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Information Tribunal Appeal
Number: EA/2008/0010 Information Commissioner’s Ref:
FS50133288
Heard at Procession House, London, EC4
Decision
Promulgated
On 3rd October 2008
16 October 2008
BEFORE
CHAIRWOMAN
Melanie
Carter
and
LAY MEMBERS
Anne Chafer Jenni
Thomson
Between
ALAN
DIGBY-CAMERON
Appellant
and
INFORMATION COMMISSIONER
Respondent
Subject matter:
Whether information held s.1
Summary disposal of appeals, Rule 10
Cases:
Tanner v Information Commissioner
(EA/2007/0106) McBride v Information Commissioner
(EA/2007/0105) |
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Appeal Number: EA/2008/0010 |
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The Tribunal summarily dismisses
the appeal under rule 10 of the Information Tribunal (Enforcement Appeals)
Rules 2005 and upholds the Decision Notice dated 25 January
2008. |
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Reasons for Decision |
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Introduction
1. The Appellant, Mr
Digby-Cameron, has for a number of years now been trying to discover more
about the extremely sad circumstances of his son’s death in 2003. His son,
Andrew James Digby-Cameron, was run over and killed by a lorry in the
middle of the night on a motorway. At the inquest into his death in July
2004, the Hertfordshire Coroner adjourned to a later date and ordered that
a transcript be made to assist at the reconvened hearing. At the
reconvened hearing in February 2006 the Coroner concluded the inquest
giving an oral decision there and then.
The request for information
2. Mr Digby-Cameron wrote
on 28 March 2006 to the Coroner’s service in Hertfordshire, the
administration of which is run by Hertfordshire County Council (“the
Council”), to request that he be supplied with a transcript of the
reconvened hearing (he already had the transcript for the first part of
the proceedings). Initially, the Coroner’s service responded solely within
the terms of its coronial business explaining that no transcript had been
ordered but that Mr Digby-Cameron could have a copy of the tapes of the
hearing for a charge. The Council informed him that no transcript would be
made. Subsequently the Council offered Mr Digby-Cameron a copy of the
tapes for no charge. This offer was declined. |
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Appeal Number: EA/2008/0010 |
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3. It was not until a
letter from the Chief Executive of the Council to Mr Digby-Cameron dated
19 April 2006 in response to his complaints that the Freedom of
Information Act 2000 (“FOIA”) was mentioned. He did not receive a refusal
in terms of FOIA but was informed that he could complain to the
Information Commissioner (“IC”) if he so wished.
The complaint to the Information
Commissioner
4. Mr Digby-Cameron
complained to the IC in August 2006. During the course of his
investigation the Council, at the IC’s suggestion, addressed the question
whether in fact it held the information on behalf of the Coroner. The
Council wrote back in a letter dated 1 December 2006 stating that in its
view it did indeed hold the information on behalf of the Coroner. The IC’s
Decision Notice dated 25 January 2008 found that the Council had breached
section 1(1) of FOIA insofar as the Council had failed to tell Mr
Digby-Cameron that it did not hold the information in question for its own
purposes and upheld the Council’s assertion that it held this information
solely on behalf of the Coroner.
The appeal to the Tribunal
5. Mr Digby-Cameron
appealed to the Tribunal on 5 February 2008. His grounds of appeal were in
essence that the Council should have been more reasonable and borne the
cost of producing a transcript. He told the Tribunal that it was too
painful for him to listen to the tapes and that this should have been
taken into account by the Council. Mr Digby-Cameron further argued that
the IC ought to have forced the Council to be more cooperative and ought
not to have assisted the Council by suggesting that the information was
held solely on behalf of the Coroner.
6. The IC submitted at an
early stage that Mr Digby-Cameron’s notice of appeal disclosed no grounds
of appeal and that it should be struck out. The Deputy Chairwoman declined
this application and ordered that the appeal should be decided at a
summary hearing under rule 10 of the Information Tribunal (Enforcement
Appeals) Rules 2005. Mr Digby-Cameron exercised his right to an oral
hearing.
