Parliamentary
Archives,
HL/PO/JU/18/256
Regina
v Khan (Appellant)
(On Appeal from the Court of Appeal (Criminal
Division))
JUDGMENT
Die Martis 2° Julii 1996
Upon Report from the Appellate Committee to
whom was referred the Cause
Regina against Khan, That the
Committee had heard Counsel as well on Wednesday the
6th as on
Thursday the 7th day of March last upon the Petition and Appeal of
Sultan
Khan, of 157 Wensley Street, Sheffield, praying that the
matter of the Order set forth in
the Schedule thereto, namely an
Order of Her Majesty's Court of Appeal (Criminal
Division) of the
27th day of May 1994, might be reviewed before Her Majesty the
Queen
in Her Court of Parliament and that the said Order might be
reversed, varied or altered or
that the Petitioner might have such
other relief in the premises as to Her Majesty the
Queen in Her
Court of Parliament might seem meet; as upon the case of
the
Commissioners of Her Majesty's Customs and Excise lodged in
answer to the said
Appeal; and due consideration had this day of
what was offered on either side in this
Cause:
It is Ordered and Adjudged, by
the Lords Spiritual and Temporal in the Court of
Parliament of Her
Majesty the Queen assembled, That the said Order of Her
Majesty's
Court of Appeal (Criminal Division) of the 27th day of
May 1994 complained of in the
said Appeal be, and the same is
hereby, Affirmed and that the said Petition and Appeal
be,
and the same is hereby, dismissed this House.
Cler: Parliamentor:
HOUSE OF LORDS
OPINIONS OF THE LORDS OF APPEAL FOR JUDGMENT
IN THE CAUSE
REGINA
v.
KHAN
(APPELLANT)
(ON
APPEAL FROM THE COURT OF APPEAL
(CRIMINAL DIVISION))
ON 2 JULY 1996
Lord
Keith of Kinkel
Lord Browne-Wilkinson
Lord Slynn of Hadley
Lord
Nolan
Lord Nicholls of Birkenhead
LORD KEITH OF KINKEL
My Lords,
For the reasons
given in the speech to be delivered by my noble and
learned friend
Lord Nolan, which I have read in draft and with which I agree.
I
would dismiss this appeal.
LORD BROWNE-WILKINSON
My Lords,
I have had the
advantage of reading in draft the speech of my noble
and learned
friend Lord Nolan. Subject to one caveat, I agree that the
appeal
should be dismissed for the reasons which he gives.
It
is not necessary in the present case for your Lordships to
decide
whether the law of England recognises a right of privacy
and, if so. whether
the use by the police in the present case of a
listening device constituted a
breach of such right. Whether or
not such a right of privacy exists is
currently a matter of
considerable public debate and one of great importance.
This
country is a party to the European Convention for the Protection of
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Human Rights
and Fundamental Freedoms (1953) (Cmd. 8969), article 8 of
which
provides for a right of privacy but always subject to certain
exceptions.
Further, article 13 of the Convention requires that
the law of this country
must provide an effective remedy for any
breach of article 8. In the
circumstances, the question whether
English law recognises a right of privacy,
and if so what are the
limitations of such right, is likely to come before your
Lordships
for decision in the future. Until then I prefer to express no view
on
the question.
In the present
case, as Lord Nolan demonstrates, even if there was an
infringement
of a right of privacy the decision in Reg. v. Sang [1980]
A.C.
402 shows that the evidence so obtained would be admissible.
Moreover the
judge, in exercising his discretion under section 78
of the Police and Criminal
Evidence Act 1984, properly took into
consideration any possible breach of
article 8. Therefore there is
no need to decide whether or not there is a right
of privacy in
the present case.
LORD SLYNN OF HADLEY
My Lords,
I have had the
advantage of reading in draft the speech prepared by my
noble and
learned friend Lord Nolan. I do not repeat his analysis of the
facts
and issues involved and I state my own view briefly.
In the present
case there were two separate acts which it is said
constitute
invasions of privacy, one in fixing the device to the wall of the
flat
of the occupier who is not the appellant and the other to
record what the
appellant said. The justification for these two
acts was said to be the need to
detect and obtain evidence to
support a conviction for a very serious crime.
Whether or not a
right of privacy does or should exist and in what
circumstances is
obviously a question of major importance but it became plain
during
the hearing of this appeal that the existence of a right of privacy
was
not the key issue and that it was really unnecessary to decide
it. The key
issue was whether, assuming that there was here a
breach of a right to privacy
which could not be justified, the
evidence of what the appellant said was
admissible. On the basis
of Reg. v. Sang [1980] AC 402 the evidence was
admissible
and I have not been persuaded that we should depart from Sang
in
the present case.
