YH (Funding - regulation 8 - excluding costs) Sudan [2007] UKAIT 00095
Date of hearing: 14 June 2007
Date Determination notified: 04 December 2007
APPELLANT | |
and |
|
Secretary of State for the Home Department | RESPONDENT |
For the Appellant: [Counsel], of Counsel, instructed by [the Solicitors].
For the Respondent: Ms. S. Ong, Senior Home Office Presenting Officer.
The costs of a supplier or any counsel may only be excluded from a funding order in special circumstances. This is so whether regulation 8(2) or regulation 8(2B) of the Community Legal Service (Asylum and Immigration Appeals) Regulations 2005 (as amended) applies. The special circumstances must relate to the reasons for excluding the costs of a supplier/counsel (as the case may be) whilst including the costs of another supplier/counsel in the order.
"(1) On the application of an appellant under section 103A, the appropriate court may order that the appellant's costs in respect of the application under section 103A shall be paid out of the Community Legal Service Fund established under section 5 of the Access to Justice Act 1999 (c.22).
(2) Subsection (3) applies where an order for reconsideration is made -
(a) under section 103A(1), and
(b) on the application of the appellant.
(3) The Tribunal may order payment out of that Fund of the appellant's costs -
(a) in respect of the application for reconsideration;
(b) in respect of the preparation for reconsideration;
(c) in respect of the reconsideration;"
"6 (1) The Tribunal must exercise the power to make an order under section 103D(3) in accordance with this regulation.
(IA) The Tribunal may only make an order under section 103D(3) where-
(a) it has reconsidered its decision on an appeal; or
(b) an order for reconsideration has been made but the reconsideration does not take place or is not completed because:-
(i) the appeal lapses, or is treated as abandoned or finally determined, by operation of an enactment; or
(ii) the appeal is withdrawn by the appellant, or is treated as withdrawn because the respondent withdraws the decision or decision to which the appeal relates.
(2) If the Tribunal allows an appeal on reconsideration, it must make an order under section 103D(3).
(3) If the Tribunal dismisses an appeal on reconsideration, it must not make an order under section 103D(3) unless satisfied that, at the time when the appellant made the section 103A application, there was a significant prospect that the appeal would be allowed upon reconsideration.
(3A) If an order for reconsideration is made but the reconsideration does not take place or is not completed, the Tribunal must not make an order under section 103D(3) unless it is satisfied that, at the time when the appellant made the section 103A application, there was a significant prospect that the appeal would be allowed upon reconsideration.
(4) If, where paragraph (3) or (3A) applies, the Tribunal decides not to make an order under section 103D(3), it must give reasons for its decision."
(Funding - meaning of 'significant prospect') Iran [2005] UKAIT 00138
(a) there is no material difference between the "significant prospect" test for the issue of a section 103D funding order under regulation 6(3) and the "real possibility" test under rule 26(6) before reconsideration can be ordered under the Procedure Rules (paragraph 16 of the determination); and(b) the initial views of the Senior Immigration Judge who ordered reconsideration should be regarded as the decisive factor in determining whether the funding order should be made within the terms of regulation 6(3) (paragraph 18 of the determination).
(Timing of funding application) Zimbabwe [2006] UKAIT 00088
"8. (1) Subject to paragraph (2), a section 103D order shall have effect as an order for payment of all costs incurred by a supplier representing the appellant in the proceedings to which the order relates, including the fees of counsel instructed by the supplier, for which payment is allowable under the terms of the contract between the Commission and the supplier.
(2) In relation to proceedings in which a supplier has instructed counsel, the High Court or the Tribunal may in special circumstances make a section 103D order-
(a) in respect of counsel's fees only; or(b) in respect of the costs incurred by the supplier excluding counsel's fees.
(2A) Where paragraph (2) applies the High Court or Tribunal must give reasons for its decision.
(2B) Where an appellant has been represented by more than one supplier or more than one counsel in the course of immigration review proceedings, a section 103D order shall, unless it provides otherwise, have effect as an order for the payment of the costs incurred by each supplier and of the fees of each counsel while he was instructed to represent the appellant in the proceedings."
Regulation 3 is the interpretation provision. We have set out the definitions of "supplier" and "contract" above. Regulation 3 defines "counsel" as "a barrister in independent practice".
