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Parliamentary
Archives,
HL/PO/JU/18/251
Regina v. Deputy Governor of
Parkhurst Prison and others
(Respondents) ex parte Hague (A.P.)
(Appellant)
JUDGMENT
Die Mercurii 24° Julii 1991
Upon Report from the Appellate Committee to
whom was
referred the Cause Regina against Deputy Governor of
Parkhurst
Prison and others ex parte Hague (A.P.), That the
Committee
had heard Counsel as well on Tuesday the 4th as on
Wednesday
the 5th, Thursday the 6th, Monday the 10th, Tuesday the
11th
and Wednesday the 12th days of June last, upon the
Petition
and Appeal of Christopher Hague currently detained at
Her
Majesty's Prison Long Lartin, praying that the matter of
the
Order set forth in the Schedule thereto, namely an Order
of
Her Majesty's Court of Appeal of the 25th day of May
1990,
might be reviewed before Her Majesty the Queen in Her Court
of
Parliament and that the said Order might be reversed, varied
or
altered or that the Petitioner might have such other relief
in the
premises as to Her Majesty the Queen in Her Court of
Parliament
might seem meet; as upon the case of the Deputy
Governor of
Parkhurst Prison lodged in answer to the said
Appeal; and due
consideration had this day of what was offered
on either side in
this Cause:
It is Ordered and Adjudged, by
the Lords Spiritual and
Temporal in the Court of Parliament of Her
Majesty the Queen
assembled, That the said Order of Her Majesty's
Court of
Appeal of the 25th day of May 1990 complained of in the
said
Appeal be, and the same is hereby, Affirmed and that
the said
Petition and Appeal be, and the same is hereby, dismissed
this
House: And it is further Ordered, That the costs of
the
Appellant be taxed in accordance with the Legal Aid Act 1988.
Cler: Parliamentor:
Judgment: 24.7.91
HOUSE OF LORDS
REGINA
v.
DEPUTY GOVERNOR OF PARKHURST PRISON AND OTHERS
(RESPONDENTS)
ex parte
HAGUE (A.P.)
(APPELLANT)
WELDON
(RESPONDENT)
v.
SECRETARY OF STATE FOR THE HOME DEPARTMENT
(APPELLANT)
CONJOINED APPEALS
Lord Bridge of Harwich
Lord
Ackner
Lord Goff of Chieveley
Lord Jauncey of Tullichettle
Lord
Lowry
LORD BRIDGE OF HARWICH
My Lords,
There are two appeals before the
House. I shall refer to
them as the case of Hague and the
case of Weldon respectively.
They raise important questions
with respect to the rights of
convicted prisoners.
Introduction
The decisions of the Court of
Appeal in Reg. v. Board of
Visitors of Hull Prison, Ex parte
St. Germain [1979] Q.B. 425 and
of this House in Leech v.
Deputy Governor of Parkhurst Prison
[1988] AC 533
established that the courts have jurisdiction to
entertain
applications for judicial review of disciplinary awards
made by
boards of visitors and by prison governors respectively
under the
Prison Rules 1964. In both cases it had been contended,
in effect
on behalf of the Home Office, that jurisdiction should be
declined
on the ground that any interference by the courts in the
management
of prisons would be subversive of prison discipline. In
Leech's
case, as I record at p. 566B-C, Mr. Laws had urged that,
if
jurisdiction were accepted in relation to awards by prison
governors, this would "make
it impossible to resist an invasion by
what he called 'the
tentacles of the law' of many other
departments of prison
administration." In deciding the appeal your
Lordships faced
that prospect without undue alarm and I believe
that the
circumstances of the case of Hague now before the House
show
that it was right to do so. In the case of Hague both
courts
below held that they had jurisdiction to entertain an
application
for judicial review which questioned the legality of
Hague's
segregation under rule 43 of the Prison Rules 1964 and the
Court
of Appeal declared that the procedure followed pursuant to
the
terms of a Home Office circular issued in 1974 was not
warranted
by the terms of the rule and was accordingly unlawful.
In your
Lordships' House the Secretary of State, acting by Mr.
Laws, has
chosen, very sensibly if I may say so, not to pursue any
challenge
either to the assumption of jurisdiction or to its
exercise by the
declarations granted. Instead the Home Office have
issued a new
circular prescribing a new procedure to be followed
in future in
the relevant circumstances which conforms to the
requirements of
rule 43 as construed by the Court of Appeal. I
believe this
confirms the view that the availability of judicial
review as a
means of questioning the legality of action
purportedly taken in
pursuance of the prison rules is a beneficial
and necessary
jurisdiction which cannot properly be circumscribed
by
considerations of policy or expediency in relation to
prison
administration. Those considerations only come into play
when the
court has to consider, as a matter of discretion, how
the
jurisdiction should be exercised. But the issues which it
is
necessary to resolve in the present appeals relate neither to
the
scope of the courts' public law jurisdiction in judicial
review nor
to the exercise of discretion in that jurisdiction. The
appeals
raise the wholly different question whether a convicted
prisoner
who, in the course of serving his sentence, has been
treated in a
way which the rules do not permit has in any and
what
circumstances a cause of action in private law sounding
in
damages against the prison governor or the Home Office on
the
ground either of a breach of statutory duty or of the tort of
false
imprisonment.
Hague
I turn to recount, so far as
necessary, the circumstances in
each case giving rise to the
litigation and the course of the
litigation in the courts below.
In July 1988 Hague was at
Parkhurst Prison serving a sentence of
15 years' imprisonment. In
circumstances which it is unnecessary
for present purposes to
relate he was thought by the Deputy
Governor then in charge of
the prison to be a trouble maker and on
8 July 1988 was ordered
by the Deputy Governor to be transferred
to Wormwood Scrubs and
to be held there for 28 days in segregation
from other prisoners.
The order made by the Deputy Governor was
formally confirmed
by the Regional Director of Prisons on behalf
of the Secretary of
State. The order was given, confirmed and
carried into effect in
purported pursuance of rule 43 of the
Prison Rules 1964 and in
reliance on the terms of the Home Office
circular to which I have
earlier referred. Rule 43 provides as
follows:
"Removal from association
- 2 -
"(1) Where it appears
desirable, for the maintenance of
good order or discipline or in
his own interests, that a
prisoner should not associate with other
prisoners, either
generally or for particular purposes, the
governor may
arrange for the prisoner's removal from
association
accordingly.
A prisoner shall not be removed
under this rule for a
period of more than 24 hours
without the authority of a
member of the board of
visitors, or of the Secretary of
State. An authority
given under this paragraph shall be for
a period not
exceeding one month, but may be renewed
from month to
month. . . .
The governor may arrange at his
discretion for such a
prisoner as aforesaid to resume
association with other
prisoners, and shall do so if in
any case the medical officer
so advises on medical grounds."
The effect of the action taken in
purported pursuance of the rule
was that, for a period of 28 days,
Hague was denied the benefit
of association with other prisoners
and various other privileges
enjoyed by long-term prisoners who
are subject to the normal
prison regime. The regime of a prisoner
segregated under rule 43
is not, we are told, significantly
different from that of a prisoner
held in cellular confinement
pursuant to a disciplinary award of
the governor or the board of
visitors under rule 51 or 52
respectively. Hague challenged the
legality of his segregation by
an application for judicial review
claiming relief in various forms
including damages for false
imprisonment. The application was
dismissed by the Divisional
Court (Ralph Gibson L.J. and Nolan J.)
but allowed in part by the
Court of Appeal (Sir Nicolas Browne-
Wilkinson V.-C., Taylor and
Nicholls L.JJ.) [1990] 3 W.L.R. 1210.
They held that the governor
of one prison had no power under rule
43 to order the segregation
of a prisoner after his transfer to
another prison. That power
could only be exercised by the
governor of the receiving prison.
They held further that the
authority of a member of the board of
visitors or of the Secretary
of State under rule 43(2) for the
continued segregation of the
prisoner beyond the period of 24
hours could lawfully be given only
in the exercise of an
unfettered discretion both as to whether it
should be given and if
so for how long, whereas the Home Office
circular had approved the
grant by the Regional Director of
Prisons on behalf of the
Secretary of State of authority confirming
a governor's order to
detain the prisoner for a period of 28 days
as a matter of
routine. The Court of Appeal gave effect to these
conclusions by
making appropriate declarations, but refused in their
discretion
to grant orders of certiorari to quash the relevant
orders made by
the Deputy Governor of Parkhurst Prison and the
Regional Director
of Prisons on behalf of the Secretary of State.
