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Information Tribunal Appeal
Number: EA/2008/0046 Information Commissioner’s Ref:
FER0169710 |
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Heard at Field House, London,
EC4 On 22 October 2008 |
Decision Promulgated
17 November 2008 |
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BEFORE |
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CHAIRMAN |
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ROBIN CALLENDER SMITH |
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and |
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LAY MEMBERS |
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SUZANNE COSGRAVE |
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ANNE CHAFER |
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Between |
STEPHEN CARPENTER |
Appellant |
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and |
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THE INFORMATION COMMISSIONER |
Respondent |
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and |
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STEVENAGE BOROUGH COUNCIL |
Additional Party |
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Subject
matter:
Freedom of Information Act
2000
Vexatious or repeated requests
s.14
Environmental Information
Regulations 2004
Public interest test, Reg 12 (1)
(b) Exception, Regs 12 (4) and (5)
- Request manifestly unreasonable
4 (b) |
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Cases: Coggins v
ICO EA/2007/0013; Gowers v ICO and Camden LBC EA/2007/0014;
Welsh v ICO EA/2007/0088 and Betts v ICO
EA/2007/0190. |
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Representation:
For the Appellant:
Mr Stephen Carpenter (in
person)
For the Respondent:
Ms Anya Proops (Counsel for Information
Commissioner)
For the Additional Party:
Mr James Cornwell (Counsel for Stevenage Borough
Council) |
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Decision
The Tribunal upholds the decision notice dated 7 April 2008
and dismisses the appeal. |
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Reasons for Decision
Introduction
1. This appeal concerns
some 13 requests for information which Mr Carpenter submitted to Stevenage
Borough Council (SBC) over the period 21 June to 25 July 2007. The
requests were all refused by SBC on the grounds that they were "vexatious"
for the purposes of section 14 of the Freedom of Information Act 2000
(FOIA) or "manifestly unreasonable requests" for the purposes of
regulation 12 (4) (b) of the Environmental Information Regulations 2004
(EIR).
2. The Information
Commissioner (IC) upheld SBC's decision not to respond to the requests.
That was done on the basis that SBC had correctly concluded that it was
exempted from responding to the requests under Regulations 12 (1) and 12
(4) (b) EIR.
3. This is the first appeal
to come before the Information Tribunal on the question of the application
of Regulation 12 (4) (b) as an exception. The Tribunal has had to consider
the meaning of the words "manifestly unreasonable requests" in that
context.
4. The information that Mr
Carpenter was seeking to obtain related to an area of land that was part
owned by a company called Van Hage and Company (Holdings Ltd). Van Hage
leased the remainder of the site from SBC, who owned the Freehold. SBC
decided to sell its freehold interest in the land to Van
Hage.
5. Van Hage and SBC agreed
the Company would buy the land from the Council. As part of the contract,
that sale was conditional upon the Council's Planning and Development
Committee making a resolution to grant planning permission for the site.
The Council received the Company’s planning application on 21 March 2007.
That application concerned a plan to build a number of dwellings on an
area of land close to the Appellant's home. The completion of the sale of
the Freehold, the completion of a "section 106 agreement" under section
106 of the Town and Country Planning Act 1990, and a resolution to grant
planning permission also took |
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place on 20 June 2007. The
section 106 agreement contained planning obligations in favour of the
local authority issuing the planning consent.
6. Mr Carpenter's case has
always been that he was seeking to find out why the land was sold to Van
Hage for £900,000 and then, almost immediately, sold on to Charles Church
Developments for £8,319,000.
Preliminary issue
7. Mr Carpenter, at the
beginning of the appeal hearing, asked the Tribunal to prevent Counsel for
the IC and SBC referring to cases or Tribunal Decisions in relation to
section 14 FOIA and "vexatious" requests on the basis that they had no
bearing on the meaning of the words "manifestly unreasonable requests" in
regulation 12 (4) (b) EIR.
