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Information Tribunal Appeal Number:
EA/2008/0035
Information Commissioner’s Ref:
FS50119029
Heard at Procession House,
London, EC4 Decision Promulgated On 13th October 2008
4th November 2008
BEFORE
CHAIRMAN Fiona
Henderson
And
LAY MEMBERS
Jacqueline
Blake
and
Ivan Wilson
Between
MARTIN GEORGE
ROSENBAUM
Appellant and INFORMATION
COMMISSIONER
Respondent and HOUSE OF LORDS
APPOINTMENTS COMMISSION
Additional
Party |
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Subject matter:
- Public interest test s.2
FOIA
- Legal professional privilege s.42
FOIA
Cases:
Bellamy v ICO and Secretary of
State for Trade and Industry EA/2005/0023 Three Rivers District Council v
Bank of England (No.5) [2003] QB 1556 (CA) Jonathan Fuller v Information
Commissioner (EA/2008/0005),
Pugh v IC and MOD EA/2007/055
Mersey Tunnel Users
Association v Information Commissioner and Merseytravel
EA/2007/0052 |
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Appeal No.: EA/2008/0035
Decision
The Tribunal allows the appeal in
part and amends the Decision Notice dated 12th March 2008 as
set out below. The withheld information (as defined in 62i below) should
be provided to the Appellant within 30 days from the date of this
Decision.
The Tribunal has sought to give
the fullest reasons possible in an open Decision and has not resorted to a
Confidential Schedule.
Dated this 4th day of November
2008 Signed
Fiona Henderson
Deputy Chairman, Information Tribunal |
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Appeal No.: EA/2008/0035 |
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Information Tribunal
Appeal Number: EA/2008/0035
SUBSTITUTED DECISION NOTICE
Dated 30TH October 2008
Public authority:
House of Lords
Appointments
Commission,
Address of Public authority:
35 Great Smith Street, London, SW1P 3BQ.
Name of Complainant:
Martin
Rosenbaum
Substituted Decision
62.i. For the reasons set out in
the Decision below, the public interest in maintaining the section 42
exemption is outweighed by the public interest in disclosure in relation
to the following information:
a) the Minutes of
6th December 2005 (item 1) the sub-heading and first sentence
of paragraph 4,
b) the Minutes of
9th March 2006 (item 3) the first 2 sentences of paragraph
7.
which should be
disclosed.
62.ii. For the reasons set out in
the Decision below, the public interest in maintaining the section 42 FOIA
exemption outweighs the public interest in disclosure, in relation to the
following information:
a) the Minutes of
6th December 2005 (item 1) from sentence 2 onwards of paragraph
4,
b) The Minutes of
16th January 2006 (item 2) The heading, and sentences 1 and 2
of paragraph 4,
c) The Minutes of
9th March 2006 (item 3) paragraph 8. which should remain
withheld.
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Appeal No.: EA/2008/0035
The Decision
83. The following elements of the
request were not dealt with in accordance with the Act iv the application
of section 42 to some of the requested information
Steps Required
84.iii Disclose the information set out at 62.i. above within
30 days. |
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Dated this 4th day of November
2008
Signed
Fiona Henderson
Deputy Chairman, Information
Tribunal |
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Appeal No.: EA/2008/0035
Reasons for Decision
Introduction
1. The House of Lords
Appointments Commission was established in 2000, its key role being to
recommend to HM the Queen, people for appointment as non-party-political
life peers. It also carries out a vetting function in which it offers
advice to the Prime Minister on the propriety of all nominations for
membership of the House of Lords.
2. At the time of Mr
Rosenbaum’s requests there was great media and public interest in the work
of the Commission as there had been a leak (not by the Commission) to the
press of some nominees’ names in 2005, and in early 2006 the Police
inquiry into allegations of the sale of honours and peerages under the
Honours (Prevention of Abuses) Act 1925 had begun.
The request for information
3. On 6th
December 2005 Mr Rosenbaum, an executive producer at the BBC emailed the
House of Lords Appointments Committee (HOLAC) as follows:
“I am making this request under the Freedom of Information
Act.