It will not now be
necessary to consider any issue relating to this
refusal. It was
conceded by Mr. Laws in the course of argument
that, since it has
been declared that the procedure which led to
Hague's segregation
was not lawful under rule 43, neither the
circumstance that the
relevant orders were made in reliance on
the Home Office circular
nor the fact that they had not been
formally quashed by certiorari
could afford any defence to Hague's
claim for damages if such a
claim were otherwise sustainable.
The Court of Appeal held that in
the circumstances an action for
- 3 -
damages for false imprisonment did
not lie. They granted the
parties leave to appeal and to
cross-appeal, but, as already
indicated, no cross-appeal is
presented by the Secretary of State.
Weldon
Weldon was in May 1984 in Leeds
Prison serving a sentence
of four years' imprisonment. In 1987 he
issued proceedings in the
Leeds County Court claiming damages
against the Home Office for
assault and battery and for false
imprisonment. The relevant
paragraph of the particulars of claim
reads as follows:
"2. On or about 9 May 1984,
the Plaintiff was falsely
imprisoned and unlawfully assaulted and
battered by certain
prison officers.
PARTICULARS
(i) Shortly after 5.30 pm on
the said date, three prison
officers burst into the Plaintiff's
cell and without
good cause dragged him onto the landing, where
they
were joined by three further prison officers;
(ii) the Plaintiff was then
dragged down the stairs
(despite his request to walk) and placed
in a cell in
the punishment block;
(iii) shortly afterwards, the
Plaintiff was removed to a
strip cell where his clothes were taken
from him. He
remained there till the following morning.
During
this time the Plaintiff was further assaulted by the
same
prison officers;
(iv) the Plaintiff will allege
that the unlawful treatment
hereinbefore described converted pro
tem a lawful
detention into a false imprisonment."
The Home Office applied to strike
out so much of the pleading as
alleges false imprisonment. The
application was dismissed by the
registrar and appeals by the Home
Office were successively
dismissed by the assistant recorder Mr.
D.R. Wood, and by the
Court of Appeal (Fox, Parker and Ralph
Gibson L.JJ.) [1990] 3
W.L.R. 465. The Home Office now appeals by
leave of the Court
of Appeal.
Breach of statutory duty
It was not open to counsel for
Hague in any court below
your Lordships' House to advance a claim
to damages for breach
of statutory duty because of the decision of
the Court of Appeal
in Becker v. Home Office [1972] 2 Q.B.
407, where one of the
grounds on which it was held that the
plaintiff failed was that a
breach of the prison rules does not,
per se, give rise to a cause of
action. But Mr. Sedley has
now put the claim for damages in the
case of Hague on this
alternative basis in the forefront of his
argument and I think it
logical to consider it first.
On this part of the case Mr.
Sedley has constructed an
elaborate argument resting on a premise
which he describes as
- 4 -
"the groundrule" for
ascertaining whether a plaintiff has a cause of
action for breach
of statutory duty. It ail depends, he submits, on
whether he
belongs to a class which the statutory provision was
intended to
protect and has suffered a detriment in consequence of
a breach of
the duty of a kind from which the provision was
intended to
protect him. If so, then in the absence of any other
specific
provision in the statute, such as a criminal penalty, to
enforce
performance of the statutory duty, it necessarily follows,
Mr.
Sedley submits, that the law affords a remedy in damages
for
its breach. Hence the question of statutory construction is
not
the broad question whether an intention to give a cause of
action
can be inferred from the provision in question read in
their
context, but the narrower question whether the provision
is
intended to protect the interests of a class of which the
plaintiff
is a member. This then leads on to the conclusion that
certain
provisions of the Prison Rules 1964, which were intended
to
protect the interests of prisoners, and in particular rule
43(2)
which was intended to protect prisoners from unlawful
segregation,
must give rise to a cause of action in favour of any
prisoner who
suffers a detriment from a breach of the duty
imposed.
I believe the fallacy in this
argument is that it relies on
authorities relating to statutory
duties imposed for no other
purpose than to protect various
classes of person from the risk of
personal injury to which they
are exposed and seeks to apply
certain dicta in those authorities
to a totally different statutory
context. Thus Groves v.
Wimborne (Lord) [1898] 2 QB 402 was
concerned with the
question whether a breach of the duty to fence
dangerous machinery
imposed by section 5(4) of the Factory and
Workshop Act 1878 gave
a cause of action to a workman thereby
injured notwithstanding the
criminal sanctions also imposed by the
statute for breach of the
duty. It was in this context that
Vaughan Williams L.J. said, at
pp.415-416:
". . . it cannot be doubted
that, where a statute provides
for the performance by certain
persons of a particular duty,
and some one belonging to a class of
persons for whose
benefit and protection the statute imposes the
duty is
injured by failure to perform it, prima facie, and, if
there
be nothing to the contrary, an action by the person
so
injured will lie against the person who has so failed
to
perform the duty."
Again, it was in reference to a
provision in the Pedestrian
Crossing Places (Traffic) Regulations
1941 designed to protect
pedestrians from injury by motor vehicles
that Lord Wright said in
London Passenger Transport Board v.
Upson [1949] A.C. 155, 168:
"... a claim for damages for
breach of a statutory duty
intended to protect a person in the
position of the
particular plaintiff is a specific common law
right which is
not to be confused in essence with a claim for
negligence.
The statutory right has its origin in the statute, but
the
particular remedy of an action for damages is given by
the
common law in order to make effective, for the benefit of
the
injured plaintiff, his right to the performance by the
defendant
of the defendant's statutory duty."
- 5 -
In Lonrho Ltd. v. Shell
Petroleum Co. Ltd. (No.2) [1982] A.C. 173,
185, Lord Diplock
describing exceptions to the "general rule" that
"where
an Act creates an obligation, and enforces the performance
in a
specified manner . . . that performance cannot be enforced in
any
other manner" said:
"The first is where upon the
true construction of the Act it
is apparent that the obligation or
prohibition was imposed
for the benefit or protection of a
particular class of
individuals, as in the case of the Factories
Acts and similar
legislation. As Lord Kinnear put it in Butler
(or Black) v.
Fife Coal Co. Ltd. [1912] AC 149, 165, in the
case of such
a statute:
'There is no reasonable ground for
maintaining that a
proceeding by way of penalty is the only
remedy
allowed by the statute . . . We are to consider the
scope
and purpose of the statute and in particular for
whose benefit it
is intended. Now the object of the
present statute is plain. It
was intended to compel
mine owners to make due provision for the
safety of
the men working in their mines, and the persons
for
whose benefit all these rules are to be enforced are
the
persons exposed to danger. But when a duty of
this kind is imposed
for the benefit of particular
persons there arises at common law a
correlative
right in those persons who may be injured by
its
contravention."'
Mr. Sedley relied on all these
passages and in particular on
the references in the passages cited
from Lord Wright and Lord
Kinnear to the common law as the source
of the plaintiff's rights.
But the context in each case makes
clear that the role of the
common law is simply to make effective
the benefit which the
legislature intends to confer on the
particular plaintiff of
protection from danger of a particular
kind, in each of the cases
cited the danger of personal injury. I
do not think one escapes by
this route from the fundamental
question: "Did the legislature
intend to confer on the
plaintiff a cause of action for breach of
statutory duty?" by
transposing it into the question: "Did the
legislature intend
to confer on the plaintiff protection from
damage of a kind for
which, if the protection is not effectively
provided, the common
law will afford a monetary remedy?" When
asked in relation to
enactments of the kind to which the
authorities relied upon refer
the two questions are really one and
the same. When asked in
relation to enactments of such a very
different kind as the prison
rules, the second form of the
question neither avoids nor
illuminates the problem of answering
the first.
The fuller citation of authority
on this point in the speech
of my noble and learned friend, Lord
Jauncey of Tullichettle,
which I gratefully adopt and need not
repeat, amply supports the
conclusion that, like any other
question of statutory construction,
the question whether an
enactment gives rise to a cause of action
for breach of statutory
duty is a question of ascertaining the
intention of the
legislature.
- 6 -
The Prison Rules 1964 are
made under section 47 of the
Prison Act 1952 which provides by
subsection (1):
"The Secretary of State may
make rules for the regulation
and management of prisons, remand
centres, detention
centres and Borstal institutions respectively,
and for the
classification, treatment, employment, discipline and
control
of persons required to be detained therein."