But the
question has also been raised as to whether in exercising
his
discretion under section 78 of the Police and Criminal
Evidence Act 1984 as
to whether the evidence should be admitted a
judge can have regard to articles
6 and 8 of the European
Convention on Human Rights and their application
by the Court of
Human Rights. In my view he can even if the Convention is
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not binding on
him as a matter of domestic law. On that basis it seems to me
that
it is relevant to note that in Schenk v. Switzerland (1988) 13
E.H.R.R.
242 where both articles 6 and 8 were in issue the
European Court of Human
Rights attached primary importance to the
question whether the admission of
evidence alleged to have been
improperly obtained constituted a violation of
the right to a fair
trial under article 6. They did not decide that evidence
improperly
obtained was always admissible but that the right approach was
to
consider whether the trial as a whole was fair having regard to
the admission
of the evidence. They said that the rights of the
defence in that case were not
disregarded and they added at
paragraph 47: (p. 266)
"The
applicant was not unaware that the recording complained of
was
unlawful because it had not been ordered by the competent
judge. He
had the opportunity - which he took - of challenging its
authenticity
and opposing its use, having initially agreed that it
should be heard.
The fact that his attempts were unsuccessful
makes no difference."
There are
differences between that case and the present one but the
essential
thrust of that judgment is pertinent to the present case. I do
not
consider, looking at the matter in the round, that there was
here a breach of
a right to a fair trial based on an analogy with
article 6 of the Convention.
Like Lord Nolan I would accordingly dismiss the appeal.
Though I have
no doubt in this case that the Chief Constable exercised
his
discretion fairly and bona fide I consider that fairness both
to accused
persons and to those who have to exercise this
discretion make it highly
desirable that such interceptions should
be governed by legislation.
LORD NOLAN
My Lords,
On 17 September
1992 the appellant arrived at Manchester Airport on
a flight from
Pakistan. On the same flight was his cousin, Farooq Nawab.
Both
men were stopped and searched by customs officials. Nawab was
found
to be in possession of heroin with a street value of almost
£100,000. He was
interviewed, and then arrested and charged.
No drugs were found on the
appellant. He, too, was interviewed,
but made no admissions. He was
released without charge.
On 26 January
1993 the appellant went to an address in Sheffield, the
home of a
man named Bashforth, on the outside of which a listening device
had
been installed by the South Yorkshire Police. Neither the appellant
nor
Mr. Bashforth were aware of its presence. By means of that
device, the
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police obtained
a tape recording of a conversation which took place between
Mr.
Bashforth, the appellant and others. In the course of the
conversation,
the appellant made statements which amounted to an
admission that he was a
party to the importation of drugs by Nawab
on 17 September 1992.
As a result,
the appellant was arrested on 11 February 1993. Again,
he made no
admissions when interviewed, but subsequently he and Nawab
were
jointly charged with offences under the Customs and Excise
Management
Act 1979 and the Misuse of Drugs Act 1971. They were
committed for trial
at the Sheffield Crown Court.
At the trial it
was admitted on behalf of the appellant that he had been
present
at the Sheffield address and that his voice was one of those
recorded
on the tape. It was admitted on behalf of the Crown that
the attachment of the
listening device had involved a civil
trespass, and had occasioned some
damage to the property.
Thereupon, the judge conducted a hearing on the
voir dire as to
the admissibility in evidence of the conversation recorded on
the
tape. The Crown accepted that without it there was no case against
the
appellant.
The judge ruled
that the evidence was admissible. Following an
amendment to the
indictment, the appellant was re-arraigned and pleaded
guilty to
being knowingly concerned in the fraudulent evasion of
the
prohibition on the importation of heroin. He was sentenced to
three years
imprisonment. It was made clear that his plea of
guilty was tendered only on
the basis of the judge's ruling, and
that he reserved the right to challenge that
ruling.
His appeal to
the Court of Appeal was dismissed on 27 May 1994 but
the Court
certified the following question as being one of general
public
importance:
"Whether
in a criminal trial evidence as to the terms of tape
recorded
conversations obtained by means of an electronic
listening device
attached by the police to a private house without
the knowledge of the
owners or occupiers was admissible against
the defendant."
