Parliamentary
Archives,
HL/PO/JU/18/252
D'Souza (A.P.) (Appellant) v.
Director of Public Prosecutions
(Respondent) (On Appeal from a
Divisional Court of the Queen's
Bench Division)
JUDGMENT
Die Jovis 15° Octobris 1992
Upon Report from the Appellate
Committee to whom was
referred the Cause D'Souza against Director
of Public
Prosecutions, That the Committee had heard Counsel as
well on
Monday the 15th as on Tuesday the 16th days of June last
upon
the Petition and Appeal of Clarissa D'Souza of 28a
Hampton
Road, Worcester Park, Surrey, praying that the matter of
the
Order set forth in the Schedule thereto, namely an Order of
a
Divisional Court of Her Majesty's High Court of Justice of
the
26th day of July 1991, might be reviewed before Her
Majesty
the Queen in Her Court of Parliament and that the said
Order
might be reversed, varied or altered or that the
Petitioner
might have such other relief in the premises as to Her
Majesty
the Queen in Her Court of Parliament might seem meet; as
upon
the case of the Director of Public Prosecutions lodged
in
answer to the said Appeal; and due consideration had this
day
of what was offered on either side in this Cause:
It is Ordered
and Adjudged, by the Lords Spiritual and
Temporal in the
Court of Parliament of Her Majesty the Queen
assembled, That the
said Order of a Divisional Court of Her
Majesty's High
Court of Justice of the 26th day of July 1991
complained of in the
said Appeal be, and the same is hereby,
Set Aside: And it
is further Ordered, That the Cause be, and
the same is
hereby, remitted back to the Crown Court to do in
accordance with
the opinions expressed in this House: And it
is also further
Ordered, That the costs of the Appellant be
taxed in
accordance with the Legal Aid Act 1988.
Cler: Parliamentor:
Judgment: 15 October 1992
HOUSE OF LORDS
D'SOUZA
(A.P.)
(APPELLANT)
v.
DIRECTOR OF
PUBLIC PROSECUTIONS
(RESPONDENT)
Lord
Keith of Kinkel
Lord Roskill
Lord Jauncey of Tullichettle
Lord
Lowry
Lord Browne-Wilkinson
LORD KEITH OF KINKEL
My Lords,
For the reasons given in the
speech to be delivered by my
noble and learned friend Lord Lowry,
which I have read in draft
and with which I agree, I would allow
this appeal and make the
order which he proposes.
LORD ROSKILL
My Lords,
I have had the advantage of
reading in draft the speech of
my noble and learned friend Lord
Lowry. I agree with him. For
the reasons he gives I would allow
this appeal and remit the case
stated to the Crown Court with the
directions which my noble and
learned friend proposes.
LORD JAUNCEY OF TULLICHETTLE
My Lords,
I
have read the speech of my noble and learned friend Lord
Lowry
and, for the reasons which he gives, would remit the case
stated
to the Crown Court with the directions which he proposes.
LORD LOWRY
My Lords,
On 13 March 1989 the appellant was
convicted and
conditionally discharged by the Sutton Justices for
assaulting three
police officers in the execution of their duty
contrary to section
51(1) of the Police Act 1964. Her father,
Edwin D'Souza, was at
the same time convicted and conditionally
discharged for similarly
assaulting one constable. Both defendants
were ordered to pay
compensation and costs and both appealed to
the Crown Court at
Croydon, which on 20 March 1990 dismissed their
appeals. The
appellant appealed by case stated to the Divisional
Court of the
Queen's Bench Division (Nolan L.J. and Otton J.),
which dismissed
her appeal but certified two questions as being of
general public
importance. They were:
"1. Is a person who is
lawfully detained pursuant to section
2 and Part II of the Mental
Health Act 1983 deemed to be
in legal custody by virtue of section
137 of that Act, or
otherwise?
"2. Does the power to enter
premises by force without a
warrant conferred by section 17(l)(d)
of the Police and
Criminal Evidence Act 1984 require that the
person
exercising that power is in hot pursuit of the person who
is
unlawfully at large, and if so, what does 'hot pursuit'
mean?"
The appellant, who appeals by
leave of your Lordships'
House, had indeed assaulted the police
officers and the propriety
of convicting her depended on whether
at the time of the assaults
the police were acting in the
execution of their duty. The answer
to that question depended in
turn on whether the police were
entitled to enter by force without
a warrant the premises in which
the assaults occurred.
The facts, as found by the Crown
Court, were that Edwin
D'Souza, his wife Clara ("the
patient") and the appellant lived at
28a Hampton Road
Worcester Park ("the house"). The patient had
a history
of mental illness. A social worker approved under the
Mental
Health Act 1983 ("the Act"), who had seen the
patient's
hospital notes and had been in touch with local
residents and
police, was concerned about her welfare and on 21
July 1988 went
to the house to speak to the occupants. He was told
to go away.
On 13 October 1988 the social worker pursuant to
section 135 of
the Act obtained warrants to enter the house, went
there with
police officers and two medical practitioners and
gained entry.