Mr. Laws submits that the critical
question of legislative intent
must be determined at the stage of
considering the ambit of this
rule-making power and that
Parliament cannot have intended to
enable the Secretary of State
to make rules which would confer a
right of action on prisoners
for any breach . I see the attraction
of this submission but I am
unable to accept it. The power
conferred is very wide,
particularly in relation to the "treatment"
of persons
detained in prison. If the Secretary of State were to
make rules,
for example in relation to the employment of prisoners
in prison
workshops, of a kind which were clearly designed for no
other
purpose than to safeguard prisoners from hazards likely to
cause
personal injury, I am of the opinion, on the one hand, that
those
rules would properly be construed as giving a cause of action
to
prisoners injured in consequence of a breach and, on the other
hand,
that such rules could not be condemned as ultra vires
section 47.
In Arbon v. Anderson [1943]
K.B 252 the question at issue
was whether a cause of action arose
from a breach of the Prison
Rules 1933 made under the Prison Act
1898. Goddard L.J. said,
at p. 254:
"The real question which
falls to be determined is whether
it is intended by the statute to
confer an individual right. I
am clearly of opinion that neither
the Prison Act 1898, nor
the rules were intended to confer any
such right."
In Becker v. Home Office
[1972] 2 Q.B. 407 both Lord Denning
M.R. and Edmund Davies L.J.
expressed their conclusion that a
breach of the Prison Rules 1964
creates no civil liability in equally
general terms. Mr. Sedley
submits that such a general approach is
erroneous and that each
provision in the rules must be considered
separately. Whilst I do
not accept this criticism of the earlier
authorities, I do accept
that we may properly be invited in asking
the question whether the
breach of a particular provision of the
rules gives rise to a
cause of action to examine that provision in
its context. Adopting
that course, I can find nothing in rule 43 or
in any context that
is relevant to the construction of rule 43
which would support the
conclusion that it was intended to confer
a right of action on an
individual prisoner. The purpose of the
rule, apart from the case
of prisoners who need to be segregated
in their own interests, is
to give an obviously necessary power to
segregate prisoners who
are liable for any reason to disturb the
orderly conduct of the
prison generally. The rule is a purely
preventive measure. The
power is to be exercised only in
accordance with the procedure
prescribed by sub-rule (2). But
where the power has been exercised
in good faith, albeit that the
procedure followed in authorising
its exercise was not in
conformity with rule 43(2), it is
inconceivable that the legislature
intended to confer a cause of
action on the segregated prisoner.
- 7 -
False imprisonment
The Court of Appeal in the case of
Weldon approached the
question whether a prisoner serving
his sentence cart ever sustain a
claim for false imprisonment, as
they were invited to do by Mr.
Laws, as a single question which
must admit of the same answer
irrespective of the identity of the
defendant. Ralph Gibson L.J.,
delivering the leading judgment,
with which both Fox and Parker
L.JJ. agreed, said, at p. 474:
"There is no reason apparent
to me why the nature of the
tort, evolved by the common law for
the protection of
personal liberty, should be held to be such as
to deny its
availability to a convicted prisoner, whose residual
liberty
should, in my judgment, be protected so far as the law
can
properly achieve unless statute requires otherwise.
If,
however, as Mr. Laws submitted, the tort of false
imprisonment
was not available to a convicted prisoner
against a prison
officer, I accept his submission that it
could not, for the same
reasons, be available to a convicted
prisoner against a fellow
prisoner."
Ralph Gibson L.J. had also
delivered the judgment of the
Divisional Court in the case of
Hague in which he expressed the
view that the segregation
of a prisoner would not constitute the
tort of false imprisonment
if the order for segregation, although
not lawfully authorised
under rule 43, was given in good faith.
Giving the judgment in the
case of Weldon he found it unneccesary
to express a final
conclusion on this point since, if want of good
faith were a
necessary ingredient of the tort, he held that it was
sufficiently
alleged in the pleading against the officers concerned.
The
pleading, he held, also alleged circumstances capable of
amounting
to "intolerable conditions of detention" such as
would
sustain a claim of false imprisonment on the authority of
the
decision of the Court of Appeal in Middleweek v. the
Chief
Constable of Merseyside (Note) [1990] 3 W.L.R. 481. It
was on
these grounds that the Court of Appeal declined to strike
out the
pleading of false imprisonment in the case of Weldon.
Parker
L.J., in adding his own reasons to his agreement with those
given
by Ralph Gibson L.J., was clearly much concerned with
the
problem of the rights of prisoners as against fellow prisoners
or
prison officers acting in bad faith. He said, at p. 480:
"Although the plaintiff may,
in the end, fail to establish the
facts, we must proceed for the
moment on the basis that he
was kept locked up naked overnight in
a cell known as a
strip cell. It is said that as he was lawfully
detained in the
prison this cannot amount to false imprisonment.
If this be
right it must, I think, follow that he could have had
no
claim for false imprisonment if his detention naked in
that
cell had continued for weeks. It would also seem to me
to
follow that if he had been locked up in a similar
condition,
not by prison officers, but by fellow inmates, he would
have
no such claim. It would follow, too, that, if a
convicted
criminal were confined in a prison in which he and
his
fellows were permitted, within the confines of a
perimeter
fence enclosing some acres of ground, to lead normal
lives,
he would have no such claim if he were locked up, with
or
without clothes, in a shed in some remote part of the
- 8 -
grounds, whether by fellow inmates
or prison officers. To
hold that such treatment could not amount
to false
imprisonment offends, in my judgment, against
common
sense."
In so far as the Court of Appeal's
reasoning in these
judgments proceeds from the premise urged upon
them by Mr.
Laws that a prisoner's "right to liberty" is
either totally abrogated
or partially retained in the form of a
"residual liberty," I think,
with all respect, that it
is erroneous. To ask at the outset
whether a convicted prisoner
enjoys in law a "residual liberty," as
if the
extent of any citizen's right to liberty were a species of
right
in rem or a matter of status, is to ask the wrong question.
An
action for false imprisonment is an action in personam. The
tort
of false imprisonment has two ingredients: the fact of
imprisonment
and the absence of lawful authority to justify it. In
Meering
v. Grahame-White Aviation Co. Ltd. (1919) 122 L.T. 44
Atkin
L.J. said, at p. 54 that "any restraint within defined
bounds
which is a restraint in fact may be an imprisonment".
Thus if A
imposes on B a restraint within defined bounds and is
sued by B
for false imprisonment, the action will succeed or fail
according to
whether or not A can justify the restraint imposed on
B as lawful.
A child may be lawfully restrained within defined
bounds by his
parents or by the schoolmaster to whom the parents
have
delegated their authority. But if precisely the same
restraint is
imposed by a stranger without authority, it will be
unlawful and
will constitute the tort of false imprisonment.
I shall leave aside initially
questions arising from the
situation where a convicted prisoner
serving a sentence is
restrained by a member of the prison staff
acting in bad faith, by
a fellow prisoner or any other third
party, or in circumstances
where it can be said that the
conditions of his detention are
intolerable. I shall address first
what I believe to be the primary
and fundamental issue, viz.
whether any restraint within defined
bounds imposed upon a
convicted prisoner whilst serving his
sentence by the prison
governor or by officers acting with the
authority of the prison
governor and in good faith, but in
circumstances where the
particular form of restraint is not
sanctioned by the prison
rules, amounts for that reason to the tort
of false imprisonment.
The starting point is section
12(1) of the Prison Act 1952
which provides:
"A prisoner, whether
sentenced to imprisonment or
committed to prison on remand pending
trial or otherwise,
may be lawfully confined in any prison."
This provides lawful authority for
the restraint of the prisoner
within the defined bounds of the
prison by the governor of the
prison, who has the legal custody of
the prisoner under section 13,
or by any prison officer acting
with the governor's authority. Can
the prisoner then complain that
his legal rights are infringed by a
restraint which confines him
at any particular time within a
particular part of the prison? It
seems to me that the reality of
prison life demands a negative
answer to this question. Certainly
in the ordinary closed prison
the ordinary prisoner will at any time
of day or night be in a
particular part of the prison, not because
- 9 -
that is where he chooses to be,
but because that is where the
prison regime requires him to be. He
will be in his cell, in the
part of the prison where he is
required to work, in the exercise
yard, eating meals, attending
education classes or enjoying
whatever recreation is permitted,
all in the appointed place and at
the appointed time and all in
accordance with a more or less Figid
regime to which he must
conform. Thus the concept of the
prisoner's "residual
liberty" as a species of freedom of movement
within the
prison enjoyed as a legal right which the prison
authorities
cannot lawfully restrain seems to me quite illusory.
The prisoner
is at all times lawfully restrained within closely
defined bounds
and if he is kept in a segregated cell, at a time
when, if the
rules had not been misapplied, he would be in the
company of other
prisoners in the workshop, at the dinner table or
elsewhere, this
is not the deprivation of his liberty of movement,
which is the
essence of the tort of false imprisonment, it is the
substitution
of one form of restraint for another.