It became clear
in the course of argument, however, that this question
raised two
separate issues, the first being whether the evidence was
admissible
at all, and the second whether, if admissible, it
should none the less have been
excluded by the Judge in the
exercise of his discretion at common law or
under the powers
conferred upon him by section 78 of the Police and Criminal
Evidence
Act 1984. That is how the matter had been approached both by
the
Judge and by the Court of Appeal. But although the issues are
separate, the
focal point of the appellant's case upon each of
them was the fact that there
is no legal framework regulating the
installation and use by the police of
covert listening devices.
This is in contrast to the use of such devices by the
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Security
Service which has been regulated by statute since 1989 under
the
Security Service Act of that year.
That is a
matter to which I shall return. It should not be assumed,
however,
that the use by the police of such devices is wholly arbitrary
and
undisciplined. They are the subject of guidelines which were
issued to police
authorities by the Home Office in 1984, entitled
"Guidelines on the use of
Equipment in Police Surveillance
Operations." They are also dealt with in
standing orders
issued by the South Yorkshire Police, but it is unnecessary to
refer
to these since they do not differ materially from the Home
Office
guidelines.
The guidelines
amount to a detailed and comprehensive code restricting
the
authorised use of the devices in question. For present purposes it
is, I
think, sufficient to quote paragraphs 4, 5 and 6 which read
as follows:
"4. In
each case in which the covert use of a listening device is
requested
the authorising officer should satisfy himself that the
following
criteria are met: a) the investigation concerns serious
crime . . . ;
b) normal methods of investigation must have been tried
and
failed, or must, from the nature of things, be unlikely to succeed
if
tried; c) there must be good reason to think that use of
the
equipment would be likely to lead to an arrest and a
conviction, or
where appropriate, to the prevention of acts of
terrorism; d) use of
equipment must be operationally
feasible.
"5. In
judging how far the seriousness of the crime under
investigation
justifies the use of particular surveillance techniques,
authorising
officers should satisfy themselves that the degree of
intrusion
into the privacy of those affected by the surveillance
is
commensurate with the seriousness of the offence. Where the
targets
of surveillance might reasonably assume a high degree of
privacy, for
instance in their homes, listening devices should be
used only for the
investigation of major organised conspiracies
and of other particularly
serious offences, especially crimes of
violence.
"6. The
covert use in operations of listening, recording and
transmitting
equipment (for example microphones, tape recorders and
tracking
equipment) requires the personal authority of the chief
officer."
In certain
circumstances, which do not exist in the present case, this
authority
may be delegated to an assistant chief constable. As appears from
the
facts found by the Judge, after the hearing on the voir dire, the
installation
of the listening device in Mr. Bashforth's premises
was authorised by the
Chief Constable of South Yorkshire on the
grounds that there was good reason
to suppose that Mr. Bashforth
was dealing in heroin, but that conventional
methods of
surveillance were unlikely to provide proof that he was doing so.
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No suggestion
was made in Your Lordships' House that the South Yorkshire
Police
had operated otherwise than in accordance with the Home
Office
guidelines.
Even so, it was
argued for the appellant, the evidence was
unacceptable in
principle and should not be admitted. Private conversations
on
private property of a kind which could not be overheard save by means
of
listening devices should be inviolate save where intrusion upon
them was
authorised by law. The procedure adopted in the present
case should not be
accepted as a means of obtaining evidence, the
more so in a case, such as the
present, where it involved trespass
and, at least arguably, criminal damage to
property.
Mr. Muller
Q.C., representing the appellant, likened the case of a
private
conversation conducted in a private house to that of a private
telephone
conversation by means of the public telecommunications
system. The
interception of the latter was strictly regulated by
the provisions of the
Interception of Communications Act 1985.
This Act had been passed as a
result of the decision of the
European Court of Human Rights in Malone v.
United Kingdom
(1984) 7 E.H.R.R. 14. In that case, the applicant's
telephone
calls and correspondence had been intercepted by the police.
The
interception had been carried out pursuant to a warrant issued
by the Home
Secretary, but there was no authority in statute or
common law for such a
warrant. The applicant had brought civil
proceedings against the police in the
High Court, but without
success. Megarry J. concluded, after an extensive
review of the
authorities, that the applicant had no right of action against
the
police under English law: Malone v. Metropolitan Police
Commissioner
[1979] Ch 344. In the course of his judgment,
however, Megarry J.
commented (p. 380E-H) that telephone tapping
was a subject which cried out
for legislation, and that the
requirements of the European Convention for the
Protection of
Human Rights and Fundamental Freedoms (1953) should provide
a spur
to action.
These comments
were resoundingly echoed by the European Court of
Human Rights.
The Court held that the tapping of the applicant's telephone
amounted
to a breach of his rights under article 8 of the Convention.