8. The Tribunal declined
this request on the basis that those decisions might well have a bearing
on the matter on which the Tribunal had to decide. To refuse to allow them
to be mentioned and analogies drawn from them would deprive the Tribunal
of assistance it was entitled to seek from cases which – while not binding
on the Tribunal -- had come before the Tribunal generally and other courts
on the issue of the reasonableness of repeated requests.
The requests for information
9. Request 1 on 21 June 2007
"Under the Freedom of Information
Act could you please provide me with all the relevant details regarding
the disposal of SBC's freehold interest, to include all meetings, who
attended and all letters and relevant paperwork."
Request 2 on 21 June
"Under the Freedom of Information
Act could you please provide me with all relevant details of the
above-mentioned sale and valuation and details of any conversations and
meetings regarding the SBC sale of their Freehold interest in the
above."
Request 3 on 21 June 2007
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"Under the Freedom of Information
Act I am requesting all details of conversations from when you were first
instructed regarding the above sale of SBC's freehold interest to Van Hage
. I want to know the exact terms of the sale, how much deposit was paid,
when it was paid and where it was banked.
"I also request under the Freedom
of Information At a copy of Part II Confidential Report, 24th January 2007
with all details, as opposed to 3.1 and 5.3 being omitted from the copy I
have."
Request 4 on 21 June
2007
As for "Request 3".
10. Request 5 on 24 June
2007
"Under the Freedom of Information
Act could you please provide me with all details regarding the completion
of the council's sale of their Freehold interest in the above to Van Hage.
I would like to know exactly when the money was received and where it was
paid into. Could you please advise me where the transfer was executed and
at what time and on what date.
"Could you please confirm who was
in attendance when the 106 Agreement was signed, whether signing took
place and at what time .”
11. Request 6 on 25 June 2007
Description of request made
contained in Complainant’s letter on 28 June 2007 as follows:
"I asked you to produce your last
3 completed S106 Agreements to confirm the wording was consistent that you
declined and left the reception."
Request 7 on 25 June 2007
"Under the Freedom of Information
At could you please supply me with the copies of your last 10 106
agreements.”
Request 8 25 June 2007
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"Under the Freedom of Information
Act I request all relevant details, letters, meetings and conversations
regarding the above [planning application]."
Request 9 25 June 2007
"Under the Freedom of Information
Act I request all relevant details, letters, meetings and conversations
regarding the above [planning application]."
12. Request 10 1 July 2007
"Under the Freedom of Information
Act I require details of all Stevenage Borough’s assets sold through the
disposal programme for the year 2006/2007. Also under the Freedom of
Information Act could you please confirm where and when you (sic) S106
Agreement for the above [planning application]."
13. Request 11 4 July 2007
"I repeat once again under the
Freedom of Information Act that I require ALL of the above-mentioned
information [as listed in the Council’s refusal notice] as opposed to the
other doctor documents that you have provided me with so
far."
14. Request 12 on 23 July 2007
"Could you please, under the
Freedom of Information At, supply me with copies of part 2 agreements of
planning meetings on 19th June 2007 and 10th July 2007”.
15. Request 13 on 25 July 2007
"Could you please confirm if
Stevenage Borough Counsel have a further financial interest or any other
vested interest regarding the development of the Listed Farmhouse and the
Barns on the Van Hage Site”.
The complaint to the Information
Commissioner
16. SBC sent a refusal
notice to the Appellant on 2 July 2007 and stated it would not be
responding because it considered that the requests were vexatious,
manifestly unreasonable and, in part, repeated. It mentioned both FOIA and
EIR because it was not sure which access regime was appropriate. The
refusal notice expressly referred to the requests set out above with the
exception of Requests 3, 4 and 6
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and 11 to 13. SBC explained to
the IC it had made a mistake by not referring to request 3 and 4 in the
notice but that it had not responded for the reason given in the notice.
SBC confirmed it had refused to supply information requested verbally by
the complainant as request 6 for the same reason but had not included it
in the notice. Requests 11 to 13 were submitted following the notice but
were not responded to for the same reason. In the refusal SBC also
explained that it did not have an internal review procedure and advised Mr
Carpenter to complain directly to the IC if dissatisfied.