Mr. Harris seeks to surmount these
difficulties by submitting
that whenever there is a breach of the
rules which is sufficiently
"fundamental" this converts
an otherwise lawful imprisonment into
an unlawful imprisonment.
This, as I understand it, is quite a
different concept from that
of an infringement of residual liberty.
The submission is that any
breach of the rules which is sufficiently
far reaching in its
effect on the prisoner, for example the failure
to supply him with
clothing "adequate for warmth and health"
pursuant to
rule 20(2), undermines the legality of his imprisonment.
Logically
this would lead to the conclusion that the prisoner who
has not
been supplied with proper clothing would be entitled to
walk out
of the prison, but Mr. Harris understandably disclaims any
such
extravagant proposition. It follows that the authority given
by
section 12(1) for lawful confinement of the prisoner cannot
possibly
be read as subject to any implied term with respect to
compliance
with the prison rules and this is fatal to any
submission which
seeks to make the lawfulness of the imprisonment
depend in any
sense on such compliance.
In my opinion, to hold a prisoner
entitled to damages for
false imprisonment on the ground that he
has been subject to a
restraint upon his movement which was not in
accordance with the
Prison Rules 1964 would be, in effect, to
confer on him under a
different legal label a cause of action for
breach of statutory duty
under the Rules. Having reached the
conclusion that it was not
the intention of the Rules to confer
such a right, I am satisfied
that the right cannot properly be
asserted in the alternative guise
of a claim to damages for false
imprisonment.
Mr. Sedley and Mr. Harris both
rely on a number of 19th
century decisions. These are considered
in the judgment of Taylor
L.J. in the case of Hague [1990]
3 W.L.R. 1210, 1263-1264, and in
the speech of my noble and
learned friend, Lord Jauncey of
Tullichettle. I agree with their
reasons for reaching the conclusion
that these cases are no longer
relevant in view of the broad scope
of section 12(1) of the Act of
1952.
I turn next to the question posed
by the example given in
the judgment of Parker L.J. in the case of
Weldon [1990] 3 W.L.R.
465, 480, of a prisoner locked in a
shed by fellow prisoners. I
think the short answer to this
question is given by Taylor L.J. who
said in the case of Hague
[1990] 3 W.L.R. 1210, 1267G:
- 10 -
"In such a situation action
for false imprisonment would
surely lie (for what it was worth),
since the fellow prisoners
would have no defence under section 12
of the Prison Act
1952."
The prisoner locked in the shed is
certainly restrained within
defined bounds and it is nihil ad rem
that if he were not locked in
the shed, he would be locked in his
cell or restrained in
accordance with the prison regime in some
other part of the
prison. The restraint in the shed is unlawful
because the fellow
prisoners acted without the authority of the
governor and it is
only the governor, who has the legal custody of
the prisoner, and
persons acting with the authority of the
governor who can rely on
the provisions of section 12(1).
This consideration also leads to
the conclusion that a prison
officer who acts in bad faith by
deliberately subjecting a prisoner
to a restraint which he knows
he has no authority to impose may
render himself personally liable
to an action for false imprisonment
as well as committing the tort
of misfeasance in public office.
Lacking the authority of the
governor, he also lacks the protection
of section 12(1). But if
the officer deliberately acts outside the
scope of his authority,
he cannot render the governor or the Home
Office vicariously
liable for his tortious conduct. This no doubt
explains why Mr.
Harris did not seek to sustain the decision of the
Court of Appeal
in his favour on the ground that the plaintiff's
pleading should
be read as involving an allegation of bad faith.
There remains the question whether
an otherwise lawful
imprisonment may be rendered unlawful by
reason only of the
conditions of detention. In Reg. v.
Commissioner of the Police of
the Metropolis, Ex parte Nahar
(unreported) 27 May 1983, two
applicants for habeas corpus who had
been remanded in custody
were held pursuant to the provisions of
section 6 of the
Imprisonment (Temporary Provisions) Act 1980 in
cells below the
Camberwell Green Magistrates Court which were
designed only to
enable persons to be held in custody for a few
hours at a time
and which were obviously deficient in many
respects for the
purpose of accommodating prisoners for longer
periods. They
sought their release on the ground that the
conditions of their
detention rendered it unlawful. The
applications were rejected,
but Stephen Brown J. said in the
course of his judgment: "There
must be some minimum standard
to render detention lawful. . ."
McCullough J. said:
"Despite the temporary nature
of the detention there
contemplated, there must be implied into
section 6 of the
Act of 1980 some term which relates to the
conditions
under which a prisoner may lawfully be detained. I say
so
because it is possible to conceive of
hypothetical
circumstances in which the conditions of detention
were
such as would make that detention unlawful. I do not
propose
to offer any formulation of that term. Were it
broken in any
particular case I would reject emphatically
the suggestion that
the matter would not be one for the
exercise of the court's
jurisdiction to grant the writ of
habeas corpus."
- 11 -
These observations were considered
by the Court of Appeal
in Middleweek v. Chief Constable of
Merseyside (Note) [1990] 3
W.L.R. 481. The plaintiff had been
awarded damages for false
imprisonment by the jury on the basis
that his otherwise lawful
detention at a police station had been
rendered unlawful because it
was unreasonable in the circumstances
to keep him in a police
cell. The defendant successfully appealed,
but Ackner L.J.,
delivering the judgment of the court, said at p.
487:
"We agree with the views
expressed by the Divisional Court
that it must be possible to
conceive of hypothetical cases in
which the conditions of
detention are so intolerable as to
render the detention unlawful
and thereby provide a remedy
to the prisoner in damages for false
imprisonment. A
person lawfully detained in a prison cell would,
in our
judgment, cease to be so lawfully detained if the
conditions
in that cell were such as to be seriously prejudicial
to his
health if he continued to occupy it, e.g., because it
became
and remained seriously flooded, or contained a fractured
gas
pipe allowing gas to escape into the cell. We do not
therefore
accept as an absolute proposition that if detention
is initially
lawful, it can never become unlawful by reason
of changes in the
conditions of imprisonment."
I sympathise entirely with the
view that the person lawfully
held in custody who is subjected to
intolerable conditions ought not
to be left without a remedy
against his custodian, but the
proposition that the conditions of
detention may render the
detention itself unlawful raises
formidable difficulties. If the
proposition be sound, the
corollary must be that when the
conditions of detention
deteriorate to the point of intolerability,
the detainee is
entitled immediately to go free. It is impossible, I
think, to
define with any precision what would amount to
intolerable
conditions for this purpose. McCullough J.
understandably and perhaps wisely
abstained from any attempt at
definition in Ex parte Nahar.
The examples given by Ackner L.J.
of a flooded or gas-filled cell
are so extreme that they do not,
with respect, offer much guidance
as to where the line should be
drawn. The law is certainly left in
a very unsatisfactory state if
the legality or otherwise of
detaining a person who in law is and
remains liable to detention
depends on such an imprecise criterion
and may vary from time to
time as the conditions of his detention
change.
The logical solution to the
problem, I believe, is that if the
conditions of an otherwise
lawful detention are truly intolerable,
the law ought to be
capable of providing a remedy directly related
to those conditions
without characterising the fact of the detention
itself as
unlawful. I see no real difficulty in saying that the law
can
provide such a remedy. Whenever one person is lawfully in
the
custody of another, the custodian owes a duty of care to
the
detainee. If the custodian negligently allows, or a fortiori,
if he
deliberately causes, the detainee to suffer in any way in
his health
he will be in breach of that duty. But short of
anything that
could properly be described as a physical injury or
an impairment
of health, if a person lawfully detained is kept in
conditions which
cause him for the time being physical pain or a
degree of
discomfort which can properly be described as
intolerable, I believe
that could and should be treated as a
breach of the custodian's
- 12 -
duty of care for which the law
should award damages. For this
purpose it is quite unnecessary to
attempt any definition of the
criterion of intolerability. It
would be a question of fact and
degree in any case which came
before the court to determine
whether the conditions to which a
detainee had been subjected
were such as to warrant an award of
damages, for the discomfort
he had suffered. In principle I
believe it is acceptable for the law
to provide a remedy on this
basis, but that the remedy suggested
in the cases of Nahar
and Middleweek is not. In practice the
problem is perhaps
not very likely to arise.
Conclusion
For the reasons I have given I
conclude that a claim for
damages either for breach of statutory
duty or for false
imprisonment is not sustainable in either of the
cases before the
House. I would accordingly dismiss the appeal in
the case of
Hague. In the case of Weldon I would
allow the appeal and order
that in paragraph 2 of the particulars
of claim the words "falsely
imprisoned and" and
sub-paragraph (iv) of the particulars given
thereunder be struck
out.