Please can you send me copies
of the minutes of all meetings of the House of Lords Appointments
Commission since 1 January 2005 along with the agendas for those meetings
and any papers distributed to Commission members for discussion or
information.”
4. HOLAC responded on
2nd February 2006 enclosing redacted copies of agreed minutes
(as those from more recent meetings had not yet been agreed by the
Commission), and other redacted enclosures falling within his request, the
redacted passages were pursuant to:
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Appeal No.: EA/2008/0035
Sections 36(2)(b), 37(1)(b), 40(2) and 41(1)(a)
FOIA.
5. Mr Rosenbaum requested
an internal review on 6th February 2006, in particular
challenging the reliance upon section 41 FOIA, and asking for draft
minutes where the formal minutes have not yet been agreed.
6. The results of the
internal review were communicated to Mr Rosenbaum on 23rd March
2006 upholding the redactions under sections 36(2)(b), 37(1)(b) and 40(2)
FOIA but accepting that:
“section 41 should not have
been used as a reason for non-disclosure, as the release of the
information would not lead to an actionable breach of
confidence”
And
“You also asked for the draft
minutes of commission meetings. We did interpret your initial request for
minutes as being only for finalised minutes, but now that you have
requested the draft minutes, I have considered this as a fresh
request..”
And relying upon section 36 FOIA
in deciding to withhold them, but that:
“Once the minutes have been
finalised, I would be happy to consider their release to you under the
Freedom of Information Act”.
7. As a result of this
second request for information, HOLAC have taken the view that the minutes
of meetings up until 9th March 2006 fall to be considered for
disclosure under this provision.
8. HOLAC wrote to Mr
Rosenbaum on 2nd June 2006 confirming that the draft minutes
from October 05- March 06 had now been agreed and providing the
information in redacted form pursuant to the exemptions in
sections:
36(2)(b), 37(1)(b), 40(2) and now
also section 42(1) FOIA (legal professional privilege).
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9. Mr Rosenbaum requested
an internal review on 7th June 2006; accepting redactions
withholding the name of an individual, but challenging the rest of the
redactions. HOLAC completed its review on 5th July 2006 in
which it upheld its earlier decision apart from the naming of certain
officials who attended meetings.
The complaint to the Information
Commissioner
10. Mr Rosenbaum complained
to the Commissioner on 15th May 2006 in relation to his
original information request and again on 5th July 2006 in
relation to his second request. The 2 complaints were dealt with together
by the Commissioner.
11. During the course of the
investigation Mr Rosenbaum confirmed that he did not dispute the
application of section 40 FOIA to the disclosure. The Commissioner saw an
un-redacted version of all the information, and received representations
from HOLAC as to the applicability of section 36(2)(b) and 37(1)(b) FOIA.
In his Decision Notice the Commissioner ruled that all the information
redacted under those exemptions did not apply and ordered the disclosure
of that part of the redacted material.
12. In considering the
exemption under section 42 the Commissioner requested that HOLAC explain
how the material redacted had a claim to privilege and to consider if
privilege had been waived at any point. HOLAC were also asked to expand on
the public interest arguments for and against maintaining the
exemption.
13. HOLAC disclosed further
information on 5th October 2007 on the basis that the work of
the Commission had progressed and the public interest no longer favoured
withholding the information.
14. The Commissioner
concluded that in relation to all the withheld information for which legal
professional privilege was claimed, the exemption under section 42 was
engaged.
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Appeal No.: EA/2008/0035
15. Additionally the
Commissioner applied the public interest balancing test set out in
Bellamy v ICO and Secretary of State for Trade and Industry
EA/2005/0023 and concluding that whilst there was a strong public
interest in greater public understanding of how the Commission reaches
decisions:
“there was a risk that
disclosing confidential legal advice could undermine the Commission’s
ability to obtain this advice in a timely fashion and have confidence that
the advice given is done so freely without the consideration of its wider
disclosure.”
And that therefore the balance of
public interest lay in maintaining the section 42 FOIA
exemption.