The patient was examined by the doctors and taken to
Sutton
Hospital, of which the Chiltern Wing is a psychiatric unit
covering
the area in which the house is situated. According to
section 135,
detention of the patient was lawful for 72 hours
after her arrival.
Pursuant to section 13(2) of the Act, the
social worker interviewed
the patient and applied for her to be
admitted to the hospital for
assessment, and she was so admitted
at 1 p.m. on 13 October 1988
on the recommendation in writing of
two approved medical
practitioners. The Crown Court resolved
against the appellant an
issue concerning the lawfulness of the
patient's admission to and
detention in hospital. The Divisional
Court affirmed the Crown
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Court's view on that question and
it has not been reopened in this
appeal.
The further facts relevant to the
questions for decision by
your Lordships are set out in the case
stated:
"The appellant Edwin D'Souza
applied for the discharge of
the patient, his wife, from hospital.
"On 16 October, 1988, he went
to see the patient at the
hospital, leaving at 3.30 p.m. By 3.55
p.m. the patient was
at the house.
"That day P.C. Pollard went
to the Chiltern Wing of the
hospital, was shown documents and
believed that the patient
was unlawfully at large. Later, with
P.C. Beavan, P.C.
Robbins and two nurses he went to the house,
arriving at
about 7 p.m. intending to return the patient to the
hospital.
"The officers all reasonably
believed (as was the fact) that
the patient was in the house, and
that she was unlawfully at
large.
"The officers were in
uniform. There was no response when
the door was knocked. They
made it known they wanted to
speak to the patient, they were there
to take her back to
hospital. Clarissa D'Souza said they would not
open the
door, she screamed 'don't open the door' and declined
to
open it although the officers threatened to force entry.
"The glass panel of the door
was broken and entry effected.
The appellants had been told that
the officers were there to
take the patient back to hospital.
"We accepted the evidence of
the officers. Where there
was a conflict we preferred the evidence
called on behalf of
the respondents in the appeal (in the Crown
Court) to that
of the appellants.
"We found the officers were
attacked by the appellants. We
disbelieved the first apellant's
evidence that he first became
involved in violence when he
remonstrated with police for
manhandling his daughter and was, for
no reason, kicked by
a police officer. We disbelieved the second
appellant when
in evidence she denied biting.
"The personal violence was
initiated by Clarissa D'Souza who
had taken up an umbrella as a
weapon and used it to strike
P.C. Pollard above the eye. She
struck P.C. Beavan in the
cheek and bit his arm when he took hold
of her arm.
"Edwin D'Souza grabbed P.C.
Beavan from behind. When
P.C. Beavan turned, Edwin D'Souza punched
him in the
stomach.
"When P.C. Robbins, who
had been at the back of the
house, went in and
took Clarissa D'Souza's arm after she
struck P.C. Beavan
with the umbrella, she bit him and tried
to hit him with the
umbrella. At the time of the hearing
- 3 -
P.C. Robbins had a scar on his arm
which we accepted
resulted from that bite. Evidence of Dr. Chan
was read,
unchallenged."
(In the fourth paragraph of the
foregoing findings the words "as
was the fact" must
refer to the belief that the patient was in the
house, since it
was partly a question of law whether the patient
was unlawfully at
large.)
The justification for entering the
house must be sought in s.
17 of the Police and Criminal Evidence
Act 1984 ("P.A.C.E."),
which provides:
"17(1) Subject to the
following provisions of this section,
and without prejudice to any
other enactment, a constable
may enter and search any premises for
the purpose -
(a) of executing - (i) a
warrant of arrest issued in
connection with or arising out of
criminal proceedings; or
(ii) a warrant of commitment issued under
section 76 of the
Magistrates' Courts Act 1980; (b) of
arresting a person for
an arrestable offence; (c) of arresting a
person for an
offence under - (i) section 1 (prohibition of
uniforms in
connection with political objects), 4 (prohibition of
offensive
weapons at public meetings and processions) or 5
(prohibition
of offensive conduct conducive to breaches of the
peace) of
the Public Order Act 1936; (ii) any enactment contained
in
sections 6 to 8 or 10 of the Criminal Law Act 1977
(offences
relating to entering and remaining on property); (d)
of
recapturing a person who is unlawfully at large and whom
he is
pursuing; or (e) of saving life or limb or preventing
serious
damage to property.
"(2) Except for the purpose
specified in paragraph (e) of
subsection (1) above, the
powers of entry and search
conferred by this section - (a)
are only exercisable if the
constable has reasonable grounds for
believing that the
person whom he is seeking is on the premises;
and (b) are
limited, in relation to premises consisting of
two or more
separate dwellings, to powers to enter and search -
(i) any
parts of the premises which the occupiers of any
dwelling
comprised in the premises use in common with the
occupiers
of any other such dwelling; and (ii) any such dwelling
in
which the constable has reasonable grounds for believing
that
the person whom he is seeking may be.
"(3) The powers of entry and
search conferred by this
section are only exercisable for the
purposes specified in
subsection (l)(c)(ii) above by a
constable in uniform.
