OPINIONS
OF THE LORDS OF APPEAL
FOR JUDGMENT IN THE CAUSE
Bellinger (FC) (Appellant) v. Bellinger
ON
THURSDAY 10 APRIL 2003
The Appellate Committee comprised:
Lord Nicholls of Birkenhead
Lord Hope of Craighead
Lord Hobhouse of Woodborough
Lord Scott of Foscote
Lord Rodger of Earlsferry
HOUSE OF LORDS
OPINIONS OF THE LORDS OF APPEAL FOR JUDGMENT
IN THE CAUSE
Bellinger (FC) (Appellant) v. Bellinger
[2003] UKHL 21
LORD NICHOLLS OF BIRKENHEAD
My Lords,
- Can a person change the sex with which he or
she is born? Stated in an over-simplified and question-begging form,
this is the issue raised by this appeal. More specifically, the question
is whether the petitioner, Mrs Elizabeth Bellinger, is validly married
to Mr Michael Bellinger. On 2 May 1981 Mr and Mrs Bellinger went through
a ceremony of marriage to each other. Section 1(c) of the Nullity of
Marriage Act 1971, re-enacted in section 11(c) of the Matrimonial Causes
Act 1973, provides that a marriage is void unless the parties are
'respectively male and female'. The question is whether, at the time of
the marriage, Mrs Bellinger was 'female' within the meaning of that
expression in the statute. In these proceedings she seeks a declaration
that the marriage was valid at its inception and is subsisting. The
trial judge, Johnson J, refused to make this declaration: see [2001] 1
FLR 389. So did the Court of Appeal, by a majority of two to one: see [2001] EWCA Civ 1140, [2002] 2 WLR 411. The majority comprised Dame Elizabeth Butler-Sloss P
and Robert Walker LJ. Thorpe LJ dissented.
- In an alternative claim, advanced for the
first time before your Lordships' House, Mrs Bellinger seeks a
declaration that section 11(c) of the Matrimonial Causes Act 1973 is
incompatible with articles 8 and 12 of the European Convention on Human
Rights. The Lord Chancellor has intervened in the proceedings as the
minister with policy responsibility for that statutory provision.
- Mrs Bellinger was born on 7 September 1946. At
birth she was correctly classified and registered as male. That is
common ground. For as long as she can remember, she felt more inclined
to be female. She had an increasing urge to live as a woman rather than
as a man. Despite her inclinations, and under some pressure, in 1967 she
married a woman. She was then twenty one. The marriage broke down. They
separated in 1971 and were divorced in 1975.
- Since then Mrs Bellinger has dressed and lived
as a woman. She underwent treatment, described below. When she married
Mr Bellinger he was fully aware of her background. He has throughout
been entirely supportive of her. She was described on her marriage
certificate as a spinster. Apart from that, the registrar did not ask
about her gender status, nor did Mrs Bellinger volunteer any
information. Since their marriage Mr and Mrs Bellinger have lived
happily together as husband and wife, and have presented themselves in
this way to the outside world.
The indicia of sex and transsexual
people
- The indicia of human sex or gender (for
present purposes the two terms are interchangeable) can be listed, in no
particular order, as follows. (1) Chromosomes: XY pattern in males, XX
in females. (2) Gonads: testes in males, ovaries in females. (3)
Internal sex organs other than the gonads: for instance, sperm ducts in
males, uterus in females. (4) External genitalia. (5) Hormonal patterns
and secondary sexual characteristics, such as facial hair and body
shape: no one suggests these criteria should be a primary factor in
assigning sex. (6) Style of upbringing and living. (7) Self-perception.
Some medical research has suggested that this factor is not exclusively
psychological. Rather, it is associated with biological differentiation
within the brain. The research has been very limited, and in the present
state of neuroscience the existence of such an association remains
speculative.
- In the vast majority of cases these indicia in
an individual all point in the same direction. There is no difficulty in
assigning male or female gender to the individual. But nature does not
draw straight lines. Some people have the misfortune to be born with
physiological characteristics which deviate from the normal in one or
more respects, and to lesser or greater extent. These people attract the
convenient shorthand description of inter-sexual. In such cases
classification of the individual as male or female is best done by
having regard to all the factors I have listed. If every person has to
be classified as either male or female, that is the best that can be
done. That was the course, in line with medical opinion, followed by
Charles J in W v W (Physical Inter-sex) [2001] Fam 111, 146d-f.
That is not the problem arising in the present case.
- Transsexual people are to be distinguished
from inter-sexual people. Transsexual is the label given, not altogether
happily, to a person who has the misfortune to be born with physical
characteristics which are congruent but whose self-belief is
incongruent. Transsexual people are born with the anatomy of a person of
one sex but with an unshakeable belief or feeling that they are persons
of the opposite sex. They experience themselves as being of the opposite
sex. Mrs Bellinger is such a person. The aetiology of this condition
remains uncertain. It is now generally recognised as a psychiatric
disorder, often known as gender dysphoria or gender identity disorder.
It can result in acute psychological distress.
- The treatment of this condition depends upon
its severity and the circumstances of the individual. In severe cases
conventional psychiatric treatment is inadequate. Ultimately the most
that medical science can do in order to alleviate the condition is, in
appropriate cases, to rid the body of its intensely disliked features
and make it accord, so far as possible, with the anatomy craved. This is
done by means of hormonal and other treatment and major surgery,
popularly known as a 'sex change' operation. In this regard medical
science and surgical expertise have advanced much in recent years.
Hormonal treatment can change a person's secondary sexual
characteristics. Irreversible surgery can adapt or remove genitalia and
other organs, external and internal. By this means a normal body of one
sex can be altered so as to give the appearance of a normal body of the
other sex. But there are still limits to what can be done. Gonads cannot
be constructed. The creation of replica genital organs is particularly
difficult with female to male gender reassignment surgery. Chromosomal
patterns remain unchanged. The change of body can never be complete.
- Surgery of this nature is the last step in
what are typically four steps of treatment. The four steps are
psychiatric assessment, hormonal treatment, a period of living as a
member of the opposite sex subject to professional supervision and
therapy (the 'real life experience'), and finally, in suitable cases,
gender reassignment surgery. In February 1981 Mrs Bellinger, having been
through the previous stages of treatment, successfully underwent this
form of surgery. This involved removal of her testes and penis and, in
the words of Johnson J, 'the creation of an orifice which can be
described as an artificial vagina, but she was still without uterus or
ovaries or any other biological characteristics of a woman.' A
chromosomal test, dated 8 April 1999, showed her to have a karyotype
46XY pattern, an apparently normal male karyotype.
- For completeness I should mention in passing
that a transsexual person is to be distinguished from a homosexual
person. A homosexual is a person who is attracted sexually to persons of
the same sex. Nor should a transsexual person be confused with a
transvestite. A transvestite is a person who, usually for the purpose of
his or her sexual gratification, enjoys dressing in the clothes of the
opposite sex.