The appeal to the Tribunal
16. The Appellant
appealed on 9th April 2008 indicating that he disputed the
Information Commissioner’s decision in respect of his finding in relation
to section 42 FOIA. The Appellant’s grounds:
• in relation to the
information relating to 16th January 2006 were:
“I contend that a document
which does not contain the communication in any form contains nothing to
which privilege attaches and that section 42 FOIA was not therefore
engaged.”
• In relation to all
information withheld under section 42 FOIA,
were that the public interest in
disclosing the requested information outweighed the public interest in
maintaining the exemption.
17. On 18th June
2008 HOLAC released additional information contained in the Minutes of the
meetings held on 16th January and 9th March 2006. No
party asks this Tribunal to adjudicate upon whether in respect of that
information, the Commissioner erred in his Decision Notice and as such
this Tribunal does not consider that information.
Consequently
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the only information that remains
in dispute for the purposes of this appeal is:
• Minutes of 6th December 2005 paragraph 4 and
the heading (item 1).
• Minutes of 16th January 2006 paragraph 4
(sentences 1 and 2) and the
heading (item 2).
• Minutes of 9th March 2006 paragraph 7
(sentences 1 and 2) and
paragraph 8. (item 3)
The questions for the Tribunal
18. In light of the most
recent disclosures all parties agree that the matters that remain before
the Tribunal are:
• Whether in
relation to the Minutes of 16th January 2006 paragraph 4
(sentences 1 and 2) and the heading (item 2), legal professional privilege
attaches.
• Whether the public
interest in disclosing all of the outstanding information outweighs the
public interest in maintaining the exemption.
19. The fact that LPP
applies to items 1 and 3 is not disputed by Mr Rosenbaum who is content to
be led by the descriptions given within the Decision Notice, however the
Tribunal notes that Mr Rosenbaum has not had sight of the disputed
material and therefore feels bound to satisfy itself that the material in
items 1 and 3 is legally privileged before going on to consider the public
interest test.
The Law
20. Section 42 of FOIA
provides: “(1) Information in respect of which a claim to legal
professional privilege…could be maintained in legal proceedings is exempt
information.”
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Appeal No.: EA/2008/0035
Section 2(2)(b) of FOIA provides
that information is exempt pursuant to section 42 if:
(b) in all the circumstances
of the case, the public interest in maintaining the
exemption outweighs the public
interest in disclosing the information.”
21. The Tribunal’s
powers in relation to appeals under section 57 FOIA are to be found in
section 58 FOIA which provides: “(1) If on an appeal under section 57
the Tribunal considers-(a) that the notice against which the appeal is
brought is not in accordance with the law, or
(b) to the extent that the
notice involved an exercise of discretion by the Commissioner, that he
ought to have exercised his discretion differently,
the Tribunal shall allow the
appeal or substitute such other notice as could have been served by the
Commissioner; and in any other case the Tribunal shall dismiss the
appeal”.
22. The question of
whether the exemption in section 42 FOIA is engaged and if so whether the
public interest test was applied properly are all questions of law based
upon the analysis of the facts. This is not a case where the Commissioner
was required to exercise his discretion.
Evidence
23. The Tribunal has seen
the un-redacted information, instructions to legal adviser and the legal
advice, and also a bundle of documents which comprises correspondence
between the parties, including HOLAC’s justifications for withholding the
information under section 42 FOIA.
24. The correspondence
between HOLAC and the Commissioner included the following analysis of the
public interest test: |
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Appeal No.: EA/2008/0035 |
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• In their letter to
the Commissioner dated 17th August 2007 HOLAC argued that
paragraph 4 of Minutes of 6th December 2005:
“that transparency in the
decision-making process and access to the information upon which decisions
have been made can enhance accountability”.. but that also it was in the
public interest that “decisions taken by the Commission are taken in a
fully informed legal context without fear of such advice being placed in
the public domain”.