"(4) The power of search
conferred by this section is only
a power to search to the extent
that is reasonably required
for the purpose for which the power of
entry is exercised.
"(5) Subject to subsection
(6) below, all the rules of
common law under which a constable has
power to enter
premises without a warrant are hereby abolished.
- 4 -
"(6) Nothing in subsection
(5) above affects any power of
entry to deal with or prevent a
breach of the peace."
It will be noted that, except for
the power of entry to deal with
or prevent a breach of the peace,
subsection (5) abolished all the
common law rules relating to a
constable's power of entry without
a warrant. (The power to use
reasonable force is found in section
117(1)).
The statutory provision relied on
by the police in this case
was, of course, section 17(l)(d),
and therefore, to justify entry for
the purpose of recapturing the
patient, she has to be a person (1)
who was unlawfully at large
and (2) whom the police were
pursuing.
The first requirement takes me to
the circumstances,
already mentioned, in which the patient was
admitted to the
hospital and later left it and to the statutory
background
consisting of the relevant provisions of the Act of
1983. The
effect of sections 2(1) and (4) is that a patient may be
admitted
to hospital for assessment and detained there for a
period not
exceeding 28 days if the application for admission is
made in
accordance with subsections (2) and (3). Section 6(1)
provides that
a duly completed application for the admission of a
patient shall
be sufficient authority to take the patient and
convey him to
hospital. There follow a number of provisions which
it may be
convenient to set out at this point:
"6(2) Where a patient is
admitted within the said period to
the hospital specified in such
an application as is mentioned
in subsection (1) above, or, being
within that hospital, is
treated by virtue of section 5 above as
if he had been so
admitted, the application shall be sufficient
authority for
the managers to detain the patient in the hospital
in
accordance with the provisions of this Act. . . .
"17(1) The responsible
medical officer may grant to any
patient who is for the time being
liable to be detained in a
hospital under this Part of this Act
leave to be absent from
the hospital subject to such conditions
(if any) as that
officer considers necessary in the interests of
the patient or
for the protection of other persons.
(3) Where it appears to the
responsible medical officer that
it is necessary so to do in the
interests of the patient or
for the protection of other persons,
he may, upon granting
leave of absence under this section, direct
that the patient
remain in custody during his absence; and where
leave of
absence is so granted the patient may be kept in
the
custody of any officer on the staff of the hospital, or of
any
other person authorised in writing by the managers of
the hospital
or, if the patient is required in accordance with
conditions
imposed on the grant of leave of absence to
reside in another
hospital, of any officer on the staff of
that other hospital.
- 5 -
"18(1) Where a patient who is
for the time being liable to
be detained under this Part of this
Act in a hospital - (a)
absents himself from the hospital
without leave granted
under section 17 above; or (b) fails
to return to the hospital
on any occasion on which, or at the
expiration of any period
for which, leave of absence was granted
to him under that
section, or upon being recalled under that
section; or (c)
absents himself without permission from any
place where he
is required to reside in accordance with conditions
imposed
on the grant of leave of absence under this section.
he may, subject to the provisions
of this section, be taken
into custody and returned to the
hospital or place by any
approved social worker, by any officer on
the staff of the
hospital, by any constable, or by any person
authorised in
writing by the managers of the hospital.
. . . .
Where a patient who is for the
time being, subject to
guardianship under this Part of
this Act absents himself
without the leave of the guardian
from the place at which
he is required by the guardian to reside,
he may, subject to
the provisions of this section, be
taken into custody and
returned to that place by any officer
on the staff of a local
social services authority, by any
constable, or by any person
authorised in writing by the
guardian or a local social
services authority.
A patient shall not be
taken into custody under this
section after the
expiration of the period of 28 days
beginning with
the first day of his absence without leave;
and a
patient who has not returned or been taken
into
custody under this section within the said period shall
cease
to be liable to be detained or subject to
guardianship, as
the case may be, at the expiration of that
period.
. . . .
(6) In this Act 'absent without
leave' means absent from
any hospital or other place and liable to
be taken into
custody and returned under this section, and
related
expressions shall be construed accordingly.
"46(1) The Secretary of State
may by warrant direct that
any person who, by virtue of any
enactment to which this
subsection applies, is required to be kept
in custody during
Her Majesty's pleasure or until the directions
of Her
Majesty are known shall be detained in such hospital
(not
being a mental nursing home) as may be specified in
the
warrant and, where that person is not already detained in
the
hospital, give directions for his removal there.
(2) The enactments to which
subsection (1) above applies
are section 16 of the Courts-Martial
(Appeals) Act 1968,
section 116 of the Army Act 1955, section 116
of the Air
Force Act 1955 and section 63 of the Naval Discipline
Act
1957.
. . . .
- 6 -
"128(1) Where any person
induces or knowingly assists
another person who is liable to be
detained in a hospital
within the meaning of Part II of this Act
or is subject to
guardianship under this Act to absent himself
without leave
he shall be guilty of an offence.
Where any person induces or
knowingly assists another
person who is in legal custody
by virtue of section 137
below to escape from such custody
he shall be guilty of an
offence.