That
article provides as follows:
"1.
Everyone has the right to respect for his private and family
life,
his home and his correspondence.
There shall be
no interference by a public authority with the
exercise of this
right except such as is in accordance with the
law and is
necessary in a democratic society in the interests of
national
security, public safety or the economic wellbeing of
the country,
for the prevention of disorder or crime, for the
protection of
health or morals, or for the protection of the
rights and freedoms
of others."
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At paragraph 66
of its judgment (pp. 39-40) the Court held that article
8.2.
imposed requirements over and above compliance with the domestic
law.
These included the requirement that the law must be
adequately accessible.
At paragraph 67 the court added (pp. 40-41)
that
"... the
law must be sufficiently clear in its terms to give citizens
an
adequate indication as to the circumstances in which and the
conditions
on which public authorities are empowered to resort to
the secret and
potentially dangerous interference with the right
to respect for private
life and correspondence."
Mr. Mulier
contended that in the present case there had been
interception
which was not in accordance with the law and further that there
had
been a breach of the requirement of accessibility to information
about the
conditions in which it took place. The Home Office
circular was placed in the
library of the House of Commons, but
knowledge of its terms was not
available to the general public.
Reverting to
the Interception of Communications Act 1985, Mr. Muller
pointed
out that the use in evidence of material obtained by the
interception
of communications was expressly forbidden by section
9. He added that there
had evidently been a similar restriction on
material obtained by the use of
surveillance devices in the years
prior to 1984. He referred us in this
connection to a Home Office
letter dated 1 July 1977, addressed to chief
constables, which
appears to have been the precursor to the 1984 guidelines,
and
which stated that "the primary purpose of using equipment for
aural or
visual surveillance should be to help confirm or dispel a
suspicion of serious
crime, and not to collect evidence (except
where, as in blackmail, the spoken
word is the kernel of the
offence)." This is to be contrasted with the opening
sentence
of paragraph 10 of the 1984 guidelines which reads
"It is
accepted that there may be circumstances in which material
obtained
through the use of equipment by the police for surveillance
as a
necessary part of a criminal investigation could appropriately
be
used in evidence at subsequent court proceedings. ..."
In Reg. v.
Preston [1994] 2 A.C. 130, 148 Lord Mustill. referring
to
paragraph 10, had said that this departure from previous
practice was itself
contradicted a few weeks later by the Home
Office White Paper. The
Interception of Communication in the
United Kingdom (Cmnd. 9438) designed
to lay the ground for the
Bill which became the Interception of
Communications Act 1985.
Paragraph 12(f) of the White Paper had stated
that
"The Bill
will provide for controls over the use of intercepted material.
By
making such material generally inadmissible in legal proceedings
it
will ensure that interception can be used only as an aspect
of
investigation, not of prosecution."
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It is true that
the Home Office guidelines were concerned with aural
and visual
surveillance devices whereas the 1985 Act is concerned with
telephone
tapping and the interception of postal communications, but it
is
difficult to see why different rules should apply to the
admissibility of
evidence gained from these sources. The
difficulty is compounded by the
provisions of the Intelligence
Services Act 1994 which govern the activities
of the Secret
Intelligence Service, the Government Communications
Headquarters
and the Security Service. One of the effects of section 2(2)(a)
and
section 5(4) of the Act is that information obtained by the
Secret
Intelligence Service or the Security Service through the
use of listening
devices may be disclosed not only for the purpose
of preventing or detecting
serious crime but also for the purpose
of any criminal proceedings.
Finally, Mr.
Muller turned to the decision of Your Lordships' House
in Reg.
v. Sang [1980] AC 402. That decision is, of course,
authority for
the proposition that a judge has no discretion to
refuse to admit relevant
evidence on the ground that it was
obtained by improper or unfair means.
Lord Diplock said, at p.
437:
"(1) A
trial judge in a criminal trial has always a discretion to refuse
to
admit evidence if in his opinion its prejudicial effect outweighs
its
probative value. (2) Save with regard to admissions and
confessions
and generally with regard to evidence obtained from
the accused after
commission of the offence, he has no discretion
to refuse to admit
relevant admissible evidence on the ground that
it was obtained by
improper or unfair means. The court is not
concerned with how it was
obtained."
As to this, Mr.
Muller submitted firstly that the general rule in Sang
did
not apply to the evidence with which the present case was
concerned
because that evidence fell within the category of
admissions, confessions, and
other evidence obtained from the
accused after commission of the offence.