• In their letter to
the Commissioner dated 31st October 2007 HOLAC argued that
discussions based upon legal advice sought or given should remain private
under 36 and 42 FOIA:
“It is in the public interest
that public bodies obtain legal advice where appropriate but are then able
to discuss and apply it in formulating its policies, procedures or in
making decisions without being inhibited that such discussions (so closely
based on the legal advice sought or given) will be made public. There is a
strong public interest in communications between legal advisers and
clients remaining confidential. This would include public authorities that
have an additional pressure to ensure that their policies, procedures and
actions are lawful and mitigate the risk of legal
challenge.”
25. In relation to the
question of whether item 2 attracted legal professional privilege the
letter from HOLAC to the Commissioner dated 31st October 2007
states
“... The paragraphs in
question do not reiterate the written advice nor do they set out any
details of that advice. However, as the subheading illustrates, they do
indicate the confidential subject matters that were communicated to legal
advisers by the Commission when seeking legal advice. Legal professional
privilege clearly applies to confidential communications between clients
and legal advisers.
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What is being protected,
therefore is the information contained in the instructions and [redacted]
as well as the fact that legal advice was sought on a particular subject –
all of which are indicated in these paragraphs”.
Legal submissions and analysis
Whether legal professional privilege attaches.
26. Mr Rosenbaum argues that
a document which indicates the subject matters on which legal advice was
sought, and the fact that legal advice was sought on a specific subject,
is not covered by legal professional privilege at all.
27. The Commissioner and
HOLAC argue that legal advice privilege will attach to documents that
evidence the content of communications between client and lawyer just as
it does to the communications themselves Three Rivers District Council
v Bank of England (No.5) [2003] QB 1556 (CA) at para 21 per Longmore
LJ:
“legal advice privilege was a
well established category of legal professional privilege, but that such
privilege could not be claimed for documents other than those passing
between the client and his legal advisers and evidence of the contents
of such communications. (emphasis added)”.
28. The Tribunal has
considered the un-redacted minutes, the legal advice and instructions and
agrees with the Commissioners analysis of the nature of the redacted
material:
“it does indicate the
confidential subject matters on which legal advice was sought... the
information contained in these instructions .. the fact that legal advice
was sought on a specific subject”. |
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Appeal No.: EA/2008/0035
29. The Tribunal
(differently constituted) has recently indicated in Jonathan Fuller v
Information Commissioner (EA/2008/0005), that information which
confirms, by implication, the 'general effect' or 'broad thrust' of legal
advice is covered by legal advice privilege (at paragraph
11):
“Whether legal advice has been
obtained is a question which does not, of itself, give rise to issues of
legal privilege. Where, however, a request is framed so as to require the
public authority to disclose in its answer, by implication, the general
effect of that advice, then we agree with the IC that issues of legal
advice privilege arise. Where a government department must clearly have
been advised, a request, as in this case, to state whether it holds advice
confirming a specified opinion is a request to disclose the broad thrust
of the advice which it has received. Section 42 is therefore
engaged.”
30. Having viewed the
disputed evidence, the Tribunal agrees with HOLAC’s contention that the
redacted words in item 2 are secondary evidence of privileged
communications between client and lawyer, disclosure of which would
reveal, the broad content of the advice referred to. Consequently the
Tribunal is satisfied that the material is subject to legal professional
privilege and the exemption under section 42 FOIA is engaged.
31. Additionally the
Tribunal has considered the rest of the redacted material to confirm
whether it is also legally professionally privileged. Whilst Mr Rosenbaum
does not dispute that the exemption is engaged in relation to the rest of
the material, in light of the fact that he has not seen the material, the
Tribunal must still satisfy itself that the exemption is engaged. Applying
the principles in Three Rivers, the Tribunal is so
satisfied. |
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Appeal No.: EA/2008/0035
Public interest test
32. Mr Rosenbaum concedes
that some weight must be given to the protection of LPP but argues that
the extent will vary and that it has been overstated in this case by the
Commissioner.
