Privy Council Appeal No. 29 of 1996
The Director of Public Prosecutions Appellant
v.
Dharmarajen Sabapathee Respondent
FROM
THE SUPREME COURT OF MAURITIUS
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JUDGMENT OF THE LORDS OF THE
JUDICIAL
COMMITTEE OF THE PRIVY COUNCIL,
Delivered the 17th February 1997
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Present
at the hearing:-
Lord Mustill
Lord Nicholls of Birkenhead
Lord Hoffmann
Lord Clyde
Lord Hutton
·[Delivered
by Lord Hoffmann]
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1. This is an appeal by leave of the Supreme Court
of Mauritius (Glover C.J. and Sik Yuen J.) from a decision of the Supreme Court
(Proag and Boolell JJ.) allowing an appeal by the respondent ("the
accused") against his conviction before the Intermediate Court of six
offences of supplying or possessing drugs and one offence of possessing
ammunition. The Supreme Court allowed
the appeal because they were not persuaded that the prosecution had proved the
guilt of the accused beyond reasonable doubt.
The Director says that the power of the Supreme Court to interfere with
the findings of the magistrates is a narrow one and that they should not have
set aside the convictions unless they considered, after allowing for the
advantages which the magistrates had in seeing and hearing the witnesses, that
no reasonable court could have convicted.
The importance of this question for the administration of justice in
Mauritius could hardly be exaggerated but the arguments lie within a narrow
compass. Their Lordships are greatly
indebted to counsel for their succinct and pertinent submissions.
Their Lordships
were quite properly not invited to consider whether on the facts they would
have arrived at the same conclusion as the Supreme Court. This is not a matter
for their Lordships' Board. For the
purpose of explaining how the point arises it is therefore not necessary to
give more than a brief outline. The
accused was the proprietor of the Gold Gym Club and D.S. Guest House in Rose
Hill. The principal witness against him
was a self-confessed drug dealer named Finiss, who had been doing casual work
for the accused for some months before his arrest. On 18th July 1992 the police searched the premises, found Finiss
in possession of drugs and arrested him.
After making a statement which did not implicate the accused, Finiss
made a second statement in which, as he put it in French, he
"denounced" him and said that he, Finiss, had sold drugs merely as a
reluctant agent of the accused. He then
took the police to an unoccupied house next to the Gym, showed them where drugs
and ammunition were concealed and said that he and the accused had put them
there. The accused gave evidence and
denied any involvement in Finiss's drug dealing or knowledge of the ammunition.
2. The magistrates noted that the prosecution was
relying on the uncorroborated evidence of an accomplice and said that they were
treating his evidence with great caution.
Nevertheless, they said that they had not the slightest doubt that he
was telling the truth. They compared
his demeanour favourably with that of the accused and drew attention to a
number of matters which, in their view, though not amounting to corroboration,
supported Finiss's version.
3. The Supreme Court were unimpressed with
Finiss's evidence. They said that it
was so contradictory and full of lies that the magistrates should not have
relied upon it. The matters which the
magistrates had regarded as confirmatory tended rather in their view to support
the evidence of the accused.
Accordingly they concluded that although the magistrates had correctly
recited the need for caution in dealing with accomplice evidence, they had
misdirected themselves in the way in which they actually dealt with it.
4. The right of appeal from an Intermediate or
District Court to the Supreme Court is conferred by section 92 of the District
and Intermediate Courts (Criminal Jurisdiction) Act. The Act has been amended a number of times since it was
originally passed in 1888 but the language of the provisions relevant for the
purposes of this appeal has remained substantially unchanged. The powers of the Supreme Court hearing an
appeal are contained in section 96:-
"(1)On hearing an appeal, no new evidence
shall be admitted, and the information, depositions and other evidence and
conviction before the Intermediate or District Court shall be revised by the
Supreme Court.
(2)... the Supreme Court may affirm or reverse,
amend or alter the conviction, order or sentence ..."
5. Their Lordships consider that this section
confers a full right of appeal by way of rehearing in the Supreme Court. That court will "revise", i.e. go
over again, the "information, depositions and other evidence and
conviction before the Intermediate or District Court" and after such
revision may "affirm or reverse, amend or alter" the conviction,
order or sentence. The reference to
affirming the conviction, rather than dismissing the appeal, shows that the
Supreme Court is not concerned merely to decide whether the lower court acted
within its powers. If it affirms the
conviction after revising the evidence, it makes that verdict its own. This requires that the Supreme Court should
itself be satisfied that the prosecution has proved the guilt of the accused
beyond reasonable doubt.
6. The great difference between the hearing in the
District or Intermediate Court and the revision of those proceedings in the
Supreme Court is that the former court hears oral evidence and is able to
observe the demeanour of the witnesses.
The Supreme Court has only the written record, which is seldom verbatim
and often translated. It follows that
in hearing an appeal the Supreme Court is ordinarily entitled to assume that
the findings of the lower court on questions of credibility were properly founded
upon their assessment of the merits of the witnesses. It will therefore be unusual for such findings to be set aside
merely because on a reading of the record the Supreme Court would have been
inclined to form a different view. But
this observation is not based on any rule of law restricting the revising
jurisdiction of the Supreme Court.
Acknowledgement of the advantages enjoyed by the magistrates in
assessing credibility is no more than a matter of common sense. On the other hand, the facts may be such
that the court of appeal is nevertheless left with a genuine doubt about the
guilt of the accused; a feeling that the magistrates may have made a mistake in
accepting the prosecution evidence.
