TV (Ukraine - prison conditions) Ukraine [2004] UKIAT 00222
Date of hearing: 05/02/2004
Date Determination notified: 12 August 2004
TV |
APPELLANT |
and |
|
Secretary of State for the Home Department | RESPONDENT |
The Claimant's case
The Adjudicator's decision
"My reasons for allowing the Appellant's human rights appeal are that I am satisfied that he will face prosecution on his return to the Ukraine either for his involvement in the demonstration or because of his failure to surrender to the request to attend for questioning or the summons to appear at court. The background information is clear that bail is unlikely and a lengthy period of pre-trial detention and possibly post trial detention are likely. Because of my findings, noted above, as to the conditions the appellant would face while in detention and the fact that those conditions fall lower than the minimum internationally [sic] level, I find that the appellant is highly likely to experience inhuman and degrading treatment at the least, and a serious possibility of torture, if he is returned to Ukraine. I am satisfied that the national requirement for registration of addresses and internal travel documents make it unlikely that the appellant will successfully avoid detection. For those reasons I find it [likely] the appellant will experience treatment contrary to Article 3 if he is returned to the Ukraine."
The appeal to the Tribunal
"In cases which rest not on a personal risk of harm (for example, where the police or prison staff would have cause to target a Claimant) but on a risk of serious harm said to face people generally, for example in this case all persons detained pending trial, it cannot be said that they would face a real risk of serious harm unless in that country there is a consistent pattern of gross and systematic violations of their human rights whilst in detention."
"5. At this stage, the appellant's argument before the IAT was that he was at risk of ill-treatment if returned as a member of a class, rather than on account of facts special to him. His essential complaint, and the point on which Ward LJ granted permission to appeal, is that the IAT in paragraph 10 applied a standard of proof for the establishment of a risk of persecution or treatment contrary to Article 3 which is higher than, and at variance from, the standard established in the jurisprudence. In short, it imposes greater burdens on an applicant than should be imposed having regard to the test set out in Sivakumaran [1988] 1 AC 958, in their Lordship's House, namely: "a reasonable degree of likelihood" of relevant ill-treatment. This requires proof of a real, that is, not a fanciful, risk; but its perceived incidence may well be less, perhaps a good deal less, than a formal probability of 51 per cent or more. It is common ground that the Sivakumaran standard applies as surely in appeals brought under the European Convention on Human Rights as it does in refugee appeals as such. The appellant's target in this argument is the requirement, adopted at paragraph 10 of the IAT determination which I have read, to show "a consistent pattern of gross and systematic violation of fundamental human rights" by way of punishment for draft evasion or unauthorised departure from the country, before a case of persecution or Article 3 ill-treatment could be accepted…
7. Mr Nichol submits that this approach is flatly inconsistent with Sivakumaran, and that it is wrong in principle to treat the approach to Article 3 of the Torture Convention as a legitimate read-across to the 1951 Refugee Convention and Article 3 of the European Convention on Human Rights. In his skeleton argument he has enumerated a number of differences between the two sets of provisions.
8. In my judgment, however, the appellant's arguments all forget one simple but central fact in the case. It is that the points concerning the appellant's individual circumstances had all fallen away. When it came to paragraph 10 of the IAT determination, his case depended entirely upon it being established that there was a real risk that he would suffer unlawful ill-treatment, as I have said, as a member of a class or perhaps two classes: draft evaders and those who had left the country without authority. In those circumstances, as it seems to me, the "real risk" - the conventional Sivakumaran standard - could not be established without its being shown that the general situation was one in which ill-treatment of the kind in question generally happened: hence the expression "gross and systematic." The point is one of logic. Absent evidence to show that the appellant was at risk because of his specific circumstances, there could be no real risk of relevant ill-treatment unless the situation to which the appellant would be returning was one in which such violence was generally or consistently happening. There is nothing else in the case that could generate a real risk. In this situation, then, a "consistent pattern of gross and systematic violation of fundamental human rights", far from being at variance with the real risk test is, in my judgment, a function or application of it.