33. LPP has been considered
by this Tribunal on a number of occasions. Whilst this Tribunal is not
bound by these decisions which largely turn upon their own facts, it is of
assistance to review the approach taken in these cases. The Higher Courts
case law which binds the Tribunal in relation to LPP was set out in
Bellamy v ICO and Secretary of State for Trade and Industry
EA/2005/0023 which concluded at paragraph 35:
“As can be seen from the
citation of legal authorities regarding legal professional privilege,
there is a strong element of public interest inbuilt into the privilege
itself. At least equally strong countervailing considerations would
need to be adduced to override that inbuilt public interest. ... it is
important that public authorities be allowed to conduct a free exchange of
views as to their legal rights and obligations with those advising them
without fear of intrusion, save in the most clear case, of which this case
is not one”.(emphasis added)
34. This Tribunal
considers Bellamy might suggest that it is only in exceptional
cases that the public interest in disclosure will be able to override LPP
and has therefore taken note of the more recent analysis of the “inbuilt”
weight in favour of maintaining the exemption to be found in Pugh v IC
and MOD EA/2007/055:
“ that with all exemptions
under FOIA that the exemption itself will usually represent the principal
public interest in maintaining the exemption and therefore can be
described as an “inherent” public interest in favour of maintaining the
exemption. The Tribunal does not accept that there is any inbuilt weight
automatically applicable to qualified exemptions, whether class based or
not. However in the case of the LLP exemption the weight of judicial
opinion referred to in
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[Bellamy and other
Tribunal cases] gives the exemption itself greater weight and to that
extent may be described as having an “inbuilt” weight requiring equally
weighty public interests in favour of disclosure, if the exemption is not
to be maintained”.
35. This Tribunal also notes
the approach as set out in Mersey Tunnel Users Association v
Information Commissioner and Merseytravel EA/2007/0052 in which the
Tribunal warns:
“we should be careful not to
erect a qualified privilege into, in practice an absolute one, through
deference to the importance of legal privilege”.
36. The Tribunal’s
consideration of the application of LPP to the facts of this case follows
below, however, the Tribunal does not agree with Mr Rosenbaum that LPP
merits only “some weight” or that in his general approach the Commissioner
has overstated this. From the cases referred to above, this Tribunal is
satisfied that LPP has an inbuilt weight derived from its historical
importance, it is a greater weight than that inherent in other exemptions
to which the balancing test applies, but it can be countered by equally
weighty arguments in favour of disclosure. If the scales are equal
disclosure must take place.
37. Mr Rosenbaum draws the
Tribunal’s attention to the general guidance set out in considering the
public interest test by the Tribunal (differently constituted) in Pugh
v Information Commissioner and MOD EA/2007/0055 which concluded
that:
a)
There is an assumption built into FOIA that disclosure of information by
public authorities on request is in the public interest in order to
promote transparency and accountability in relation to the activities of
public authorities. The strength of that interest and the strength of
competing interests must be assessed on a case-by-case
basis.
b)
The passage of time since the creation of the information may have an
important bearing on the balancing exercise. As a general
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rule, the public interest in
maintaining an exemption diminishes over time.
c)
In considering the public interest factors in favour of maintaining the
exemption, the focus should be upon the public interests expressed
explicitly or implicitly in the particular exemption provision at
issue.
d)
The public interest factors in favour of disclosure are not so restricted
and can take into account the general public interests in the promotion of
transparency, accountability, public understanding and involvement in the
democratic process.
38. This Tribunal has
considered the disputed information, and notes:
• In general terms
the information is still current, informing as it does present HOLAC
policy.
• The general
guidance indicates that the public interest factors in favour of applying
the exemption should be focussed upon the exemption itself. This Tribunal
understands this to suggest that for example public interest
considerations pertinent to the exemption previously relied upon (i.e.
section 36 FOIA) should not be added into the scales when considering
section 42. This Tribunal agrees with this approach and has therefore
confined its considerations to the section 42 FOIA factors.
• The Tribunal also
agrees that the public interest factors to be considered are those
relevant to the benefits of disclosing information, not just the benefits
of disclosing legally privileged information.