LORD ACKNER
My Lords,
A person lawfully held in custody
who is subjected to
intolerable conditions, must, of course, have
a remedy against his
custodian. This clearly can include the
following:
an action in tort against a
prison authority for damages for
negligence where, for
example, the intolerable conditions
cause him to suffer
injury to his health;
where the facts fit, an
action in tort for damages for
assault;
(c) where malice can be
established, an action for misfeasance
in the exercise of a
public office; and
(d) the termination of such conditions by judicial review.
I accept, however, for the reasons
stated by my noble and
learned friends, Lord Bridge of Harwich and
Lord Jauncey of
Tullichettle that an otherwise lawful imprisonment
is not rendered
unlawful by reason only of the conditions of
detention, thereby
providing a prisoner with a potential action
for the tort of false
imprisonment. Accordingly my dictum in the
judgment of the
Court of Appeal in the Middleweek case was
erroneous.
I am not however prepared to
accept that as a matter of
general principle a person who is
lawfully deprived of part only of
his liberty, cannot sue in tort
for false imprisonment, if unlawfully
deprived of the residue or
balance of that liberty. While a
prisoner has no residual liberty
vis a vis the governor, I would not
accept that he had no remedy
against a fellow prisoner who locked
him in some confined space. I
agree with the observations of
Taylor L.J. in Weldon when
he said at p. 1267:
- 13 -
"In such a situation an
action for false imprisonment would
surely lie (for what it was
worth), since the fellow prisoner
would have no defence under
section 12 of the Prison Act
1952."
I agree, that for the reasons
stated in the speech of my
noble and learned friend, Lord Bridge
of Harwich that no claim for
damages is sustainable either for
breach of statutory duty or for
false imprisonment in the case of
either prisoner and I, too, would
therefore dismiss the appeal in
Hague and allow the appeal in
Weldon.
LORD JAUNCEY OF TULLICHETTLE
My Lords,
These two appeals arise out of
actions by convicted
prisoners in respect of incidents during
their confinement. In
Hague the prisoner sought judicial
review of a decision of the
Deputy Governor of Parkhurst Prison to
segregate him and
thereafter to transfer him to Wormwood Scrubs
for continued
segregation. He claimed certain declarations as well
as damages
for false imprisonment. The Divisional Court dismissed
the
application but on appeal the Court of Appeal held, inter
alia (1)
that he was entitled to a declaration that his
continued
segregation in Wormwood Scrubs on the authority of the
Deputy
Governor of Parkhurst was unlawful, (2) that a breach of
the
Prison Rules 1964 could not found a private law claim for
damages
by a prisoner, and (3) that a convicted prisoner could
only succeed
in an action of false imprisonment in respect of his
detention in
prison if he was kept in intolerable conditions
which, so far as
Hague was concerned, was not the case. In Weldon
the prisoner
claimed damages for false imprisonment in respect of
his
confinement over night in a strip cell in the prison in which
he
was serving a sentence. The Court of Appeal dismissed an
appeal
against a refusal to strike out the claim on the grounds
that the
facts disclosed an arguable case of false imprisonment
either on
the ground that he had been unlawfully deprived of his
residual
liberty or that he had been kept in intolerable
conditions. Hague
appealed on the grounds (1) that a breach of the
Prison Rules 1964
sounded in damages, and (2) that the reasons
given by the Court
of Appeal in Weldon for refusing to
strike out the claim were
sound. The Home Office appealed in
Weldon on the ground that a
convicted prisoner serving a
sentence could not maintain an action
of damages for false
imprisonment against the prison authorities.
There was no
challenge to the declaration granted to Hague by the
Court of
Appeal. In these circumstances I propose to address
myself to the
issues of a breach of statutory duty and the tort of
false
imprisonment at common law.
My Lords, I am able to give this
brief summary of the
background to these appeals because of the
detailed account
contained in the speech of my noble and learned
friend Lord
Bridge of Harwich which I gratefully adopt.
Breach of Statutory Duty
-14-
Mr. Sedley for Hague submitted
that there had been a
breach of the prison rules which sounded in
damages. In a
carefully reasoned argument to which I hope that I
do justice in
paraphrasing he argued that a breach of statutory
duty
unaccompanied by a statutory remedy or penalty affords a
right of
action to a person injured thereby where the plaintiff
belongs to a
class which the statutory provision was intended to
protect, and
the breach has caused the plaintiff damage of a kind
against which
the provision was intended to protect him. In
support of this
proposition he relied on Groves v. Wimborne
(Lord) [1898] 2 Q.B.
402 and Cutler v. Wandsworth Stadium
Ltd. [1949] A.C. 398.
Where such a situation existed, as it
did in the present case, no
question of legislative intent arose.
Mr. Sedley invited your
Lordships to overrule Arbon v. Anderson
[1943] K.B. 252 and
Becker v. Home Office [1972] 2 Q.B.
407, in both of which cases
it had been held that a breach of the
prison rules did not give
rise to an action of damages.
Mr. Laws on the other hand
maintained that the first
question to be considered was what
rights, if any, Parliament
intended to confer in passing the
statute and that matters such as
availability of other remedies
merely assisted the resolution of
that question and were not in
themselves decisive. He also relied
on Groves v. Wimborne
(Lord) and Cutler v. Wandsworth Stadium
Ltd. Mr. Laws
argued that the Secretary of State had no power
under section 47
of the Prison Act 1952 to make rules which
conferred private
rights on individuals.
In order to consider these
arguments it is necessary to
examine the relevant authorities.
Groves v. Wimborne (Lord) arose
out of a breach of a duty
imposed by the Factory and Workshop
Act 1878 to fence dangerous
machinery. At the beginning of his
judgment on p. 406 A.L. Smith
L.J. referred to the Act of 1878 as
"A public Act passed in
favour of the workers in factories and
workshops to compel their
employers to do certain things for their
protection and benefit".
In dealing with the question whether the
cause of action which was
prima facie given by the relevant
section had been taken away by
certain provisions as to payment
of fines, he said, at pp.
407-408:
"In dealing with the question
whether this was the intention
of the Legislature it is material
... to consider for whose
benefit the Act was passed, whether it
was passed in the
interests of the public at large or in those of
a particular
class of persons. The Act now in question, as I have
said,
was clearly passed in favour of workers employed
in
factories and workshops, and to compel their employers
to
perform certain statutory duties for their protection
and
benefit."
Later, at p. 408, after
consideration of further matters, he said
that he had
been led to the conclusion:
"That it cannot have been the
intention of the Legislature
that the provision which imposes upon
the employer a fine
as a punishment for neglect of his statutory
duty should
take away the prima facie right of the workman to be
fully
compensated for injury occasioned to him by that neglect."
- 15 -
Rigby L.J. at p. 414 said:
"The plaintiff is one of
those persons, the possibility of
injury to whom through neglect
to fence ''machinery the
section contemplates. That being so, the
only question
seems to be whether the provisions of the Act with
regard
to the imposition of fines for neglect of the duty
created
by the section reasonably lead to the conclusion that
the
Legislature intended that such fines should be the only
remedy
for breach of that duty. I think that, when those
provisions are
examined, it is impossible to arrive at that
conclusion."
Vaughan Williams L.J. at p. 416 said:
"In such a case as this one
must, as Lord Cairns said in
Atkinson v. Newcastle Water Works
Co. (1877) 2 Ex.D. 441,
look at the general scope of the Act
and the nature of the
statutory duty; and in addition one must
look at the nature
of the injuries likely to arise from a breach
of that duty,
the amount of the penalty imposed for a breach of
it, and
the kind of person upon whom it is imposed, before one
can
come to a proper conclusion as to whether the
legislature
intended the statutory remedy to be the only remedy
for
breach of the statutory duty."
All the members of the Court of
Appeal were clearly of the
view that the intention of the
legislature had to be looked at in
determining whether breach of a
statutory duty gave rise to an
action in tort.
In Cutler v. Wandsworth Stadium
Ltd. Lord Simonds at p.
407, after referring to the question
whether where a statutory
obligation is placed on A, B who
conceives himself to be damnified
by A's breach of it has a right
of action against him, stated:
"I do not propose to try to
formulate any rules by reference
to which such a question can
infallibly be answered. The
only rule which in all circumstances
is valid is that the
answer must depend upon a consideration of
the whole Act
and the circumstances, including the pre-existing
law in
which it was enacted. But that there are indications
which
point with more or less force to the one answer or the
other
is clear from authorities which, even where they do
not bind, will
have great weight with the House. For
instance, if a statutory
duty is prescribed but no remedy by
way of penalty or otherwise
for its breach is imposed, it
can be assumed that a right of civil
action accrues to the
person who is damnified by the breach. For
if it were not
so, the statute would be but a pious aspiration."