Where any person knowingly
harbours a patient who is
absent without leave or is otherwise at
large and liable to
be retaken under this Act or gives him any
assistance with
intent to prevent, hinder or interfere with his
being taken
into custody or returned to the hospital
or other place
where he ought to be he shall be guilty of an
offence.
....
"135(2) If it appears to a
justice of the peace, on
information on oath laid by any constable
or other person
who is authorised by or under this Act or under
section 83
of the Mental Health (Scotland) Act 1960 to take a
patient
to any place, or to take into custody or retake a
patient
who is liable under this Act or under the said section 83
to
be so taken or retaken - (a) that there is reasonable
cause
to believe that the patient is to be found on
premises
within the jurisdiction of the justice; and (b)
that admission
to the premises has been refused or that a refusal
of such
admission is apprehended,
the justice may issue a warrant
authorising any constable
[named in the warrant] to enter the
premises, if need be by
force, and remove the patient.
(3) A patient who is removed to a
place of safety in the
execution of a warrant issued under this
section may be
detained there for a period not exceeding 72 hours.
(6) In this section 'place of
safety' means residential
accommodation provided by a local social
services authority
under Part HI of the National Assistance Act
1948 or under
paragraph 2 of Schedule 8 to the National Health
Service
Act 1977, a hospital as defined by this Act, a
police
station, a mental nursing home or residential home
for
mentally disordered persons or any other suitable place
the
occupier of which is willing temporarily to receive
the
patient."
(The words in subsection (2)
"named in the warrant" were repealed
by P.A.C.E. section
119(2) and Schedule 7.)
"137(1) Any person required
or authorised by or by virtue
of this Act to be conveyed to any
place or to be kept in
custody or detained in a place of safety or
at any place to
which he is taken under section 42(6) above shall,
while
being so conveyed, detained or kept, as the case may be,
be
deemed to be in legal custody.
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A constable or any other person
required or authorised
by or by virtue of this Act to take any
person into custody,
or to convey or detain any person shall, for
the purposes of
taking him into custody or conveying or detaining
him, have
ail the powers, authorities, protection and privileges
which a
constable has within the area for which
he acts as
constable.
In this section 'convey'
includes any other expression
denoting removal from one place to
another.
"138(1) If any person who is
in legal custody by virtue of
section 137 above escapes, he may,
subject to the provisions
of this section, be retaken - (a)
in any case, by the person
who had his custody immediately before
the escape, or by
any constable or approved social worker; (b)
if at the time
of the escape he was liable to be detained in a
hospital
within the meaning of Part II of this Act, or subject
to
guardianship under this Act, by any other person. who
could
take him into custody under section 18 above if he
had
absented himself without leave.
(2) A person to whom paragraph (b)
of subsection (1) above
applies shall not be retaken under this
section after the
expiration of the period within which he could
be retaken
under section 18 above if he had absented himself
without
leave on the day of the escape unless he is subject to
a
restriction order under Part III of this Act or an order
or
direction having the same effect as such an order;
and
subsection (4) of the said section 18 shall apply with
the
necessary modifications accordingly.
. . . .
(4) This section, so far as it
relates to the escape of a
person liable to be detained in a
hospital within the meaning
of Part II of this Act, shall apply in
relation to a person
who escapes - (a) while being taken to
or from such a
hospital in pursuance of regulations under section
19 above,
or of any order, direction or authorisation under Part
HI or
VI of this Act (other than under section 35, 36, 38, 53,
83
or 85) or under section 123 above; or (b) while being
taken
to or detained in a place of safety in pursuance of an
order
under Part III of this Act (other than under section 35,
36
or 38 above) pending his admission to such a hospital
as if he were liable to be
detained in that hospital and, if
he had not previously been
received in that hospital, as if
he had been so received.
. . . .
(6) Section 21 above shall with
any necessary modifications,
apply in relation to a patient, who
is at large and liable to
be retaken by virtue of this section as
it applies in relation
to a patient who is absent without leave
and references in
that section to section 18 above shall be
construed
accordingly."
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Mr. Kurrein, for the appellant,
submitted that the courts
below had erred in law in holding that
the two requirements of
section 17(l)(d) of P.A.C.E. were
satisfied. On the question
whether the patient was unlawfully at
large, he drew attention to
section 18 of the Act of 1983, which
deals with absence without
leave having been granted under section
17 and he contrasted that
absence with escaping from legal custody
or from a form of
constraint which is deemed to amount to legal
custody, as
described in sections 137 and 138 of the Act of 1983.
He
fortified his argument by referring to the contrast which is
drawn
by section 128(1) and (2) between absence without leave
and
escaping from legal custody. Only a person who has escaped
from
actual or deemed legal custody, he continued, is a
person
"unlawfully at large": the patient here was
merely absent without
leave and was not within the terms of
section 137; therefore she
was not unlawfully at large when the
police came to retake her.
Therefore, he claimed, the respondent
failed at the first hurdle
erected by section 17(1)(d) of
P.A.C.E.
