Privy
Council Appeal No. 45 of 1997
Winston
Solomon Appellant
v.
The
State Respondent
FROM
THE
COURT OF APPEAL OF TRINIDAD
AND
TOBAGO
---------------
JUDGMENT OF THE LORDS
OF THE JUDICIAL
COMMITTEE OF THE PRIVY
COUNCIL,
Delivered the 8th
December 1997
------------------
Present at the hearing:-
Lord Nicholls of
Birkenhead
Lord
Steyn
Lord
Hutton
Lord Saville
Mr.
Justice Gault
·[Delivered by Lord Steyn]
-------------------------
1. This
is an appeal by special leave from a decision of the Court of Appeal of
Trinidad and Tobago dated 29th November 1996 which dismissed the appellant's
appeal against his conviction for murder on 7th February 1996.
2. On the
evening of 1st August 1992 in a public street in Port of Spain, the victim was
stabbed a number of times with a cutlass.
She died nine days later. The
victim was the appellant's wife.
Together with their children she had left the appellant a few months
before. The prosecution case was simple
and straightforward. P.C. James, an
off-duty police officer, testified that he noticed what was apparently an
argument between the appellant and his wife, and that he saw the appellant
stabbing his wife several times. The
appellant threw the cutlass into a nearby yard. P.C. James took the appellant
to a police station. Another
police officer, Sergeant Marcelle, said that on the day after the
stabbing he showed a bloodstained cutlass found near the scene to the appellant
who admitted that it belonged to him.
3. The
appellant gave evidence that on 1st August 1992 he spoke to his wife outside
the house of her grandmother. On the
appellant's account they agreed to spend the weekend together. A slim dark man, about 6 foot tall, then
intervened. His wife said that he was
her friend. This man said that the
appellant had no right to be there. The
grandmother came out and told them to stop arguing. The appellant went downtown to buy food. He was going to meet his wife at an
appointed place. Suddenly, he heard a
scream and the same man came running to him swinging a knife at him. The appellant first avoided him and then
unsuccessfully chased him. When he
returned he found that his wife had been stabbed. His case was that P.C. James had a grudge against him, because of
a drugs deal that had gone sour, and that P.C. James falsely implicated
him. He also denied that the cutlass
belonged to him.
4. After
a summing up, which contained much critical comment on the defence case, the
judge permitted the clerk of the court first to ask the jury "do you wish
to retire to consider your verdict?"
The jury did want to retire and in due course returned a verdict finding
the appellant guilty of murder. Their
Lordships observe at once that, as the Board explained in Crosdale v. The
Queen [1995] 1 W.L.R. 864, at pages 875G-876A, it is unfair to an accused
to ask the jury whether they wish to retire inasmuch as it may be understood to
mean that there may be nothing to discuss.
Given the particular circumstances of this case, counsel did not suggest
that this feature afforded the appellant an independent ground of appeal.
5. On the
appeal to their Lordships' Board a considerable volume of new evidence
regarding the appellant's mental state at the time of the killing was
produced. Before considering the
potential impact of this material it will be necessary to examine briefly the
other grounds of appeal of the appellant.
(1)Introduction
of hearsay evidence.
Counsel submitted that
inadmissible hearsay was admitted when Sergeant Marcelle was allowed to testify
that he spoke to the victim in hospital and that thereafter he interviewed
the appellant. Counsel
submitted that the implication was that the victim identified the
appellant as the person who stabbed her.
And counsel said that it was neither a dying declaration nor part of the
res gestae. Seen in context
their Lordships are satisfied that this item of evidence, and the judge's
comment on it, had no effect on the outcome of the trial. After all, the appellant was already in
custody and he had already been seen by Sergeant Marcelle earlier that
morning. In these circumstances no
injustice could have been caused by this evidence.
(2)Lack
of warning as to lies.
The judge did remind
the jury that they were not to convict the appellant just because he was
lying. Counsel submitted, however, that
he should have gone further and given a specific warning not to convict the
appellant simply because he was lying.
On the facts of the present case there was no realistic distinction
between the issue of lies and the issue of guilt. The judge's direction was tailored to the case before the jury
and there was nothing wrong in this part of the summing up.
(3)Comment
on the failure to put the defence case at the Preliminary Inquiry.
The judge questioned
the appellant about his failure to put his case to the Crown witnesses at the
Preliminary Inquiry. The judge
thereafter commented on this in his summing up. Counsel for the respondent accepted that the judge erred in both
respects. Their Lordships agree and
will revert to the consequences of these irregularities after they have
examined the next ground of appeal.
(4)Prejudicial
comments on the defence case.
Counsel for the
appellant has taken their Lordships to a number of passages in which he
submitted that the judge poured scorn on the appellant's case that P.C. James
falsely implicated him in the stabbing.
While counsel relied on the cumulative effect of a number of passages,
the flavour of the judge's comments appears from the following passage:-
"Anyway, as I
said, the Accused does not have to prove anything but, ... while he does not
have to prove anything, an Accused person goes in the witness stand and starts
making accusations involving police officers of very serious offences, while he
does not have to prove anything, one
cannot just make an allegation like that, but you are
the judges of the facts. You have to
consider whether somebody can go in there and say anything and you will believe
it."