39. In favour of disclosure
Mr Rosenbaum sets out the exceptional role in British public life
performed by HOLAC. The Tribunal accepts that HOLAC has unique and
important powers in that it:
• recommends non-party life peers
• vets all nominations for
peerages for propriety. Consequently it:
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Appeal No.: EA/2008/0035
• has an enormous
influence over the composition of the House of Lords,
• the proportion of
peers who have passed through its processes is increasing,
• has been seen to exercise an effective power of
veto.
The decisions of the House of
Lords impact upon the lives of the rest of the population and therefore
each of the six members of HOLAC has a significant influence on the
composition of parliament and thus indirectly on its
decisions.
40. The Tribunal notes the
comments in the letter dated 15th September on behalf of HOLAC
which argues that the process by which HOLAC reaches its decisions is not
analogous to a voter deciding for whom to vote. This is because the
personal views and preferences of each member of HOLAC are not acted upon
but instead published criteria are applied, and members are bound to act
in accordance with prescribed standards which include requirements to take
decisions solely in terms of the public interest and on
merit.
41. Nevertheless the
Tribunal accepts Mr Rosenbaum’s portrait of the exceptional role in public
life played by HOLAC (as set out at paragraph 40 above) and his
contentions that:
• It recommends (and
in practice, itself appoints) non –party life peers. In 2006 it blocked
several party nominations.
Therefore whilst the appointment
is technically made by HM the Queen, a rejection by HOLAC is in effect the
end to an application.
• Democracy is
dependent on the process being entirely legitimate and seen to be such –
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• Full public understanding of
the methods and working of the HOLAC and how it reaches it decisions are
necessary if this process is to be properly scrutinised and
discussed.
42. Mr Rosenbaum also argues
that well informed public scrutiny will assist HOLAC to develop and
improve its own ways of working and that even if the information
demonstrates that HOLAC is reaching its decisions in an exemplary manner,
the Public are entitled to full reassurance of this and that depends on it
being able to see the information for itself.
43. Additionally the
Tribunal notes that at the time when the Decision was being made there was
great media and public interest in the work of the Commission as there had
been a leak (not by the Commission) to the press of some nominees’ names
in 2005, and in early 2006 the Police inquiry into allegations of the sale
of honours and peerages under the Honours (Prevention of Abuses) Act 1925
had begun.
44. In addition to the
inherent importance of LPP (as set out at paragraphs 33-38 above) in
considering the arguments in favour of withholding the information HOLAC
rely upon:
a) the strong public
interest in decisions being taken by HOLAC in a fully informed legal
context without fear of such advice being placed in the public
domain,
b) the risk that disclosing
confidential legal advice could undermine HOLAC's ability to obtain advice
in a timely fashion and have confidence that the advice is given freely,
without the consideration of its wider disclosure,
45. They also point to the
decision of this Tribunal (differently constituted) in Jonathan Fuller
(EN200810005) which acknowledges that:
“There will be some cases in
which there could be stronger contrary interests [than upholding LPP]; for
example, if the privileged material discloses wrongdoing by or within the
authority or a
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misrepresentation to the
public of the advice received or an apparently irresponsible and wilful
disregard of advice, which was merely uncongenial.”
46. From consideration of the disputed material the
Tribunal notes that:
• it was
contemporaneous with the original information request,
• it is mostly still
current, in that it continues to inform HOLAC's approach to its
functions,
• there is no
evidence of wrongdoing, or any evidence that HOLAC has misrepresented the
nature of advice it has received, or that it has irresponsibly disregarded
any advice it has received.
47. HOLAC argue that
although their functions were and remain a matter of public interest, in
these circumstances there is no specific public interest factor that is
'equally weighty' to the strong public interest inherent in protecting
confidential legal advice.
48. Whilst the Tribunal
notes that the initial approach taken by HOLAC was one of substantial
redaction, the Tribunal is impressed at HOLAC’s continued willingness to
review the situation and to give effect to the spirit of disclosure
enshrined in FOIA. The Tribunal notes that it accepted the Commissioner’s
rulings in relation to the applicability of sections 36 and 37 FOIA and
that in the case of the June 2008 disclosures it has given greater
disclosure than required to by the Commissioner. The Tribunal is of the
view that the amount of material in the public domain to inform and fuel
the public debate is of relevance. The amount of material that remains
redacted under section 42 FOIA is very small in comparison to the
disclosure given thus far. The public have a significant insight into the
procedures and processes of HOLAC which goes some way to meeting the
points set out by Mr Rosenbaum in his arguments.