In my judgment, this
submission has no force. It is clear from an earlier
passage in
the speech of Lord Diplock, at p. 436B, that the exceptional
category
which he had in mind consisted of
"evidence
tantamount to a self-incriminatory admission which was
obtained
from the defendant, after the offence had been committed, by
means
which would justify a judge in excluding an actual confession
which
had the like self-incriminating effect."
He continued, at p. 436c
"My Lords,
I propose to exclude, as the certified question does,
detailed
consideration of the role of the trial judge in relation
to
confessions and evidence obtained from the defendant after
commission
of the offence that is tantamount to a confession. It
has a long history
dating back to the days before the existence of
a disciplined police
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force, when a
prisoner on a charge of felony could not be represented
by counsel
and was not entitled to give evidence in his own defence
either to
deny that he had made the confession, which was generally
oral, or
to deny that its contents were true. The underlying rationale
of
this branch of the criminal law, though it may originally have
been
based upon ensuring the reliability of confessions is, in my
view, now
to be found in the maxim nemo debet prodere se ipsum, no
one can be
required to be his own betrayer or in its popular
English mistranslation
'the right to silence'. That is why there
is no discretion to exclude
evidence discovered as the result of
an illegal search but there is
discretion to exclude evidence
which the accused has been induced to
produce voluntarily if the
method of inducement was unfair."
In the present
case, I would regard it as a misuse of language to
describe the
appellant as having been "induced" to make the admissions
which
were recorded on the tape. He was under no inducement to do
so. But if this
be too narrow a view, the only result would be to
bring into play the judge's
discretion as to whether or not the
evidence should in fairness be admitted.
It would not make the
evidence intrinsically inadmissible.
Secondly Mr.
Muller submitted that the rule in Reg v. Sang [1980]
A.C.
402 must be taken to have been modified by the enactment of section
9
of the Interception of Communications Act 1985, prohibiting the
admission of
what would otherwise be admissible evidence. This too
appears to me to be,
with respect, a wholly unsustainable
submission. If we were to have regard
to the provisions of the Act
of 1985 which prohibit the admission of evidence
obtained by
comparable means to those used in the present case why should
we
not also have regard to the provisions of the Intelligence Services
Act 1994
which authorise the admission of evidence obtained by
identical means? I am
satisfied, for my part, that neither of
these statutes should be regarded as
affecting the common law
principles laid down by your Lordships' House in
Reg. v.
Sang.
In truth, in
the light of Reg. v. Sang, the argument that the
evidence
of the taped conversation is inadmissible could only be
sustained if two wholly
new principles were formulated in our law.
The first would be that the
appellant enjoyed a right of privacy,
in terms similar to those of article 8 of
the Convention, in
respect of the taped conversation. The second, which is
different
though related, is that evidence of the conversation obtained
in
breach of that right is inadmissible. The objection to the
first of these
propositions is that there is no such right of
privacy in English law. The
objection to the second is that even
if there were such a right the decision of
Your Lordships' House
in Reg. v. Sang and the many decisions which
have
followed it make it plain that as a matter of English law
evidence which is
obtained improperly or even unlawfully remains
admissible, subject to the
power of the trial judge to exclude it
in the exercise of his common law
discretion or under the
provisions of section 78 of the Police and Criminal
Evidence Act
1984.
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If evidence
obtained by way of entrapment is admissible, then a fortiori
there
can hardly be a fundamental objection to the admission of
evidence
obtained in breach of privacy. In Reg. v. Sang itself,
at pp. 429-430,
Lord Diplock noted that if evidence obtained by
entrapment were inadmissible
this would have the effect of
establishing entrapment as a defence to a
criminal charge. By
parity of reasoning, if evidence obtained by a breach of
privacy
were inadmissible then privacy too would become a defence to
a
criminal charge where the substance of the charge consisted of
acts done or
words spoken in private. Such a proposition does not
bear serious
examination.
I conclude,
therefore, that the appellant fails upon the first issue.
The
evidence of the taped conversation was clearly admissible as a
matter of law.
I turn, then,
to the second issue, namely whether the judge should
nevertheless
have excluded it in the exercise of his common law discretion
or
under the powers conferred upon him by section 78. The only
element of the
common law discretion which is relevant for present
purposes is that part of
it which authorises the judge "to
exclude evidence if it is necessary in order
to secure a fair
trial for the accused", as Lord Griffiths put it in Scott v.
The
Queen, Barnes v. The Queen [1989] A.C. 1242, 1256. It is
therefore
unnecessary to consider the common law position
separately from that which
arises under section 78, I would
respectfully agree with Lord Taylor of
Gosforth C.J. that the
power conferred by section 78 to exclude evidence in
the interests
of a fair trial is at least as wide as that conferred by the
common
law.