Lord Simonds later referred with
approval to a passage from the
speech of Lord Kinnear in Butler
(or Black) v. Fife Coal Co. Ltd.
[1912] AC 149, 165, which
included the following sentences:
"We are to consider the scope
and purpose of the statute
and in particular for whose benefit it
is intended. Now the
object of the present statute is plain. It
was intended to
compel mine owners to make due provision for the
safety of
- 16 -
the men working in the mines, and
the persons for whose
benefit all these rules are to be enforced
are the persons
exposed to the danger."
Once again the intention of the
legislature is treated as a
matter of importance. In Lonrho Ltd
v. Shell Petroleum Co. Ltd.
(No. 2) [1982] A.C. 173 Lord
Diplock at p. 185 referred to the
general rule that where an Act
creates an obligation, and enforces
the performance in a specified
manner the performance cannot be
enforced in any other manner, and
then set out one or two
exceptions to the rule . . .
"The first is where upon the
true construction of the Act it
is apparent that the obligation or
prohibition was imposed
for the benefit or protection of a
particular class of
individuals, as in the case of the Factories
Acts and similar
legislation."
This exception was referred to by
Lord Bridge of Harwich in P. v.
Liverpool Daily Post and Echo
Newspapers Plc. [1991] 2 W.L.R.
513 at p. 523H in the
following terms:
"But in order to fall within
the principle which Lord Diplock
had in contemplation it must, in
my opinion, appear upon
the true construction of the legislation
in question that the
intention was to confer on members of the
protected class a
cause of action sounding in damages occasioned
by the
breach."
Finally, in Calveley v. Chief
Constable of the Merseyside
Police [1989] A.C. 1228 Lord
Bridge of Harwich, in the context of
a submission that breach of
one of the Police (Discipline)
Regulations 1977 gave a right to
damages, said at p. 1237D:
"That the duty is imposed for
the benefit of the police
officer subject to investigation is
plain. It seems to me
equally plain that the legislature cannot
have contemplated
that the object of the duty was to protect the
officer from
any injury of a kind attracting compensation and
cannot,
therefore have been intended to give him a right
to
damages for breach of the duty".
My Lords, I take from these
authorities that it must always
be a matter for consideration
whether the legislature intended that
private law rights of action
should be conferred upon individuals in
respect of breaches of the
relevant statutory provision. The fact
that a particular provision
was intended to protect certain
individuals is not of itself
sufficient to confer private law rights
of action upon them,
something more is required to show that the
legislature intended
such conferment.
The Prison Act 1952 is designed to
deal with the
administration of prisons and the management and
control of
prisoners. It covers such wide-ranging matters as
Central
Administration, Prison Officers, Confinement and Treatment
of
Prisoners, Release of Prisoners on Licence, Provision
and
Maintenance of Prisons and Offences. Its objects are far
removed
from those of legislation such as the Factories and Coal
Mines
Acts whose prime concern is to protect the health and safety
of
- 17 -
persons who work therein. Section
47 empowers the Secretary of
State to make rules in relation to
many of the matters with which
the Act is concerned and is in the
following terms, inter alia . . .
"(1) The Secretary of State
may make rules for the
regulation and management of prisons,
remand centres,
detention centres and Borstal institutions
respectively, and
for the classification, treatment, employment,
discipline and
control of persons required to be detained
therein."
I find nothing in any of the other
sections of the Act to suggest
that Parliament intended thereby to
confer on prisoners a cause of
action sounding in damages in
respect of a breach of those
provisions. To give the Secretary of
State power in section 47 to
confer private law rights on
prisoners would therefore be to allow
him to extend the general
scope of the Act by rules. This could,
of course, be done by some
such provision as is found in section
76(2) of the Factories Act
1961 whereby the Minister is
specifically empowered to make
regulations which "impose duties
on owners, employed persons
and other persons . . .". However, in
the absence of such a
specific provision I conclude that it was not
intended that the
Secretary of State should be able to extend the
scope of the Act
by creating private rights by way of rules, from
which it follows
that had he done so he would have been acting
ultra vires.
That is sufficient for disposal of this part of the
appeal but in
deference to the able arguments addressed to your
Lordships I turn
to consider the effect of the rules upon the
assumption that the
Secretary of State did have power thereby to
confer private law
rights upon prisoners.
The appellant Hague relies on
a breach of rule 43 which is
in the following terms:
"Removal and association
Where it appears desirable,
for the maintenance of
good order or discipline or in
his own interests, that
a prisoner should not
associate with other prisoners,
either generally or
for particular purposes, the
governor may arrange for
the prisoner's removal from
association accordingly.
A prisoner shall not be removed
under this Rule for a
period of more than 3 days without the
authority of a
member of the board of visitors or of the
Secretary
of State. An authority given under this
paragraph
shall be for a period not exceeding one
month, but
may be renewed from month to month except that,
in
the case of a person aged less than 21 years who
is
detained in prison, such an authority shall be
for a
period not exceeding 14 days, but may be
renewed
from time to time for a like period.
The governor may arrange at his
discretion for such a
prisoner as aforesaid to resume association
with other
prisoners, and shall do so if in any case the
medical
officer so advises on medical grounds."
This rule should be read in the
context of rule 2(1) which provides:
- 18 -
"Maintenance of order and discipline
"2. (1) Order and
discipline shall be maintained with
firmness, but with no more
restriction than is
required for safe custody and well ordered
community
life."
Mr. Sedley argued that the
limitation in rule 43(2) on the
time during which a prisoner may
be removed from association was
imposed for the benefit of
prisoners in whom there arose a
correlative private law right if
they were injured by a breach. My
Lords, I cannot accept this
proposition. The rules are wide-ranging
in their scope covering a
mass of matters relevant to the
administration and good government
of a prison. Many of these do
not directly relate to prisoners and
I do not consider that those
which do were ever intended to confer
private law rights in the
event of a breach. The rules are
regulatory in character, they
provide a framework within which the
prison regime operates but
they are not intended to protect
prisoners against loss, injury and
damage nor to give them a right
of action in respect thereof. I
would only add that if a prisoner
suffered in health as a result of
segregation contrary to the
rules he would in all probability have a
right of action in
negligence against the prison authorities. If, as
in the case of
Hague, he suffered no damage to health then a
breach of the rules
would not result in loss or injury of the kind
which normally
flows from a breach of statutory duty and which
the statute is
designed to prevent (see Lord Bridge of Harwich in
P. v.
Liverpool Daily Post and Echo Newspapers Plc. [1991] 2
W.L.R.
513 at p. 524 A-B).
In Arbon v. Anderson [1943]
K.B. 252 Goddard L.J., sitting
as an additional judge of the
King's Bench Division, said at p. 254:
"With regard to the prison
rules, it would be enough to say
that there were no breaches, but,
in case a higher court
should take a different view, I should say
that, in my
opinion, neither do these rules confer rights on
prisoners
which can be enforced by action. They are made under
the
Prison Act 1898, section 2, for the 'government of prisons'
.
. . The real question which falls to be determined is
whether
it is intended by the statute to confer an individual
right. I am
clearly of opinion that neither the Prison Act
1898 nor the rules
were intended to confer any such right."
In Becker v. Home Office
[1972] 2 Q.B. 407, in which Arbon v.
Anderson does not
appear to have been cited, the plaintiff sought
to claim damages
in respect of an alleged breach of the prison
rules. Lord Denning
M.R. said at p. 418H:
"The prison rules are
regulatory directions only. Even if
they are not observed, they do
not give rise to a cause of
action. So I hold that in point of law
Mrs. Becker cannot
claim."
Edmund Davies L.J. said at p. 420C:
"... I hold (as Lord Denning
M.R. has done) that a breach
of these prison rules does not, per
se, create any civil
liability at the suit of a party who claims
to have been
damnified thereby."
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For the reasons which I have
already given I have no doubt
that the dicta which I have just
quoted from these two cases
correctly state the law as do the
observations 'of Taylor and
Nicholls L.JJ. in Hague [1990]
3 W.L.R. 1210 at 1263c and 1270H
respectively.
Finally, I should emphasise that
the conclusion which I have
reached on this part of the appeal
does not leave a prisoner
without a remedy if the rules are broken
to his detriment. He
may complain to the governor or board of
visitors under rule 8(1)
and in the event of a complaint to the
latter a report may be
made to the Secretary of State under
section 6(3) of the Act. He
may also challenge any administrative
decision of the Secretary of
State or the governor which he
considers to contravene the
provisions of the Act or the rules by
judicial review proceedings.