17. Mr Carpenter wrote to
SBC on 5 July 2008 appealing against its decision. SBC did not respond to
that correspondence.
18. On 5 July 2007 Mr
Carpenter complained to the IC about the way his requests for information
had been handled. He asked the IC to consider whether the requests had
been correctly refused.
19. The IC (as explained in
the Decision Notice) understood that Mr Carpenter wished the IC to
consider how SBC had responded to all of the requests listed as 1 to 13.
The IC concentrated on whether the requests were manifestly unreasonable
at the time of the refusal notice.
20. The IC considered that
the SBC should have issued a refusal notice for requests 3, 4 and 6 and
should have considered Mr Carpenter's subsequent appeal. The IC considered
SBC had failed in its obligations under the EIR regime by not so
doing.
21. The IC decided that SBC
was correct to rely on regulation 12 (4) (b) under the EIR and that, in
all the circumstances, the public interest in maintaining the exception
outweighed the public interest in disclosing the information.
22. The IC also decided that SBC breach the EIR in the
following respects:
(a) It breached regulation
14 (1) because it did not issue a refusal notice relating to request 3, 4
and 6.
(b) It breached regulation
11 (3) because it did not consider the representations made by Mr
Carpenter in his letter of 5 July 2007 |
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(c) It breached regulation 14 (3)
(b) because it did not specify in the refusal what its considerations were
in respect of the public interest test under regulation 12 (1)
(b).
23. The IC did not require
SBC to take any steps in relation to that decision. Vexatious Requests
under FIOA
24. Section 14 FOIA provides
as follows:
“(1) Section 1 (1) does not
oblige a public authority to comply with a request for information if the
request is vexatious.
(2) Where a public authority has
previously complied with the request for information which was made by any
person, it is not obliged to comply with a subsequent identical or
substantially similar request from that person unless a reasonable
interval as a lapsed between compliance with the original request in the
making of the current request.”
Manifestly Unreasonable Requests under EIR
25. Regulation 2 (1) EIR provides as
follows:
“environmental information" has
the same meaning as in Article 2 (1) of the Directive, namely any
information in written, visual, oral, electronic or any other material
form on–
(a) the state of the
elements of the environment, such as air and atmosphere, water, soil,
land, landscape and natural sites including wetlands, coastal and marine
areas, biological diversity and its components, including genetically
modified organisms, and the interaction among these elements;
(b) factors, such as
substances, energy, noise, radiation or waste, including radioactive
waste, emissions, discharges and other releases into the environment,
affecting all likely to affect the elements of the environment referred to
in (a);
(c) measures (including
administrative measures), such as policies, legislation, plans, programs,
environmental agreements, and activities affecting all likely
to
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affect the elements and factors
referred to in (a) and (b) as well as measures or activities designed to
protect those elements;”
25. Regulation 12 (1) EIR
provides that a public authority may refuse to disclose requested
environmental information if:
"(a) an exception to disclosure applies under paragraphs (4)
or (5);
(b) in all the circumstances of
the case, the public interest in maintaining the exception outweighs the
public interest in disclosing the information".
26. Regulation 12 (2)
provides that "public authority shall apply a presumption in favour of
disclosure".
27. Regulation 12 (4) (b)
provides that in authority may refuse to disclose information "to the
extent that…. the request for information is manifestly
unreasonable".
The appeal to the Tribunal
26. Mr Carpenter appealed on
1 May 2008 in two communications to the Information Tribunal and requested
an oral hearing.
27. In those letters he said
the information he had requested from SBC was under FOIA, rather than the
EIR, and that it was his view that - because of SBC's maladministration
and negligence - he had had to make more requests for information. He had
never previously been in contact with SBC and it was only because SBC
initially contacted him in regard to the planning application (and
subsequently invited his views on further planning applications) that the
chain of enquiry from his side had begun.