Mr. Collins Q.C., for the
respondent, "lukewarmly", as he
frankly avowed,
submitted that the patient was covered by section
137 and
therefore was deemed to have escaped from legal custody,
from
which it would follow that she was unlawfully at large.
His
alternative argument, by which he set greater store, was that
the
phrase "unlawfully at large" was not a technical
expression and
aptly described the patient, given that she had
without leave
absented herself from the hospital where she was
lawfully
detained.
As to the second requirement of
section 17(l)(d), Mr.
Kurrein submitted that the words
"whom he is pursuing" did not
aptly describe the
situation in the instant case, where the police,
acting on
information received, had gone to the house where
(correctly, as
it turned out) they believed the patient to be, since
"pursuing"
inevitably involved the idea of physical proximity and
immediacy,
a physical chase in the course of which the pursuer
follows his
quarry with the intention of overtaking and capturing
the object
of the pursuit.
Mr. Collins, while admitting that
some limiting significance
must be given to the words "whom
he is pursuing", submitted that
the police were indeed
"pursuing" the patient when they went to
the house and
he also stressed the point that the finding of the
Crown Court on
this question was a finding of fact. My Lords, I
now consider the
rival contentions.
I am, in the first place,
impressed by the proposition that a
patient who is absent from the
hospital without leave is not for
that reason alone to be
deemed to be a person who has escaped
from legal custody. Section
128 of the 1983 Act gives strong
support to the appellant and a
careful study of section 137(1) also
leads me to the conclusion
that none of the three things there
required or authorised to be
done to a person is consistent with
the plight of the patient
before she went absent from the hospital:
the words "required
or authorised to be conveyed" are certainly
not apt; the
words "detained in a place of safety" (which seem to
look
back to section 135) do not, either immediately or when one
considers
how "a place of safety" is treated elsewhere in the Act
of
1983, accord with the situation of a person who is admitted to
- 9 -
hospital for assessment; and the
phrase "kept in custody" is found
in section 46(1) of
the Act of 1983 with a meaning which if
imported into section
137(1), as I believe it must be, does not help
the respondent. It
would indeed be remarkable if the phrase "kept
in custody"
were so general in its meaning as to apply to every
person who is
detained in accordance with the Act: this would
make nonsense of
the contrast in section 128 which has already
been noted. The
words in section 138(1)(b) "if at the time of the
escape
he was liable to be detained in a hospital" do not show
that
all persons whom those words describe are in legal custody.
They
merely extend the category of persons who can retake the
escaper
if the condition in section 138(1)(b) is fulfilled. The
same
argument and counterargument could be applied to a person who
is
subject to guardianship under the Act of 1983, but section
18
shows that a person who is subject to guardianship could not
by
virtue of that circumstance alone be, or be deemed to be, in
legal
custody.
Dealing with Mr. Kurrein's
contrast between section 18 and
section 137, Otton J. said:
"I do not accept this
argument. Mr. Stage took us through
a body of old common law
relating to the powers of arrest
in relation to felonies and
misdemeanours. I do not think it
is necessary to do so. The answer
is to be found in section
137(1) . . . Thus the authority to be
kept etc. stems from
any part of the Act, and not merely from Part
II. She was
thus deemed to be in legal custody under section 137
which
is in Part X."
With respect, I cannot accept the
judge's conclusion as to the
effect of section 137(1), but the
ability to distinguish between
being detained in a hospital under
section 6(2) and being in actual
or deemed legal custody does not
in my opinion conclude this part
of the argument in favour of the
appellant. I accept the
submission of Mr. Collins that the
expression "unlawfully at large"
does not have a
technical or special meaning. A person who is
detained in hospital
under section 6(2) is lawfully detained. If he
goes absent without
leave, he is then at large, as the words in
section 128(3)
"otherwise at large" plainly indicate, and, since he
ought
not to be at large and is, by virtue of section 18(1), liable
to
be taken into custody and returned to the hospital, he
would
inevitably appear to be unlawfully at large until he
is taken into
custody.
During argument a question was
raised with Mr. Kurrein as
to the effect of the words in section
17(3) of the Act of 1983
"direct that the patient remain in
custody", as possibly showing
that the patient was already in
custody before obtaining leave of
absence. Mr. Kurrein's answer to
this potentially unfavourable
inference was that the words "remain
in custody" could mean not
only "still be in custody"
but also "be in custody continuously while
absent with
leave". Even this explanation leaves the patient "in
custody",
and I think that a more helpful explanation from the
appellant's
point of view may be that the custody spoken of in
section 17(3)
is not legal custody, which means the custody of the
law
(as distinct from proper or lawful custody) and is a
technical
expression. Nor is custody under section 17(3) deemed
to be legal
custody by section 137(1) or by any other provision.
- 10 -
I should also mention that the
appellant sought to found an
argument on the fact that section
135(2) empowers a justice to
issue a warrant authorising any
constable to enter, if need be by
force, premises where a patient
is reasonably believed to be, and
to remove the patient. He
submitted that an application for a
warrant was the designated
way of retaking a patient who was
believed to be in a house but
was not covered by section 137(1)
and that there were no
circumstances in which one could reach
the stage of having to
consider the second requirement of section
17(l)(d) in
relation to such a patient. My Lords, I am unable to
view section
135(2) in this light, because I believe that it provides
an
alternative to section 17(l)(d) and not the exclusive
method of
gaining access to premises in order to retake a patient
such as
Mrs. D'Souza.