The present state of the law
- The present state of English law regarding
the sex of transsexual people is represented by the well known decision
of Ormrod J in Corbett v Corbett [1971] P 83, 104, 106. That
case, like the present one, concerned the gender of a male to female
transsexual in the context of the validity of a marriage. Ormrod J held
that, in this context, the law should adopt the chromosomal, gonadal and
genital tests. If all three are congruent, that should determine a
person's sex for the purpose of marriage. Any operative intervention
should be ignored. The biological sexual constitution of an individual
is fixed at birth, at the latest, and cannot be changed either by the
natural development of organs of the opposite sex or by medical or
surgical means.
- In R v Tan [1983] QB 1053, 1063-1064,
the Court of Appeal, comprising May LJ and Parker and Staughton JJ,
applied the Corbett approach in the context of criminal law. The
court upheld convictions which were dependent on Gloria Greaves, a
post-operative male to female transsexual, still being in law a man. In
S-T (formerly J) v J [1998] Fam 103, 122, a case of a female to
male transsexual, the correctness of the decision in Corbett
seems not to have been challenged. But Ward LJ suggested that the
decision would bear re-examination.
- The decision in Corbett has attracted
much criticism, from the medical profession and elsewhere. The criteria
for designating a person as male or female are complex. It is too
'reductionistic' to have regard only to the three Corbett factors
of chromosomes, gonads and genitalia. This approach ignores 'the
compelling significance of the psychological status of the person as a
man or a woman'. Further, the application of the Corbett approach
leads to a substantially different outcome in the cases of a
post-operative inter-sexual person and a post-operative transsexual
person, even though, post-operatively, the bodies of the two individuals
may be remarkably similar.
- In overseas jurisdictions Corbett has
not been universally followed. It was followed, for instance, in South
Africa in W v W (1976) (2) SALR 308 and in Canada in M v M
(A) (1984) 42 RFL (2d) 267. But more recently the trend has been in
the opposite direction. Thus, for instance, in New Zealand and Australia
post-operative transsexuals' assigned sex has been recognised for the
purpose of validating their marriages. In New Zealand in
Attorney-General v Otahuhu Family Court [1995] 1 NZLR 603, 630,
Ellis J noted that once a transsexual person has undergone surgery, he
or she is no longer able to operate in his or her original sex. He held
there is no social advantage in the law not recognising the validity of
the marriage of a transsexual in the sex of reassignment. An adequate
test is whether the person in question has undergone surgical and
medical procedures that have effectively given the person the physical
conformation of a person of a specified sex.
- In Australia Chisholm J reached a similar
conclusion in Re Kevin (validity of marriage of transsexual)
[2001] Fam CA 1074, a case decided after the decision of the Court of
Appeal in the present case. Chisholm J's extensive judgment contains a
powerful critique of the existing law and a useful review of
international developments. Having regard to the view I take of this
case, it is not necessary for me to elaborate on his views. Suffice to
say, his conclusion was that there is no 'formulaic solution' to
determining the sex of an individual for the purpose of the law of
marriage. All relevant matters need to be considered, including the
person's life experiences and self-perception. Post-operative
transsexual people will normally be members of their reassigned sex.
- This decision was the subject of an appeal.
Very recently, on 21 February 2003, the full court of the Federal Family
Court dismissed the appeal: Appeal no. EA/97/2001 (unreported). The
judgment of the full court contains an invaluable survey of the
authorities and the issues. The court concluded that in the relevant
Commonwealth marriage statute the words 'man' and 'woman' should be
given their ordinary, everyday contemporary meaning. Chisholm J. was
entitled to conclude, as a question of fact, that the word 'man'
includes a post-operative female to male transsexual person. The full
court left open the 'more difficult' question of pre-operative
transsexual persons.
The decisions of the courts below
- The trial judge, Johnson J, recognised there
has been a marked change in social attitudes to problems such as those
of Mrs Bellinger since Corbett v Corbett [1971] P 83 was decided
in 1970. The law on this matter in this country is, or is becoming, a
minority position, at least so far as Europe is concerned. But the law
is clear, and as a judge he had to accept the law as it is. What is also
clear is that this is no simple matter. Potentially there are serious
implications to be considered in relation to the law of marriage and
other areas of life: see [2001] 1 FLR 389, 402.
- Likewise, the majority of the Court of
Appeal, having considered up to date medical evidence, adhered to the
Corbett approach. The three criteria relied upon by Ormrod J
remain the only basis upon which to decide upon the gender of a child at
birth. There is, in informed medical circles, a growing momentum for
recognition of transsexual people for every purpose and in a manner
similar to those who are inter-sexed. This reflects changes in social
attitudes as well as advances in medical research. But recognition of a
change of gender for the purposes of marriage would require some
certainty regarding the point at which the change takes place. This
point is not easily ascertainable. At what point would it be consistent
with public policy to recognise that a person should be treated for all
purposes, including marriage, as a person of the opposite sex to that
which he or she was correctly assigned at birth? This is a question for
Parliament, not the courts: see [2002] 2 WLR 411, 434-436, paras 97-109.
- In his dissenting judgment Thorpe LJ
questioned whether it was right, particularly in the context of
marriage, to make the chromosomal factor conclusive, or even dominant.
It is an invisible feature of an individual, incapable of perception
other than by scientific test. In the context of the institution of
marriage as it is today it is right to give predominance to
psychological factors and to carry out the essential assessment of
gender at or shortly before the time of marriage rather than at the time
of birth: [2002] 2 WLR 411, 449, para 155.
The European Court of Human Rights
- This issue has been before the European
Court of Human Rights on several occasions in the last twenty years.
During this period the development of human rights law on this issue has
been remarkably rapid. Until very recently the court consistently held
that application of the Corbett criteria, and consequent
non-recognition of change of gender by post-operative transsexual
persons, did not constitute a violation of article 8 (right to respect
for private life) or article 12 (right to marry): Rees v United
Kingdom (1986) 9 EHRR 56, Cossey v United Kingdom (1990) 13
EHRR 622, and Sheffield and Horsham v United Kingdom (1998) 27
EHRR 163. It is to be noted, however, that in the latter case the court
was critical of the United Kingdom's apparent failure to take any steps
to keep this area of the law under review. There is, the court said, an
increased social acceptance of transsexualism and an increased
recognition of the problems which post-operative transsexual people
encounter. The court reiterated that this area 'needs to be kept under
review by Contracting States': para 60.
- In its most recent decision the court has
taken the view that the sands of time have run out. The United Kingdom's
margin of appreciation no longer extends to declining to give legal
recognition to all cases of gender reassignment. This was the decision
of the court, sitting as a grand chamber, in the case of Goodwin v
United Kingdom (2002) 35 EHRR 18. Judgment was given in July 2002,
that is, after the Court of Appeal gave its judgment in the present
case. Christine Goodwin was a post-operative male to female transsexual.
The court held unanimously that the United Kingdom was in breach of
articles 8 and 12.