28. He felt that all these
enquiries were in the public interest because SBC had failed to obtain
"best interests" for the land which they sold to Van Hage Developments for
£900,000. The site, of which over 70% represented SBC property, was
immediately sold on for £8,319,000. On the face of it this was a
substantial loss to SBC which eventually would have an effect on the
Stevenage Borough residents, of whom he was one. |
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29. The reason why his FOIA
request had been submitted so promptly was because of the "unfair and
deceitful way" planning permission had been granted. He had been intending
to apply for Judicial Review in relation to this and there was a 12 week
deadline for the appropriate paperwork to be submitted. He also took issue
with the way in which the IC's office had failed to reflect the complexity
of the requests which he had been making.
The questions for the Tribunal
30. Whether the Appellant's
requests had been "manifestly unreasonable” in terms of regulation 12 (4)
(b) EIR?
31. FOIA and the EIR both
constituted statutory access regimes which governed how public authorities
were required to respond to information requests submitted by members of
the public. In terms of their structure, FOIA and the EIR shared a number
of common features. In particular:
(1) they both embraced a
general obligation requiring public authorities to afford members of the
public access to information which is held by the authorities (see
respectively section 1 FOIA and regulation 5 (1) EIR)
(2) in both enactments, the
general obligation to afford access to information is subject to a number
of exemptions/exceptions (in particular the exemptions provided for in
Part II and the exceptions provided for under regulations 12 and 13
EIR)
(3) of the two enactments it
was EIR which was particularly designed to govern how public authorities
should respond to requests for "environmental information". The EIR was
enacted to give effect to EU Council Directive 2003/4/EC on public access
to environmental information (" the Directive"). The IC accepted -- in the
light of the particular importance which the Directive placed on affording
members of the public access to environmental information – that any
factors on the duty to make environmental information available under the
EIR (including any exception) should not be construed
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32. In contrast with FOIA,
the EIR embraced a positive presumption in favour of disclosure
(regulation 12 (2)). If environmental information was exempt from
disclosure under the relatively liberal access regime created by the EIR
was it likely that it would still be disclosable under FOIA?
33. Whether the IC failed to
take into account SBC's duty to provide advice and assistance under FOIA
and ignored the fact that SBC did not clearly state whether the
Appellant's requests fell under FOIA or EIR?
34. Whether the IC unfairly
failed to take into account that the Appellant needed to act promptly as
he only had 12 weeks within which to gather evidence in support of his
judicial review in respect of SBC's alleged unlawful
activities?
35. Whether the case law
that had developed on section 14 FOIA and the nature of "vexatious"
requests (together with guidance outlined at AG22) were useful in terms of
illuminating the way in which the regulation 12 (4) (b) exemption to be
applied in practice?
Evidence
36. The Tribunal was
referred to a log compiled by SBC detailing the Appellant’s contacts with
the Council over the period 4 April 2007 to 26 July 2007. The log contains
some 55 entries and demonstrated a significant level of
contact.
37. Of the 13 requests in issue for the purposes of the
appeal:
(a) the date range for the requests was 21 June to 25
July 2007;
(b) at least two of the
relevant request documents incorporated intemperate and harassing
language;
(i) in a letter dated 4 July 2007
to SBC's solicitor is the following quote from towards the end of the
letter that was copied to 11 other individuals (including SBC chief
executive): "As you are aware I am applying for a judicial review
regarding the Van Hage site and if by illegally denying me access to all
of the above that proves that SBC have acted |
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unlawfully I will be contacting
the police and suing for substantial damages.”
(ii) in a letter dated 23 July
2007 to the chairman of the SBC planning committee is the following:
"Because you choose silence as your answer I do not believe you are fit
for purpose and would now ask who would release you from your position as
Chairman of the Planning Committee and Deputy Mayor? Could you please
confirm to me which body or person I now have to approach to put my
complaints in writing?"
(c) there was a marked degree of repetition in the
requests; and
(d) the requests were
directed at a number of different council officers, some of whom had
previously be the subject of threatening or harassing correspondence from
the Appellant. For instance:
(i) on 8 June 2007 Mr P Bandy -
the Head of Planning and Regeneration --received a letter from the
Appellant the third paragraph of which states: "Yet again you are
deliberately misleading myself and my neighbours as you are
misrepresenting the true facts. Until you demonstrate to us that your
statement is correct I am demanding that this application is suspended
because you have acted negligently, irresponsibly and I believe
illegally." On 25 June 2007 he received a letter from the Appellant
stating: "Under the Freedom of Information Act I request all relevant
details, letters, meetings and conversations…. Full disclosure please and
if necessary I am quite happy to come and inspect your files at your
office."