37. I want to add a word, however, about the evaluation of conditions which are alleged to create a real risk of inhuman treatment. The authority of this court has been lent, through the decision in Hariri, to the formulation that ill-treatment which is "frequent" or even "routine" does not present a real risk to the individual unless it is "general" or "systematic" or "consistently happening": see paragraphs 9 to 10 in the previous judgment.
38. Great care needs to be taken with such epithets. They are intended to elucidate the jurisprudential concept of real risk, not to replace it. If a type of car has a defect which causes one vehicle in ten to crash, most people would say that it presents a real risk to anyone who drives it, albeit crashes are not generally or consistently happening. The exegetic language in Hariri suggests a higher threshold than the IAT's more cautious phrase in Iqbal, "a consistent pattern", which the court in Hariri sought to endorse.
39. There is a danger, if Hariri is taken too literally, of assimilating risk to probability. A real risk is in language and in law something distinctly less than a probability, and it cannot be elevated by lexicographic stages into something more than it is.
The background material
"The Government's human rights record was poor in some areas; however, the Government continued to respect the rights of its citizens in other areas. In previous years, police and military committed extrajudicial killings; however, there were no reports of such incidents during the year. Police and prison officials regularly tortured and beat detainees and prisoners, sometimes resulting in death. Prison conditions are harsh and life-threatening. There were instances of arbitrary arrest and detention. Lengthy pretrial detention in very poor conditions was common, and detainees often spent months in pretrial detention for violations that involved little or no prison time if convicted. Long delays in trials are a problem. The Government rarely punishes officials who commit abuses. The SBU, police, and Prosecutor's Office have drawn domestic and international criticism for their failure to take adequate action to curb institutional corruption and abuse in the Government. [Claimant's supplementary bundle pages 10-11.]
There was no improvement during the year in prison conditions, which are harsh, life-threatening, and do not meet minimum international standards. Prison officials intimidated and mistreated inmates. Due in part to the severe economic crisis, prisons and detention centers were severely overcrowded and lacked adequate sanitation and medical facilities. According to official statistics, funding for prisons decreased by almost 14 percent over the last 3 years. During the year, the Government announced a general amnesty for 34,800 inmates intended to relieve overcrowding. Because the country lacks a well-developed system of suspended sentences, and the law does not differentiate between misdemeanors and felonies, at least one-third of inmates were convicted of only minor violations.
Conditions in pretrial detention facilities routinely failed to meet minimum international standards. Inmates sometimes were held in investigative isolation for extended periods and subjected to intimidation and mistreatment by jail guards and other inmates. Overcrowding is common in these centers. For example, the pretrial detention center in Kiev, houses 3,500; it was constructed to hold 2,850 persons.
According to official sources, information on the physical state of prison walls and fences as well as pretrial detention blocks is considered to be a government secret. However, the press reported freely about harsh prison conditions. In 1998 there were 1,901 deaths in prisons and detention facilities, which was more than 3 times the death rate of the general population. Poor sanitary conditions result in deaths from diseases such as tuberculosis and dysentery. There are frequent incidents of murder by fellow inmates and suicide. [Claimant's supplementary bundle page 12]
The US State Department report for 2002, released 31 March 2003 is not substantially different:
"According to complaints received from the Office of the Ombudsman and human rights NGOs, prison officials intimidated and mistreated inmates…According to official statistics of the Penal Department, in the first 6 months of 2001, there were 865 deaths in the prisons. Poor sanitary conditions resulted in 300 deaths from diseases such as tuberculosis and 13 from dysentery during the first half of 2001. There were frequent incidents of killings by fellow inmates, and in the first half of 2001, 13 individuals were reported officially to have committed suicide, although human rights groups believed the actual figure to be higher.
Prisoners were permitted to file complaints to the Ombudsman about the conditions of detention, but human rights groups reported that inmates were punished for doing so. In January 2001, the Rada passed amendments to the Penal Code that relaxed Soviet-era restrictions in high-security prisons and removed a requirement that all prisoners' letters should be read.
Conditions in pretrial detention facilities also were harsh. Inmates sometimes were held in investigative isolation for extended periods and subjected to intimidation and mistreatment by jail guards and other inmates. Overcrowding was common in these centers. Although there were no official figures, local lawyers believed that the pretrial detention center in Kiev housed as many as 6,000 persons, although its capacity was estimated to be 3,500. The SBU still maintained its own pretrial centers at year's end, although it had announced in 2001 that it would close them. According to Human Rights Ombudsman Nina Karpachova, approximately one-third of detainees were tortured.