I hope that I
do not unduly condense the case put forward by
Mr. Muller if I say
that, whereas his submissions upon the first issue placed
indirect
reliance upon article 8 of the Convention, his submissions upon
the
second issue were based directly and almost exclusively upon
the terms of that
article read with section 78. In considering the
second issue I have been
much assisted by the written submission
put forward with the consent of Your
Lordships' House and of the
parties by the National Council for Civil
Liberties ("Liberty").
As Liberty has observed, this case raises for the first
time the
question whether a criminal court, in considering its power
under
section 78 of the Police and Criminal Evidence Act 1984, is
required to have
regard to the European Convention and the
jurisprudence of the European
Court of Human Rights, and if so
whether a violation of the Convention is to
be regarded per se as
a ground for excluding otherwise admissible evidence.
I take first
the submissions on this question which were put forward by
Mr.
Muller on behalf of the appellant. He referred to the full terms of
section
78(1), which reads as follows
"In any
proceedings the court may refuse to allow evidence on which
the
prosecution proposes to rely to be given if it appears to the
court
that, having regard to all the circumstances, including the
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circumstances
in which the evidence was obtained, the admission of
the evidence
would have such an adverse effect on the fairness of the
proceedings
that the court ought not to admit it."
The appellant
contends that these words plainly require the court, in
considering
whether or not to allow the relevant evidence, to have regard to
"all
the circumstances, including the circumstances in which the evidence
was
obtained." If the circumstances in which the evidence was
obtained amounted
to an apparent invasion of the appellant's
rights of privacy under article 8, that
is accordingly something
to which the court must have regard. The only
remaining question
is whether the evidence which was obtained in such
circumstances
would have such an adverse effect on the fairness of the
proceedings
that the court ought not to admit it. As to that, the
appellant
submits that since the proceedings themselves are only
possible because of the
improper conduct of the executive, the
court should conclude that the
admission of evidence obtained in
these circumstances would have such an
adverse effect on the
fairness of the proceedings that the court ought not to
admit it.
The argument
put forward by Liberty similarly started from the
premise that the
duty of the court under section 78 to have regard to
the
circumstances in which the evidence was obtained necessarily
included a duty
to have regard to the fact that the evidence was
apparently obtained in
circumstances which amounted to a breach of
the provisions of article 8. As
a result, the appellant was
entitled to invoke article 13 of the Convention
which provides
"Everyone
whose rights and freedoms as set forth in this Convention
are
violated shall have an effective remedy before a national authority
In Reg. v.
Secretary' of State for the Home Department, Ex parte Brind
[1991] 1 AC 696, 747 Lord Bridge of Harwich had accepted that
"The
United Kingdom is obliged to secure the rights which the
Convention
guarantees, including ... the right under article 13 to an
effective
remedy for any violation."
But the remedy
which article 13 required, according to the submissions of
Liberty,
need not go so far as to exclude evidence obtained in breach
of
article 8. It is sufficient if the national law provides an
effective means of
reviewing the admissibility of the evidence in
the light of the provisions of
article 8. Section 78 provides for
just such a review, and therefore satisfies
the requirements of
article 13.
In the present
case the trial judge had substantially followed the view
of the
law advocated by Liberty. He had accepted that there was at any
rate
an arguable breach of article 8, but had concluded that
neither this nor any of
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the other
circumstances of the case required the exclusion of the
taped
evidence. In the Court of Appeal, however, Lord Taylor of
Gosforth C.J.
[1995] Q.B. 27, 40 had expressed himself somewhat
differently. He said
"As to the
argument based on article 8 of the European Convention on
Human
Rights, counsel for the Crown rightly pointed out that it is not
(as
yet) part of the law of the United Kingdom since it has not
been
enacted into our statutory law. He referred to Chundawadra
v.
Immigration Appeal Tribunal [1988] Imm. A.R. 161 and
Pan-
American World Airways Inc v. Department of Trade [1976]
1 Lloyd's
Rep. 257. From these authorities it is clear that it is
permissible to
have regard to the Convention, which is of
persuasive assistance, in
cases of ambiguity or doubt. In the
circumstances of the present case
the position is neither
ambiguous nor doubtful: nor is it incumbent on
us to consider
whether there was a breach of article 8, and we do not
propose to
do so."