In his very helpful annotated
edition of "The Police and
Criminal Evidence Act 1984"
2nd ed., (1990), Professor Michael
Zander comments, at p. 42 on
section 17(l)(d):
"This reproduces the common
law power. It includes those
who have escaped from a prison, or of
a court or of the
police (sic) and those who have absconded from
detention in
mental hospitals or other institutions of
compulsory
detention. It is not certain whether the power only
exists
in hot pursuit."
This comment, which was reproduced
by Otton J. in his
judgment, indicates the view of the learned
author that a patient
such as Mrs. D'Souza who absconded from
lawful detention in a
mental hospital, either before or after
P.A.C.E. came into
operation, would be "unlawfully at large",
although not necessarily
by virtue of section 137(1) or any
earlier provision to the like
effect. I turn now to the second
question on the basis, which I
regard as justified, that the
patient was "unlawfully at large".
Was she a person
"whom the constables were pursuing"?
That question, I admit, is a
question of fact but, like all
such questions, it must be answered
within the relevant legal
principles and paying regard to the
meaning in their context of the
relevant words (in this case the
words "whom he is pursuing" in
section 17(l)(d).)
The material portion of the judgment in the
Divisional Court, the
paragraphs of which I have numbered for
convenience, was as
follows:
"1. There can be no doubt
that the officers were
'pursuing' the patient in the sense that
they were following
her with intent to capture her (see Shorter
Oxford English
Dictionary). Although there is authority that,
where the
police are pursuing a person for an arrestable offence,
the
pursuit should be "hot", for my part I do not regard
this as
a desirable criterion or prerequisite to the pursuit and
arrest
of a patient who is suffering from a mental illness.
"2. Sometimes the
circumstances call for quick and
decisive action to avoid danger
to others and the patient.
But any idea that every pursuit has to
be "hot" in the sense
of rapid and calling for immediate
action and entry is
clearly undesirable. This type of situation
often calls for
patience, sensitivity, calmness and tact. The
manner in
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which a pursuit is effected must
be a matter for the
discretion and judgment of those handling the
situation. In
summary those responsible have a choice whether
to apply for a warrant (there is
no obligation to do
so)
or to pursue without a warrant
if the latter, to pursue 'hotly'
or with circumspection
until they judge it expedient to enter and
arrest.
"3. Here those seeking to
retake the patient here had
consulted the records at the hospital
and had not doubt seen
the reports, in particular that of Dr.
Higginson, who had
described a history of paranoid schizophrenia
and 'it is very
possible that she is on the verge of another
breakdown etc.'
It was accordingly apparent to those responsible
that it was
necessary to mount a pursuit and not delay to obtain
a
warrant.
"4. Thus it was open to the
Crown Court to find, on the
material before it, that it was a
proper exercise of the
powers of discretion of those seeking to
retake the escaped
patient and that they were lawfully pursuing
her. On this
analysis the justices were justified in finding that
the
constables were pursuing the patient when they followed her
to
the house in order to recapture her and return her to
hospital,
and under section 117 of the Police and Criminal
Evidence Act were
permitted to use reasonable force if
necessary."
Before commenting on the judgment
I wish to take the
matter a little further. The position about
persons escaping from
custody is summarised in Clerk &
Lindsell on Torts, 16th ed.
(1989) at paragraph 17-44:
"Escape from Custody. A
person who has escaped from
lawful custody is still considered
theoretically a prisoner,
and his recapture is but a continuance
of his former
imprisonment. Recapture may therefore be effected
without
the restrictions as to time or place which may have
been
attached to the original execution of the process
against
him. A person privileged from arrest is not privileged
from
recapture. In effecting a recapture, at any rate upon a
fresh
pursuit, it was propably lawful at common law to
break open
the outer door of a dwelling-house. And, on this
principle, it was
held that where a party had been formally
arrested by touching him
through a broken window it was
lawful thereupon to break into the
house in order to effect
his actual apprehension. [Section
17(l)(d) of the Police and
Criminal Evidence Act 1984 now
empowers a constable to
enter and search any premises for the
purpose of '...
recapturing a person who is unlawfully at large
and whom
he is pursuing.' Section 17(l)(d) would thus
authorise entry
where an arrested person breaks free and flees
from the
constable who has arrested him and is chased by
that
constable and his colleagues. It is more doubtful that
it
authorises entry and search on information to the police
that
prisoner X, who escaped from custody some time ago,
is now to be
found in certain premises. Police in that case
- 12 -
may have to seek a search warrant
or rely on other powers
of entry conferred on them by the Act of
1984.]'