- The court's judgment was wide-ranging. As it
happens, this was not a 'marriage' case. Christine Goodwin had married
as a man and later been divorced. Her complaint was that in several
respects she, as a post-operative transsexual person, was not treated
fairly by the laws or practices of this country. She was unable to
pursue a claim for sexual harassment in an employment tribunal because
she was considered in law to be a man. She was not eligible for a state
pension at 60, the age of entitlement for women. She remained obliged to
pay the higher car insurance premiums applicable to men. In many
instances she had to choose between revealing her birth certificate and
foregoing advantages conditional upon her producing her birth
certificate. Her inability to marry as a woman seems not to have been
the subject of specific complaint by her. But in its judgment the court
expressed its views on this and other aspects of the lack of legal
recognition of her gender reassignment.
- Some of the main points in the judgment of
the court can be summarised as follows. In the interests of legal
certainty, foreseeability and equality before the law the court should
not depart, without good reason, from precedents laid down in previous
cases. But the court must have regard to changing conditions within the
respondent state and within contracting states generally. The court must
respond to any evolving convergence on the standards to be achieved:
para 74. A test of congruent biological factors can no longer be
decisive in denying legal recognition to the change of gender of a
post-operative transsexual: para 100. With increasingly sophisticated
types of surgery and hormonal treatments the principal unchanging
biological aspect of gender identity is the chromosomal element. It is
not apparent that this must inevitably be of decisive significance: para
82. The court recognised that it is for a contracting state to
determine, amongst other matters, the conditions under which a person
claiming legal recognition as a transsexual establishes that gender
re-assignment has been properly effected. But it found 'no justification
for barring the transsexual from enjoying the right to marry under any
circumstances': para 103.
- This decision of the court was essentially
prospective in character. The court made this plain. Until 1998, the
date of the decision in Sheffield and Horsham v United Kingdom
(1998) 27 EHRR 163, the court had found that the United Kingdom's
treatment of post-operative transsexual people was within this country's
margin of appreciation and that this treatment did not violate the
Convention. By the Goodwin decision the court found that 'the
situation, as it has evolved, no longer falls within the United
Kingdom's margin of appreciation': paras 119-120 (emphasis added).
Developments since the Goodwin decision
- This decision of the European Court of Human
Rights prompted three developments. First, in written answers to the
House of Commons on 23 July 2002, the Parliamentary Secretary to the
Lord Chancellor's Department noted that the interdepartmental working
group on transsexual people had been reconvened. Its terms of reference
include re-examining the implications of granting full legal status to
transsexual people in their acquired gender. The minister stated that
the working group had been asked to consider urgently the implications
of the Goodwin judgment.
- The second development has an important
bearing on the outcome of this appeal. On 13 December 2002 the
government announced its intention to bring forward primary legislation
which will allow transsexual people who can demonstrate they have taken
decisive steps towards living fully and permanently in the acquired
gender to marry in that gender. The legislation will also deal with
other issues arising from the legal recognition of acquired gender. A
draft outline Bill will be published in due course.
- The third development was that before your
Lordships' House counsel for the Lord Chancellor accepted that, from the
time of the Goodwin decision, those parts of English law which
fail to give legal recognition to the acquired gender of transsexual
persons are in principle incompatible with articles 8 and 12 of the
Convention. Domestic law, including section 11(c) of the Matrimonial
Causes Act 1973, will have to change.
Gender reassignment
- The distinction between male and female
exists throughout the animal world. It corresponds to the different
roles played in the reproductive process. A male produces sperm which
fertilise the female's eggs. In this country, as elsewhere,
classification of a person as male or female has long conferred a legal
status. It confers a legal status, in that legal as well as practical
consequences follow from the recognition of a person as male or female.
The legal consequences affect many areas of life, from marriage and
family law to gender-specific crime and competitive sport. It is not
surprising, therefore, that society through its laws decides what
objective biological criteria should be applied when categorising a
person as male or female. Individuals cannot choose for themselves
whether they wish to be known or treated as male or female.
Self-definition is not acceptable. That would make nonsense of the
underlying biological basis of the distinction.
- This approach did not give rise to legal
difficulty before the advent of gender reassignment treatment. This was
noted by Lord Reed in his article 'Splitting the difference:
transsexuals and European Human Rights law' (September 2000). Gender
identity disorder seems always to have existed. But before the advent of
gender reassignment treatment a claim by a transsexual person to be
recognised in his or her self-perceived gender would have been hopeless.
The anatomy of his or her body of itself would have refuted the claim.
- The position has now changed. Recognition of
transsexualism as a psychiatric disorder has been accompanied by the
development of sophisticated techniques of medical treatment. The
anatomical appearance of the body can be substantially altered, by forms
of treatment which are permissible as well as possible. It is in these
changed circumstances that society is now facing the question of how far
it is prepared to go to alleviate the plight of the small minority of
people who suffer from this medical condition. Should self-perceived
gender be recognised?
- Recognition of gender reassignment will
involve some blurring of the normally accepted biological distinction
between male and female. Some blurring already exists, unavoidably, in
the case of inter-sexual persons. When assessing the gender of
inter-sexual persons, matters taken into account include self-perception
and style of upbringing and living. Recognition of gender reassignment
will involve further blurring. It will mean that in law a person who,
unlike an inter-sexual person, had all the biological characteristics of
one sex at birth may subsequently be treated as a member of the opposite
sex.
- Thus the circumstances in which, and the
purposes for which, gender reassignment is recognised are matters of
much importance. These are not easy questions. The circumstances of
transsexual people vary widely. The distinction between male and female
is material in widely differing contexts. The criteria appropriate for
recognising self-perceived gender in one context, such as marriage, may
not be appropriate in another, such as competitive sport.
- Stated very shortly, this is the setting for
the legal issues arising on this appeal, to which I now turn.
Gender and marriage: part of a wider problem
- My Lords, I am profoundly conscious of the
humanitarian considerations underlying Mrs Bellinger's claim. Much
suffering is involved for those afflicted with gender identity disorder.
Mrs Bellinger and others similarly placed do not undergo prolonged and
painful surgery unless their turmoil is such that they cannot otherwise
live with themselves. Non-recognition of their reassigned gender can
cause them acute distress. I have this very much in mind.
- I also have in mind that increasingly, in
the more compassionate times in which we live, there is an international
trend towards recognising gender reassignment and not condemning
post-operative transsexual people to live in what was aptly described by
the European Court of Human Rights in the Goodwin case as an
intermediate zone, not quite one gender or the other. And in this
country gender reassignment has already received legal recognition for
some purposes, for example, for the purpose of the discrimination
legislation, in section 2A of the Sex Discrimination Act 1975. This
section was introduced into the statute by the Sexual Discrimination
(Gender Re-assignment) Regulations 1999 (SI 1999/1102).
- Despite this, I am firmly of the view that
your Lordships' House, sitting in its judicial capacity, ought not to
accede to the submissions made on behalf of Mrs Bellinger. Recognition
of Mrs Bellinger as female for the purposes of section 11(c) of the
Matrimonial Causes Act 1973 would necessitate giving the expressions
'male' and 'female' in that Act a novel, extended meaning: that a person
may be born with one sex but later become, or become regarded as, a
person of the opposite sex.