(ii) on 12 June 2007 Mr D Rusling
- Planning Officer -- received a letter from the Appellant the third
paragraph of which states: "Could you please confirm to me in writing
before the Planning Committee meeting that you are satisfied that a
criminal offence has not been committed with this planning application
because if this proves to be the case I will be calling upon the powers
that be for your immediate dismissal for negligence." On 25 June 2007 he
received a letter from the Appellant stating: “Under the Freedom of
Information Act I request all relevant details, letters, meetings and
conversations…. Full |
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disclosure please and if
necessary I am quite happy to come and inspect your files at your
office."
38. It was clear that some
of the information requested by the Appellant had been disclosed to him or
was otherwise generally accessible to members of the public as part of the
planning process. There was also significant evidence that the Appellant
frequently copied a number of other individuals into letters of request --
including individuals working within the media and MPs -- deliberately
broadening the effect of extremely serious and defamatory allegations he
was making about corruption in public office, illegality and -- in certain
instances -- criminal conduct.
39. There was evidence
before the Tribunal that the Appellant had complained about the
transactions to the District Auditor and Solicitors Regulation Authority,
both of which rejected the complaints. His complaints fared no better at
the Audit Commission or the Legal Services Ombudsman. He agreed he never
in fact pursued his claim for Judicial Review.
40. The Tribunal heard oral
evidence from SBC's solicitor, Mr Paul Froggatt, who was cross examined by
the Appellant. He adopted his written witness statement and in particular
Paragraph 21 of that statement.
41. There he states: "The
Appellant attended the Council's offices on 22 June 2007 and was shown the
original S106 agreement which had been completed on 20 June. On Monday 25
June 2007 he telephoned the Council requesting a copy of the Section 106
agreement for immediate collection. A copy was left for collection by him
at 11 AM. At around 12:30 PM the Appellant returned to the Council offices
demanding to see the original Section 106 agreement again. A clerical
assistant produced the original document for him. He said that this was
not the same document he had seen on 22nd. The clerical assistant
confirmed that it was the same document and he accused her of lying. After
further exchanges I also joined this meeting and confirmed to the
Appellant that the document was unaltered. He made further accusations of
corruption and I refused his demand from the disclosure of previous
Section 106 agreement concluded with the Council.
42. Mr Froggatt said that he
considered the most of the requests fell under EIR but at least one of the
requests (the banking details) was made under the Freedom of
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Information Act 2000. He
considered that -- in line with the ICs guidance -- a vexatious request
would also be manifestly unreasonable under the EIR and in this case also
met the public interest test for refusal. In reaching that conclusion he
had taken into account the number and nature of the Appellant's requests,
the burden and distraction they were imposing on the council and the
harassment of the Council's officers. He considered that the requests were
excessive, a conclusion he felt had been reinforced by the Appellant's
subsequent pursuit of his complaints against the Council. He did not
believe that the requests had any purpose as the information relevant to
the Appellant's complaints had already been provided to him.
43. Mr Carpenter told the
Tribunal that -- because the proposed major development would create a
loss of amenity and overshadow his property -- he had consulted an
independent planning expert to present his objections to the development
in a fair and balanced way. He felt SBC had been deliberately unhelpful
and not forthcoming with answers. Having consulted lawyers about the
prospect of a Judicial Review of SBC's actions he then faced a 12 week
timetable to complete the process which, in itself, was complicated
because he was due to be away on holiday for three weeks during that
period.