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Appeal No.: EA/2008/0035
Conclusion and remedy
49. The tribunal is
satisfied that all the disputed information engages section 42 FOIA.
Having weighed the competing arguments in relation to public interest as
set out above, the Tribunal has decided that in relation to some of the
disputed information the public interest lies in disclosure. The Tribunal
therefore orders HOLAC to disclose the information set out in paragraph 50
below within 30 days of the date of the promulgation of this
decision.
50. i) In relation to the Minutes of 6th
December 2005 (item 1):
a) the sub-heading should
be disclosed. This is because it does not indicate the topic, the
instructions or the contents of any advice. Whilst there may be
circumstances where it would be appropriate to withhold the heading (where
to do so would have given away the instructions or advice) in this context
this is not such a case. The Tribunal is of the view that there is no
significant public interest in withholding the heading.
b) The first sentence of
the paragraph should be disclosed. The Tribunal is of the view that this
disclosure adds nothing to the disclosure already given, consequently
there is little if any public interest in withholding the
information.
ii) Minutes of 9th March 2006 (item 3)
a) Sentences 1 and 2 of paragraph
7 should be disclosed The information here is very general and does not
give the advice in full. In particular it does not indicate which options
were put forward but rejected, or the strengths and merits of any of the
arguments.
51. The Tribunal is
satisfied that the disclosures which it has ordered are on a par with
disclosures already made and on their facts would not inhibit the free
flow of information between lawyers and HOLAC. The public interest in
disclosure therefore outweighs the public interest in
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maintaining the exemption. In
concluding this the Tribunal has considered all the matters advanced
above, and has been particularly alert to the arguments put forward by Mr
Rosenbaum that: “even if the information demonstrates that HOLAC is
reaching its decisions in an exemplary manner, the Public are entitled to
full reassurance of this and that depends on it being able to see the
information for itself.”
52. Having weighed the
competing arguments in relation to public interest as set out above, the
Tribunal has decided that in relation to some of the disputed information
the public interest lies in upholding the section 42 exemption. The
Tribunal has sought to give the fullest reasons within the main body of
the decision without trespassing upon the content of the withheld
material.
53. i) In relation to the
minutes of 6th December 2005 (item 1) a) Sentence 2 onwards of
paragraph 4:
The Tribunal found that this went
to the heart of the instructions to the legal adviser and highlighted
legal areas where HOLAC felt that it might have concerns. In the absence
of any evidence of wrong doing, there would be significant harm in
disclosure and no strong public interest against withholding the
information.
ii) Minutes of 16th
January 2006 (item 2)
a) The heading and sentences 1
and 2 of paragraph 4 should remain withheld.
• Disclosure would
specify the broad area upon which advice had been provided,
• Disclosure of this
material might constitute waiver of privilege and make it far harder for
HOLAC to resist an information request for the detailed advice were one to
arise.
• The arguments
advanced by HOLAC were therefore much stronger in relation to this
withheld information.
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Appeal No.: EA/2008/0035
iii) Minutes of 9th
March 2006 (item 3) a) paragraph 8 should be withheld.
The Tribunal was satisfied that
this paragraph disclosed the advice itself and was concerned that
disclosure of this information would highlight an area where HOLAC might
have concerns and that disclosure of this would disadvantage HOLAC,
consequently the public interest arguments for withholding this materially
significantly outweighed the public interest arguments for
disclosure.
54. In relation to the
passages which remain exempt from disclosure pursuant to Section 42 FOIA
the Tribunal was satisfied that the public interest in maintaining the
exemption outweighed the public interest in disclosure.
55. Our decision is
unanimous. Signed
Fiona Henderson
Deputy Chairman
Dated this 4th
day of November 2008 |
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