COLUMN (1) | COLUMN (2) | |||
Documents NOT served by the Solicitors | Documents served by the Solicitors | |||
Bundle 1 | Bundle 3 | |||
1. | Chronology (page 1 of bundle 1) | 1. | Appellant's witness statement dated 21 May 2007 (pages 1 to 8 of bundle 3) with exhibits thereto (which were the map and the letter from the British Red Cross at items 2 and 3 below) |
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2. | Appellant's witness statement dated 18 March 2005 (pages 2 to 8 of the bundle 1) |
2. | Map at page 6 of bundle 3 | |
3. | Map of Sudan (page 42 of bundle 1) | 3. | Letter from British Red Cross, dated 23 May 2007 (page 8 of bundle 3) |
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4. | More detailed map of Sudan (page 43 of bundle 1) | 4. | Report from Ms. Powling, the Appellant's social worker, dated 2 March 2007 (pages 9 to 10 of bundle 3) |
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5. | Report by Appellant's social worker, Ms. Lucy Powling, dated February 2005 (pages 44 to 45 of bundle 1) |
5. | Letter from the Appellant's doctor (Dr. Jenkins) dated 31 May 2007, at page 11 of bundle 3) | |
6. | Supplementary report by social worker, Ms. Powling, dated 16 March 2005 (page 46 of bundle 1) |
Bundle 4 |
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7. | Report by Dr. D L Bell, Consultant Psychiatrist dated March 3005 (pages 47 to 53 of bundle 1) |
6. | Map of Sudan (page 1 of bundle 4) | |
8. | Report dated 17 March 2005 by Ms. Alice Conroy, a director of "Pathways to Independence" (pages 54 to 56 of bundle 1) [This is the organisation which provides the Appellant's accommodation]. Ms. Conroy states in her report that she was writing in her capacity as the Appellant's personal adviser and the manager of his accommodation |
7. | Expert report of Peter Verney dated 6 March 2007 (pages 17 to 30 of bundle 4) [This report, which was of a generic nature, does not replace the report dated 24 March 2005 in bundle 1]. |
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9. | Expert report prepared by Mr. Peter Verney, dated 24 March 2005 (pages 57 to 61 of bundle 1) | 8. | Expert report of Sarah Maguire dated June 2006 (pages 125 to 148 of bundle 4) [Again, this report, which is of a generic nature, does not replace the specific report dated 2 June 2006 in bundle 2.] |
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Bundle 2 | 9. | Documents in respect of "XXX" the A's home region (pages 159 to 177 of bundle 4). | ||
10 | Appellant's witness statement dated 2 June 2006 (pages 1 to 3 of bundle 2) |
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11 | Psychological report by Ms. C. Jennings, Chartered Child Psychologist, dated 7 March 2006 (pages 4 to 17 of bundle 2) | |||
12 | Expert report by Ms. Sarah Macguire, prepared specifically for the Appellant's case, dated 2 June 2006 (pages 18 to 35 of bundle 2) |
Document submitted by Counsel after a phone call to the Solicitors | ||
12 | Letter from the Union of the People of Darfur UK & N. Ireland, dated 23 December 2005, in which they state that they have interviewed the Appellant and are of the opinion that he is a "Darfurian, a member of the Messirya tribe and that he originates from Abeyi in Darfur" (pages 41 to 42 of bundle 2). [This was relevant to the factual issues before the Tribunal] |
10 | Second (undated) letter from the Appellant's doctor, Dr. Jenkins. | |
14 | The Appellant's membership card in respect of the Union of the People Darfur U.K. & N. Ireland (pages 43 to 44 of bundle 2) |
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Found by the Tribunal in loose-leaf form in the Tribunal's file by chance at the hearing: | ||||
15 | Letter from Ms. Powling, the Appellant's social worker, dated June 2006. |
Bundle 4 (which was served by the Solicitors) also contained background material of a general nature, which Counsel confirmed had been overtaken by the Court of Appeal's judgment in AH (Sudan) and Others v. SSHD [2007] EWCA Civ 297. There was also a bundle 5 which was served by the Solicitors, entitled "Case-law bundle". Counsel confirmed that the cases included in that bundle had been overtaken by the judgment in the AH case. At the date when bundles 4 and 5 were served, the judgment in the AH case had not been delivered. Therefore, one can understand why these documents were included because bundles 4 and 5 were served in March 2007 whereas the judgment in the AH case was delivered on 4 April 2007. At the hearing, Counsel submitted his skeleton argument and a newspaper article dated 21 May 2007 entitled: Darfur: United Nations Mission reports new round of clashes".
- two witness statements by the Appellant;
- three reports / letters from his social worker;
- the report of his Chartered Child Psychologist;
- the report of his adviser at Pathways to Independence;
- the letter from Union of the People of Darfur UK & N. Ireland, dealing with the factual issues which the Tribunal had to decide;
- the Appellant's membership card with this organisation.
as well as the specific experts' reports to which we will now turn.
"Documents in respect of "Abeyi" the A's home area."
"Documents in respect of Labado, the A's home area."
and pages 159 to 178 of these two bundles contained a document relating to Labado which was entirely irrelevant to this appeal.
In accordance with regulation 8(2B) of the amended CLS Regulations, we make a section 103D order on a limited basis, as follows:
(a) We order that the costs of the application for reconsideration (i.e. the costs of [the previous representatives] in making the application for reconsideration) are to be paid out of the relevant fund, as defined in rule 33;
(b) We order that Counsel's fees (with respect to the costs of the preparation for reconsideration and the costs of the reconsideration) are to be paid out of the relevant fund, as defined in rule 33.
The costs incurred by the Solicitors are excluded.
Ms. D. K. Gill
Date: 25 October 2007
Senior Immigration Judge
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