In the case of a continuing wrong
done to him a prisoner could
expect that a hearing in
judicial review proceedings could be
obtained with little delay.
These public law remedies are
additional to any private law
remedies which would be available to
him such as damages for
misfeasance in public office, assault or
negligence.
False imprisonment
Are there any circumstances in
which a convicted prisoner
committed to a prison in terms of
section 12 of the Prison Act
1952 can sue the prison authorities
for damages for false
imprisonment? The divisional court in Weldon
answered this
question in the affirmative and referred to two
possible situations,
namely:
(1) Where the prisoner has been
deprived of his residual liberty
without reasonable cause and in
bad faith, and (2) where the
prisoner has been subjected to
intolerable conditions of detention.
The Court of Appeal in Hague
considered whether the conditions
under which he was imprisoned
were intolerable but concluded that
they were not. The relevant
circumstances in Weldon were that,
according to his
averments, he was dragged out of his cell,
dragged downstairs,
placed in a cell in the punishment block, later
removed to a strip
cell where his clothes were taken from him
and wherein he remained
until the following morning. In Hague
his continued
segregation after transfer to Wormwood Scrubs
contravened the
provisions of the Prison Rules 1964 and was
unlawful. It was said
that the conditions in which Weldon was
kept in the strip cell
were, prima facie, intolerable, but no such
submission was made on
behalf of Hague.
False imprisonment is defined in
Clerk and Lindsell on
Torts, 16th ed., (1989) pp. 972-973,
para. 17-15 as "complete
deprivation of liberty for any time,
however short, without lawful
cause". The work then quotes
the "Termes de la Ley":
"Imprisonment is no other
thing but the restraint of a man's
liberty, whether it be in the
open field, or in the stocks, or
in the cage in the streets or in
a man's own house, as well
as in the common gaols; and in all the
places the party so
restrained is said to be a prisoner so long as
he hath not
his liberty freely to go at all times to all places
whither he
will without bail or mainprise or otherwise."
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The latter definition of
imprisonment was cited with approval by
Duke and Atkin L.JJ. in
Meering v. Grahame-White Aviation Co.
Ltd. (1919) 122 L.T.
44 at pp. 51' and 53. The reference to
liberty to go "at all
times to all places" must, of course, be read
in the context
of the normal restrictions imposed by general law
or contract on
the ability of individuals to go where and when
they please.
Residual liberty
In the Court of Appeal in Weldon
Ralph Gibson L.J. [1990] 3
W.L.R. 465, 473H, after referring in
some detail to the Prison
Rules 1964, said:
" It is apparent, in my judgment, from consideration of
those rules that the legislative
intention is that a prisoner
should, subject to any lawful order
given to him and to any
rules laid down in the prison, enjoy such
liberty - his
residual liberty - within prison as is left to him."
In reaching the conclusion that
the Prison Rules 1964 left a
prisoner with some residual liberty
Ralph Gibson L.J. had regard to
a passage in the speech of Lord
Wilberforce in Raymond v. Honey
[1983] 1 AC 1 at p. 10G
where he said:
"Secondly, under English law,
a convicted prisoner, in spite
of his imprisonment, retains all
civil rights which are not
taken away expressly or by necessary
implication".
These observations were made in
the context of a case
concerning a prisoner's right of access to
the Courts. They are
highly relevant to the protection of such
rights as a prisoner
retains but they do not assist in determining
what those rights are.
In seeking to support the decision of the
Court of Appeal Mr.
Harris for Weldon referred to four 19th
century authorities which,
he maintained, supported the
proposition that a convicted prisoner
could be falsely imprisoned.
In Osborne v. Angle (1835) 2 Scott
500, a prisoner in the
Fleet Prison was, on being subsequently
charged with dealing with
a forged bill of exchange, conveyed to
the strong room. He
obtained a rule calling upon the warden to
show cause why he
should not be restored to the proper and
ordinary custody of the
prison. The rule was discharged upon the
ground that the warden
was well justified in what he had done,
although it appears from
the judgments of Tindal C.J. and Gaselee
J. that the court would
have interfered if improper and unnecessry
restraint had been
imposed. It was argued, by Mr. Harris, that
the apparent
willingness of the court to have interfered in
appropriate
conditions supported the proposition which he was
advancing. I do
not think that it did. If the court had interfered
it would have
been to affirm the rule by making an order such as
today would be
made in judicial review proceedings but not by
awarding damages
for false imprisonment. In Yorke v. Chapman
(1839) 10 Ad. &
E. 207, a prisoner committed to the Queen's
Bench Prison for debt
was confined by the marshal in terms of a
rule of court in a
strong room for disorderly behaviour. He had a
statutory right to
petition the court on the ground of abuse by the
prison
authorities and in respect of that complaint the court had
power
to award recompense and costs. However, he chose instead
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to bring an action of assault and
false imprisonment against the
marshal. The Attorney-General
sought a rule absolute to stay the
action on the ground, inter
alia, that there was no charge of
excess but Lord Denman C.J.
held that the plaintiff's statutory
remedy did not remove his
right to bring an action for redress. I
do not think that this
case assists Mr. Harris because there was no
attempt to strike out
the action based on false imprisonment and
indeed the
Attorney-General appears to have accepted that a
charge of
"excess" would have been actionable. Furthermore,
the
existence of allegations of assault, if proved, would have
entitled
the plaintiff to a remedy at common law irrespective of
any
remedy for false imprisonment.
The two remaining 19th century
cases were Cobbett v. Grey
(1850) 4 Exch. 729 and Osborne
v. Milman (1886) 17 QBD 514, in
both of which prisoners
complained that they were falsely
imprisoned in a part of a prison
in which they could not lawfully
be confined. In Arbon v.
Anderson [1943] K.B. 252, Goddard L.J.
at p. 254 analysed
these two cases and concluded that both related
to the nature of
the imprisonment rather than to the conditions
thereof. In Hague
[1990] 3 W.L.R. 1210, 1263F-1264H, Taylor L.J.
again analysed the
two cases and concluded that both depended
upon the strict
classification of prisoners at the time and the
statutory
requirements as to where they should be confined
dependent upon
their classification. I entirely agree with his
careful analysis
of these two cases and do not feel that I can
usefully add
anything thereto. I would merely emphasise, as
Taylor L.J. did,
that the Secretary of State's power under section
12(1) of the
Prison Act 1952 to confine a prisoner "in any
prison"
demonstrates how different is the position today to
that which
prevailed in the 19th century. I do not therefore
consider that
these four cases support the proposition that a
prisoner committed
to prison in terms of section 12 can,
nevertheless, be falsely
imprisoned.
I turn to more recent authority.
In Williams v. Home
Office (No. 2) [1981] 1 All E.R. 1211,
Tudor-Evans J. at p. 1241
said:
"In my judgment, the sentence
of the court and the
provisions of section 12(1) always afford a
defence to an
action of false imprisonment. The sentence justifies
the
fact of imprisonment and the subsection justifies
the
confinement of a prisoner in any prison. How then can it
be
unjustifiable and unlawful to confine him there? I
accept
the submission . . . that the sentence of the court
and the
provisions of section 12(1) provide a defence to this
action,
subject to the arguments based on the Bill of Rights
and natural
justice . . . The next question is whether the
lawfulness of the
detention can be affected by the
conditions of the detention. I do
not think so. The
question of the conditions of imprisonment is a
matter for
the Secretary of State. The check or safeguard
against
unacceptable conditions . . . lies in the prisoner's
rights
under the rules to complain to the governor or
the
Secretary of State."
In Reg. v. Board of Visitors of
Gartree Prison, Ex parte
Sears, 14 March 1985, The Times, 20
March 1985, a prisoner
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sought damages in respect of
cellular confinement and loss of
privilege. Mann J. said:
"If a person is imprisoned in
al place where he is lawfully so
imprisoned, then it does
not seem to me that a variation in
conditions of confinement can
constitute the tort of false
imprisonment at common law."
These two cases were referred to
by Ackner L.J. in Middleweek v.
Chief Constable of Merseyside
(Note) [1990] 3 W.L.R. 481 with
apparent approval
although this was later qualified to the extent
of propounding the
proposition that lawful detention could become
unlawful when the
conditions became intolerable. To this
proposition I shall return
later.
It is perhaps instructive to
examine once more the
circumstances which in each of the two cases
were said to
constitute false imprisonment. In Weldon it
was said that his
removal to and confinement in a strip cell
constituted the tort.