Both Liberty
and the respondent have taken these words as amounting
to an
assertion that article 8 is irrelevant to a court's exercise of its
powers
under section 78. On that basis, say Liberty, the Lord
Chief Justice has fallen
into error. If article 8 were irrelevant
to the exercise of the section 78 power,
then that power could not
amount to an effective remedy for the purposes of
article 13. The
respondent, on the other hand, argues that the Lord Chief
Justice
was quite right to regard the Convention as irrelevant. In
my
judgment, both of these arguments proceed on a fallacious
assumption. The
Lord Chief Justice did not describe article 8 as
"irrelevant" On the contrary
he referred to it twice in
the paragraph of his judgment immediately following
that which I
have quoted, and in which he sets out the ratio of the decision
of
the Court of Appeal. In the passage which I have quoted the
Lord Chief
Justice as I understand him was saying simply that
article 8 forms no part of
our law, that this was not a case of
ambiguity or doubt in which it could be
invoked as an aid to
construction, and that it was no part of the function of the
Court
of Appeal to consider whether there was a breach of the article.
The
question whether there was a breach, and if so what the
consequences should
be, is solely one for the European Court of
Human Rights.
That is not to
say that the principles reflected in the Convention on
Human
Rights are irrelevant to the exercise of the section 78 power.
They
could hardly be irrelevant, because they embody so many of
the familiar
principles of our own law and of our concept of
justice. In particular, of
course, they assert the right of the
individual to a fair trial, that is to say, in
the words of
article 6.1. "a fair and public hearing within a reasonable
time
by an independent and impartial tribunal established by law."
My Lords, I
think it is of interest in the present case that the appellant
makes
no complaint of an infringement of his rights under article 6.1. I
also
note with interest the decision of the European Court of
Human Rights in
Schenk v. Switzerland (1988) 13 E.H.R.R
242. In that case the applicant had
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complained that
the making and use as evidence against him of an unlawfully
obtained
recording of a telephone conversation violated his right to a fair
trial
under article 6 and his right to confidentiality of
telephone communications
under article 8. Rejecting the complaint
under article 6 the Court said this,
at paragraphs 46 and 47 (pp.
265-266) of its judgment:
"46.
While article 6 of the Convention guarantees the right to a
fair
trial, it does not lay down any rules on the admissibility
of
evidence as such, which is therefore primarily a matter
for
regulation under national law.
The Court
therefore cannot exclude (sic) as a matter of
principle and in the
abstract that unlawfully obtained evidence
of the present kind may
be admissible. It has only to ascertain
whether Mr. Schenk's trial
as a whole was fair.
"47.
Like the Commission it notes first of all that the rights of
the
defence were not disregarded.
The applicant
was not unaware that the recording complained
of was unlawful
because it had not been ordered by the
competent judge. He had the
opportunity - which he took - of
challenging its authenticity and
opposing its use, having
initially agreed that it should be heard.
The fact that his
attempts were unsuccessful makes no difference."
The Court went
on to hold at paragraph 53 (p. 268) of its judgment
that it was
not necessary to consider the complaint under article 8 "as
the
issue is subsumed under the question (already dealt with from
the point of
view of article 6) of the use made of the cassette
during the judicial
investigation and the trial."
The submission
put forward on behalf of Liberty suggests that the
European Court
of Human Rights would not necessarily have reached the
same
conclusion under article 6 in the circumstances of the present
case,
firstly because in the present case (unlike Schenk) there
was no evidence
against the accused other than the tape-recorded
conversation and secondly
because whilst the interception in
Schenk was conceded by the Swiss
government to have been in
breach of domestic law safeguards, in the present
case there are
no domestic law safeguards and for that reason the breach is
arguably
of a more fundamental character. I would, for my part, find
it
difficult to attach very great significance to either of these
distinguishing
features, but in any event we are not concerned
with the view which the
European Court of Human Rights might have
taken of the facts of the present
case. Its decision is no more a
part of our law than the Convention itself.
What is significant to
my mind is the Court's acceptance of the proposition
that the
admissibility of evidence is primarily a matter for regulation under
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national law.
and its rejection of the proposition that unlawfully
obtained
evidence is necessarily inadmissible.
Further, it is
to be noted in this connection that although the recording
of the
relevant conversation in the present case was achieved by means of
a
civil trespass and, on the face of it, criminal damage to
property, Mr. Muller
accepted at the outset that these matters
were not fundamental to his argument.
His submissions would have
been essentially the same if the surveillance
device had been
lawfully positioned outside the premises, or, for that matter,
if
the conversation had been overheard by a police officer with
exceptionally
acute hearing listening from outside the window.