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Appeal Number: EA/2008/0010
The questions for the Tribunal
7. The Tribunal’s
jurisdiction in this case is to consider under section 58 of FOIA whether
the IC’s Decision Notice is in accordance with law. Thus, the narrow
question before the Tribunal is whether the information contained in the
tapes is held by the Council in its own right as a public authority or
whether it is held solely on behalf of the Coroner. If so, it falls
outside the FOIA regime.
8. Being a rule 10 summary
hearing, the Tribunal had to decide whether the appeal had a realistic
prospect of success or put differently the prospects were more than just
“fanciful” (Tanner v Information Commissioner
EA/2007/0106).
The issues
9. Section 1 of FOIA provides:
“Any person making a request
for information to a public authority is entitled-(a) to be informed in
writing by the public authority whether it holds information of the
description specified in the request; and
(b) if that is the case to have that information
communicated to him.”.
10. Section 3 further
provides: “(2) For the purposes of this Act, information is held by a
public authority if-(a) it is held by the authority, otherwise than on
behalf of another person, or (b) it is held by another person on behalf of
the authority.”.
11. The Council is a public
authority designated as such under Schedule 1 of FOIA. The Coroner is not
designated as a public authority and is not, therefore, subject
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Appeal Number: EA/2008/0010
the FOIA regime. This lies at the heart of this
appeal.
12. The Coroner is subject
to an entirely different legislative regime – the Coroner’s Act 1998 and
the Coroner’s Rules 1984. Under this legislation, the Coroner is appointed
and paid by the Council (both salary and expenses). In this case, and
pursuant to the legislation, he occupies premises provided by the Council.
The records are kept in Council accommodation and the normal
administration of the Coroner’s office is carried out by Council staff.
Given this, the Tribunal could entirely understand why Mr Digby-Cameron
would be confused as to where the responsibility for coronial matters
rested – with the Council or the Coroner.
13. The matter is not
however to be judged solely on appearances. The Tribunal reminded itself
by reference to a decision of the Scottish Information Commissioner (Mr
Shields and the Scottish Parliament (008/2005) that mere possession of
the information would not be determinative of whether the information was
held by the Council in its own right. The key issues were as described in
that case:
“31. If an authority holds
information on behalf of another person or organisation, it will not
control that information in the same way as it would with information held
in its own right. The authority would not have power to delete or amend
that information without the owner’s consent; it would not be able to
apply its own policies or procedures to it. It may have restricted access
to it”.
14. The Tribunal also took
into account its previous case of McBride v Information Commissioner
(EA/2007/0105). In that case, the Tribunal found that the Privy
Council Office (PCO) held the information in its own right, and not as
argued, on behalf of the University Visitor. Critical to this were the
following findings:
“This is not a situation where
the information was simply on the PCO’s premises because, for example, the
Visitor had left it there. The PCO managed and controlled the information,
and in fact the PCO itself produced much of the information contained in
the Visitor files. The PCO could edit or delete
the |
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Appeal Number: EA/2008/0010 |
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information, and it could
decide whom to send it to or whom to withhold it from. Indeed, in response
to the Appellant’s requests, it could have provided the information to the
Appellant, and in fact, did provide some information.”.
15. Thus the Tribunal
considered first whether the Council could in fact be said to control the
information. As part of this deliberation, it asked itself whether the
Council had the right to amend or delete the information. The Tribunal had
regard to the entirely separate information regime that is set out in the
Coroner’s Rules 1984. The Tribunal noted first that it is the Coroner’s
statutory duty under rule 56 to retain inquest documents for at least
fifteen years. It is for the Coroner to decide, under rule 56 who has
access to information. Rule 56 provides power for the Coroner to
“deliver any such document to any person who in the opinion of the
coroner is a proper person to have possession of it”.