In Hague the Court of Appeal held
that his continued segregation
in the prison to which he was
transferred on the orders of the
Governor of the transferring
provision was unlawful and in breach
of rule 43. This unlawful
segregation, it was argued, amounted to
false imprisonment. No
complaints were made about his presence
in the second prison and
no complaint about segregation could have
been made had the
Governor of that prison independently ordered
and obtained leave
for it. Thus in each case what was said to
constitute false
imprisonment was not the confinement in the
particular prison but
rather the treatment therein, or, as Goddard
L.J. put it in Arbon
v. Anderson the conditions and not the nature
of the
imprisonment. The alteration in the conditions infringed
the
residual liberty possessed by the two men and thus constituted
false
imprisonment.
This proposition presupposes that
a prisoner lawfully confined
in prison has, vis a vis the
Governor, residual liberty which can be
protected by private law
remedies. That a prisoner has a right to
sue in respect of torts
committed against him in prison is beyond
doubt (Raymond v.
Honey (supra)). If he is assaulted by a prison
officer he may
sue for damages, and if he is negligently cared for
whereby he
sustains injury to his health he may likewise sue. But
does he
have such residual liberty, vis a vis the Governor, as
amounts to
a right protectable in law? I do not consider that he
does.
He is lawfully committed to a
prison and while there is
subject to the Prison Act 1952 and the
Prison Rules 1964. His
whole life is regulated by the regime. He
has no freedom to do
what he wants, when he wants. His liberty to
do anything is
governed by the prison regime. Placing Weldon in a
strip cell and
segregating Hague altered the conditions under
which they were
detained but did not deprive them of any liberty
which they had
not already lost when initially confined.
Intolerable conditions
In the Court of Appeal in Weldon
Ralph Gibson L.J. at p.
479E concluded that the plaintiff's
allegation included "an assertion
of fact capable of
constituting such 'intolerable conditions of
- 23 -
detention' as to render the
detention unlawful within the principle
stated by Ackner L.J. in
the Middleweek case". In that case,
Middleweek v.
Chief Constable of Merseyside (Note) [1990] 3
W.L.R. 481,
Ackner L.J. after referring to an unreported decision
of the
Divisional Court in Reg. v. Commissioners of Police of
the
Metropolis, Ex parte Nahar (unreported) 14 March 1985,
said at p.
487:
"We agree with the views
expressed by the Divisional Court
that it must be possible to
conceive of hypothetical cases in
which the conditions of
detention are so intolerable as to
render the detention unlawful
and thereby provide a remedy
to the prisoner in damages for false
imprisonment. A
person lawfully detained in a prison cell would,
in our
judgment, cease to be so lawfully detained if the
conditions
in that cell were such as to be seriously prejudicial
to his
health if he continued to occupy it, e.g., because it
became
and remained seriously flooded, or contained a fractured
gas
pipe allowing gas to escape into the cell., We do
not
therefore accept as an absolute proposition that if
detention
is initially lawful, it can never become unlawful by
reason
of changes in the conditions of imprisonment."
My Lords, there is no doubt that
in the conditions
predicated by Ackner L.J. the prisoner would
have a public law
remedy and, if he sustained injury to health, a
private law remedy
as well, but the latter remedy would lie in
negligence rather than
in false imprisonment. To say that
detention becomes unlawful
when the conditions thereof become
intolerable is to confuse
conditions of confinement with nature of
confinement and to add a
qualification to section 12(1). If, as I
believe to be the case, a
prisoner at any time has no liberty to
be in any place other than
where the regime permits, he has no
liberty capable of deprivation
so as to constitute the tort of
false imprisonment. An alteration
of conditions therefore deprives
him of no liberty because he has
none already. I am therefore of
the opinion that the above quoted
dictum of Ackner L.J. in
Middleweek is an incorrect statement of
the law.
General
There are certain further matters
which are relevant to
both of the arguments on residual liberty
and intolerable
conditions. Mr. Harris argued than a substantial
breach of a
justiciable prison rule affected the legality of the
detention and
could give rise to false imprisonment. This argument
is unsound
for two reasons. In the first place it turns the tort
of false
imprisonment into one of degree dependent upon whether or
not
the breach in question is substantial. Such a concept is at
odds
with the definition of the tort and particularly at odds with
the
dictum of Atkin L.J. in Meering v. Grahame-White Aviation
Co.
Ltd. (1919) 122 L.T. 44, 53-54:
"It appears to me that a
person could be imprisoned without
his knowing it. I think a
person can be imprisoned while he
is asleep, while he is in a
state of drunkenness, while he is
unconscious, and while he is a
lunatic. Those are cases
where it seems to me that the person
might properly
complain if he were imprisoned, though the
imprisonment
- 24 -
began and ceased while he was in
that state. Of course,
the damages might be diminished and would
be affect by
the question whether he was conscious of it or not.
"So a man might in fact, to
my mind, be imprisoned by
having the key of a door turned . . .It
is quite unnecessary
to go on to show that in fact the man knew
that he was
imprisoned."
If a man can be falsely imprisoned
when he is unaware of the fact
it is difficult to see what
relevance comfort or discomfort has to
the constitution of the
tort. In my view, imprisonment is either
lawful or false and
questions of degree do not arise. In the
second place, the
argument seeks to obtain by the back door the
remedy which is not
available by the front, namely, that based on
breach of statutory
duty.
If deprivation of residual liberty
or subjection to intolerable
conditions could constitute false
imprisonment it would mean
adding to section 12(1) some such words
as "so long as the
conditions of his confinement are
tolerable and the provisions of
this Act and of any rules made
hereunder are observed in relation
to him in all material
respects". I see no justification for so
qualifying section
12(1). In my view that subsection provides a
complete answer to
any claim of false imprisonment against the
Governor or anyone
acting on his authority.
It was suggested during argument
that if no action of false
imprisonment could lie against the
Governor, a prisoner would have
no remedy against a fellow
prisoner who locked him in some
confined space. While a prisoner
has no residual liberty vis a vis
the Governor, it does not
necessarily follow that vis a vis fellow
prisoners he does not
have such measure of liberty as is permitted
to him by the prison
regime. Furthermore section 12 would
provide no defence to a
fellow prisoner. As the matter is not
necessary to the
determination of these appeals and was not fully
argued I say no
more. It was further suggested that as a matter
of general
principle someone who had already suffered some
deprivation of
liberty could not thereafter suffer false
imprisonment. This
appears to misunderstand the definition of the
tort which is total
deprivation of liberty, that is to say of all such
liberty as the
individual presently enjoys and not deprivation of
total liberty,
namely, liberty which is otherwise wholly
unrestricted. I see no
reason why an individual enjoying restricted
liberty such as an
undergraduate "gated" within his college should
not be
falsely imprisoned if the result thereof is to deprive him
totally
of such liberty as he presently enjoys.
To summarise my conclusion on these appeals:
No action of damages lies in
respect of a breach of
the Prison Rules 1964.
No action of damages for
false imprisonment lies
against the Secretary of State
or the Governor of a prison
either on the ground of
unlawful deprivation of residual
liberty, or on
the ground of subjection to intolerable
conditions.
- 25 -
I would therefore dismiss the
appeal in Hague and allow
that in Weldon making the
orders proposed by my noble and
learned friend, Lord Bridge of
Harwich.
LORD GOFF OF CHIEVELEY
My Lords,
I agree with my noble and learned
friends, Lord Bridge of
Harwich and Lord Jauncey of Tullichettle,
that the Prison Rules
1964 are regulatory in character and were
never intended to
confer private law rights on prisoners in the
event of their breach.
I also agree, for the reasons given by my
noble and learned
friends, with the second conclusion summarised
at the end of Lord
Jauncey's speech, viz. that no action of
damages for false
imprisonment lies against the Secretary of State
or governor of a
prison either on the ground of unlawful
deprivation of residual
liberty, or on the ground of subjection to
intolerable conditions;
though I accept that, in the latter
circumstances, an action for
damages for negligence may be
available to the prisoner, but only
in respect of the type or
types of damage which, on accepted
legal principles, will give
rise to such an action. I too, therefore,
would dismiss the appeal
in the case of Hague and allow the
appeal in the case of
Weldon.
LORD LOWRY
My Lords,
I have had the advantage of
reading in draft the speeches
of my noble and learned friends,
Lord Bridge of Harwich and Lord
Jauncey of Tullichettle. I agree
with both of them that no claim
for damages is sustainable either
for breach of statutory duty or
for false imprisonment in the case
of either prisoner. Accordingly
I, too, would dismiss the appeal
in Hague and allow the appeal in
Weldon.
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