Prisons and Prison Conditions
5.22 Prison conditions are harsh and do not meet minimum international standards. Due in part to severe economic conditions, prisons and detention centres are severely overcrowded and lack adequate sanitation and medical facilities. In June 1999, official statistics put the prison population at 223,900, including 42,600 in pre-trial detention, twice that of 1992. In addition, prison officials intimidate and mistreat inmates, who are subject to regular beatings as well as torture, which has sometimes led to death. According to official statistics of the Penal Department, in the first 6 months of 2001, there were 865 deaths in the prisons. Poor sanitary conditions resulted in 300 deaths from diseases such as tuberculosis and 13 from dysentery during the firs half of 2001. There were frequent killings by fellow inmates, and in the first half of 2001, 13 individuals were reported officially to have committed suicide.
5.23 Because the country lacks a well-developed system of suspended sentences and the law does not differentiate between misdemeanours and felonies, at least one-third of inmates have been convicted of only minor offences. In response to the overcrowding, a mass amnesty in July 1999 released some 40,000 inmates
5.24 Diplomatic representatives and human rights monitors have reported that it has become more difficult to obtain access to prisons. In addition, cases were reported of prisoners being denied correspondence, and limited to one family visit per year. Prisoners may complain to the Human Rights Ombudsman about the conditions of detention, but human rights groups have reported that inmates were subsequently punished for initiating complaints.
Overview
6.1 The 1996 Constitution provides a legal framework for protecting civil and human rights [11] which reflects Ukraine's commitments as a member of the Council of Europe (since November 1995) [9b] and signatory to a number of international human rights instruments, [9a] including the European Convention on Human Rights. [9b] However, many constitutional provisions still await the passage of enabling legislation, while many areas of life are still regulated by Soviet law and practices, which means that actual human rights practices often do not conform to constitutional requirements. During 1999, there was limited progress in some areas of Ukraine's human rights record, although serious problems persist. The government has made little effort to punish officials who have committed or abetted human rights abuses or to end such abuses.[11]
6.2 A wide variety of domestic and international human rights groups operate in Ukraine without government restriction, investigating and publishing their findings on human rights cases. Government officials are generally co-operative and responsive to their views, but enquiries into penal conditions, which are a significant human rights concern, are limited by their status as state secrets, and human rights groups have reported increased difficulties in investigating in this area. In January 1998, the President signed the law creating the Parliamentary Commissioner on Human Rights, which is a constitutionally mandated independent human rights ombudsman, and parliament elected the first Ombudsman in April 1998. However, the law does not provide any significant enforcement authority or provide for penalties for obstructing the Ombudsman's enquiries. Nevertheless, the Office of the Human Rights Ombudsman has still been active in investigating human rights violations, and states that most of the complaints it has received involve abuses by law enforcement personnel. Citizens have the right to file appeals about alleged human rights violations with the European Court of Human Rights in Strasbourg. According to one human rights expert, some 13,000 appeals were made to the Court in 1998 and some 200 cases were accepted for review.[11]
6.3 Citizens have the right to file appeals with the ECHR about alleged human rights violations. Since 1997, Ukrainians have filed approximately 4,000 applications with the court. There were 10 decisions on Ukrainian cases during 2002: 8 cases were ruled inadmissible, 1 was found partially admissible and in 1 case the Court ruled that the applicant had been deprived of his right to an impartial tribunal in Ukraine. [11a]
6.4 The Constitution prohibits torture, but there have been numerous reports of torture and ill-treatment of suspects in police custody and prisons throughout Ukraine, in contravention of its commitments as a party to the Convention against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment, as well as the International Covenant on Civil and Political Rights.