16. The Tribunal concluded
that the decision whether or not to disclose information was for the
Coroner, not the Council. In fact, there was no question that Mr
Digby-Cameron was a “proper person” for these purposes and this was
reflected in the fact the Coroner had agreed to his being supplied the
tapes. The Tribunal noted that the first response of the Coroner’s service
to Mr Digby-Cameron’s request, in a letter dated 24 March 2006, had been
that:
“The Coroner is now away from
the office until 3rd April, but has directed me to inform you
that there is no written transcript of the Inquest, but it is possible to
obtain a copy of the tape recording taken of the
proceedings.”
17. Thus, the Tribunal
concluded that the Coroner had in this case made the decision what was or
was not to happen in relation to this information. This was consistent
with the statutory regime under the Coroner’s Rules and indicated that
‘ownership’ of and control over this information lay both in fact and law
with the Coroner. That this should be the case was consistent with the
fact that the Coroner is an independent judicial office holder, whose
decisions are made independently of the Council. |
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Appeal Number: EA/2008/0010 |
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18. The Tribunal noted Mr
Digby-Cameron’s submissions at the hearing that the Coroner had produced a
transcript for the previous hearing days such that there was no good
reason why this should not be done again. He also drew the attention of
the Tribunal to a Council leaflet which offered help to members of the
public by translation, interpretation etc. He argued that the Council
should have been more cooperative and reasonable in its approach to his
request.
19. The Tribunal was
satisfied however that the Council held the information in the tapes
solely on behalf of the Coroner, such that the information fell outside
the jurisdiction of FOIA. This was not a question of reasonableness or
degrees of cooperation – it was a narrow question to be judged on the
facts of the matter and in the light of the different legislative regimes.
The Tribunal was of the view that this appeal did not have a realistic
prospect of success as Mr Digby-Cameron had not produced sufficient
evidence or arguments to counter the clear statutory intent under the
Coroner’s legislation that the Coroner retained ownership and control of
the information. The Council’s leaflet referred to above, concerned the
exercise of its own statutory functions, not those of the Coroner. The
fact that the Coroner had ordered a transcript of the first hearing was
not strictly relevant to the question before the Tribunal, although it
noted in passing that given the lengthy delay between the first set of
hearing days and the reconvened hearing, this would have been an
appropriate use of coronial funds. The Tribunal could understand that
there would not have been any need for a transcript of the reconvened
hearing in terms of the proper conduct of the inquest itself because the
inquest was concluded on the day it was reconvened.
20. As mentioned above, the
Tribunal was sympathetic to Mr Digby-Cameron’s position as without
detailed knowledge of the law in this area, a member of the public could
be forgiven for being confused as to the nature of the relationship
between the Council and the Coroner. The letters to him from the Council
all spoke in “we” terms and were in some cases on Council headed note
paper. This was not helped by the fact that the Council did not, early on,
signpost Mr Digby-Cameron in the direction of the then Ministry of Justice
for the purposes of complaining about the
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Appeal Number: EA/2008/0010 |
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Coroner. It would have been
helpful moreover had the Chief Executive of the Council, in her letter of
19 April 2006, explained that whilst Mr Digby-Cameron could complain to
the IC and the Ombudsman, the most appropriate route was likely to be to
the Ministry of Justice. The Ombudsman had not helped either by referring
to the Council’s decision not to make a transcript when in fact this was
the Coroner’s decision. The Tribunal concurred with the IC’s comments in
paragraph 41 of the Decision Notice in which he suggested that the Council
should give some thought as to how best to explain to requesters the
different information regimes that may apply.
21. Finally, the Tribunal
did point out to Mr Digby-Cameron at the hearing, that even if it found
that the Council held the information in its own right, it was not likely
to be the case that he could reasonably require under FOIA that a
transcript be made and provided to him. Section 11 of FOIA permits a
public authority to take into account the costs of providing information
in a particular format. The Tribunal was informed that the Council’s
estimate of making a transcript of the tapes was £1800, such that (bearing
min mind the costs limit of £450 under section 12) it would be unlikely to
be obliged to do this in any event.
Conclusion and
remedy
22. The Tribunal upheld the
Decision Notice and dismissed the appeal.
23. Our decision is
unanimous. Signed: Deputy Chairwoman
Date
16 October 2008 |
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