This brings one
back to the fact that, under English law, there is in
general
nothing unlawful about a breach of privacy. The appellant's case
rests
wholly upon the lack of statutory authorization for the
particular breach of
privacy which occurred in the present case,
and the consequent infringement,
as the appellant submits, of
article 8.
My Lords, I am
satisfied, for my part, that in these circumstances the
appellant
can no more succeed upon the second issue than upon the first. I
am
prepared to accept that if evidence has been obtained in
circumstances
which involve an apparent breach of article 8, or,
for that matter an apparent
breach of the law of a foreign
country, that is a matter which may be relevant
to the exercise of
the section 78 power. This does not mean that the trial
judge is
obliged to decide whether or not there has been a breach of
the
Convention or of the foreign law. That is not his function,
and it would be
inappropriate for him to do so. By the same token,
it would have been
inappropriate for the judge in the present case
to have decided whether the
admitted damage caused by the police
to Mr. Bashforth's property amounted
to a criminal offence under
section 1 of the Criminal Damage Act 1971. But
if the behaviour of
the police in the particular case amounts to an apparent or
probable
breach of some relevant law or convention, common sense dictates
that
this is a consideration which may be taken into account for what it
is
worth. Its significance, however, will normally be determined
not so much
by its apparent unlawfulness or irregularity as upon
its effect, taken as a
whole, upon the fairness or unfairness of
the proceedings. The fact that the
behaviour in question
constitutes a breach of the convention or of a foreign
law can
plainly be of no greater significance per se than if it constituted
a
breach of English law. Upon the facts of the present case, in
agreement with
the Court of Appeal, I consider that the judge was
fully entitled to hold that
the circumstances in which the
relevant evidence was obtained, even if they
constituted a breach
of article 8, were not such as to require the exclusion of
the
evidence.
I confess that I have reached this
conclusion not only quite firmly as
a matter of law, but also with
relief. It would be a strange reflection on our
law if a man who
has admitted his participation in the illegal importation of
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a large
quantity of heroin should have his conviction set aside on the
grounds
that his privacy has been invaded.
There is only
one further word which I would add. The sole cause of
this case
coming to your Lordships' House is the lack of a statutory
system
regulating the use of surveillance devices by the police.
The absence of such
a system seems astonishing, the more so in
view of the statutory framework
which has governed the use of such
devices by the Security Service since
1989, and the interception
of communications by the police as well as by other
agencies since
1985. I would refrain, however, from further comment
because
counsel for the respondent was able to inform us, on instructions,
that
the government proposes to introduce legislation covering the
matter in the
next session of Parliament.
My Lords, I would dismiss the appeal.
LORD NICHOLLS OF BIRKENHEAD
My Lords,
I have had the
opportunity to read in advance a draft of the speech of
my noble
and learned friend Lord Nolan. I agree that this appeal should
be
dismissed. I add only two observations of my own. First, the
appellant
contended for a right of privacy in respect of private
conversations in private
houses. I prefer to express no view,
either way, on the existence of such a
right. This right, if it
exists, can only do so as part of a larger and wider
right of
privacy. The difficulties attendant on this controversial subject
are
well-known. Equally well-known is the continuing, widespread
concern at the
apparent failure of the law to give individuals a
reasonable degree of
protection from unwarranted intrusion in many
situations. I prefer to leave
open for another occasion the
important question whether the present,
piecemeal protection of
privacy has now developed to the extent that a more
comprehensive
principle can be seen to exist. It is not necessary to pursue
this
question on this appeal. Even if the right for which the
appellant
contended does exist, this would not lead to the
consequence that obtaining
evidence for the purpose of detecting
or preventing serious crime was an
infringement of the right or,
even if it were, that the evidence was
inadmissible at the trial.
Second, the
discretionary powers of the trial judge to exclude evidence
march
hand in hand with article 6.1 of the European Convention of
Human
Rights. Both are concerned to ensure that those facing
criminal charges
receive a fair hearing. Accordingly, when
considering the common law and
statutory discretionary powers
under English law the jurisprudence on article
6 can have a
valuable role to play. English law relating to the ingredients of
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a fair trial is
highly developed. But every system of law stands to benefit by
an
awareness of the answers given by other courts and tribunals to
similar
problems. In the present case the decision of the European
Court of Human
Rights in Schenk v. Switzerland (1988) 13
E.H.R.R. 242 confirms that the use
at a criminal trial of material
obtained in breach of the rights of privacy
enshrined in article 8
does not of itself mean that the trial is unfair. Thus the
ECHR
case law on this issue leads to the same conclusion as English law.
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