The text (as well as the
footnotes) of the 15th edition
(1982) of Clerk &
Lindsell paragraph 14-65 is almost identical with
that of
paragraph 17-44 of the 16th edition before the new part,
which
I have put in square brackets, with one exception: in
the
fourth sentence, instead of the words "it was probably
lawful at
common law", which I have emphasised
above, we find in the
earlier edition the words "it is
lawful". It can be seen, therefore,
~that, at least
in the opinion of the learned editors, the old
common
law provides a reliable guide to the meaning of section
17(l)(d)
which has replaced it. Further light is cast on
the
common law position by Hart v. Chief Constable of
Kent [1983]
R.T.R. 484, which was mentioned in the appellant's
case but not in
argument. The defendant had an accident while
driving a car and
was tracked to his home by a police dog.
He gave a positive
specimen of breath standing partly
inside and partly outside the
house. A constable told the
defendant he was arresting him and
took hold of him. The
defendant pulled back into the house and a
struggle ensued in the
course of which the constable and another
policeman entered the
house. The defendant's mother asked the
police to leave
and they did so, retaining their hold on
the
defendant, who was later charged with failing
to provide a
specimen of blood or urine and with assaulting a
constable in the
execution of his duty. If, as the defence
contended, the police
were trespassers in the house, that
fact would have provided a
defence directly to the assault
charge and indirectly to the road
traffic charge. McCullough
J., sitting in the Divisional Court with
Griffiths L.J.,
delivered the judgment of the court in favour of the
Crown. He
reviewed a number of ancient authorities and said, at
pp. 489-490:
"Accordingly, the arrest of
the defendant by officers who
remained outside his house on land
where they were still
authorised to be was lawful. Thereafter,
they were not
engaged in attempting to arrest the defendant. They
were
engaged in the essentially different exercise of recapturing
a
prisoner who had escaped from lawful custody. The question
which
therefore arises in this case is whether such a
prisoner can make
good his escape from lawful custody by
reaching his dwelling house
and by refusing permission to
enter to the officers pursuing him .
. . The rights of
officers pursuing those who have escaped are not
affected
by sections 2 and 3 of the Criminal Law Act 1967.
They
derive from the common law, and they include the right
to
break into a dwelling house if need be."
In Foster's Crown Cases 3rd ed. (1792), p. 320 it is said:
". . . if a man, being
legally arrested, . . . escapeth from
the officer and taketh
shelter, though in his own house, the
officer may, upon
fresh suit, break open doors in order to
retake him. ..."
(Note: "suit" is an
equivalent of "pursuit", now obsolete.)
Many of the
illustrations of pursuit (which made it lawful to enter
premises
without a warrant in order to recapture an
escaper)
describe recapture by the very constable from
whom the person
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arrested has escaped. I am not,
however, saying that section
17(l)(d) applies only in such
circumstances. I would assume that
the power of entry to recapture
can apply in a case like the
present, provided the constable is
"pursuing" the patient. But,
even so, I cannot find any
evidence from which pursuit by the
constables before the break-in
can be inferred. The verb in the
clause "whom he is pursuing"
is in the present continuous tense
and therefore, give or
take a few seconds or minutes - this is a
question of degree -,
the pursuit must be almost contemporaneous
with the entry into the
premises. There must, I consider, be an
act of pursuit, that is, a
chase, however short in time and
distance. It is not enough for
the police to form an intention to
arrest, which they put into
practice by resorting to the premises
where they believe that the
person whom they seek may be found.
I turn to the judgment in the
Divisional Court.
It starts by saying that there can
be no doubt that the
officers were "pursuing" the
patient in the sense that they were
following her with intent to
capture her. My Lords, with respect,
this observation avoids the
real question. The word "follow" can
be used in
different senses as, for example, in the direction
"Follow
that car", which may be contrasted with the statement
"You
go to London today and I will follow on Saturday." The
primary
dictionary meaning of "follow" is "go after (a moving
thing
or person)" and I suggest that that meaning must be
akin to the
sense in which the word "pursuing" is used
in section 17(l)(d). As
I said, Mr. Collins conceded that
the requirement of "pursuing"
must limit the
circumstances in which entry without a warrant can
take place,
but, understandably, he was quite unable to explain
what
limitation the clause in question could impose short of
satisfying
the criterion laid down by the ordinary meaning of
"pursuing"
and by the common law, as contended for by Mr.
Kurrein. Section
17(2)(a) applies to every paragraph except (e) of
section
17(1) and therefore every constable who intends to arrest a
person
is seeking him and is obliged to have reasonable grounds
for
believing him to be on the premises which he proposes to
enter.
During argument my noble and learned friend, Lord Jauncey
of
Tullichettle suggested what, if he will permit me to say so,
I
found to be a most convincing analysis of section 17(1),
pointing
out that paragraph (a) demanded the possession of
a warrant,
paragraph (b) dealt with offences of a serious
class, paragraph (c)
named specific offences the nature of
which was considered to
justify entry and paragraph (e)
dealt with two very urgent
situations, whereas entry without a
warrant under paragraph (d) for
the purpose of recapturing
a person who was unlawfully at large
could be made only if the
constable were pursuing that person and
not in any other
circumstances. Therefore a constable, acting on
information
received but not being in possession of a warrant, who
simply goes
to a house where he reasonably (and correctly)
believes that the
person he is seeking can be found cannot, in my
opinion,
conceivably say that he is pursuing that person. To do so
would
empty the word "pursuing" of all meaning. The word
"seek"
in section 17(2)(a) has a primary meaning
"to go in search or quest
of, to try to find, look for".