[4b] Police and prison officials regularly beat detainees and prisoners, and there have been persistent reports that Berkut (special militia units or riot police) troops beat and torture inmates as part of regular training exercises. Two forms of torture reported are the "swallow" method, whereby the detainee is placed on his stomach and his feet are tied to his hands behind him, forcing his back to arch, and the "baby elephant" method, whereby a gas mask is placed on the victim's head and the flow of oxygen is slowly reduced. Another form of torture employed is called the "monument" method, whereby the detainee is suspended from his hands on a rope and beaten. Some detainees are beaten until they waive their right to a lawyer. There is no effective mechanism for registering complaints about mistreatment or for obtaining redress for such actions. Prisoners may address complaints to the Human Rights Ombudsman, who has received widespread reports of torture in pre-trial detention, but this avenue is limited by the Ombudsman's lack of enforcement authority, prisoners' fears of punishment for initiating complaints, and insufficient effort on the part of the government to end such practices or to punish those responsible. One positive step is a new Criminal Code that came into effect on 1 September 2001 mandating 3 to 10 years imprisonment for torture.[11] and on 28 May 2002, in the first case brought by the Ombudsman against law enforcement agencies, the Frankivskiy district court in Lviv ordered the the Lviv prosecutor's office and the Security Service of Ukraine to pay damages to the parents of a man tortured to death in prison [56]
6.5 Ukraine committed itself to a moratorium on the death penalty on joining the Council of Europe in November 1995. However, subsequent reports indicated that at least 212 people were executed between then and March 1997, which led the Council of Europe to adopt a third resolution, in January 1998, condemning the continuing executions in Ukraine and threatening it with expulsion should more executions be carried out. Reports indicated that at least 345 prisoners remained under sentence of death at the end of 1998, which caused further international concern and doubts over Ukraine's commitment to ending the death penalty.[4a],[4c] However, in February 2000, the Rada passed amendments to the Criminal Code which abolish the death penalty in Ukraine and signed a special protocol of the European Convention on Human Rights to this effect on 3 May 2002 [47]. Crimes previously punished by the death penalty are now punishable by life imprisonment.[14]
Allegations of torture and ill-treatment of detainees by police officers persisted and appeared to be widespread. Prison conditions continued to fall below international minimum standards and were frequently cruel, inhuman and degrading.
Torture and ill-treatment
Allegations of torture and ill-treatment by police officers continued. AI's long-standing concerns were reflected in the reports of three visits by the European Committee for the Prevention of Torture (CPT) to Ukraine in 1998, 1999 and 2000, which were published in October 2002. The CPT concluded in its report on its visit in 2000 that people in the custody of the police ran a significant risk of being physically ill-treated, particularly at the time of arrest and during interrogation, almost invariably for the purposes of extracting a "confession". During its 1998 and 2000 visits the CPT encountered "numerous allegations" of ill-treatment, which included kicks, punches and blows with a truncheon. However, the CPT also received allegations of more severe forms of ill-treatment which could amount to torture. These included electric shocks, pistol whips, burns using cigarette lighters, asphyxiation by placing a gas mask or plastic bag over a detained person's head, beatings while handcuffed and suspended by the legs or arms, and beatings on the soles of the feet. Allegations of ill-treatment were not confined to police custody. During its 2000 visit to several prisons the CPT encountered a number of allegations of ill-treatment which included blows with fists, various wooden objects and rubber batons or tubes. Disturbingly, the CPT stated that many detainees in police holding facilities and prisons appeared afraid to talk to members of its delegation or to be examined by its medical members for fear of subsequent reprisals.
Harsh prison conditions
Only very limited progress was made in improving conditions in pre-trial detention centres and prisons, which fell below international minimum standards. Endemic overcrowding was exacerbated by a general policy of remanding criminal suspects in custody and the infrequent use of non-custodial punishments. Delays in the administration of justice resulted in prolonged periods of pre-trial detention. After its visit to Ukraine in 2000 the CPT described conditions at the SIZO No. 15 detention centre in Simferopol as characteristic of conditions often experienced by prisoners. "[The majority] of the prison population… were subjected to appalling material conditions. Inmates were crammed into severely overcrowded dormitories… with virtually no natural light, often poor artificial lighting and inefficient ventilation … Furthermore, the establishment was unable to provide each prisoner with a bed; consequently, in many dormitories, inmates had to take turns to sleep. While some dormitories had been freshly painted, many others were dirty and infested with cockroaches and other vermin."
The appellant's case before the Tribunal
Decision: The appeal of the Secretary of State is dismissed.