6. Counsel
rightly reminded their Lordships of the duty of a trial judge as explained in Marr
(1990) 90 Cr.App.R. 154. The Lord Chief
Justice observed:-
"It is ... an
inherent principle of our system of trial that however distasteful the offence,
however repulsive the defendant, however laughable his defence, he is
nevertheless entitled to have his case fairly presented to the jury both by
counsel and by the judge. Indeed it is
probably true to say that it is just in those cases where the cards seem to be
stacked most heavily against the defendant that the judge should be most
scrupulous to ensure that nothing untoward takes place which might exacerbate
the defendant's difficulties."
In Mears
v. The Queen [1993] 1 WLR 818, at page 822F-G, the Privy Council
enunciated the same principle and emphasised that repetition of the phrase
"that it is a matter for the jury" will not save an unfair or
unbalanced summing up. Their Lordships
are compelled to observe that the judge's comments in the present case exceeded
the limits of permissible judicial comment.
7. That
leaves for consideration the impact of the judge's comments on the defence
case, taken together with his questions and comments about the failure of the
appellant to put his case at the Preliminary Inquiry. There was a very strong case.
P.C. James' eye witness evidence was corroborated by Sergeant Marcelle
by evidence that the appellant admitted that the bloodstained cutlass found at
the scene was his. In any event, the
appellant's account that a police officer who had an old score to settle
happened to be at the scene where his wife was stabbed was glaringly
improbable. There can be no doubt that
the appellant stabbed his wife. In
these circumstances their Lordships conclude that in the particular
circumstances of the present case no injustice resulted from the judge's
unfortunate questions and comment.
(5)Provocation.
The judge ruled that
there was no evidence of provocation and
so directed the
jury. Counsel for the appellant
submitted
that,
despite the fact that the appellant denied stabbing his wife, there was
sufficient evidence of provocation to bring into operation the judge's duty to
leave that defence to the jury. For
this submission counsel relied on the background of domestic strife, the part
of the appellant's evidence where he spoke of the victim's friend who in effect
told him to go away, the evidence of P.C. James that immediately before the
stabbing there appeared to be an argument between the appellant and his wife,
and the fact of multiple stab wounds creating a picture of a frenzied
stabbing. Counsel argued that it would
have been open to the jury to infer that provocative words by the wife
triggered off the stabbing. Counsel for
the prosecution submitted that there was simply no evidence of a provoking
event.
8. In the
light of the new evidence about the mental state of the appellant, which may
arguably have a bearing on the subjective question whether the appellant lost
his self control, this issue was not fully explored in argument and their
Lordships do not propose to rule on it.
It will be necessary to return to it briefly towards the end of this
judgment.
The
new evidence about the appellant's mental state.
At the trial of this
matter there was some evidence in passing from the appellant before the jury
that he had been depressed. Counsel for
the appellant was not aware of his medical history. No investigation was made as to his mental state.
9. There
is now before the Board material which suggests that at the time of the killing
the appellant did suffer from a major depressive illness in a clinical sense or
at least that he may have suffered from such an illness. Their Lordships do not intend to describe
this evidence in detail but three features stand out at this stage:-
(1)In
February 1992 (i.e. about five months before the killing) the appellant was hospitalised
for seven days for psychiatric evaluation of his state of depression;
(2)In
the month after his arrest he made two suicide attempts, and eleven months
later he made another such attempt;
(3)In
July 1993 he was diagnosed as suffering from a major depression; that may mean
that he was then regarded as psychotic.
10. Counsel
were in agreement that this picture is as yet incomplete and that further
psychiatric evidence may well become available.
11. In
these circumstances counsel were agreed that the sensible course is for the
Board to set aside the existing decision of the Court of Appeal in order to
enable the Court of Appeal to examine any issues arising as a result of the new
evidence regarding the appellant's mental state. Their Lordships are persuaded that this is the right course to
adopt. After some debate about the
terms of the remission counsel produced an order which, except in one respect,
was agreed between the prosecution and the defence. Their Lordships are satisfied that it would be right to make an
order in the terms agreed. A few
comments about the order are necessary.
First, the order has deliberately been drawn in wide terms so as not to
exclude any issue which may arise from new evidence regarding the mental state
of the appellant. Secondly, their
Lordships accept that a final ruling on provocation, taking into account new
evidence regarding the appellant's mental state at the relevant time, ought to
be made by the Court of Appeal.
Thirdly, while the issue of non-disclosure of medical information
regarding the appellant's mental state will be before the Court of Appeal, it
is possible that, irrespective of non-disclosure and in the light of new
evidence, the conviction of murder may be unsafe. Finally, counsel for the appellant requested a direction that the
appellant should be represented in the Court of Appeal by senior counsel. The respondent remained neutral on this
point. This is the one matter not
covered by the agreement of the parties.
Their Lordships are persuaded that in the circumstances of this case
such representation is desirable.
12. Their
Lordships therefore set aside the decision of the Court of Appeal and remit the
matter to the Court of Appeal on the terms set out in the draft order agreed by
counsel.
© CROWN COPYRIGHT as at the date of
judgment.