- This would represent a major change in the
law, having far reaching ramifications. It raises issues whose solution
calls for extensive enquiry and the widest public consultation and
discussion. Questions of social policy and administrative feasibility
arise at several points, and their interaction has to be evaluated and
balanced. The issues are altogether ill-suited for determination by
courts and court procedures. They are pre-eminently a matter for
Parliament, the more especially when the government, in unequivocal
terms, has already announced its intention to introduce comprehensive
primary legislation on this difficult and sensitive subject.
- Given this latter circumstance, intervention
by the courts would be peculiarly inappropriate when the change being
sought in the law raises issues such as the following.
- First, much uncertainty surrounds the
circumstances in which gender reassignment should be recognised for the
purposes of marriage. The present case concerns one individual and her
particular condition and circumstances. Although some of the evidence
produced is of a general nature, the evidence before the House is
focused on the facts of this case. So were the arguments. In particular,
Miss Scriven QC submitted that wherever the line marking the transition
from one sex to the other is to be drawn, Mrs Bellinger is on the
reassigned gender side of the line.
- I do not consider this would be a proper or,
indeed, a responsible basis on which to change the law. Surgical
intervention takes many forms and, for a variety of reasons, is
undertaken by different people to different extents. For men it may mean
castration or inversion of the penis to create a false vagina. For women
it may mean a mastectomy, hysterectomy, or creation of a false penis by
phalloplasty. There seems to be no 'standard' operation or recognised
definition of the outcome of completed surgery. Today the case before
the House concerns Mrs Bellinger. Tomorrow's case in the High Court will
relate to a transsexual person who has been able to undergo a less
extensive course of surgery. The following week will be the case of a
transsexual person who has undergone hormonal treatment but who, for
medical reasons, has not been able to undergo any surgery. Then there
will be a transsexual person who is medically able to undergo all or
part of the surgery but who does not wish to do so. By what criteria are
cases such as these to be decided?
- But the problem is more fundamental than
this. It is questionable whether the successful completion of some sort
of surgical intervention should be an essential prerequisite to the
recognition of gender reassignment. If it were, individuals may find
themselves coerced into major surgical operations they otherwise would
not have. But the aim of the surgery is to make the individual feel more
comfortable with his or her body, not to 'turn a man into a woman' or
vice versa. As one medical report has expressed it, a male to female
transsexual person is no less a woman for not having had surgery, or any
more a woman for having had it: see Secretary, Department of Social
Security v SRA (1993) 118 ALR 467, 477.
- These are deep waters. Plainly, there must
be some objective, publicly available criteria by which gender
reassignment is to be assessed. If possible the criteria should be
capable of being applied readily so as to produce a reasonably clear
answer. Parties proposing to enter into a marriage relationship need to
know whether their marriage will be valid. Other people need to know
whether a marriage was valid. Marriage has legal consequences in many
directions: for instance, housing and residential security of tenure,
social security benefits, citizenship and immigration, taxation,
pensions, inheritance, life insurance policies, criminal law (bigamy).
There must be an adequate degree of certainty. Otherwise, as the
majority of the Court of Appeal observed, the applicability of the law
to an individual suffering from gender identity disorder would be in a
state of complete confusion: see [2002] 2 WLR 411, 435, para 104.
- Your Lordships' House is not in a position
to decide where the demarcation line could sensibly or reasonably be
drawn. Where this line should be drawn is far from self-evident. The
antipodean decisions of Attorney-General v Otahuhu Family Court
[1995] 1 NZLR 603 and Re Kevin (validity of marriage of
transsexual) [2001] Fam CA 1074 and App. EA 97/2001 have not
identified any clear, persuasive principle in this regard. Nor has the
dissenting judgment of Thorpe LJ in the present case. Nor has the
decision of the European Court of Human Rights in Goodwin v United
Kingdom (2002) 35 EHRR 18. Nor is there uniformity among the
thirteen member states of the European Union which afford legal
recognition to a transsexual person's acquired gender. The
pre-conditions for recognition vary considerably.
- Further, the House is not in a position to
give guidance on what other pre-conditions should be satisfied before
legal recognition is given to a transsexual person's acquired gender.
Some member states of the European Union insist on the applicant being
single or on existing marriages being dissolved. Some insist on the
applicant being sterile. Questions arise about the practical mechanisms
and procedures for obtaining recognition of acquired gender, and about
the problem of people who 'revert' to their original gender after a
period in their new gender role.
- Secondly, the recognition of gender
reassignment for the purposes of marriage is part of a wider problem
which should be considered as a whole and not dealt with in a piecemeal
fashion. There should be a clear, coherent policy. The decision
regarding recognition of gender reassignment for the purpose of marriage
cannot sensibly be made in isolation from a decision on the like problem
in other areas where a distinction is drawn between people on the basis
of gender. These areas include education, child care, occupational
qualifications, criminal law (gender-specific offences), prison
regulations, sport, the needs of decency, and birth certificates. Birth
certificates, indeed, are one of the matters of most concern to
transsexual people, because birth certificates are frequently required
as proof of identity or age or place of birth. When, and in what
circumstances, should these certificates be capable of being reissued in
a revised form which does not disclose that the person has undergone
gender reassignment?
- Thirdly, even in the context of marriage,
the present question raises wider issues. Marriage is an institution, or
relationship, deeply embedded in the religious and social culture of
this country. It is deeply embedded as a relationship between two
persons of the opposite sex. There was a time when the reproductive
functions of male and female were regarded as the primary raison d'être
of marriage. The Church of England Book of Common Prayer of 1662
declared that the first cause for which matrimony was ordained was the
'procreation of children'. For centuries this was proclaimed at
innumerable marriage services. For a long time now the emphasis has been
different. Variously expressed, there is much more emphasis now on the
'mutual society, help and comfort that the one ought to have of the
other'.
- Against this background there are those who
urge that the special relationship of marriage should not now be
confined to persons of the opposite sex. It should be possible for
persons of the same sex to marry. This, it is said, is the appropriate
way to resolve problems such as those confronting Mrs Bellinger.
- It hardly needs saying that this approach
would involve a fundamental change in the traditional concept of
marriage. Here again, this raises a question which ought to be
considered as part of an overall review of the most appropriate way to
deal with the difficulties confronting transsexual people.
- For these reasons I would not make a
declaration that the marriage celebrated between Mr and Mrs Bellinger in
1981 was valid. A change in the law as sought by Mrs Bellinger must be a
matter for deliberation and decision by Parliament when the forthcoming
Bill is introduced.
Declaration of incompatibility
- Mrs Bellinger advanced a further,
alternative claim for a declaration that in so far as section 11(c) of
the Matrimonial Causes Act 1973 makes no provision for the recognition
of gender reassignment it is incompatible with articles 8 and 12 of the
Convention. Her claim is advanced on the footing that, although she and
Mr Bellinger celebrated their marriage long before the Human Rights Act
1998 came into force, and although the Goodwin decision dealt
with the human rights position as at the date of the judgment (July
2002), the non-recognition of their ability to marry continues to have
adverse practical effects. The statute continues to prevent them
marrying each other.