It applies to every paragraph of
section 17(1). Pursuing is one
manifestation of seeking, but the
latter word is not included in
or equated by the former.
Paragraph 2 of my extract from the
judgment states that
there may be different types of pursuit,
depending on the needs of
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the situation. This applies to the
hunting of any quarry, which
may be chased at full speed, stalked
with stealth or covertly
surrounded. But, whatever the method,
pursuit is the common
characteristic of the operation. It is then
said that those
responsible "have a choice whether (1) to
apply for a warrant
(there is no obligation to do so) (2) or to
pursue without a warrant
(3) if the latter, to pursue 'hotly' or
with circumspection until
they judge it expedient to enter and
arrest." If this statement
means that a warrant is not
necessary in any circumstances and
that the police, if they
receive instructions to take a patient into
custody, have only to
go and enter, using reasonable force, the
house where they
reasonably believe him to be (and that this will
mean that they
are pursuing the patient), I must respectfully
disagree.
Paragraph 3 concludes, "It
was accordingly apparent to those
responsible that it was
necessary to mount a pursuit and not delay
to obtain a warrant."
The words "mount a pursuit" relate back to
the conscious
decision envisaged in choice (2) of paragraph 2, as if
a decision
taken at the police station to "mount a pursuit" of
someone
who is at that moment sitting, or perhaps sleeping, at
home meant
that the constables who were dispatched to the
patient's house
would be "pursuing" him. I have already explained
why I
cannot accept a meaning of pursuit which would be seen to
fit the
action taken in those circumstances to the requirements of
section
17(l)(d). On the question of urgency, which is marginal to
the
legal point at issue, I cannot help pointing out that, her
husband
having left the hospital at 3.30 p.m., the patient was at
home by
3.55 p.m. and the police did not reach the house until 7
p.m.
Moreover, sections 17(l)(e) and 17(6) can be resorted
to
without a warrant if, which has not been suggested in the
present
case, a real emergency is believed to exist. If the
legislature had
intended the police to have a right of entry to
premises in order
to recapture absconding patients independently
of P.A.C.E. or of
the law in force in 1983, I would have expected
an express
enactment to that effect. So far from that having
happened,
section 135(2) of the Act of 1983 expressly authorises
the issue of
a warrant to retake a patient, and this provision
must be regarded
as superfluous if the respondent's case and the
Divisional Court's
judgment are correct.
Coming to paragraph 4, I do not
consider that it was open
to the Crown Court to find that "those
seeking to retake the
escaped patient", and in particular the
constables concerned, were
pursuing her, because there was in my
view no material in the
facts found on which (taking a proper view
of the law) they could
properly reach that conclusion. In Edwards
v. Bairstow [1956] A.C.
14, which was concerned with a finding
of fact, Lord Radcliffe
said, at p. 36:
"When the case comes before
the court it is its duty to
examine the determination having
regard to its knowledge of
the relevant law. If the case contains
anything ex facie
which is bad law and which bears upon the
determination, it
is, obviously, erroneous in point of law. But,
without any
such misconception appearing ex facie, it may be that
the
facts found are such that no person acting judicially
and
properly instructed as to the relevant law could have come
to
the determination under appeal. In those circumstances,
- 15 -
too, the court must intervene. It
has no option but to
assume that there has been some misconception
of the law
and that this has been responsible for the
determination. So
there, too, there has been error in point of
law. I do not
think that it much matters whether this state of
affairs is
described as one in which there is no evidence to
support
the determination or as one in which the evidence
is
inconsistent with and contradictory of the determination, or
as
one in which the true and only reasonable conclusion
contradicts
the determination. Rightly understood, each
phrase propounds the
same test."
My Lords, If I had to answer the
first of the certified
questions, I would answer it in the
negative, but, strictly speaking,
that question is irrelevant,
according to the view which I have
taken, to the first issue which
your Lordships have to decide.
Indeed, according to my view, even
a more widely drawn question,
raising the issue whether the
patient was unlawfully at large,
would be unnecessary to the final
determination which I am
proposing.
As to the second question, the
reference to "hot pursuit"
introduces an element of
confusion. What section 17(l)(d) of
P.A.C.E. requires is
pursuit by the constable in addition to an
intention to arrest
followed by resort to the premises where he
reasonably believes
that the person he is seeking can be found.
Therefore, my Lords, without
answering the certified
questions, I would for the reasons I have
given remit the case
stated to the Crown Court with a direction
(1) to revoke the
orders that the appellant be conditionally
discharged and that she
pay compensation and (2) to dismiss the
charges brought against
her.
LORD BROWNE-WILKINSON
My
Lords,
I have read the speech of my noble
and learned friend Lord
Lowry and, for the reasons which he gives,
would remit the case
stated to the Crown Court with the directions
which he proposes.
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