44. His requests for
information were polite and he had no intention of causing disruption or
annoyance but simply wanted SBC to provide him with the necessary
information to deal with the planning issues of the proposed planning
application. He acknowledged in a further document to the Tribunal dated 7
September 2008 --which he adopted as part of his evidence -- that: "With
regard to other letters that I sent, they were not FOIA requests, my
language may be regrettable but that sometimes happens to a frustrated
requestor. I refer you to the minority Tribunal case of Betts
EA/2008/0109. Inappropriate language is not enough to be vexatious. My
case may be similar, but I did not have sufficient assistance from SBC who
had an FOI Coordinator at their disposal who should have acted in a fair
and balanced manner and followed the correct procedure.”
45. In cross-examination it
was suggested that he had made unwarranted personal attacks in the
correspondence on junior members of staff. He replied: "The language was
possibly inappropriate. On reflection I might have worded
letters
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more reasonably. I apologise if
wrong advice (from SBC) has led me to incorrect language.”
Legal submissions and analysis
46. The submissions by the
IC and the SBC were similar. Both argued that the case law on section 14
FOIA set the context for the way in which regulation 12 (4) (b) should be
applied generally and, in particular, to this case. Despite linguistic
differences both provisions were aimed broadly at achieving the same
purpose namely to ensure that applicants for information did not -- as a
result of their unreasonable requests -- either jeopardise sound and
effective administration within public institutions or otherwise unjustly
harassed public officials.
47. In particular the
following considerations (from AG22) were relevant to assist the Tribunal
in deciding whether a particular request for "environmental information"
was manifestly unreasonable:
(a) whether it imposed
significant burdens on the authority in terms of expense or
distraction;
(b) whether it had any
serious purpose or value;
(c) whether it is designed
to cause disruption or annoyance;
(d) whether it had the
effect of harassing the public authority; and
(e) whether it could
otherwise fairly be characterised as obsessive.
48. Mr Carpenter maintained
that his requests had been neither vexatious nor manifestly
unreasonable.
Conclusion and remedy
49. The Tribunal had the
benefit of hearing directly from the Appellant. It was quite clear that he
believed, honestly, that he had generally not overstepped the mark in
terms of rigorous enquiry on an issue he believed to be of public
interest. It was his clear view that public servants should be held to
account and be able to face enquiries such as his -- involving robust and
rigorous enquiry -- without suddenly pulling up
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the proverbial drawbridge and
refusing to respond to him further. While some of his language might have
overstepped the mark he could not see why the generality of his requests
had provoked the response from SBC in terms of deeming him "manifestly
unreasonable" that had subsequently been endorsed by the IC.
50. While the Tribunal finds
Mr Carpenter's appeal fails – and finds that his requests were "manifestly
unreasonable" even in the light of the public interest test that is part
and parcel of this area of EIR -- it notes that at no stage did SBC put
the Appellant on warning about his intemperate language or point out that
the threatening tone he was adopting could result in him being treated in
the way that subsequently transpired.
51. The Tribunal reminds
itself of the principles that have emerged in relation to Section 14
FOIA:
(1) It is important to
ensure that the standard for establishing that a vexatious request is not
too high (Coggins v ICO EA/2007/0013 Paragraph 19 and Hossack v
ICO EA/2007/0024 and Welsh v ICO EA/2007/0088).
(2) The various
considerations identified in AG22 (summarised at Paragraph 31 of the
Decision Notice) are a useful interpretive guide to help public
authorities to navigate the concept of a "vexatious request". There should
not however be an overly-structured approach to the application of those
considerations and every case should be viewed on its own particular
facts.
(3) When deciding whether a
request is vexatious a public authority is not obliged to look at the
request in isolation. It could consider both the history of the matter and
what lay behind the request. A request could appear, in isolation, to be
entirely reasonable yet could assume quality of being vexatious when it is
construed in context (Hossack, Betts v ICO EA/2007/0190 and
Gowers v ICO and Camden LBC EA/2007/0014).
(4) Every case turns on its
own facts. Considerations which may be relevant to the overall analysis
include: |
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(a) the request forming part
of an extended campaign to expose alleged improper or illegal behaviour in
the context of evidence tending to indicate that the campaign is not well
founded;
(b) the request involving
information which had already been provided to the applicant;
(c) the nature and extent of
the applicant's correspondence with the authority whether this suggests an
obsessive approach to disclosure;
(d) the tone adopted in the
correspondence being tendentious and/or haranguing;
(e) whether the
correspondence could reasonably be expected to have a negative effect on
the health and well-being of officers; and
(f) whether responding to
the request would be likely to entail substantial and disproportionate
financial and administrative burdens.