- Mr Sales advanced several arguments on why
such a declaration should not be made. There is, he submitted, no
present incompatibility between the statute and the Convention. The
European Court of Human Rights, in its decision in Goodwin,
envisaged that the government should have a reasonable period in which
to amend domestic law on a principled and coherent basis. The court said
it 'will be for the United Kingdom Government in due course to
implement such measures as it considers appropriate to fulfil its
obligations': see (2002) 35 EHRR 18, 33, paragraph 120 (emphasis added).
- I cannot accept this submission. It may be
that, echoing the language of the European Court of Human Rights in
Marckx v Belgium (1979) 2 EHRR 330, 353, para 58, the principle
of legal certainty dispenses the United Kingdom government from
re-opening legal acts or situations which antedate the judgment in
Goodwin. But that is not the present case. In the present case
section 11(c) of the Matrimonial Causes Act 1973 remains a continuing
obstacle to Mr and Mrs Bellinger marrying each other.
- It may also be that there are circumstances
where maintaining an offending law in operation for a reasonable period
pending enactment of corrective legislation is justifiable. An
individual may not then be able, during the transitional period, to
complain that his rights have been violated. The admissibility decision
of the court in Walden v Liechtenstein (App no 33916/96) is an
example of this pragmatic approach to the practicalities of government.
But the question now under consideration is different. It is more
general. The question is whether non-recognition of gender reassignment
for the purposes of marriage is compatible with articles 8 and 12. The
answer to this question is clear: it is not compatible. The European
Court of Human Rights so found in July 2002 in Goodwin, and the
government has so accepted. What was held to be incompatible in July
2002 has not now, for the purposes of section 4, become compatible. The
government's announcement of forthcoming legislation has not had that
effect, nor could it. That would make no sense.
- Then Mr Sales submitted that a declaration
of incompatibility would serve no useful purpose. A declaration of
incompatibility triggers the ministerial powers to amend the offending
legislation under the 'fast track' procedures set out in section 10 and
Schedule 2 of the Human Rights Act 1998. But the minister's powers have
already been triggered in the present case under section 10(1)(b), by
reason of the decisions of the European Court of Human Rights in the
Goodwin case and the associated case of I v United Kingdom
(App no. 25680/94). Further, the government has already announced its
intention to bring forward primary legislation on this subject. For this
reason also, counsel submitted, making a declaration of incompatibility
would serve no useful purpose.
- I am not persuaded by these submissions. If
a provision of primary legislation is shown to be incompatible with a
Convention right the court, in the exercise of its discretion, may make
a declaration of incompatibility under section 4 of the Human Rights Act
1998. In exercising this discretion the court will have regard to all
the circumstances. In the present case the government has not sought to
question the decision of the European Court of Human Rights in
Goodwin. Indeed, it is committed to giving effect to that
decision. Nevertheless, when proceedings are already before the House,
it is desirable that in a case of such sensitivity this House, as the
court of final appeal in this country, should formally record that the
present state of statute law is incompatible with the Convention. I
would therefore make a declaration of incompatibility as sought. I would
otherwise dismiss this appeal.
LORD HOPE OF CRAIGHEAD
My Lords,
- My noble and learned friend Lord Nicholls of
Birkenhead has explained nature of the condition from which Mrs
Bellinger has been suffering from as long as she can remember and the
profound changes which she has undergone, both physically and socially,
to give effect to her wish to live her life as a woman rather than as a
man. Her courage and that of Mr Bellinger, who has supported her
constantly throughout their marriage, deserve our respect and
admiration. If there was a legitimate way of solving their problem and
making the declaration which Mrs Bellinger seeks, I would of course wish
to take it. But I agree with my noble and learned friend that the
expressions "male" and "female" in section 11(c) of the Matrimonial
Causes Act 1973 are not capable of being given the extended meaning that
would be needed to accommodate her case, and that we have no option but
to dismiss this appeal.
- The essence of the problem, as I see it,
lies in the impossibility of changing completely the sex which
individuals acquire when they are born. A great deal can be done to
remove the physical features of the sex from which the transsexual
wishes to escape and to reproduce those of the sex which he or she
wishes to acquire. The body can be altered to produce all the
characteristics that the individual needs to feel comfortable, and there
are no steps that cannot be taken to adopt a way of life that will
enable him or her to enter into a satisfactory and loving heterosexual
relationship. But medical science is unable, in its present state, to
complete the process. It cannot turn a man into a woman or turn a woman
into a man. That is not what the treatment seeks to do after all,
although it is described as gender reassignment surgery. It is not just
that the chromosomes that are present at birth are incapable of being
changed. The surgery, however extensive and elaborate, cannot supply all
the equipment that would be needed for the patient to play the part
which the sex to which he or she wishes to belong normally plays in
having children. At best, what is provided is no more than an imitation
of the more obvious parts of that equipment. Although it is often
described as a sex change, the process is inevitably incomplete. A
complete change of sex is, strictly speaking, unachievable.
- It is tempting to regard the fact that a
complete sex change is unachievable as a mere technicality when this is
compared with everything else that can be achieved in the case of
post-operative transsexuals. But the law of marriage exists in order to
define the circumstances in which the public status that follows from a
valid marriage may be acquired. There is much to be said for the view
that the words "male" and "female" should each be given a single, clear
meaning that can be applied uniformly in all cases. That was achieved by
the decision in Corbett v Corbett [1971] P 83, which pre-dated
the re-enactment of section 1(c) of the Nullity of Marriage Act 1971 in
section 11(c) of the 1973 Act. Any enlargement of the meaning of those
words to accommodate the problems faced by transsexuals would raise
questions of fact and degree which are avoided by the use of the words
chosen by Parliament.
- I do not overlook the fact that Mrs
Bellinger's consultant urologist, Michael Royle, declared in a letter
dated 5 January 1999 that she underwent gender reassignment surgery on
21 February 1981 and that "she is physically female." But it seems to me
that this is an incomplete statement of the facts. The wording of
section 11(c) demands that they be subjected to a more rigorous
assessment. In Secretary, Department of Social Security v SRA
(1993) 118 ALR 467 it was held that the respondent, who was a
pre-operative male to female transsexual, did not fall within the
ordinary meaning of the word "female" as her anatomical sex and her
psychological sex had not been harmonised. One of the medical reports
referred to by Lockhart J in the Federal Court of Australia, at p 477,
explained very clearly what the surgery seeks to achieve, and what it
cannot do:
"Genetically, and anatomically she is a 'male', however, she
dresses and behaves as a woman. She considers herself as a woman. It
is not for me to decide what the court or the Department of Social
Security chooses to consider someone - but I do not think of, and
treat the respondent as a woman. The fact that she has not had surgery
to me is irrelevant. The aim of the surgery is to make somebody feel
more comfortable with their body, not to 'turn them into a woman'. The
surgery does not supply the patient with a uterus, nor with ovaries.