Much depends upon the nature of the case. If, however, the court is not
satisfied that the prosecution have proved the guilt of the accused beyond
reasonable doubt, it is their duty to allow the appeal.
7. Their Lordships think that, in the elucidation
of this simple principle, no assistance can be obtained from decisions by
courts hearing criminal appeals
in England or
civil appeals in any jurisdiction. The reluctance which English law has always
shown to interfere with a verdict of a jury has meant that the right of appeal
created by the Criminal Appeal Act 1907, even as enlarged by the Criminal
Justice Act 1966, is much narrower than the full right to a rehearing which
their Lordships think was conferred by sections 92 and 96. A serious practical obstacle to an appeal
from a jury is that it gives no reasons.
But the magistrates of the District or Intermediate Courts are obliged
to give reasons which can be examined, weighed and criticised: see section 197
of the Courts Act. The nature of the
appeal is therefore quite different. In making these comments, their Lordships
are of course confining themselves to the jurisdiction under section 96. The jurisdiction of the Court of Criminal
Appeal constituted by the Criminal Appeal Act 1955 to hear appeals from
convictions in the Supreme Court appears to be based upon an English model.
8. As for civil appeals, there are a number of
emphatic statements in the English cases about the reluctance of a court of
appeal to interfere with findings of fact by the trial judge. Perhaps one of the best known is that of
Viscount Sankey L.C. in Powell v. Streatham Manor Nursing Home [1935]
A.C. 243, where he said at page 250 that the appellant must satisfy the court
of appeal that the findings of the court below were "plainly
wrong". But this deference to the
advantages of the trial judge is largely based upon a recognition of the fact
that in a civil case, the court of appeal is not merely setting aside a finding
in favour of one party but making a finding in favour of the other: see The
Alice (1868) L.R. 2 P.C. 245, 252.
In a criminal case, the Court of Appeal does not feel the same
inhibition about setting aside a
finding in favour of the prosecution: it is making no positive finding but
saying only that the trial court was wrong in not holding that there was a
reasonable doubt.
9. Their Lordships were referred to a number of
cases in the Supreme Court which illustrated the exercise of the appellate
jurisdiction under section 96. There is
occasional reference in the judgments to dicta in civil or criminal appeals in
England, which their Lordships respectfully regard as misplaced, but these citations do not appear to have affected the
outcome of the decisions, which their Lordships think have been uniformly in
accordance with the overriding principle that the Supreme Court will confirm the
conviction only if it is satisfied that the accused was guilty. Thus in Boyjonauth v. The Queen
[1961] M.R. 171, Glover J. scrutinised the evidence with great care and
concluded at page 183:-
"On the whole therefore having regard to the
various features of the evidence to which we have referred, we do not think
that it was safe for the magistrates to have convicted the appellants on the
uncorroborated testimony of [an accomplice]
... [T]he uncorroborated evidence of an accomplice should only be accepted where
it commands complete trust and confidence.
In our opinion [the accomplice's] evidence falls short of that high
standard and we have therefore reached the conclusion that the two appellants
should have been given the benefit of the doubt."
10. Their Lordships would in passing observe that
while English law provides no useful guidance, a full right of appeal such as
exists in Mauritius was common in the judicial systems of the former British colonies. Such a right was conferred in somewhat more
elaborate terms by the Indian Criminal Procedure Code of 1882 and has been
repeated in subsequent versions of the Code.
Likewise, section 46 of the Inferior Courts Law No. 22 of 1889 of Natal
gave a right of appeal from a magistrate to the Supreme Court and provided that
the latter might "reverse, alter, vary or confirm the judgment or sentence
of the Magistrate". After the
union of the South African colonies in 1910, section 95 of the Magistrates'
Court Act 1917 said that the Supreme Court might "affirm, alter or
reverse" a conviction by a magistrates' court. It may therefore be of interest to cite a comment by a judge of
the South African Appellate Division (Davis A.J.A.) on the exercise of the
jurisdiction (Rex. v. Duma S.A.L.R. 1945 A.D. 410, 419):-
"... an appeal of this nature is a
rehearing ... and that the Appeal Court has to satisfy itself that there is no
reasonable doubt as to the guilt of the accused ... I do not propose to repeat
what has been laid down in ... many other cases, as to the weight which will be
attached to the fact that the Court below has had the great advantage of seeing
and hearing the witnesses in the flesh and not merely of reading their evidence
on paper. That weight must be
considerable, and may be decisive. But
even when questions of credibility have been directly involved, this Court has
upon a number of occasions quashed a conviction, when it has felt that, giving
due weight to the finding of the Court below, there still, in its opinion,
remained a doubt as to the guilt of the accused."
The Supreme Courts of India and the Colonies
exercised a much closer supervision over the lower criminal courts than the
High Court or Court of Criminal Appeal in England and this supervisory role is
still today reflected in section 82(1) of the Constitution of Mauritius:-
"The Supreme Court shall have jurisdiction
to supervise any civil or criminal proceedings before any subordinate court and
may make such orders, issue such writs and give such directions as it may
consider appropriate for the purpose of
ensuring
that justice is duly administered by any such court."
11. Accordingly their Lordships think that the
Supreme Court was acting within the powers conferred by section 96(2), dismiss
the appeal and direct that the Director should pay the respondent's costs
before their Lordships' Board.
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COPYRIGHT as at the date of judgment.