52. The Tribunal finds that Mr
Carpenter's requests were manifestly unreasonable for the following
reasons:
(1) In terms of frequency,
10 requests were submitted to SBC in less than 12 days. On two days the
Appellant submitted four requests (21 June 2007 and 25 June 2007). In a
wider context there were 48 logged contacts from the Appellant from April
2007 until the refusal notice was issued on 2 July 2007.
(2) In terms of the nature
of the requests many were similar in nature. Some were identical or
virtually identical and imposed a burden of wholly unnecessary duplication
on SBC.
(3) In terms of the tone of
the communication, by 21 June 2007 Mr Carpenter was sending unnecessarily
threatening and intemperate communications towards a range of officers
within SBC. His targets ranged from relatively junior officers (such as
the planning officer Mr David Rusling) up to the Chief Executive (Mr Peter
Ollis). Allegations included "deliberately misleading", "blatant abuse of
power" and an "illegal, fraudulent and by association criminal"
transaction; |
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phrases such as "lying as to the
true status of the land" "obtaining funds by deception" and allegations of
negligence, maladministration and criminality scatter the communications
fired off by the Appellant. These were linked with threats to instigate
disciplinary action leading to suspension, dismissal and removal of
pension entitlements against individual employees. The threatening effect
of the communications was magnified as the letters were copied to others
both within SBC and to external recipients such as the Mail on Sunday, BBC
Three Counties Radio, a local MP and the Shadow Secretary of State for
Communities and Local Government.
(4) The tone of the requests
themselves, although sometimes couched in neutral language, could clearly
be seen by recipients as threatening and harassing when set against other
material they had received from him.
(5) Much of the
documentation at issue had already been provided to him by SBC. As a
result of these repeated requests for information related to material that
had already been provided and serve no useful purpose. It was indicative
of an obsessive and unreasonable attitude on the part of Mr
Carpenter.
(6) Despite having made
extremely serious allegations of illegality and even criminality against
SBC and its officers, at no stage has Mr Carpenter actually bought any
legal proceedings. The conduct of SBC had been referred by him to
independent external bodies including the Audit Commission, the Solicitors
Regular free Authority, the Standards Board for England and the Local
Government Ombudsman. Those bodies found there was no case that warranted
further investigation.
53. It should be clear from
the findings set out above that the Tribunal considers that the public
interest in protecting local authority staff from this kind of wholesale
abuse -- in the circumstances of this particular case -- also outweighs
the public interest in disclosure in a situation where the requests were
manifestly unreasonable.
54. SBC had put Mr Carpenter
on notice that it would be seeking its costs pursuant to rule 29 (1) (c)
on the basis that his conduct had been vexatious, improper
and
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unreasonable and that in bringing
the appeal he had continued his campaign against SBC.
55. The Tribunal asked SBC
to quantify in broad terms how much it was seeking in costs. SBC responded
that the global figure was in the region of £6,000. That issue was raised
at the start of the Tribunal to give both Mr Carpenter and the Tribunal
time to consider the application.
56. At the conclusion of the
hearing the Tribunal announced that it was not going to award costs
against the Appellant in that sum or any other. There would clearly be
circumstances when such an award would be appropriate but this was not
such a case. The Appellant was a litigant in person who held a strong
belief in his course of conduct and had tested things to their limit. It
did not follow, even in cases of vexatious or manifestly unreasonable
requests, that the Requestor would be penalised for his or her persistence
in a jurisdiction that related to information and the ability (or
otherwise) to obtain it.
57. That said, the
application itself by SBC was reasonable and appellants generally should
reflect on the possibility that costs in quite significant sums could be
awarded against them.
58. Our decision is unanimous.
Signed
Robin Callender Smith Deputy
Chairman
16 November 2008 |
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