It is purely and simply an attempt to allow the person's body to
approximate to how they feel within themselves."
- Lockhart J said in the SRA case at p
480 that the common understanding of the words "woman" and female" and
the phrase "opposite sex", which were ordinary English words, was a
question of fact and that the crucial question was whether different
conclusions were reasonably possible as to whether the facts or
circumstances fell within their ordinary meaning. In Re Kevin
(validity of marriage of transsexual) [2001] FamCA 1074 Chisholm J
held that the ordinary contemporary meaning of the word "man" according
to its Australian usage included post-operative female to male
transsexuals, and that no good reasons had been shown why the ordinary
meaning of the word should not apply in the context of marriage law:
para 327. He went on to say that there was no formulaic solution for
determining the sex of an individual for this purpose, that all relevant
factors had to be considered including the person's biological and
physical characteristics at birth, the person's life experiences, the
extent to which the person has functioned in society as a man or woman,
any hormonal, surgical or other medical sex reassignment treatments the
person has undergone and the consequences of such treatment and that it
was clear from the Australian authorities that post-operative
transsexuals will normally be members of their reassigned sex: paras
328-329. He held that a marriage which "Kevin" had entered into with
"Jennifer" on 21 August 1999 was a valid marriage under Australian law.
- In Re Kevin (validity of marriage of
transsexual) (unreported) Appeal No EA 97/2001, 21 February 2003,
the Full Court of the Family Court of Australia, after a comprehensive
review of the authorities including the decision of the Court of Appeal
in this case (see [2002] 2 WLR 411), agreed with the approach of Chisholm J. The essence of
that decision is to be found in the following paragraphs:
"110. The definition of 'marriage' is essentially connected with
the term 'man'. In these circumstances, for the reasons stated by the
trial judge as amplified by our reasons that appear subsequently, we
take the view that the words 'marriage' and 'man' are not technical
terms and should be given their ordinary contemporary meaning in the
context of the Marriage Act.
111. In our view, it thus becomes a question of fact as to what
the contemporary, everyday meanings of the words 'marriage' and 'man'
are respectively.
112. It is then a question of law for this court to determine
whether, on the facts found by the trial judge, it was open to him to
reach the conclusion that he did, namely that at the relevant time,
Kevin was a man and that the marriage was therefore valid. As it was
in SRA (supra) so, too, it is that the answer to that question
is 'at the heart of the present case' ."
- I need hardly say that I entirely agree with
the Australian judges that the words "male" and "female" in section
11(c)of the 1973 Act, which is the provision with which we are faced in
this case, are not technical terms and that they must be given their
ordinary, everyday meaning in the English language. But no evidence was
placed before us to suggest that in contemporary usage in this country,
on whichever date one might wish to select - 23 May 1973 when the 1973
Act was enacted, 2 May 1981 when Mr and Mrs Bellinger entered into their
marriage ceremony or the date of this judgment, these words can be taken
to include post-operative transsexual persons. The definition of "male"
in the New Shorter Oxford English Dictionary (1993) tells us that
its primary meaning when used as an adjective is "of, pertaining to, or
designating the sex which can beget offspring". No mention is made
anywhere in the extended definition of the word of transsexual persons.
The word "transsexual" is defined as "having the physical
characteristics of one sex but a strong and persistent desire to belong
to the other." I see no escape from the conclusion that these
definitions, with which the decision in Corbett v Corbett [1971]
P 83 and the views of the majority in the Court of Appeal in this case
are consistent, are both complete and accurate. The fact is that the
ordinary meaning of the word "male" is incapable, without more, of
accommodating the transsexual person within its scope. The Australian
cases show that a distinction has to be drawn, even according to the
contemporary usage of the word in Australia, between pre-operative and
post-operative transsexuals. Distinctions of that kind raise questions
of fact and degree which are absent from the ordinary meaning of the
word "male" in this country. Any attempt to enlarge its meaning would be
bound to lead to difficulty, as there is no single agreed criterion by
which it could be determined whether or not a transsexual was
sufficiently "male" for the purpose of entering into a valid marriage
ceremony.
- In Goodwin v United Kingdom (2002) 35 EHRR 18, 24, paras 82-83 the European Court of Human Rights noted that
it remains the case, as the court held in Sheffield and Horsham v
United Kingdom (1998) 27 EHRR 163, that a transsexual cannot acquire
all the biological characteristics of the assigned sex. It went on to
say that it was not apparent in the light of increasingly sophisticated
surgery and hormonal techniques that the chromosomal element, which is
the principal unchanging biological aspect of gender identity, must
inevitably take on decisive significance for the purpose of legal
attribution of gender identity for post-operative transsexuals. So it
was not persuaded that the state of medical science or scientific
knowledge provided any determining argument as regards the legal
recognition of transsexuals on grounds of social and legal policy. But
this approach is not at all inconsistent with the view which I would
take of the facts. The question which the court was asking itself was
not whether the applicant, who was of the male sex when she was born,
was now female. Post-operative transsexuals were assumed to fall into a
distinct category. The question was whether it was a breach of their
Convention rights for legal recognition to be denied to their new sexual
identity.
- Of course, it is not given to every man or
every woman to have, or to want to have, children. But the ability to
reproduce one's own kind lies at the heart of all creation, and the
single characteristic which invariably distinguishes the adult male from
the adult female throughout the animal kingdom is the part which each
sex plays in the act of reproduction. When Parliament used the words
"male" and female" in section 11(c) of the 1973 Act it must be taken to
have used those words in the sense which they normally have when they
are used to describe a person's sex, even though they are plainly
capable of including men and women who happen to be infertile or are
past the age of child bearing. I think that section 5(4)(e) of the
Marriage (Scotland) Act 1977, which provides there is a legal impediment
to a marriage in Scots law where the parties "are of the same sex", has
to be read and understood in the same way. I do not see how, on the
ordinary methods of interpretation, the words "male" and "female" in
section 11(c) of the 1973 Act can be interpreted as including female to
male and male to female transsexuals.
- What then are we to make, in this case, of
the decision in Goodwin v United Kingdom (2002) 35 EHRR 18? If it
could be said that the use of the words "male" and "female" in section
11(c) of the 1973 Act was ambiguous, it would have been possible to have
regard to that decision in seeking to resolve the ambiguity. But, for
the reasons which I have given, I do not think that there is any such
ambiguity. Then there is section 3(1) of the Human Rights Act 1998,
which places a duty on the courts to read and give effect to legislation
in a way that is compatible with the Convention rights if it is possible
to do so. But we are being asked in this case to make a declaration
about the validity of a marriage ceremony which was entered into on 2
May 1981, and section 3(1) of the 1998 Act is not retrospective: R v
Lambert [2001] UKHL 37, [2002] 2 AC 545; R v Kansal (No 2) [2001] UKHL 62; [2002] 2 AC 69; R v Lyons [2002] UKHL 44; [2002] 3 WLR 1562, 1580D, para 45 per Lord Hoffmann and 1586B-C, para 63 per
Lord Hutton. The interpretative obligation which section 3(1) provides
is not available.
