man do as he did shall be left to be determined by the jury;
and in determining the question the jury shall take into account everything
both done and said according to the effect which, in their opinion, it would
have on a reasonable man."
10. Confusing
as the four different versions of events were, the appellant was entitled to
have the defence of provocation left to the jury in accordance with section 118
and not any stricter criteria.
The
issue: Did the judge misdirect the jury?
At first glance it
seemed that the judge's directions plainly did not meet the requirements of
section 118. But counsel for the
prosecution presented a formidable argument.
He acknowledged that the judge nowhere left version 2 (the caution
statement) for the jury to consider as arguably raising a defence
provocation. But, he argued, the
caution statement did not raise provocation as an issue. He further acknowledged that the judge on
two occasions misstated the burden of proof by posing a cooling off as a
possibility ("might"). But,
he argued, in other places he correctly directed the jury.
11. This
has proved a difficult case. On balance
though their Lordships conclude that the caution statement arguably raised the
defence of provocation. The background
of an allegation of rape of his wife, the scattering of his clothes, and the
threat "you will pay with your life" is important. True it is that there was an interval of
hours before the killing but if there was evidence that the appellant lost his
self-control the defence still had to be left to the jury. And the frenzied nature of the attack was
material upon which a jury could infer a loss of self-control. In any event, according to the caution
statement the appellant's wife reminded him immediately before the killings
that the "two men had chanced her".
It is true that the appellant said he was drunk but that was a matter
for the jury: it does not as a matter of law negative the defence of
provocation. In these circumstances it
follows that there was a material non-direction in that the judge failed to
leave to the jury a defence of provocation based on the caution statement. The impact of this non-direction is
heightened by another misdirection. The
judge directed the jury, in the context of the issue of intent, that "you
can ignore whatever he says [in the caution statement], that is, regarded in
law as a self-serving statement, which is not evidence". The prosecution acknowledges that this was a
misdirection. It may have reinforced a
view that the caution statement could be ignored by the jury when they came to
consider the defence of provocation.
12. Then
there are at least two misdirections on the burden of proof in the context of
directions on a "cooling off period". The lapse of time was a real issue both on Rosita's evidence and
on the account in the caution statement.
It is true that the judge also correctly directed the jury that the
prosecution must disprove provocation.
On the other hand, a correct direction on the burden of proof does not
necessarily "correct" an earlier misdirection. While everything will depend on the context,
prima facie a misdirection upon the burden of proof must be corrected in
the plainest possible terms: Reg. v. Moon [1969] 1 W.L.R. 1705, C.A.;
Archbold, Criminal Pleading, Evidence and Practice, 1997 edition page 457,
para. 4-374.
The
effect of the misdirections.
While acknowledging
again the legal and factual difficulties in this perplexing case, the outcome
is that the defence of provocation was not fairly left to the jury. They had deliberated for more than three
hours. Their Lordships cannot exclude
the possibility that the jury might have reached a different conclusion if they
had been properly directed. It follows
that the conviction ought to be quashed.
13. The
prosecution does not submit that the matter should be remitted to the Court of
Appeal to consider whether the appellant should be retried. Given that the appellant was already
pinioned for execution, and came within 20 minutes of execution, stopped only
by an injunction granted by the Privy Council, it would be wrong to order a
retrial.
© CROWN COPYRIGHT as at the date of
judgment.