- But I do not think that it would be right to
leave the issue there. If, as I would hold, the 1981 ceremony cannot be
held to be a valid marriage ceremony, that is not an end of the matter.
It would be open to Mrs Bellinger to try again some other day. It must
be emphasised that this is not what she wants to do, as she regards
herself as having been happily married since 1981. But we have been
asked to say whether the provisions of section 11(c) are incompatible
with her Convention rights and, if we find that they are incompatible,
to make a declaration of incompatibility. I agree that it is proper that
we should undertake this exercise, although neither of these steps can
have any effect on the validity or otherwise of the 1981 ceremony.
- We cannot proceed to the making of a
declaration of incompatibility under section 4(2) of the Human Rights
Act 1998 without examining the question which section 3(1) of the Act
treats as the logically prior question, which is whether the legislation
can be read and given effect in a way which is compatible with the
Convention rights. As Lord Steyn put it in R v A (No 2) [2001] UKHL 25; [2002] 1 AC 45, 68D-E, para 44, a declaration of incompatibility is a
measure of last resort. But the word "must" which section 3(1) uses is
qualified by the phrase "so far as it is possible to do so". As I said
in R v Lambert [2002] 2 AC 545, 585B-D, para 79, the obligation, powerful though it is, is
not to be performed without regard to its limitations. The obligation
applies to the interpretation of legislation, which is the judges'
function. It does not give them power to legislate: see also In re S
(Minors) (Care Order: Implementation of Care Plan) [2002] UKHL 10; [2002] 2 WLR 720, 731B-E, paras 38-39, per Lord Nicholls of Birkenhead.
- If the only problem of interpretation had
been one of timing, on the view that section 11(c) regards "male" and
"female" as something that cannot be changed after birth whereas other
provisions in the same section such as section 11(b) relate to the
position at the time the marriage is entered into, I would have been
prepared to read the words "at the time of the marriage" in to section
11(c) so as to give that provision a meaning which was compatible with
the article 12 Convention right. If the only obstacle was that the
parties' sex at the time when they were born had been assumed wrongly to
be immutable, it could be overcome by disregarding the niceties of
language and finding a compatible construction by reading these words
in. But that would only have solved the problem for the future if it
could indeed be said that Mrs Bellinger had completely changed her sex
since birth and that she was now female. That, for the reasons I have
sought to explain, is not a possible view of the facts.
- Her problem would be solved if it were
possible for a transsexual to marry a person of the same sex, which is
indeed what the European Court of Human Rights has now held should be
the position in Goodwin. The court noted in para 100 of its
judgment that article 9 of the Charter of Fundamental Rights of the
European Union had departed "no doubt deliberately" from the wording of
article 12 of the Convention in removing the reference to "men and women
of marriageable age." Article 9 of the Charter states simply that "the
right to marry" shall be guaranteed. The note to article 9 says that it
neither prohibits nor imposes the granting of the status of marriage to
unions between people of the same sex. It appears that the European
Court saw that article as opening up the possibility of transsexuals
marrying persons of the opposite sex to their post-operative acquired
gender, as it rendered arguments about whether they were in act of the
opposite sex irrelevant. By this route, which bypasses the physical
problems which are inherent in the notion of a complete sex change,
legal recognition can be given to the acquired gender of post-operative
transsexuals. But it is quite impossible to hold that section 11(c) of
the 1973 Act treats the sex of the parties to a marriage ceremony as
irrelevant, as it makes express provision to the contrary. In any event,
problems of great complexity would be involved if recognition were to be
given to same sex marriages. They must be left to Parliament. I do not
think that your Lordships can solve the problem judicially by means of
the interpretative obligation in section 3(1) of the 1998 Act.
- So I too would dismiss the appeal. But I too
would make a declaration that section 11(c) of the Matrimonial Causes
Act 1973 is incompatible with Mrs Bellinger's right to respect for her
private life under article 8 and with her right to marry under article
12 of the European Convention for the Protection of Human Rights and
Fundamental Freedoms.
LORD HOBHOUSE OF WOODBOROUGH
My Lords,
- I agree with my noble and learned friends
Lord Nicholls of Birkenhead and Lord Hope of Craighead that the appeal
should be dismissed but that a declaration of incompatibility should now
be made under s.4 of the Human Rights Act 1998.
- The parties went through a ceremony of civil
marriage before a registrar of marriages under the Marriage Act 1949 on
2nd May 1981. At that date the Act which governed the legal validity of
a purported marriage under English law was s.11 of the Matrimonial
Causes Act 1973: "A marriage celebrated after 31st July 1971 shall be
void on the following grounds only, that is to say - ..... (c) that the
parties are not respectively male and female; ...." The appellant gave
her name to the Registrar of Marriages as Elizabeth Ann Wilkinson
describing herself as a "spinster". Like your Lordships I will use the
words 'she' or 'her' in relation to the appellant without begging the
question in issue whether she was in truth female at the time she
married Mr Bellinger in 1981.
- At that date and, indeed, until the judgment
of the European Court of Human Rights in the case of Goodwin
(28957/95), [2002] 35 EHRR 18, it was the authoritative view that a
refusal by domestic law to recognise 'transsexual' marriages (a term to
which I will have to revert) did not contravene Article 12 of the
Convention. The judgment in Goodwin expressly recognised that
this had been the result of the earlier cases of Rees,
Cossey, and Sheffield and Horsham: see paragraphs 73-75
and 97-104 of the judgment. Until the delivery of the Goodwin
judgment the appellant would have had no basis for any attack upon
propriety of s.11 of the 1973 Act.
- The judgment in Goodwin is, if I may
say so, thoughtful and appreciates the complexity of the problems
created for many aspects of the law by a novel recognition of the
concept of a voluntary change of gender. The new approach may
reflect new social attitudes to questions of sexuality but the more
specific changes in society and the law which should follow from the
recognition of the new attitudes are much more difficult to evaluate and
provide for. For example, in the present context, to what extent do you
change the fundamental concept of marriage? What new criteria do you
apply? Once you make this change, how do you, in a non-discriminatory
way, deal with mere cohabitees or with homosexuals of the same gender?
The judgment refers in paragraph 91 and the preceding paragraphs to the
report of the UK Interdepartmental Working Group (April 2000) and the
very substantial difficulties which it identified but also pointed out
that they were not considered to be insuperable. The Court also observed
in paragraph 103 that "though there is widespread acceptance of the
marriage of transsexuals, fewer countries permit the marriage of
transsexuals in their assigned gender than recognise the change of
gender itself". However the Court concluded that there had been a breach
of, inter alia, Article 12 because, although the Member States
must be given a reasonable opportunity to decide how to revise their
national legislation and make the appropriate changes, there came a time
when the United Kingdom's continued failure to do so amounted to a
denial of the right to marry protected by Article 12: see paragraphs 52,
53, 102-4, and 120.
- The present case concerns a 'transsexual',
that is to say, someone who wishes to change her existing gender and
assume the opposite gender. This case is not concerned with gender
mis-assignment nor with mixed or 'intersex' gender. The appellant was
born a male with all the characteristics of a male. She was correctly
assigned the male gender at birth and in her birth certificate. In
1967/8, when 21, she married a woman. (She did not disclose this fact to
the registrar in 1981.) But the marriage was childless and did not last;
they were divorced in 1975. She assumed the female gender dressing and
living as a woman. In February 1981, following hormone treatment from a
specialist, she underwent gender reassignment surgery as described by my
noble and learned friend Lord Nicholls. This was irreversible in the
sense that thereafter she could never be fully restored so as to be an
anatomically complete male.
- Gender reassignment is an established
medical procedure in various stages involving both diagnoses by the
specialist and informed choices being made by the patient. There was
uncontested expert evidence given about this at the trial. Conveniently,
it is also summarised in the judgment in Goodwin. The condition
of dissatisfaction with one's sexuality at a level justifying medical
intervention is a medically recognised mental disorder (DSM-IV). It
reflects a pathological degree of dissatisfaction with one's existing
gender. The specialist has to study the patient over a period of time
and confirm the diagnosis and ascertain that the patient is definitely
willing to take the next steps. Firstly the patient must become used to
living as a member of the opposite sex. Then the patient will be given
courses of hormone treatment to change his/her hormonal make-up to that
of the preferred sex. This reinforces the social changes already
undertaken. Finally various degrees of gender reassignment surgery are
undertaken. It is not until this last stage that the changes may become
anatomically irreversible. At any previous stage the patient may change
his/her mind and decide that he/she does not want to make the change or
not go any further. In the present case the appellant was steadfast in
her intentions and went as far as she could, given the considerable
limitations of gender reassignment. But the question of transsexualism
includes definitional questions of how far the person must go in order
to qualify as a transsexual. Is merely assuming the life and clothing of
a woman enough or must it include irreversible gender reassignment? Or
something in between? There are cogent arguments against adopting any
specific criterion. A further question which arises is referred to in
paragraph 50 of the Goodwin judgment, noting: "Many people revert
to their biological sex after living for some time in the opposite sex
and some alternate between the two sexes throughout their lives." All
this underlines the novelty of the idea of gender by choice and how
great a departure it represents from the pre-Goodwin human rights
law and the previous understanding of what the words "respectively male
and female" meant. Similar fundamental novelties and changes in the use
of language, culturally controversial, are involved in giving effect to
the ECtHR's interpretation of the word "marry" in Article 12.
- The appellant's primary claim was for a
declaration under s.55 of the Family Law Act 1986 that her marriage to
Mr Bellinger in 1981 was "at its inception a valid marriage". For the
reasons given by my noble and learned friends and for the additional
reasons I have given and those to be given by my noble and learned
friend Lord Rodger of Earlsferry, the claim must fail and the appeal be
dismissed. The 1981 wedding was not valid.
- But that still leaves the question whether
the House should make a declaration of incompatibility under s.4 of the
Human Rights Act 1998. The threshold question is whether, by applying
s.3, it is possible, as a matter of interpretation, to 'read down' s.11
(c) of the 1973 Act so as to include additional words such as "or two
people of the same sex one of whom has changed his/her sex to that of
the opposite sex". This would in my view not be an exercise in
interpretation however robust. It would be a legislative exercise of
amendment making a legislative choice as to what precise amendment was
appropriate. Counsel for the Lord Chancellor on behalf of the Government
did not argue otherwise. Counsel also did not argue that Goodwin
was wrongly decided nor that the UK was not under a treaty obligation to
comply with it. But, effectively repeating arguments made unsuccessfully
in Strasbourg, submitted that the House should not exercise its
discretion under s.4 having regard to the difficulty of deciding upon
new policies and drafting new legislation. These difficulties exist but
much time has elapsed; the Working Group reported in April 2000; the
Court of Appeal commented as strongly as it was proper for them to do so
at the lack of progress in July 2001 and the ECtHR has made its decision
in Goodwin on the basis that the permitted time for compliance
has expired. The argument for further time is now itself incompatible
with the rights conferred by the Convention.
- But counsel also argued that, in view of his
concession that Goodwin bound the United Kingdom, any declaration
would be academic and its purpose was merely to confer a power to
expedite legislation under s.10. These arguments must be rejected. The
Appellant and Mr Bellinger in exercise of their rights under Article 12
would wish to enter into a valid marriage as soon as the UK legislation
enables them to do so. Others may wish to do the same. The Government
can not yet give any assurance about the introduction of compliant
legislation. There will be political costs in both the drafting and
enactment of new legislation and the legislative time it will occupy.
The incompatibility having been established, the declaration under s.4
should be made.
LORD SCOTT OF FOSCOTE
My Lords,
- I have had the great advantage of reading in
advance the opinions on this case of my noble and learned friends Lord
Nicholls of Birkenhead and Lord Hope of Craighead. I find myself in
complete and admiring agreement with their analysis of the issue arising
in the case and with their conclusions on that issue. I cannot improve
on what they have said or add anything useful. I would dismiss the
appeal for the reasons they have given and make the proposed declaration
of incompatibility.
LORD RODGER OF EARLSFERRY
My Lords,
- I have had the privilege of considering the
speeches of my noble and learned friends Lord Nicholls of Birkenhead,
Lord Hope of Craighead and Lord Hobhouse of Woodborough in draft. I
agree with them and, for the reasons they give, I too would make the
declaration of incompatibility which they propose but would otherwise
dismiss the appeal. I add a point about the language of the relevant
legislation.
- The submissions for Mrs Bellinger presuppose
that, in relation to marriage, English law envisages that a person's
gender can alter. The form of section 11(c) of the Matrimonial Causes
Act 1973 indicates that this is not so.
- Section 11(c) is a re-enactment of section
1(c) of the Nullity of Marriage Act 1971 which was passed shortly after
the decision in Corbett v Corbett [1971] P 83. Section 11(c)
contains one in a series of grounds of nullity. By section 11(b) a
marriage is void if "at the time of the marriage either party was
already lawfully married". The reference to the situation at the time of
the marriage is necessary because a person may have been lawfully
married at an earlier time and may be lawfully married at a later time.
The situation is one that can change. For purposes of nullity the
critical consideration is what the situation was "at the time of the
marriage" in question. Similarly, section 11(d) provides that a
polygamous marriage entered into outside England and Wales is void if
"either party was at the time of the marriage domiciled in England and
Wales". Again, when dealing with domicile which can change, Parliament
uses the past tense and specifies the time of the marriage. Section
11(c) is different in both respects: a marriage is void if "the parties
are not respectively male and female". Both the present tense and the
omission of any reference to the time of the marriage indicate that, in
relation to the validity of marriage, Parliament regards gender as fixed
and immutable.
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